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Types of Naval Officers - Drawn from the History of the British Navy
by A. T. Mahan
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The 17th Article read thus: "If the admiral see the enemy standing towards him, and he has the wind of them, the van of the fleet is to make sail till they come the length of the enemy's rear, and our rear abreast of the enemy's van; then he that is in the rear of our fleet is to tack first, and every ship one after another as fast as they can throughout the whole line; and if the admiral will have the whole fleet to tack together, the sooner to put them in a posture of engaging the enemy, he will hoist" a prescribed signal, "and fire a gun; and whilst they are in fight with the enemy the ships will keep at half a cable's length—one hundred yards—one of the other." All this Byng aimed to do. The conditions exactly fitted, and he exactly followed the rules, with one or two slight exceptions, which will appear, and for which the Court duly censured him.

When thus much had been done, the 19th Article in turn found its postulate realized, and laid down its corresponding instruction: "If the admiral and his fleet have the wind of the enemy, and they have stretched themselves in a line of battle, the van of the admiral's fleet is to steer with the van of the enemy's, and there to engage with them." The precise force of "steer with" is not immediately apparent to us to-day, nor does it seem to have been perfectly clear then; for the question was put to the captain of the flag-ship,—the heroic Gardiner, —"You have been asked if the admiral did not express some uneasiness at Captain Andrews"—of the van ship in the action—"not seeming to understand the 19th Article of the Fighting Instructions; Do not you understand that article to relate to our van particularly when the two fleets are [already] in a parallel line of battle to each other?" (As TT, F3). Answer: "I apprehended it in the situation" [not parallel] "we were in[1] if the word For were instead of the word With, he would, I apprehend, have steered directly for the van ship of the Enemy." Question. "As the 19th Article expresses to steer with the van of the enemy, if the leading ship had done so, in the oblique line we were in with the enemy, and every ship had observed it the same, would it not have prevented our rear coming to action at all, at least within a proper distance?" Answer: "Rear, and van too." "Steer with" therefore meant, to the Court and to Gardiner, to steer parallel to the enemy,—possibly likewise abreast,—and if the fleets were already parallel the instruction would work; but neither the articles themselves, nor Byng by his signals, did anything to effect parallelism before making the signal to engage.

The captain of the ship sternmost in passing, which became the van when the fleet tacked together according to the Instructions and signals, evidently shared Gardiner's impression; when about, he steered parallel to—"with"—the French, who had the wind nearly abeam. The mischief was that the ships ahead of him in passing were successively more and more distant from the enemy, and if they too, after tacking, steered with the latter, they would never get any nearer. The impasse is clear. Other measures doubtless would enable an admiral to range his fleet parallel to the enemy at any chosen distance, by taking a position himself and forming the fleet on his ship; or, in this particular instance, Byng being with the van as it, on the starboard tack, was passing the enemy (B3 B3), could at any moment have brought his fleet parallel to the French by signalling the then van ship to keep away a certain amount, the rest following in her wake. Nothing to that effect being in the Instructions, it seems not to have occurred to him. His one idea was to conform to them, and he apprehended that after tacking, as they prescribed, the new van ship would bear down and engage without further orders, keeping parallel to the French when within point-blank, the others following her as they could; a process which, from the varying distances, would expose each to a concentrated fire as they successively approached. Byng's action is only explicable to the writer by supposing that he thus by "steer with" understood "steer for;" for when, after the fleet tacked together, the new van ship (formerly the rear) did not of her own motion head for the leading enemy, he signalled her to steer one point, and then two points, in that direction. This, he explained in his defence, was "to put the leading captain in mind of his Instructions, who I perceived did not steer away with the enemy's leading ship agreeable to the 19th Article of the Fighting Instructions." The results of these orders not answering his expectations, he then made the signal to engage, as the only remaining way perceptible to him for carrying out the Instructions.

To summarize the foregoing, up to the moment the signal for battle was made: While the fleets were striving for the weather gage, the wind had shifted to the southwest. The French, momentarily disordered by the change, had formed in line ahead about noon, heading northwest, westerly, so as just to keep their main topsails aback and the ships with bare steerage way, but under command (F3). The British standing south-southeast, by the wind, were passing (B2-B3) across the head of the enemy's fleet at a distance of from three to two miles—the latter being the estimate by their ships then in the rear. The French having twelve vessels in line and the British thirteen, the gradual progress of the latter should bring their then van "the length of the enemy's rear," about the time the rear came abreast of his van. When this happened, the Instructions required that the fleet tack together, and then stand for the enemy, ship to ship, number one to number one, and so along the line till the number twelves met[2].

This Byng purposed to do, but, unluckily for himself, ventured on a refinement. Considering that, if his vessels bore down when abreast their respective antagonists, they would go bows-on, perpendicularly, subject to a raking—enfilading—fire, he deferred the signal to tack till his van had passed some distance beyond the French rear, because thus they would have to approach in a slanting direction. He left out of his account here the fact that all long columns tend to straggle in the rear; hence, although he waited till his three or four leading ships had passed the enemy before making signal to tack, the rear had got no farther than abreast the hostile van. Two of the clearest witnesses, Baird of the Portland, next to the then rear ship, and Cornwall of the Revenge, seventh from it, testified that, after tacking together, to the port tack, when they kept away for the enemy in obedience to the signal for battle, it was necessary, in order to reach their particular opponents, to bring the wind not only as far as astern, but on the starboard quarter, showing that they had been in rear of their station before tacking, and so too far ahead after it; while Durell of the Trident, ninth from rear and therefore fifth from van, asserted that at the same moment the British van, which after tacking became the rear, had overpassed the enemy by five or six ships. This may be an exaggeration, but that three or four vessels had gone beyond is proved by evidence from the ships at that end of the line.

The Court therefore distinctly censured the admiral for this novelty: "Unanimously, the Court are of opinion that when the British fleet on the starboard tack were stretched abreast, or about the beam of the enemy's line, the admiral should have tacked the fleet all together, and immediately have conducted it on a direct course for the enemy, the van steering for the enemy's van," etc. The instructive point, however, is not Byng's variation, nor the Court's censure, but the idea, common to both, that the one and only way to use your dozen ships under the conditions was to send each against a separate antagonist. The highest and authoritative conception of a fleet action was thus a dozen naval duels, occurring simultaneously, under initial conditions unfavorable to the assailant. It is almost needless to remark that this is as contrary to universal military teaching as it was to the practice of Rodney, Howe, Jervis, and Nelson, a generation or two later.

This is, in fact, the chief significance of this action, which ratified and in a measure closed the effete system to which the middle eighteenth century had degraded the erroneous, but comparatively hearty, tradition received by it from the seventeenth. It is true, the same blundering method was illustrated in the War of 1778. Arbuthnot and Graves, captains when Byng was tried, followed his plan in 1781, with like demonstration of practical disaster attending false theory; but, while the tactical inefficiency was little less, the evidence of faint-hearted professional incompetency, of utter personal inadequacy, was at least not so glaring. It is the combination of the two in the person of the same commander that has given to this action its pitiful pre-eminence in the naval annals of the century.

It is, therefore, not so much to point out the lesson, as to reinforce its teaching by the exemplification of the practical results, that there is advantage in tracing the sequel of events in this battle. The signal to tack was made when the British van had reached beyond the enemy's rear, at a very little after 1 P.M. (B3). This reversed the line of battle, the rear becoming the van, on the port tack. When done, the new van was about two miles from that of the French (F4); the new rear, in which Byng was fourth from sternmost, was three and a half or four from their rear. Between this and 2 P.M. came the signals for the ship then leading to keep two points, twenty-five degrees, more to starboard, —towards the enemy; a measure which could only have the bad effect of increasing the angle which the British line already made with that of the French, and the consequent inequality of distance to be traversed by their vessels in reaching their opponents. At 2.20 the signal for battle was made, and was repeated by the second in command, Rear-Admiral Temple West, who was in the fourth ship from the van. His division of six bore up at once and ran straight down before the wind, under topsails only, for their several antagonists; the sole exception being the van-most vessel, which took the slanting direction desired by Byng, with the consequence that she got ahead of her position, had to back and to wear to regain it, and was worse punished than any of her comrades. The others engaged in line, within point-blank, the rear-admiral hoisting the flag for close action (B4). Fifteen minutes later, the sixth ship, and rearmost of the van, the Intrepid, lost her foretopmast, which crippled her.

The seventh ship, which was the leader of the rear, Byng's own division, got out of his hands before he could hold her. Her captain, Frederick Cornwall, was nephew to the gallant fellow who fell backing Mathews so nobly off Toulon, and had then succeeded to the command of the Marlborough, fighting her till himself disabled. He had to bring the wind on the starboard quarter of his little sixty-four, in order to reach the seventh in the enemy's line, which was an eighty-gun ship, carrying the flag of the French admiral. This post, by professional etiquette, as by evident military considerations, Byng owed to his own flag-ship, of equal force.

The rest of the rear division the commander-in-chief attempted to carry with himself, slanting down; or, as the naval term then had it, "lasking" towards the enemy. The flag-ship kept away four points—forty-five degrees; but hardly had she started, under the very moderate canvas of topsails and foresail, to cover the much greater distance to be travelled, in order to support the van by engaging the enemy's rear, when Byng observed that the two ships on his left—towards the van—were not keeping pace with him. He ordered the main and mizzen topsails to be backed to wait for them. Gardiner, the captain, "took the liberty of offering the opinion" that, if sail were increased instead of reduced, the ships concerned would take the hint, that they would all be sooner alongside the enemy, and probably receive less damage in going down. It was a question of example. The admiral replied, "You see that the signal for the line is out, and I am ahead of those two ships; and you would not have me, as admiral of the fleet, run down as if I was going to engage a single ship. It was Mr. Mathews's misfortune to be prejudiced by not carrying his force down together, which I shall endeavor to avoid." Gardiner again "took the liberty" of saying he would answer for one of the two captains doing his duty. The incident, up to the ship gathering way again, occupied less than ten minutes; but with the van going down headlong—as it ought—one ceases to wonder at the impression on the public produced by one who preferred lagging for laggards to hastening to support the forward, and that the populace suspected something worse than pedantry in such reasoning at such a moment. When way was resumed, it was again under the very leisurely canvas of topsails and foresail.

By this had occurred the incident of the Intrepid losing her foretopmast. It was an ordinary casualty of battle, and one to be expected; but to such a temper as Byng's, and under the cast-iron regulations of the Instructions, it entailed consequences fatal to success in the action,—if success were ever attainable under such a method,—and was ultimately fatal to the admiral himself. The wreck of the fallen mast was cleared, and the foresail set to maintain speed, but, despite all, the Intrepid dropped astern in the line. Cornwall in the Revenge was taking his place at the moment, and fearing that the Intrepid would come back upon him, if in her wake, he brought up first a little to windward, on her quarter; then, thinking that she was holding her way, he bore up again. At this particular instant he looked behind, and saw the admiral and other ships a considerable distance astern and to windward; much Lestock's position in Mathews's action. This was the stoppage already mentioned, to wait for the two other ships. Had Cornwall been Burrish, he might in this have seen occasion for waiting himself; but he saw rather the need of the crippled ship. The Revenge took position on the Intrepid's lee quarter, to support her against the enemy's fire, concentrated on her when her mast was seen to fall. As her way slackened, the Revenge approached her, and about fifteen minutes later the ship following, the Princess Louisa,—one of those for which Byng had waited,—loomed up close behind Cornwall, who expected her to run him on board, her braces being shot away. She managed, however, with the helm to back her sails, and dropped clear; but in so doing got in the way of the vessel next after her, the Trident, which immediately preceded Byng. The captain of the Trident, slanting down with the rest of the division, saw the situation, put his helm up, ran under the stern of the Louisa, passed on her lee side,—nearest the enemy,—and ranged up behind the Revenge; but in doing this he not only crossed the stern of the Louisa, but the bow of the admiral's ship—the Ramillies.

Under proper management the Ramillies doubtless could have done just what the Trident did,—keep away with the helm, till the ships ahead of her were cleared; she would be at least hasting towards the enemy. But the noise of battle was in the air, and the crew of the Ramillies began to fire without orders, at an improper distance. The admiral permitted them to continue, and the smoke enveloping the ship prevented fully noting the incidents just narrated. It was, however, seen before the firing that the Louisa was come up into the wind with her topsails shaking, and the Trident passing her to leeward. There should, therefore, have been some preparation of mind for the fact suddenly reported to the admiral, by a military passenger on the quarter deck, that a British ship was close aboard, on the lee bow. It was the Trident that had crossed from windward to leeward for the reasons given, and an instant later the Louisa was seen on the weather bow. Instead of keeping off, as the Trident had done, the admiral ordered the foresail hauled up, the helm down, luffed the ship to the wind, and braced the fore-topsail sharp aback; the effect of which was first to stop her way, and then to pay her head off to leeward, clear of the two vessels. About quarter of an hour elapsed, by Captain Gardiner's evidence, from the time that the Ramillies's head pointed clear of the Trident and Louisa before sail was again made to go forward to aid the van. The battle was already lost, and in fact had passed out of Byng's control, owing to his previous action; nevertheless this further delay, though probably due only to the importance attached by the admiral to regularity of movement, had a discreditable appearance.

The Court held that the admiral was justified in not trying to go to leeward of the two ships, under the circumstances when they were seen; but blamed him for permitting the useless cannonade which prevented seeing them sooner. The results at this moment in other parts of the field should be summarized, as they show both the cause and the character of the failures due to faulty management.

The five ships of the British van had already seen their adversaries withdraw after a sharp engagement. This seems to have been due to the fact that two were individually overmatched and driven off; whereupon the other three retired because unable to contend with five. But no support reached the British van at this important moment; on the contrary, the British rear was now two or three miles distant, astern and to windward. The lagging of the crippled Intrepid held back the Revenge. Cornwall was detained some time by the old idea that he needed a signal to pass her, because to do so was breaking the order established by the admiral; but concluding at last that Byng was unaware of the conditions, and seeing that his immediate opponent—the French admiral—was drawing ahead, he sent word to the Intrepid to hold her fire for a few moments till he could go by. He then made sail.

The French rear with its commander-in-chief had been watching the incidents narrated: the crippling of the Intrepid, the consequent disorder in the British rear, and the increasing distance between it and the van. When the Revenge, however, passed ahead, and Byng disentangled his flag-ship, the moment for a decisive step arrived. The French rear vessels were nearer the British van than Byng's division was. They now filled their topsails, made more sail, stood for the British leading ships, already partially unrigged, passed by, and in so doing gave them the fire of a number of substantially fresh vessels, which had undergone only a distant and ineffective cannonade. Byng saw what was about to happen, and also set more canvas; but it was no longer possible to retrieve the preceding errors. The French admiral had it in his power very seriously to damage, if not to destroy the hostile van; but in accordance with the tradition of his nation he played an over-prudent game, strictly defensive, and kept too far off. After exchanging distant broadsides, he steered northwest towards Mahon, satisfied that he had for the time disabled his opponent. The British that evening tacked off-shore and stood to the southeast. Four days later they abandoned the field, returning to Gibraltar. The fall of Minorca followed.

Nothing could have been much worse than the deplorable management of this action on the part of the commander-in-chief. It is a conspicuous instance of weak and halting execution, superimposed upon a professional conception radically erroneous; and it reflected throughout the timid hesitancy of spirit which dictated the return to Gibraltar, under the always doubtful sanction of a Council of War. But the historical value of the lesson is diminished if attention is confined to the shortcomings of the admiral, neglectful of the fact that his views as to the necessity to observe the routine of the Fighting Instructions are reproduced in the evidence of the captains; and that the finding of the Court censures, not the general idea, but certain details, important yet secondary. Durell, being asked whether the admiral could not have passed under the stern of the Trident, as the Trident had under that of the Louisa, replies, "Yes, but she would have been to leeward of those ships ahead;" that is, to leeward of the line. Gardiner "knows no other method than what the admiral took, for preserving the line regular." Cornwall cannot pass the Intrepid without a signal, because it would be breaking the order. These were all good men.

The Court, composed of four admirals and nine captains, the junior of whom had over ten years seniority, give in their finding no shadow of disapproval to the broad outlines of the action. There can be, therefore, no doubt about service standards. The questions put to the witnesses reveal indeed a distinct preference for forming the line of battle parallel to that of the enemy before bearing down, so that all the ships may have the same distance to go, have a clear field ahead of each, and the comparatively simple mutual bearing of "abeam" to observe; but it refrains from censuring the admiral for forming on a line very oblique to that of the enemy, which entailed the burden of changing the relative positions during standing down, so as to arrive all together, on a line parallel to his; while the course itself being oblique alike to their own front and the enemy's, each preceding ship was liable to get in the way, "to prove an impediment," to its follower,—as actually happened. It was indeed impossible to fault the commander-in-chief in this particular, because his action was conformable to the letter of the Instructions, with which he was evidently and subserviently eager to comply.

The decision of the Court therefore was, in substance, that in bearing down upon the enemy Byng did not do wrong in starting upon a line oblique to them; but that he should have steered such a course, and maintained such spread of sail, graduated to the speed of the slowest ship in the fleet, that all should reach point-blank range at the same time, and be then ranged on a line parallel to that of the enemy. "When on the starboard tack, the admiral should have tacked the fleet all together and immediately conducted it on a direct course for the enemy; ... each ship steering for her opposite ship in the enemy's line, and under such sail as might have enabled the worst sailing ship, under all her plain sail, to preserve her station." It is needless to insist with any naval man, or to any soldier, that such an advance, in orderly fashion, oblique to the front, is unattainable except by long drill, while this fleet had been but a few weeks assembled; and the difficulty is enhanced when each ship has not only to keep its station in line, but to reach a particular enemy, who may not be just where he ought, having respect to the British order. The manoeuvre favored by the Court for the fleet as a whole was in fact just that which Byng attempted for his own division, with the results that have been narrated. These were aggravated by his mismanagement, but did not originate from it.

The invariable result of an attack thus attempted, however vigorously made, was that the van of the assailant got into action first, receiving the brunt of the enemy's fire without proper support. Not infrequently, it also underwent a second hammering from the enemy's rear, precisely in the same way as occurred in Byng's action; and whether this happened or not depended more upon the enemy than upon the British rear. In ignoring, therefore, the idea of combining an attack in superior numbers upon a part of the enemy, and adopting instead that of an onslaught upon his whole, all along the line, the British practice of the eighteenth century not only surrendered the advantage which the initiative has, of effecting a concentration, but subjected their own fleets to being beaten in detail, subject only to the skill of the opponent in using the opportunity extended to him. The results, at best, were indecisive, tactically considered. The one apparent exception was in June, 1794, when Lord Howe, after long vainly endeavoring a better combination with a yet raw fleet, found himself forced to the old method; but although then several ships were captured, this issue seems attributable chiefly to the condition of the French Navy, greatly fallen through circumstances foreign to the present subject. It was with this system that Rodney was about to break, the first of his century formally to do so. A false tactical standard, however, was not the only drawback under which the British Navy labored in 1739. The prolonged series of wars, which began when the establishment of civil order under Cromwell permitted the nation to turn from internal strife to external interests, had been for England chiefly maritime. They had recurred at brief intervals, and had been of such duration as to insure a continuity of experience and development. Usage received modification under the influence of constant warlike practice, and the consequent changes in methods, if not always thoroughly reasoned, at the least reflected a similar process of professional advance in the officers of the service. This was consecutively transmitted, and by the movement of actual war was prevented from stagnating and hardening into an accepted finality. Thus the service and its officers, in the full performance of their functions, were alive and growing. Nor was this all. The same surroundings that promoted this healthful evolution applied also a continual test of fitness to persons. As each war began, there were still to be found in the prime of vigor and usefulness men whose efficiency had been proved in its predecessor, and thus the line of sustained ability in leadership was carried on from one naval generation to another, through the sixty-odd years, 1652-1713, over which these conditions extended.

The peace of Utrecht in 1713 put an end to this period. A disputed succession after the death of Queen Anne, in 1714, renewed the condition of internal disquietude which had paralyzed the external action of England under Charles I.; and this co-operated with the mere weariness of war, occasioned by prolonged strife, to give both the country and the navy a temporary distaste to further military activity. The man of the occasion, who became the exponent and maintainer of this national inclination, was Sir Robert Walpole; to whom, during his ministry of over twenty years, can fairly be applied Jefferson's phrase concerning himself, that his "passion was peace." But, whatever the necessity to the country of such a policy, it too often results, as it did in both these cases, in neglect of the military services, allowing the equipment to decay, and tending to sap the professional interest and competency of the officers.

From this last evil the United States Navy in Jefferson's day was saved by the simple fact that the officers were young men, or at the most in the early prime of life,—the Navy itself, in 1812, being less than twenty years old as a corporate organization. The British Navy of 1739 was in very different case. For a quarter of a century the only important military occurrence had been the Battle of Cape Passaro, in 1718, where the British fleet in a running fight destroyed a much inferior Spanish force; and the occasion then was not one of existent war, but of casual hostilities, which, precipitated by political conditions, began and ended with the particular incident, as far as the sea was concerned. Back of this lay only Malaga, in 1704; for the remaining years of war, up to 1713, had been unmarked by fleet battles. The tendency of this want of experience, followed by the long period—not of peace only, but—of professional depression resultant upon inactivity and national neglect, was to stagnation, to obviate which no provision existed or was attempted. Self-improvement was not a note of the service, nor of the times. The stimulus of occupation and the corrective of experience being removed, average men stuck where they were, and grew old in a routine of service, or, what was perhaps worse, out of the service in all but name. In naval warfare, the Battle of Malaga, the last point of performance, remained the example, and the Fighting Instructions the passively accepted authority. The men at the head of the Navy, to whom the country naturally looked, either had no record—no proof of fitness—because but youths in the last war, or else, in simple consequence of having then had a chance to show themselves, were now superannuated. This very fact, however, had the singular and unfortunate result that, because the officers of reputation were old, men argued, by a curious perversion of thought, that none but the old should be trusted.

Of this two significant cases will tell more than many words. Mathews, who commanded at Toulon in 1744, was then sixty-seven years old, and had not been at sea between 1724 and 1742. Hawke, in 1747, when he had already established an excellent reputation as a captain, and for enterprise in recent battle, was thought young to be entrusted with a squadron of a dozen ships-of-the-line, although he was forty-two,—two years older than Nelson at the Nile, but four years younger than Napoleon and Wellington at Waterloo, and one year less in age than Grant at the close of the American Civil War. Such instances are not of merely curious interest; they are symptoms of professional states of mind, of a perplexity and perversion of standards which work disastrously whenever war succeeds to a prolonged period of peace, until experience has done its work by sorting out the unsound from among the fair-seeming, and has shown also that men may be too old as well as too young for unaccustomed responsibility. The later prevalence of juster views was exemplified in the choice of Wolfe, who was but thirty-two when he fell before Quebec in 1759, charged with one of the most difficult enterprises that had then been entrusted to a British general.

It is these two factors, therefore, an erroneous standard and a lethargic peace, which principally caused the weakness of the British official staff for battle service at the period of lowest descent, which was reached in the first quarter of the eighteenth century, but was prolonged and intensified by a protracted interval of professional apathy. Other grievous evils doubtless existed, serious defects in administration, involving indifferent equipment, bad and scanty provisions, inferior physique in the ships' companies, and wretched sanitary arrangements; but while all these unquestionably gravely affected general efficiency for war, they belonged rather to the civil than the military side of the profession. In the hour of battle it was not these, but the tone and efficiency of the officers, that chiefly told. A false pattern of action had been accepted at a moment favorable to its perpetuation, when naval warfare on the grand scale had ceased, owing to the decline of the principal enemy, the navy of France; while the average competency of naval officers had been much lowered through want of professional incentive, and the absence of any sifting process by which the unfit could be surely eliminated. That plenty of good material existed, was sufficiently shown by the number of names, afterwards distinguished, which soon began to appear. Weeding went on apace; but before its work was done, there had to be traversed a painful period, fruitful of evidences of unfitness, of personal weakness, of low or false professional ideas.

It is with this period that we have first had to do as our point of departure, by which not only to estimate the nature and degree of the subsequent advance, but to illustrate also the part specifically contributed to it by Hawke and Rodney, through their personal and professional characteristics. While types, they are more than mere exponents of the change as a whole, and will be found to bear to it particular relations,—its leaders in fact, as well as in name. It is not merely fanciful to say that Hawke stands for and embodies the spirit of the new age, while Rodney rather exemplifies and develops the form in which that spirit needed ultimately to cloth itself in order to perfect its working. The one is a protest in act against the professional faintheartedness, exaggerated into the semblance of personal timidity, shown by the captains off Toulon in 1774; the other, in the simple but skilful methods and combinations adopted by him, both represents and gives effect to a reaction against the extravagant pedantry, which it fell to Byng, in all the honesty of a thoroughly commonplace man, to exhibit in unintentional caricature.

In thus ascribing to these great men complementary parts in leading and shaping the general movement, it is not meant that either is deficient on the side attributed to the other. Hawke showed by his actions that he was by no means indifferent to tactical combinations, which is another way of saying that he appreciated the advantage of form in warfare; while Rodney, though a careful organizer and driller of fleets, and patient in effort to obtain advantage before attacking, exhibited on occasion headlong, though not inconsiderate, audacity, and also tenacious endurance in fight. Still, it will probably be admitted by the student of naval biography that to him Hawke suggests primarily the unhesitating sudden rush—the swoop—upon the prey, while Rodney resembles rather the patient astute watcher, carefully keeping his own powers in hand, and waiting for the unguarded moment when the adversary may be taken suddenly at unawares. Certain it is that, with opportunities much more numerous than were permitted to Hawke, his successes would have been far greater but for an excess of methodical caution. There was a third, who combined in due proportion, and possessed to an extraordinary degree, the special qualities here assigned to each. It is one of the ironies of history that the first Sir Samuel Hood should have had just opportunity enough to show how great were his powers, and yet have been denied the chance to exhibit them under conditions to arrest the attention of the world; nay, have been more than once compelled to stand by hopelessly, and see occasions lost which he would unquestionably have converted into signal triumphs. In him, as far as the record goes, was consummated the advance of the eighteenth century. He was the greatest of the sowers. It fell to Nelson, his pupil,—in part at least,—to reap the harvest.

Before closing this part of our subject, the necessary preliminary to understanding the progress of naval warfare in the eighteenth century, it is pertinent to note the respect in which advance there differs from that of the nineteenth, and in some degree, though less, from that of the seventeenth centuries. The period was not one of marked material development. Improvements there were, but they were slow, small in ultimate extent, and in no sense revolutionary. Ships and guns, masts and sails, grew better, as did also administrative processes; it may indeed be asserted, as an axiom of professional experience, that as the military tone of the sea-officers rises, the effect will be transmitted to those civil functions upon which efficiency for war antecedently depends. Still, substantially, the weapons of war were in principle, and consequently in general methods of handling, the same at the end of the period as at the beginning. They were intrinsically more efficient; but the great gain was not in them, but in the spirit and intellectual grasp of the men who wielded them. There was no change in the least analogous to that from oars to sails, or from sails to steam.

Under such conditions of continued similarity in means, advance in the practice of any profession is effected rather in the realm of ideas, in intellectual processes; and even their expert application involves mind rather than matter. In the nineteenth century such intellectual processes have been largely devoted to the purposes of material development, and have found their realization, in the navy as elsewhere, in revolutionizing instruments, in providing means never before attainable. The railroad, the steamer, the electric telegraph, find their counterpart in the heavily armored steamship of war. But in utilizing these new means the navy must still be governed by the ideas, which are, indeed, in many ways as old as military history, but which in the beginning of the eighteenth century had passed out of the minds of naval men. It was the task of the officers of that period to recall them, to formulate them anew, to give them a living hold upon the theory and practice of the profession. This they did, and they were undoubtedly helped in so doing by the fact that their attention was not diverted and absorbed, as that of our day very largely has been, by decisive changes in the instruments with which their ideas were to be given effect. Thus they were able to make a substantial and distinctive contribution to the art of naval warfare, and that on its highest side. For the artist is greater than his materials, the warrior than his arms; and it was in the man rather than in his weapons that the navy of the eighteenth century wrought its final conspicuous triumph.

FOOTNOTES:

[1] This wording and punctuation is exact from the text.

[2] So far was literalism carried, that, before the signal for battle, Byng evened numbers with his opponent by directing his weakest ship to leave the line, with no other orders than to be ready to take the place of a disabled vessel.



HAWKE

1705-1781

The first great name in British naval annals belonging distinctively to the eighteenth century rather than to the seventeenth, is that of Edward Hawke. He was born in 1705, of a family of no marked social distinction, his father being a barrister, and his grandfather a London merchant. His mother's maiden name was Bladen. One of her brothers held an important civil office as Commissioner of Trade and Plantations, and was for many years a member of Parliament. Under the conditions which prevailed then, and for some generations longer, the influence attaching to such positions enabled the holder to advance substantially the professional interests of a naval officer. Promotion in rank, and occupation both in peace and war, were largely a matter of favor. Martin Bladen naturally helped his nephew in this way, a service especially valuable in the earlier part of a career, lifting a man out of a host of competitors and giving him a chance to show what was in him. It may readily be believed that Hawke's marked professional capacity speedily justified the advantage thus obtained, and he seems to have owed his promotion to post-captain to a superior officer when serving abroad; though it is never possible to affirm that even such apparent official recognition was not due either to an intimation from home, or to the give and take of those who recognized Bismarck's motto, "Do ut des."

However this may have been, the service did not suffer by the favors extended to Hawke. Nor was his promotion unduly rapid, to the injury of professional character, as often happened when rank was prematurely reached. It was not till March 20, 1734, that he was "made post," as the expression went, by Sir Chaloner Ogle into the frigate Flamborough, on the West India Station. Being then twenty-nine years old, in the prime of life for naval efficiency, he had reached the position in which a fair opportunity for all the honors of the profession lay open to him, provided he could secure occupation until he was proved to be indispensable. Here also his uncle's influence stood good. Although the party with which the experienced politician was identified had gone out of power with Sir Robert Walpole, in 1742, his position on the Board dealing with Colonial affairs left him not without friends. "My colleague, Mr. Cavendish," he writes, "has already laid in his claim for another ship for you. But after so long a voyage" (he had been away over three years) "I think you should be allowed a little time to spend with your friends on shore. It is some consolation, however, that I have some friends on the new Board of Admiralty." "There has been a clean sweep," he says again, "but I hope I may have some friends amongst the new Lords that will upon my account afford you their protection."

This was in the beginning of 1743, when Hawke had just returned from a protracted cruise on the West India and North American stations, where by far the greater part of his early service was passed. He never again returned there, and very shortly after his uncle's letter, just quoted, he was appointed to the Berwick, a ship-of-the-line of seventy guns. In command of her he sailed in September, 1743, for the Mediterranean; and a few months after, by his decided and seamanlike course in Mathews's action, he established his professional reputation and fortunes, the firm foundations of which had been laid during the previous years of arduous but inconspicuous service. Two years later, in 1746, Martin Bladen died, and with him political influence, in the ordinary acceptation, departed from Hawke. Thenceforth professional merit, forced upon men's recognition, stood him in stead.

He was thirty-nine when he thus first made his mark, in 1744. Prior to this there is not found, in the very scanty records that remain of his career, as in that of all officers of his period while in subordinate positions, any certain proof that he had ever been seriously engaged with an enemy. War against Spain had been declared, October 19, 1739. He had then recently commissioned a fifty-gun ship, the Portland, and in her sailed for the West Indies, where he remained until the autumn of 1742; but the inert manner in which Spain maintained the naval contest, notwithstanding that her transmarine policy was the occasion of the quarrel, and her West Indian possessions obviously endangered, removed all chance of active service on the large scale, except in attacking her colonies; and in none of those enterprises had the Portland been called upon to share.

Meantime, a general European war had begun in 1740, concerning the succession to the Austrian throne; and, in the political combinations which followed, France and Great Britain had as usual ranged themselves on opposite sides, though without declaring war upon each other. Further, there had existed for some time a secret defensive alliance between France and Spain, binding each party to support the other, under certain conditions, with an effective armed force, to be used not for aggressive purposes, but in defence only. It was claimed, indeed, that by so doing the supporting country was not to be considered as going to war, or even as engaged in hostilities, except as regarded the contingent furnished. This view received some countenance from international law, in the stage of development it had then reached; yet it is evident that if a British admiral met a Spanish fleet, of strength fairly matching his own, but found it accompanied by a French division, the commander of which notified him that he had orders to fight if an attack were made, friendly relations between the two nations would be strained near to the breaking point. This had actually occurred to the British Admiral Haddock, in the Mediterranean, in 1741; and conditions essentially similar, but more exasperated, constituted the situation under which Hawke for the first time was brought into an action between two great fleets.

On the 11th of January, 1744, when the Berwick joined the British fleet, it had rendezvoused at the Hyeres Islands, a little east of Toulon, watching the movements of twelve Spanish ships-of-the-line, which had taken refuge in the port. As these were unwilling to put to sea trusting to their own strength, the French Admiral De Court was ordered to accompany and protect them when they sailed. This becoming known, Admiral Mathews had concentrated his fleet, which by successive reinforcements—the Berwick among others—numbered twenty-eight of-the-line when the allies, in about equal force, began to come out on the 20th of February.

The action which ensued owes its historical significance wholly to the fact that it illustrated conspicuously, and in more than one detail, the degenerate condition of the official staff of the British navy; the demoralization of ideals, and the low average of professional competency.[3] That there was plenty of good metal was also shown, but the proportion of alloy was dangerously great. That the machinery of the organization was likewise bad, the administrative system culpably negligent as well as inefficient, had been painfully manifested in the equipment of the ships, in the quality of the food, and in the indifferent character of the ships' crews; but in this respect Hawke had not less to complain of than others, having represented forcibly to the Admiralty the miserable unfitness of the men sent him. Nevertheless, despite all drawbacks, including therein a signalling system so rudimentary and imperfect as to furnish a ready excuse to the unwilling, as well as a recurrent perplexity to those honestly wishing to obey their orders, he showed that good will and high purpose could not only lead a man to do his full duty as directed, but guide him to independent initiative action when opportunity offered. Under all external conditions of difficulty and doubt, or even of cast-iron rule, the principle was as true then as when Nelson formulated it, that no captain when in doubt could do very wrong if he placed his ship alongside an enemy. That Hawke so realized it brought out into more glaring relief the failure of so many of his colleagues on this occasion.

But the lesson would be in great part lost, if there were to be seen in this lapse only the personal element of the delinquents, and not the widespread decline of professional tone. Undoubtedly, of course, it is true that the personal equation, as always, made itself felt, but here as intensifying an evil which had its principal source elsewhere.

Hawke carried Nelson's maxim into effect. Upon the signal for battle he took his own ship into close action with the antagonist allotted to him by the order of the fleet; but after beating her out of the line he looked round for more work to do. Seeing then that several of the British vessels had not come within point-blank, but, through professional timidity, or over-cautious reverence for the line of battle, were engaging at long range a single Spaniard, he quitted his own position, brought her also to close quarters, and after an obstinate contest, creditable to both parties, forced her to surrender. She was the only ship to haul down her flag that day, and her captain refused to surrender his sword to any but Hawke, whom alone he accepted as his vanquisher.

A generation or two later Hawke's conduct in this matter would have drawn little attention; it would not have been exceptional in the days of St. Vincent and Nelson, nor even in that of Howe. At the time of its occurrence, it was not only in sharp contrast with much that happened on the same field of battle, but it was somewhat contrary to rule. It possessed so far the merit of originality; and that on the right side,—the side of fighting. As in all active life, so in war a man is more readily pardoned for effecting too much than too little; and it was doubly so here, because it was evident from the behavior of his peers that he must expect no backing in the extra work he took upon himself. Their aloofness emphasized his forwardness; and the fact that through the withdrawal of his admiral for the night, the prize was ultimately retaken, together with an officer and seamen he had placed on board, fixed still further attention upon the incident, in which Hawke's action was the one wholly creditable feature.

The effect of the battle upon his fortunes was summed up in a phrase. When his first lieutenant was sent to report the loss of the prize-crew to Rear-Admiral Rowley, the commander of the division, the latter replied, among other things, that "he had not been well acquainted with Captain Hawke before, but he should now be well acquainted with him from his behavior." Like Nelson at St. Vincent, Hawke was now revealed, not to the navy only but to the nation,—"through his behavior." Somewhat exceptionally, the king personally took knowledge of him, and stood by him. George II. paid most interested attention to the particulars elicited by the Courts-Martial,—a fact which doubtless contributed to make him so sternly unyielding in the case of Byng, twelve years later. To the king Hawke became "my captain;" and his influence was directly used when, in a flag promotion in 1747, some in the Admiralty proposed to include Hawke in the retirement of senior captains, which was a common incident in such cases. "I will not have Hawke 'yellowed,'" was the royal fiat; a yellow admiral being the current phrase for one set aside from further active employment.

Such were the circumstances under which Hawke first received experience of the fighting conditions of the navy. Whatever his previous attitude towards accepted traditions of professional practice, this no doubt loosened the fetters; for they certainly never constrained him in his subsequent career. He remained in the Mediterranean fleet, generally upon detached services in command of divisions of ships, until the end of 1745. Returning then to England, he saw no further active service until he became a Rear-Admiral—of the White—on July 15, 1747.

The promotions being numerous, Hawke's seniority as captain carried him well up the list of rear-admirals, and he was immediately employed; hoisting his flag July 22d. He then became second to Sir Peter Warren, commander-in-chief of the "Western Squadron." This cruised in the Bay of Biscay, from Ushant to Finisterre, to intercept the naval divisions, and the accompanying convoys of merchant and transport ships, with which the French were then seeking to maintain their colonial empire in North America and in India: an empire already sorely shaken, and destined to fall finally in the next great war.

Hawke was now in the road of good luck, pure and unadulterated. His happy action in capturing the Poder illustrates indeed opportunity improved; but it was opportunity of the every day sort, and it is the merit that seized it, rather than the opportunity itself, that strikes the attention. The present case was different. A young rear-admiral had little reason to hope for independent command; but Warren, a well-tried officer, possessing the full confidence of the First Lord, Anson, himself a master in the profession, was in poor health, and for that reason had applied for Hawke to be "joined with him in the command," apparently because he was the one flag-officer immediately available. He proposed that Hawke should for the present occasion take his place, sail with a few ships named, and with them join the squadron, then at sea in charge of a captain. Anson demurred at first, on the ground of Hawke's juniority,—he was forty-two,—and Warren, while persisting in his request, shares the doubt; for he writes, "I observe what you say about the ships abroad being under so young an officer. I am, and have been uneasy about it, though I hope he will do well, and it could not then be avoided." Anson, however, was not fixed in his opposition; for Warren continued, "From your letter I have so little reason to doubt his being put under my command, that I have his instructions all ready; and he is prepared to go at a moment's notice." The instructions were issued the following day, August 8th, and on the 9th Hawke sailed. But while there was in this so much of luck, he was again to show that he was not one to let occasion slip. Admiral Farragut is reported to have said, "Every man has one chance." It depends upon himself whether he is by it made or marred. Burrish and Hawke toed the same line on the morning of February 22d, and they had had that day at least equal opportunity.

Hawke's adequacy to his present fortune betrayed itself again in a phrase to Warren, "I have nothing so much at heart as the faithful discharge of my duty, and in such manner as will give satisfaction both to the Lords of the Admiralty and yourself. This shall ever be my utmost ambition, and no lucre of profit, or other views, shall induce me to act otherwise." Not prize-money; but honor, through service. And this in fact not only ruled his thought but in the moment of decision inspired his act. Curiously enough, however, he was here at odds with the spirit of Anson and of Warren. The latter, in asking Hawke's employment, said the present cruise was less important than the one to succeed it, "for the galleons"—the Spanish treasure-ships—"make it a general rule to come home late in the fall or winter." Warren by prize-money and an American marriage was the richest commoner in England, and Anson it was that had captured the great galleon five years before, to his own great increase; but it was Hawke who, acknowledging a letter from Warren, as this cruise was drawing to its triumphant close, wrote, "With respect to the galleons, as it is uncertain when they will come home and likewise impossible for me to divide my force in the present necessitous condition of the ships under my command, I must lay aside all thoughts of them during this cruise." In this unhesitating subordination of pecuniary to military considerations we see again the temper of Nelson, between whom and Hawke there was much community of spirit, especially in their independence of ordinary motives and standards. "Not that I despise money," wrote Nelson near the end of a career in which he had never known ease of circumstances; "quite the contrary, I wish I had a hundred thousand pounds this moment;" but "I keep the frigates about me, for I know their value in the day of battle, and compared with that day, what signifies any prizes they might take?" Yet he had his legal share in every such prize.

The opening of October 14th, the eighth day after Hawke's letter to Warren just quoted, brought him the sight of his reward. At seven that morning, the fleet being then some four hundred miles west of La Rochelle in France, a number of sails were seen in the southeast. Chase was given at once, and within an hour it was evident, from the great crowd of vessels, that it was a large convoy outward-bound which could only be enemies. It was in fact a fleet of three hundred French merchantmen, under the protection of eight ships-of-the-line and one of fifty guns, commanded by Commodore L'Etenduere. The force then with Hawke were twelve of-the-line and two of fifty guns. Frigates and lighter vessels of course accompanied both fleets. The average size and armament of the French vessels were considerably greater than those of the British; so that, although the latter had an undoubted superiority, it was far from as great as the relative numbers would indicate. Prominent British officers of that day claimed that a French sixty-gun ship was practically the equal of a British seventy-four. In this there may have been exaggeration; but they had good opportunity for judging, as many French ships were captured.

When L'Etenduere saw that he was in the presence of a superior enemy, he very manfully drew out his ships of war from the mass, and formed them in order of battle, covering the convoy, which he directed to make its escape accompanied by one of the smaller ships-of-the-line with the light cruisers. He contrived also to keep to windward of the approaching British. With so strong a force interposed, Hawke saw that no prize-money was easily to be had, but for that fortune his mind was already prepared. He first ordered his fleet to form order of battle; but finding time was thereby lost he changed the signal to that for a general chase, which freed the faster sailers to use their utmost speed and join action with the enemy, secure of support in due time by their consorts as they successively came up.

Half an hour before noon the leading British reached the French rear, already under short canvas. The admiral then made signal to engage, and the battle began. As the ships under fire reduced sail, the others overtook them, passed by the unengaged side and successively attacked from rear to van. As Hawke himself drew near, Rodney's ship, the Eagle, having her wheel and much of her rigging shot away, was for the time unmanageable and fell twice on board the flag-ship, the Devonshire, driving her to leeward, and so preventing her from close action with the French flag-ship Tonnant, of eighty guns, a force far exceeding that of the Devonshire, which had but sixty-six. "This prevented our attacking Le Monarque, 74, and the Tonnant, within any distance to do execution. However we attempted both, especially the latter. While we were engaged with her, the breechings of all our lower-deck guns broke, and the guns flew fore and aft, which obliged us to shoot ahead, for our upper guns could not reach her." The breaking of the breechings—the heavy ropes which take the strain of the guns' recoil—was doubtless accelerated by the undue elevation necessitated by the extreme range. The collision with the Eagle was one of the incidents common to battle, but it doubtless marred the completeness of the victory. Of the eight French ships engaged, six were taken; two, the Tonnant and her next astern, escaped, though the former was badly mauled.

Despite the hindrance mentioned, Hawke's personal share in the affair was considerable, through the conspicuous activity of the flag-ship. Besides the skirmish at random shot with the Tonnant, she engaged successively the Trident, 64, and the Terrible, 74, both which were among the prizes. He was entirely satisfied also with the conduct of all his captains,—save one. The freedom of action permitted to them by the general chase, with the inspiring example of the admiral himself, was nobly used. "Captain Harland of the Tilbury, 60, observing that the Tonnant fired single guns at us in order to dismast us, stood on the other tack, between her and the Devonshire, and gave her a very smart fire." It was no small gallantry for a 60 thus to pass close under the undiverted broadside of an 80,—nearly double her force,—and that without orders; and Hawke recognized the fact by this particular notice in the despatch. With similar initiative, as the Tonnant and Intrepide were seen to be escaping, Captain Saunders of the Yarmouth, 64, pursued them on his own motion, and was accompanied, at his suggestion, by the sixty-gun ships of Rodney and of Saumarez. A detached action of an hour followed, in which Saumarez fell. The enemy escaped, it is true; but that does not impeach the judgment, nor lessen the merits, of the officers concerned, for their ships were both much smaller and more injured than those they attacked. Harland and Saunders became distinguished admirals; of Rodney it is needless to say the same.

In his report of the business, Hawke used a quaint but very expressive phrase, "As the enemy's ships were large, they took a great deal of drubbing, and (consequently) lost all their masts, except two, who had their foremasts left. This has obliged me to lay-to for these two days past, in order to put them into condition to be brought into port, as well as our own, which have suffered greatly." Ships large in tonnage were necessarily also ships large in scantling, heavy ribbed, thick-planked, in order to bear their artillery; hence also with sides not easy to be pierced by the weak ordnance of that time. They were in a degree armored ships, though from a cause differing from that of to-day; hence much "drubbing" was needed, and the prolongation of the drubbing entailed increase of incidental injury to spars and rigging, both their own and those of the enemy. Nor was the armor idea, directly, at all unrecognized even then; for we are told of the Real Felipe in Mathews's action, that, being so weakly built that she could carry only twenty-four-pounders on her lower deck, she had been "fortified in the most extraordinary surprising manner; her sides being lined four or five foot thick everywhere with junk or old cables to hinder the shot from piercing."

It has been said that the conduct of one captain fell under Hawke's displeasure. At a Council of War called by him after the battle, to establish the fitness of the fleet to pursue the convoy, the other captains objected to sitting with Captain Fox of the Kent, until he had cleared himself from the imputation of misbehavior in incidents they had noticed. Hawke was himself dissatisfied with Fox's failure to obey a signal, and concurred in the objection. On the subsequent trial, the Court expressly cleared the accused of cowardice, but found him guilty of certain errors of judgment, and specifically of leaving the Tonnant while the signal for close action was flying. As the Tonnant escaped, the implication of accountability for that result naturally follows. For so serious a consequence the sentence only was that he be dismissed his ship, and, although never again employed, he was retired two years after as a rear-admiral. It was becoming increasingly evident that error of judgment is an elastic phrase which can be made to cover all degrees of faulty action, from the mistakes to which every man is liable and the most faithful cannot always escape, to conduct wholly incompatible with professional efficiency or even manly honor.

The case of Fox was one of many occurring at about this period, which, however differing in detail between themselves, showed that throughout the navy, both in active service before the enemy, and in the more deliberate criteria of opinion which influence Courts-Martial, there was a pronounced tendency to lowness of standard in measuring officer-like conduct and official responsibility for personal action; a misplaced leniency, which regarded failure to do the utmost with indulgence, if without approval. In the stringent and awful emergencies of war too much is at stake for such easy tolerance. Error of judgment is one thing; error of conduct is something very different, and with a difference usually recognizable. To style errors of conduct "errors of judgment" denies, practically, that there are standards of action external to the individual, and condones official misbehavior on the ground of personal incompetency. Military standards rest on demonstrable facts of experience, and should find their sanction in clear professional opinion. So known, and so upheld, the unfortunate man who falls below them, in a rank where failure may work serious harm, has only himself to blame; for it is his business to reckon his own capacity before he accepts the dignity and honors of a position in which the interests of the nation are intrusted to his charge.

An uneasy consciousness of these truths, forced upon the Navy and the Government by widespread shortcomings in many quarters—of which Mathews's battle was only the most conspicuous instance—resulted in a very serious modification of the Articles of War, after the peace. Up to 1748 the articles dealing with misconduct before the enemy, which had been in force since the first half of the reign of Charles II., assigned upon conviction the punishment of "death, or other punishment, as the circumstances of the offence shall deserve and the Court-Martial shall judge fit." After the experiences of this war, the last clause was omitted. Discretion was taken away. Men were dissatisfied, whether justly or not, with the use of their discretion made by Courts-Martial, and deprived them of it. In the United States Navy, similarly, at the beginning of the Civil War, the Government was in constant struggle with Courts-Martial to impose sentences of severity adequate to the offence; leaving the question of remission, or of indulgence, to the executive. These facts are worthy of notice, for there is a facile popular impression that Courts-Martial err on the side of stringency. The writer, from a large experience of naval Courts, upon offenders of many ranks, is able to affirm that it is not so. Marryat, in his day, midway between the two periods here specified, makes the same statement, in "Peter Simple." "There is an evident inclination towards the prisoner; every allowance and every favor granted him, and no legal quibbles attended to." It may be added that the inconvenience and expense of assembling Courts make the executive chary of this resort, which is rarely used except when the case against an accused is pretty clear,—a fact that easily gives rise to a not uncommon assertion, that Courts-Martial are organized to convict.

This is the antecedent history of Byng's trial and execution. There had been many examples of weak and inefficient action—of distinct errors of conduct—such as Byng was destined to illustrate in the highest rank and upon a large scale, entailing an unusual and conspicuous national disaster; and the offenders had escaped, with consequences to themselves more or less serious, but without any assurance to the nation that the punishment inflicted was raising professional standards, and so giving reasonable certainty that the like derelictions would not recur. Hence it came to pass, in 1749, not amid the agitations of war and defeats, but in profound peace, that the article was framed under which Byng suffered:

"Every person in the fleet, who through cowardice, negligence, or disaffection, shall in time of action, ... not do his utmost to take or destroy every ship which it shall be his duty to engage; and to assist all and every of His Majesty's ships, or those of His allies, which it shall be his duty to assist and relieve, ... being convicted thereof by sentence of a Court-Martial, shall suffer death."

Let it therefore be observed, as historically certain, that the execution of Byng in 1757 is directly traceable to the war of 1739-1747. It was not determined, as is perhaps generally imagined, by an obsolete statute revived for the purpose of a judicial murder; but by a recent Act, occasioned, if not justified, by circumstances of marked national humiliation and injury. The offences specified are those of which repeated instances had been recently given; and negligence is ranked with more positive faults, because in practice equally harmful and equally culpable. Every man in active life, whatever his business, knows this to be so.

At the time his battle with L'Etenduere was fought, Hawke was actually a commander-in-chief; for Warren, through his disorder increasing upon him, had resigned the command, and Hawke had been notified of the fact. Hence there did not obtain in his case the consideration, so absurdly advanced for limiting Nelson's reward after the Nile, that he was acting under the orders of a superior several hundred miles away. Nevertheless, Hawke, like Nelson later, was then a new man,—"a young officer;" and the honor he received, though certainly adequate for a victory over a force somewhat inferior, was not adequate when measured by that given to Anson, the First Lord of the Admiralty, for a much less notable achievement six months before. Anson was raised to the peerage; Hawke was only given the Order of the Bath, the ribbon which Nelson coveted, because a public token, visible to all, that the wearer had done distinguished service. It was at that period a much greater distinction than it afterwards became, through the great extension in numbers and the division into classes. He was henceforth Sir Edward Hawke; and shortly after the Peace of Aix-la-Chapelle, signed April 30, 1748, another flag-promotion raised him to the rank of Vice-Admiral, of the Blue Squadron.

Such rank, accompanied by such recognized merit, insured that he should thenceforth always command in chief; and so it was, with a single brief interval due to a very special and exceptional cause to be hereafter related. During the years of peace, from 1748 to 1755, his employment was mainly on shore, in dockyard command, which carried with it incidentally a good deal of presiding over Courts-Martial. This duty, in his hands, could hardly fail to raise professional standards, with all the effect that precedents, established by the rulings and decisions of Courts, civil and military, exert upon practice. Such a period, however, affords but little for narration, either professional or personal, except when the particular occupations mentioned are the subject of special study. General interest they cannot be said to possess.

But while thus unmarked on the biographical side, historically these years were pregnant with momentous events, which not only affected the future of great nations then existing, but were to determine for all time the extension or restriction of their social systems and political tendencies in vast distant regions yet unoccupied by civilized man, or still in unstable political tenure. The balance of world power, in short, was in question, and that not merely as every occurrence, large or small, contributes its something to a general result, but on a grand and decisive scale. The phrase "world politics," if not yet invented, characterizes the issues then eminently at stake, though they probably were not recognized by contemporaries, still blinded by the traditions which saw in Europe alone the centre of political interests.

To realize the conditions, and their bearing upon a future which has become our present, we should recall that in 1748 the British Empire, as we understand the term, did not exist; that Canada and Louisiana— meaning by the latter the whole undefined region west of the Mississippi—were politically and socially French; that between them the wide territory from the Alleghanies to the Mississippi was claimed by France, and the claim vigorously contested not only by Great Britain herself, but by the thirteen British colonies which became the United States of America; that in India the representatives of both mother countries were striving for mastery, not merely through influence in the councils of native rulers, but by actual territorial sway, and that the chances seemed on the whole to favor France.

In the great struggle for Anglo-Saxon predominance, which had begun under William III., but was now approaching its crisis and final decision in the Seven Years War, the determining factor was to be the maritime strength of Great Britain. It is, therefore, the distinctive and distinguished significance of Hawke's career that during so critical a period he not only was the most illustrious and able officer of her navy—the exponent of her sea-power—but that by the force of his personality he chiefly shaped the naval outcome. He carried on the development of naval warfare, revolutionized ideas, raised professional standards, and thereby both affected the result in his own time, and perpetuated an influence, the effect of which was to be felt in the gigantic contests of later days. In this eminent particular, which involves real originality, no sea officer of the eighteenth century stands with him; in this respect only he and Nelson, who belongs rather to the nineteenth, are to be named together.

In the years of nominal peace, 1748-1755, the Navy of Great Britain was permitted by a politically cautious Government to decline much in power; but there was compensation in the fact that that of France drooped equally. In both countries there was then, as there has been ever since, a party opposed to over-sea enterprise. "The partisans of the Ministry," wrote Walpole in 1755, "d——n the Plantations [Colonies], and ask if we are to involve ourselves in a war for them." The French government underwent a like revulsion of feeling as regarded India, and in 1754 recalled Dupleix in mid-career, in order to quiet the remonstrances of Great Britain. It would be irrelevant, were it not signally instructive, to remark that both nations passed under the influence of the same ideas a hundred years later. In the middle of the nineteenth century, the preponderant expression in England was that the colonies were unprofitable incumbrances, and, if occasion arose, should be encouraged to separate rather than urged to remain; while France, through whatever motive, at a critical moment abandoned the field in Egypt, by refusing joint action. It is, therefore, probably the result of a true national genius, asserting itself above temporary aberrations, that the close of the nineteenth century saw France wholly excluded, politically, from Egypt, as she had before been from India, and Great Britain involved in an expensive war, the aim of which was the preservation of the imperial system, in the interest not only of the mother country, but of the colonies as well.

And that it was in the interest of her colonies was precisely the all important part which differentiated the Seven Years War in its day, and the South African War in our day, from the struggle, so disastrous to the Empire, that is known as the American Revolution. "There is no repose for our thirteen colonies," wrote Franklin a hundred and fifty years ago, "so long as the French are masters of Canada." "There is no repose for British colonists in South Africa," was the virtual assertion of Natal and the Cape Colony, "so long as the Boer political methods are maintained in the Transvaal with the pledged support of the Orange Free State." Irreconcilable differences of political and social systems, when brought into close contact, involve irrepressible conflict, and admit of no lasting solution except the subjugation and consequent submersion of one or the other.

Such a final settlement was attained in North America and in India by the Seven Years War. The full results thereof even we of this day have not yet seen; for who can yet predict the effect upon the question of the Pacific and of China, that by this war was assured the dominance of the Anglo-Saxon political and legal tradition over the whole American continent north of the tropics, and that the same tradition shall, for a future yet indeterminate, decisively shape the course of India and the Philippines? The preceding war, 1739-1748, had been substantially inconclusive on the chief points at issue, because European questions intervening had diverted the attention of both France and Great Britain from America and from India; and the exhaustion of both had led to a perfunctory compact, in which the underlying contention was substantially ignored in order to reach formal agreement. That the French conquest of Madras, in India, was yielded in exchange for Louisburg and Cape Breton Island, which the American colonists had won for England, typifies concisely the status quo to which both parties were willing momentarily to revert, while they took breath before the inevitable renewal of the strife, with added fury, a few years later; but then upon its proper scene, the sea and the over-sea regions in dispute.

In this great arbitrament Hawke was at once called forth to play his part. In 1754 diplomatic contention had become acrimonious, and various events showed that the moment of open conflict was approaching. The squadron in India was then considerably increased. In the beginning of 1755 Hawke was again afloat to command the Channel Fleet, the operations of which extended ordinarily from the Channel, over the Bay of Biscay, to Cape Finisterre. A naval force was collecting at the same time at Portsmouth, under Boscawen, to counteract the preparations the French were known to be making in North America. It sailed soon afterwards, with orders to intercept a squadron convoying reinforcements for Canada; and on the 8th of June two of these ships were captured off the mouth of the St. Lawrence, the remainder escaping under cover of a fog. In July Hawke went out, with instructions to take any French ships-of-the-line that he might meet; and in August he was further directed to send into port French ships of every kind, merchant and other, that he might encounter. Before the end of the year three hundred trading vessels, valued at $6,000,000, had been thus seized. War had not yet been declared, but the captured vessels were held, as on other occasions before and after, as hostages to await the settlement of existing difficulties.

The French government protested of course, and recalled its ambassador, but it did not proceed to formal hostilities. A great stroke was in preparation at Toulon, which could be covered for a while by diplomatic correspondence, coupled with angry demonstrations on the Atlantic and Channel coasts. On the 10th of April, 1756, twelve French ships-of-the-line and fifteen thousand troops sailed for Minorca, then a British possession, and in the absence of a hostile fleet effected a landing without opposition. The British cabinet having taken alarm too late, Admiral Byng had sailed from Portsmouth, with ten ships, only three days before the French left Toulon; when he arrived off Port Mahon, six weeks later, a practicable breach in the works had already been made. The French fleet was cruising outside in support of the siege, and Byng, whose force had been increased to thirteen ships, engaged it on May 20. The action was in itself indecisive; but, upon the opinion of a council of war that nothing more could be done, Byng retired to Gibraltar. The result to him personally is well known. Port Mahon surrendered on June 28. War had by this been declared; by Great Britain on the 17th of May, and by France June 20, 1756.

When the news of Byng's retreat was received in England, Hawke was sent out to supersede him. He went only personally, accompanied by a second in command, but with no fleet, and with sealed instructions. Opening these when he reached Gibraltar, he found orders to send home Byng and his second in command, and to institute an inquiry into the conduct of the captains, suspending any one found "not to have acted with due spirit and vigor." An investigation of this kind would enable him to form an opinion of Byng's own conduct even more exact and authentic than his other official opportunities for personal intercourse with the chief actors, but he must have refrained with much discretion from expressing his judgment on the affair in such way as to reach the public ear. It was stated in the "Gentleman's Magazine," in 1766, that an inquiry was provoked in the House of Commons, shortly after these events, by Pitt, who took Byng's side; but that Hawke, being a member of the House, denied some of Pitt's allegations as to the inadequacy of Byng's fleet, on the strength of his own personal observation after taking over the command. Thereupon, so the account says, the categorical test question, the argumentum ad hominem, was put to him whether with Byng's means he could have beat the enemy; and the manner of the first Pitt, in thus dealing with an opponent in debate, can be imagined from what we know of him otherwise. Whether the story be true or not, Hawke was not a man to be so overborne, and the reply related is eminently characteristic, "By the grace of God, he would have given a good account of them." Whatever the reason, there seems little doubt that Pitt did not like Hawke; but the latter was at once too independent to care, and too necessary to be discarded.

He remained in the Mediterranean only six months, returning to England in January, 1757. His tenure of this command was marked by an incident which exemplifies the vigorous exercise of power frequent in naval commanders, in the days when neither steam nor telegraph existed to facilitate reference home for instructions; when men with their strong right arms redressed on the spot what they thought a wrong. A British ship carrying supplies to Gibraltar, where Hawke was then lying, was captured by a French privateer and taken into the Spanish port of Algeciras, on the opposite side of the bay. Her surrender was demanded from the governor of the port, Spain being then neutral; but, being refused, the admiral sent the boats of the squadron and cut her out. This being resisted by the Spanish forts, a hundred British seamen were killed or wounded. On the admiral's return home, Pitt is reported to have told him that he thought he would himself have acted in the same way, but would have made some concession afterwards. Hawke replied that his duty, having the country's force in his hands, was to act as he had,—not to make concessions; but that the Ministry could deal with the case subsequently as it thought fit. In other words, as in joint operations with the army, later in the year, he took the ground that the land officers were the judges of their own business, but that he would see them put safe on shore, as a first step; so in a matter affecting national honor, as he conceived it, he would do the seaman's part and redress the injury, after which the civil authority could arrange with the other party. The known details of this transaction are not full enough to permit a decided opinion as to how far the admiral was justified in his action, judged even by the international law of the day. It was not necessarily a breach of neutrality to admit a belligerent with her prize; but it would have been, had the French ship gone out from Algeciras, seized her prey, and returned with it. Whatever the facts, however, the episode illustrates interestingly the spirit of Hawke himself, and of the service of that day, as well as his characteristic independence towards superiors when he felt himself right.

From this time forward Hawke's service was confined to the Channel Fleet. This was, during that war, the post for the most capable of British officers; for, while the matter at stake was over-sea predominance and conquest, yet both these depended upon the communications of the French colonies and distant possessions with the mother country. The source of all their strength, the one base indispensable to their operations, was the coast of France; to close exit from this was therefore to strike at the root. This was much less true for the colonies of Great Britain, at least in America; their numbers, and resources in every way, were so far superior to those of Canada that they needed only to be preserved from interference by the navy of France,—an end also furthered by the close watch of the French ports. This blockade, as it is often, but erroneously, styled, Hawke was the first to maintain thoroughly and into the winter months; and in so doing he gave an extension to the practice of naval warfare, which amounted to a veritable revolution in naval strategy. The conception was one possible only to a thorough seaman, who knew exactly and practically what ships could do; one also in whom professional knowledge received the moral support of strong natural self-confidence,—power to initiate changes, to assume novel responsibility, through the inner assurance of full adequacy to bear it.

All this Hawke had. The method, therefore, the holding the sea, and the exposure of heavy ships to weather before thought impossible, was well within the range of his ability,—of his native and acquired faculties; but it is due to him to recognize the intellectual force, the originality, which lifted him above the accepted tradition of his predecessors, and by example transmitted to the future a system of warfare that then, as well as in his own hands, was to exercise a decisive effect upon the course of history. It is also to be remembered that he took this weighty step with instruments relatively imperfect, and greatly so. The bottoms of ships were not yet coppered; in consequence they fouled very rapidly, the result of which was loss of speed. This meant that much greater power, press of canvas, was needed to force them through the water, and that they had to be sent frequently into port to be cleaned. Thus they were less able than ships of later days to overtake an enemy, or to keep off a lee shore, while more intricate administration and more ships were required to maintain the efficiency of the squadron by a system of reliefs. Hawke noted also another difficulty,—the fatigue of the crews in cleaning their ships' bottoms. It was even more important to success, he said, to restore the seaman, worn by cruising, by a few days quiet and sleep in port, than to clean thoroughly at the expense of exhausting them. "If the enemy should slip out and run," he writes, "we must follow as fast as we can." Details such as these, as well as the main idea, must be borne in mind, if due credit is to be given to Hawke for one of the most decisive advances ever made in the practice of naval campaigning.

Some time, however, was to elapse before the close watch of the French ports became a leading feature in the naval policy of the government. The early disasters of the war had forced the king, after much resistance, finally to accept the first Pitt as the leading minister of the Crown, in June, 1757. Pitt's military purpose embraced two principal objects: 1, the establishment of the British colonial system by the destruction of that of France, which involved as a necessary precedent the control of the sea by a preponderant navy; and, 2, the support of Frederic of Prussia, then engaged in his deadly contest with the combined armies of France, Austria, and Russia. Frederic's activity made a heavy drain upon the troops and the treasure of France, preventing her by just so much from supporting her colonies and maintaining her fleet; but, heavily outnumbered as he was, it was desirable to work all possible diversion in his favor by attacks elsewhere. This Pitt proposed to do by a series of descents upon the French coast, compelling the enemy to detach a large force from before the Prussian king to protect their own shores.

As far as the home naval force was concerned, the years 1757 and 1758 were dominated by this idea of diversion in favor of Frederic the Great. From the general object of these enterprises, the army was necessarily the principal agent; but the navy was the indispensable auxiliary. Hawke's association with them is interesting chiefly as illustrative of professional character; for there was little or no room for achievement of naval results. The first expedition in which he was concerned was that against Rochefort in 1757. This, though now long forgotten, occasioned by its failure a storm of contemporary controversy. Whatever chances of success it may under any circumstances have had were lost beforehand, owing to the lateness of the season—June—in which Pitt took office. Preparation began at the moment when execution was due. The troops which should have sailed in early summer could not, from delays apparently unavoidable under the conditions, get away before September 10. Hawke himself hoisted his flag—assumed active command—only on August 15. The previous administration was responsible for whatever defect in general readiness increased this delay; as regards the particular purpose, Pitt's government was at fault in attempting at all an undertaking which, begun so late in the year, could not expect success under the notorious inadequacy of organization bequeathed to him by his predecessors. But there will always be found at the beginning of a war, or upon a change of commanders, a restless impatience to do something, to make a showing of results, which misleads the judgment of those in authority, and commonly ends, if not in failure, at least in barren waste of powder and shot.

Not the least of the drawbacks under which the enterprise labored was extremely defective information—especially hydrographic. The character of the coast, the places suited for landing, the depths of water, and the channels, were practically unknown. Hence a necessity for reconnoissances, pregnant of indefinite delay, as might have been foreseen. Among Hawke's memoranda occur the words, "Not to undertake anything without good pilots." The phrase is doubly significant, for he was not a man to worry needlessly about pilots, knowing that pilots look not to military results, but merely to their own responsibility not to take the ground; and it shows the total ignorance under which labored all who were charged with an undertaking that could only succeed as a surprise, executed with unhesitating rapidity. Hawke himself was astounded at finding in Basque Roads, before Rochefort, "a safe spacious road in which all the navy of England, merchant ships included, may ride without the least annoyance. Before I came here, the place was represented as very difficult of access, and so narrow that ships could not lie in safety from the forts—nay, the pilots made many baulks before we came in." In fact, want of good pilotage summed up the fault of the expedition, from its inception in the Cabinet throughout all the antecedent steps of consultation and preparation. Pitt's impetuosity doubtless acted as a spur to laggards, but it was accompanied by a tendency to overbearing insolence that not infrequently browbeats cautious wisdom. When applied to a man like Hawke, strong in natural temper and in conscious mastery of his profession, the tone characteristic of Pitt provokes an equally resolute self-assertion, as far removed from subjection as it is from insubordination; but friendship becomes impossible, and even co-operation difficult.

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