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Have we not reached by this analysis of the close-up a point very near to that to which the study of depth perception and movement perception was leading? We saw that the moving pictures give us the plastic world and the moving world, and that nevertheless the depth and the motion in it are not real, unlike the depth and motion of the stage. We find now that the reality of the action in the photoplay in still another respect lacks objective independence, because it yields to our subjective play of attention. Wherever our attention becomes focused on a special feature, the surrounding adjusts itself, eliminates everything in which we are not interested, and by the close-up heightens the vividness of that on which our mind is concentrated. It is as if that outer world were woven into our mind and were shaped not through its own laws but by the acts of our attention.
CHAPTER V
MEMORY AND IMAGINATION
When we sit in a real theater and see the stage with its depth and watch the actors moving and turn our attention hither and thither, we feel that those impressions from behind the footlights have objective character, while the action of our attention is subjective. Those men and things come from without but the play of the attention starts from within. Yet our attention, as we have seen, does not really add anything to the impressions of the stage. It makes some more vivid and clear while others become vague or fade away, but through the attention alone no content enters our consciousness. Wherever our attention may wander on the stage, whatever we experience comes to us through the channels of our senses. The spectator in the audience, however, does experience more than merely the light and sound sensations which fall on the eye and ear at that moment. He may be entirely fascinated by the actions on the stage and yet his mind may be overflooded with other ideas. Only one of their sources, but not the least important one, is the memory.
Indeed the action of the memory brings to the mind of the audience ever so much which gives fuller meaning and ampler setting to every scene—yes, to every word and movement on the stage. To think of the most trivial case, at every point of the drama we must remember what happened in the previous scenes. The first act is no longer on the stage when we see the second. The second alone is now our sense impression. Yet this second act is in itself meaningless if it is not supported by the first. Hence the first must somehow be in our consciousness. At least in every important scene we must remember those situations of the preceding act which can throw light on the new developments. We see the young missionary in his adventures on his perilous journey and we remember how in the preceding act we saw him in his peaceful cottage surrounded by the love of his parents and sisters and how they mourned when he left them behind. The more exciting the dangers he passes through in the far distant land, the more strongly does our memory carry us back to the home scenes which we witnessed before. The theater cannot do more than suggest to our memory this looking backward. The young hero may call this reminiscence back to our consciousness by his speech and his prayer, and when he fights his way through the jungles of Africa and the savages attack him, the melodrama may put words into his mouth which force us to think fervently of those whom he has left behind. But, after all, it is our own material of memory ideas which supplies the picture. The theater cannot go further. The photoplay can. We see the jungle, we see the hero at the height of his danger; and suddenly there flashes upon the screen a picture of the past. For not more than two seconds does the idyllic New England scene slip into the exciting African events. When one deep breath is over we are stirred again by the event of the present. That home scene of the past flitted by just as a hasty thought of bygone days darts through the mind.
The modern photoartist makes use of this technical device in an abundance of forms. In his slang any going back to an earlier scene is called a "cut-back." The cut-back may have many variations and serve many purposes. But the one which we face here is psychologically the most interesting. We have really an objectivation of our memory function. The case of the cut-back is there quite parallel to that of the close-up. In the one we recognize the mental act of attending, in the other we must recognize the mental act of remembering. In both cases the act which in the ordinary theater would go on in our mind alone is here in the photoplay projected into the pictures themselves. It is as if reality has lost its own continuous connection and become shaped by the demands of our soul. It is as if the outer world itself became molded in accordance with our fleeting turns of attention or with our passing memory ideas.
It is only another version of the same principle when the course of events is interrupted by forward glances. The mental function involved is that of expectation or, when the expectation is controlled by our feelings, we may class it under the mental function of imagination. The melodrama shows us how the young millionaire wastes his nights in a dissipated life, and when he drinks his blasphemous toast at a champagne feast with shameless women, we suddenly see on the screen the vision of twenty years later when the bartender of a most miserable saloon pushes the penniless tramp out into the gutter. The last act in the theater may bring us to such an ending, but there it can come only in the regular succession of events. That pitiful ending cannot be shown to us when life is still blooming and when a twenty years' downward course is still to be interpreted. There only our own imagination can anticipate how the mill of life may grind. In the photoplay our imagination is projected on the screen. With an uncanny contrast that ultimate picture of defeat breaks in where victory seems most glorious; and five seconds later the story of youth and rapture streams on. Again we see the course of the natural events remolded by the power of the mind. The theater can picture only how the real occurrences might follow one another; the photoplay can overcome the interval of the future as well as the interval of the past and slip the day twenty years hence between this minute and the next. In short, it can act as our imagination acts. It has the mobility of our ideas which are not controlled by the physical necessity of outer events but by the psychological laws for the association of ideas. In our mind past and future become intertwined with the present. The photoplay obeys the laws of the mind rather than those of the outer world.
But the play of memory and imagination can have a still richer significance in the art of the film. The screen may produce not only what we remember or imagine but what the persons in the play see in their own minds. The technique of the camera stage has successfully introduced a distinct form for this kind of picturing. If a person in the scene remembers the past, a past which may be entirely unknown to the spectator but which is living in the memory of the hero or heroine, then the former events are not thrown on the screen as an entirely new set of pictures, but they are connected with the present scene by a slow transition. He sits at the fireplace in his study and receives the letter with the news of her wedding. The close-up picture which shows us the enlargement of the engraved wedding announcement appears as an entirely new picture. The room suddenly disappears and the hand which holds the card flashes up. Again when we have read the card, it suddenly disappears and we are in the room again. But when he has dreamily stirred the fire and sits down and gazes into the flames, then the room seems to dissolve, the lines blur, the details fade away, and while the walls and the whole room slowly melt, with the same slow transition the flower garden blossoms out, the flower garden where he and she sat together under the lilac bush and he confessed to her his boyish love. And then the garden slowly vanishes and through the flowers we see once more the dim outlines of the room and they become sharper and sharper until we are in the midst of the study again and nothing is left of the vision of the past.
The technique of manufacturing such gradual transitions from one picture into another and back again demands much patience and is more difficult than the sudden change, as two exactly corresponding sets of views have to be produced and finally combined. But this cumbersome method has been fully accepted in moving picture making and the effect indeed somewhat symbolizes the appearance and disappearance of a reminiscence.
This scheme naturally opens wide perspectives. The skilful photoplaywright can communicate to us long scenes and complicated developments of the past in the form of such retrospective pictures. The man who shot his best friend has not offered an explanation in the court trial which we witness. It remains a perfect secret to the town and a mystery to the spectator; and now as the jail door closes behind him the walls of the prison fuse and melt away and we witness the scene in the little cottage where his friend secretly met his wife and how he broke in and how it all came about and how he rejected every excuse which would dishonor his home. The whole murder story becomes embedded in the reappearance of his memory ideas. The effect is much less artistic when the photoplay, as not seldom happens, uses this pattern as a mere substitute for words. In the picturization of a Gaboriau story the woman declines to tell before the court her life story which ended in a crime. She finally yields, she begins under oath to describe her whole past; and at the moment when she opens her mouth the courtroom disappears and fades into the scene in which the love adventure began. Then we pass through a long set of scenes which lead to the critical point, and at that moment we slide back into the courtroom and the woman finishes her confession. That is an external substitution of the pictures for the words, esthetically on a much lower level than the other case where the past was living only in the memory of the witness. Yet it is again an embodiment of past events which the genuine theater could offer to the ear but never to the eye.
Just as we can follow the reminiscences of the hero, we may share the fancies of his imagination. Once more the case is distinctly different from the one in which we, the spectators, had our imaginative ideas realized on the screen. Here we are passive witnesses to the wonders which are unveiled through the imagination of the persons in the play. We see the boy who is to enter the navy and who sleeps on shipboard the first night; the walls disappear and his imagination flutters from port to port. All he has seen in the pictures of foreign lands and has heard from his comrades becomes the background of his jubilant adventures. Now he stands in the rigging while the proud vessel sails into the harbor of Rio de Janeiro and now into Manila Bay; now he enjoys himself in Japanese ports and now by the shores of India; now he glides through the Suez Canal and now he returns to the skyscrapers of New York. Not more than one minute was needed for his world travel in beautiful fantastic pictures; and yet we lived through all the boy's hopes and ecstasies with him. If we had seen the young sailor in his hammock on the theater stage, he might have hinted to us whatever passed through his mind by a kind of monologue or by some enthusiastic speech to a friend. But then we should have seen before our inner eye only that which the names of foreign places awake in ourselves. We should not really have seen the wonders of the world through the eyes of his soul and with the glow of his hope. The drama would have given dead names to our ear; the photoplay gives ravishing scenery to our eye and shows the fancy of the young fellow in the scene really living.
From here we see the perspective to the fantastic dreams which the camera can fixate. Whenever the theater introduces an imagined setting and the stage clouds sink over the sleeper and the angels fill the stage, the beauty of the verses must excuse the shortcomings of the visual appeal. The photoplay artist can gain his triumphs here. Even the vulgar effects become softened by this setting. The ragged tramp who climbs a tree and falls asleep in the shady branches and then lives through a reversed world in which he and his kind feast and glory and live in palaces and sail in yachts, and, when the boiler of the yacht explodes, falls from the tree to the ground, becomes a tolerable spectacle because all is merged in the unreal pictures. Or, to think of the other extreme, gigantic visions of mankind crushed by the Juggernaut of war and then blessed by the angel of peace may arise before our eyes with all their spiritual meaning.
Even the whole play may find its frame in a setting which offers a five-reel performance as one great imaginative dream. In the pretty play, "When Broadway was a Trail," the hero and heroine stand on the Metropolitan Tower and bend over its railing. They see the turmoil of New York of the present day and ships passing the Statue of Liberty. He begins to tell her of the past when in the seventeenth century Broadway was a trail; and suddenly the time which his imagination awakens is with us. Through two hours we follow the happenings of three hundred years ago. From New Amsterdam it leads to the New England shores, all the early colonial life shows us its intimate charm, and when the hero has found his way back over the Broadway trail, we awake and see the last gestures with which the young narrator shows to the girl the Broadway buildings of today.
Memory looks toward the past, expectation and imagination toward the future. But in the midst of the perception of our surroundings our mind turns not only to that which has happened before and which may happen later; it is interested in happenings at the same time in other places. The theater can show us only the events at one spot. Our mind craves more. Life does not move forward on one single pathway. The whole manifoldness of parallel currents with their endless interconnections is the true substance of our understanding. It may be the task of a particular art to force all into one steady development between the walls of one room, but every letter and every telephone call to the room remind us even then that other developments with other settings are proceeding in the same instant. The soul longs for this whole interplay, and the richer it is in contrasts, the more satisfaction may be drawn from our simultaneous presence in many quarters. The photoplay alone gives us our chance for such omnipresence. We see the banker, who had told his young wife that he has a directors' meeting, at a late hour in a cabaret feasting with a stenographer from his office. She had promised her poor old parents to be home early. We see the gorgeous roof garden and the tango dances, but our dramatic interest is divided among the frivolous pair, the jealous young woman in the suburban cottage, and the anxious old people in the attic. Our mind wavers among the three scenes. The photoplay shows one after another. Yet it can hardly be said that we think of them as successive. It is as if we were really at all three places at once. We see the joyous dance which is of central dramatic interest for twenty seconds, then for three seconds the wife in her luxurious boudoir looking at the dial of the clock, for three seconds again the grieved parents eagerly listening for any sound on the stairs, and anew for twenty seconds the turbulent festival. The frenzy reaches a climax, and in that moment we are suddenly again with his unhappy wife; it is only a flash, and the next instant we see the tears of the girl's poor mother. The three scenes proceed almost as if no one were interrupted at all. It is as if we saw one through another, as if three tones blended into one chord.
There is no limit to the number of threads which may be interwoven. A complex intrigue may demand cooeperation at half a dozen spots, and we look now into one, now into another, and never have the impression that they come one after another. The temporal element has disappeared, the one action irradiates in all directions. Of course, this can easily be exaggerated, and the result must be a certain restlessness. If the scene changes too often and no movement is carried on without a break, the play may irritate us by its nervous jerking from place to place. Near the end of the Theda Bara edition of Carmen the scene changes one hundred and seventy times in ten minutes, an average of a little more than three seconds for each scene. We follow Don Jose and Carmen and the toreador in ever new phases of the dramatic action and are constantly carried back to Don Jose's home village where his mother waits for him. There indeed the dramatic tension has an element of nervousness, in contrast to the Geraldine Farrar version of Carmen which allows a more unbroken development of the single action.
But whether it is used with artistic reserve or with a certain dangerous exaggeration, in any case its psychological meaning is obvious. It demonstrates to us in a new form the same principle which the perception of depth and of movement, the acts of attention and of memory and of imagination have shown. The objective world is molded by the interests of the mind. Events which are far distant from one another so that we could not be physically present at all of them at the same time are fusing in our field of vision, just as they are brought together in our own consciousness. Psychologists are still debating whether the mind can ever devote itself to several groups of ideas at the same time. Some claim that any so-called division of attention is really a rapid alteration. Yet in any case subjectively we experience it as an actual division. Our mind is split and can be here and there apparently in one mental act. This inner division, this awareness of contrasting situations, this interchange of diverging experiences in the soul, can never be embodied except in the photoplay.
An interesting side light falls on this relation between the mind and the pictured scenes, if we turn to a mental process which is quite nearly related to those which we have considered, namely, suggestion. It is similar in that a suggested idea which awakes in our consciousness is built up from the same material as the memory ideas or the imaginative ideas. The play of associations controls the suggestions, as it does the reminiscences and fancies. Yet in an essential point it is quite different. All the other associative ideas find merely their starting point in those outer impressions. We see a landscape on the stage or on the screen or in life and this visual perception is the cue which stirs up in our memory or imagination any fitting ideas. The choice of them, however, is completely controlled by our own interest and attitude and by our previous experiences. Those memories and fancies are therefore felt as our subjective supplements. We do not believe in their objective reality. A suggestion, on the other hand, is forced on us. The outer perception is not only a starting point but a controlling influence. The associated idea is not felt as our creation but as something to which we have to submit. The extreme case is, of course, that of the hypnotizer whose word awakens in the mind of the hypnotized person ideas which he cannot resist. He must accept them as real, he must believe that the dreary room is a beautiful garden in which he picks flowers.
The spellbound audience in a theater or in a picture house is certainly in a state of heightened suggestibility and is ready to receive suggestions. One great and fundamental suggestion is working in both cases, inasmuch as the drama as well as the photoplay suggests to the mind of the spectator that this is more than mere play, that it is life which we witness. But if we go further and ask for the application of suggestions in the detailed action, we cannot overlook the fact that the theater is extremely limited in its means. A series of events on the stage may strongly force on the mind the prediction of something which must follow, but inasmuch as the stage has to do with real physical beings who must behave according to the laws of nature, it cannot avoid offering us the actual events for which we were waiting. To be sure, even on the stage the hero may talk, the revolver in his hand, until it is fully suggested to us that the suicidal shot will end his life in the next instant; and yet just then the curtain may fall, and only the suggestion of his death may work in our mind. But this is evidently a very exceptional case as a fall of the curtain means the ending of the scene. In the act itself every series of events must come to its natural ending. If two men begin to fight on the stage, nothing remains to be suggested; we must simply witness the fight. And if two lovers embrace each other, we have to see their caresses.
The photoplay can not only "cut back" in the service of memories, but it can cut off in the service of suggestion. Even if the police did not demand that actual crimes and suicides should never be shown on the screen, for mere artistic reasons it would be wiser to leave the climax to the suggestion to which the whole scene has led. There is no need of bringing the series of pictures to its logical end, because they are pictures only and not the real objects. At any instant the man may disappear from the scene, and no automobile can race over the ground so rapidly that it cannot be stopped just as it is to crash into the rushing express train. The horseback rider jumps into the abyss; we see him fall, and yet at the moment when he crashes to the ground we are already in the midst of a far distant scene. Again and again with doubtful taste the sensuality of the nickel audiences has been stirred up by suggestive pictures of a girl undressing, and when in the intimate chamber the last garment was touched, the spectators were suddenly in the marketplace among crowds of people or in a sailing vessel on the river. The whole technique of the rapid changes of scenes which we have recognized as so characteristic of the photoplay involves at every end point elements of suggestion which to a certain degree link the separate scenes as the afterimages link the separate pictures.
CHAPTER VI
EMOTIONS
To picture emotions must be the central aim of the photoplay. In the drama words of wisdom may be spoken and we may listen to the conversations with interest even if they have only intellectual and not emotional character. But the actor whom we see on the screen can hold our attention only by what he is doing and his actions gain meaning and unity for us through the feelings and emotions which control them. More than in the drama the persons in the photoplay are to us first of all subjects of emotional experiences. Their joy and pain, their hope and fear, their love and hate, their gratitude and envy, their sympathy and malice, give meaning and value to the play. What are the chances of the photoartist to bring these feelings to a convincing expression?
No doubt, an emotion which is deprived of its discharge by words has lost a strong element, and yet gestures, actions, and facial play are so interwoven with the psychical process of an intense emotion that every shade can find its characteristic delivery. The face alone with its tensions around the mouth, with its play of the eye, with its cast of the forehead, and even with the motions of the nostrils and the setting of the jaw, may bring numberless shades into the feeling tone. Here again the close-up can strongly heighten the impression. It is at the climax of emotion on the stage that the theatergoer likes to use his opera glass in order not to overlook the subtle excitement of the lips and the passion of the eyeballs and the ghastly pupil and the quivering cheeks. The enlargement by the close-up on the screen brings this emotional action of the face to sharpest relief. Or it may show us enlarged a play of the hands in which anger and rage or tender love or jealousy speak in unmistakable language. In humorous scenes even the flirting of amorous feet may in the close-up tell the story of their possessors' hearts. Nevertheless there are narrow limits. Many emotional symptoms like blushing or growing pale would be lost in the mere photographic rendering, and, above all, these and many other signs of feeling are not under voluntary control. The photoactors may carefully go through the movements and imitate the contractions and relaxations of the muscles, and yet may be unable to produce those processes which are most essential for the true life emotion, namely those in the glands, blood vessels, and involuntary muscles.
Certainly the going through the motions will shade consciousness sufficiently so that some of these involuntary and instinctive responses may set in. The actor really experiences something of the inner excitement which he imitates and with the excitement the automatic reactions appear. Yet only a few can actually shed tears, however much they move the muscles of the face into the semblance of crying. The pupil of the eye is somewhat more obedient, as the involuntary muscles of the iris respond to the cue which a strong imagination can give, and the mimic presentation of terror or astonishment or hatred may actually lead to the enlargement or contraction of the pupil, which the close-up may show. Yet there remains too much which mere art cannot render and which life alone produces, because the consciousness of the unreality of the situation works as a psychological inhibition on the automatic instinctive responses. The actor may artificially tremble, or breathe heavily, but the strong pulsation of the carotid artery or the moistness of the skin from perspiration will not come with an imitated emotion. Of course, that is true of the actor on the stage, too. But the content of the words and the modulation of the voice can help so much that the shortcomings of the visual impression are forgotten.
To the actor of the moving pictures, on the other hand, the temptation offers itself to overcome the deficiency by a heightening of the gestures and of the facial play, with the result that the emotional expression becomes exaggerated. No friend of the photoplay can deny that much of the photoart suffers from this almost unavoidable tendency. The quick marchlike rhythm of the drama of the reel favors this artificial overdoing, too. The rapid alternation of the scenes often seems to demand a jumping from one emotional climax to another, or rather the appearance of such extreme expressions where the content of the play hardly suggests such heights and depths of emotion. The soft lights are lost and the mental eye becomes adjusted to glaring flashes. This undeniable defect is felt with the American actors still more than with the European, especially with the French and Italian ones with whom excited gestures and highly accentuated expressions of the face are natural. A New England temperament forced into Neapolitan expressions of hatred or jealousy or adoration too easily appears a caricature. It is not by chance that so many strong actors of the stage are such more or less decided failures on the screen. They have been dragged into an art which is foreign to them, and their achievement has not seldom remained far below that of the specializing photoactor. The habitual reliance on the magic of the voice deprives them of the natural means of expression when they are to render emotions without words. They give too little or too much; they are not expressive, or they become grotesque.
Of course, the photoartist profits from one advantage. He is not obliged to find the most expressive gesture in one decisive moment of the stage performance. He can not only rehearse, but he can repeat the scene before the camera until exactly the right inspiration comes, and the manager who takes the close-up visage may discard many a poor pose before he strikes that one expression in which the whole content of the feeling of the scene is concentrated. In one other respect the producer of the photoplay has a technical advantage. More easily than the stage manager of the real theater he can choose actors whose natural build and physiognomy fit the role and predispose them for the desired expression. The drama depends upon professional actors; the photoplay can pick players among any group of people for specific roles. They need no art of speaking and no training in delivery. The artificial make-up of the stage actors in order to give them special character is therefore less needed for the screen. The expression of the faces and the gestures must gain through such natural fitness of the man for the particular role. If the photoplay needs a brutal boxer in a mining camp, the producer will not, like the stage manager, try to transform a clean, neat, professional actor into a vulgar brute, but he will sift the Bowery until he has found some creature who looks as if he came from that mining camp and who has at least the prizefighter's cauliflower ear which results from the smashing of the ear cartilage. If he needs the fat bartender with his smug smile, or the humble Jewish peddler, or the Italian organ grinder, he does not rely on wigs and paint; he finds them all ready-made on the East Side. With the right body and countenance the emotion is distinctly more credible. The emotional expression in the photoplays is therefore often more natural in the small roles which the outsiders play than in the chief parts of the professionals who feel that they must outdo nature.
But our whole consideration so far has been onesided and narrow. We have asked only about the means by which the photoactor expresses his emotion, and we were naturally confined to the analysis of his bodily reactions. But while the human individual in our surroundings has hardly any other means than the bodily expressions to show his emotions and moods, the photoplaywright is certainly not bound by these limits. Yet even in life the emotional tone may radiate beyond the body. A person expresses his mourning by his black clothes and his joy by gay attire, or he may make the piano or violin ring forth in happiness or moan in sadness. Even his whole room or house may be penetrated by his spirit of welcoming cordiality or his emotional setting of forbidding harshness. The feeling of the soul emanates into the surroundings and the impression which we get of our neighbor's emotional attitude may be derived from this external frame of the personality as much as from the gestures and the face.
This effect of the surrounding surely can and must be much heightened in the artistic theater play. All the stage settings of the scene ought to be in harmony with the fundamental emotions of the play, and many an act owes its success to the unity of emotional impression which results from the perfect painting of the background; it reverberates to the passions of the mind. From the highest artistic color and form effects of the stage in the Reinhardt style down to the cheapest melodrama with soft blue lights and tender music for the closing scene, the stage arrangements tell the story of the intimate emotion. But just this additional expression of the feeling through the medium of the surrounding scene, through background and setting, through lines and forms and movements, is very much more at the disposal of the photoartist. He alone can change the background and all the surroundings of the acting person from instant to instant. He is not bound to one setting, he has no technical difficulty in altering the whole scene with every smile and every frown. To be sure, the theater can give us changing sunshine and thunderclouds too. But it must go on at the slow pace and with the clumsiness with which the events in nature pass. The photoplay can flit from one to the other. Not more than one sixteenth of a second is needed to carry us from one corner of the globe to the other, from a jubilant setting to a mourning scene. The whole keyboard of the imagination may be used to serve this emotionalizing of nature.
There is a girl in her little room, and she opens a letter and reads it. There is no need of showing us in a close-up the letter page with the male handwriting and the words of love and the request for her hand. We see it in her radiant visage, we read it from her fascinated arms and hands; and yet how much more can the photoartist tell us about the storm of emotions in her soul. The walls of her little room fade away. Beautiful hedges of hawthorn blossom around her, rose bushes in wonderful glory arise and the whole ground is alive with exotic flowers. Or the young artist sits in his attic playing his violin; we see the bow moving over the strings but the dreamy face of the player does not change with his music. Under the spell of his tones his features are immovable as if they were staring at a vision. They do not speak of the changing emotions which his melodies awake. We cannot hear those tones. And yet we do hear them: a lovely spring landscape widens behind his head, we see the valleys of May and the bubbling brooks and the young wild beeches. And slowly it changes into the sadness of the autumn, the sere leaves are falling around the player, heavy clouds hang low over his head. Suddenly at a sharp accent of his bow the storm breaks, we are carried to the wildness of rugged rocks or to the raging sea; and again comes tranquillity over the world, the little country village of his youth fills the background, the harvest is brought from the fields, the sun sets upon a scene of happiness, and while the bow slowly sinks, the walls and ceiling of his attic close in again. No shade, no tint, no hue of his emotions has escaped us; we followed them as if we had heard the rejoicing and the sadness, the storm and the peace of his melodious tones. Such imaginative settings can be only the extreme; they would not be fit for the routine play. But, however much weaker and fainter the echo of the surroundings may be in the realistic pictures of the standard photoplay, the chances are abundant everywhere and no skillful playwright will ever disregard them entirely. Not the portrait of the man but the picture as a whole has to be filled with emotional exuberance.
Everything so far has referred to the emotions of the persons in the play, but this cannot be sufficient. When we were interested in attention and memory we did not ask about the act of attention and memory in the persons of the play, but in the spectator, and we recognized that these mental activities and excitements in the audience were projected into the moving pictures. Just here was the center of our interest, because it showed that uniqueness of the means with which the photoplaywright can work. If we want to shape the question now in the same way, we ought to ask how it is with the emotions of the spectator. But then two different groups of cases must be distinguished. On the one side we have those emotions in which the feelings of the persons in the play are transmitted to our own soul. On the other side, we find those feelings with which we respond to the scenes in the play, feelings which may be entirely different, perhaps exactly opposite to those which the figures in the play express.
The first group is by far the larger one. Our imitation of the emotions which we see expressed brings vividness and affective tone into our grasping of the play's action. We sympathize with the sufferer and that means that the pain which he expresses becomes our own pain. We share the joy of the happy lover and the grief of the despondent mourner, we feel the indignation of the betrayed wife and the fear of the man in danger. The visual perception of the various forms of expression of these emotions fuses in our mind with the conscious awareness of the emotion expressed; we feel as if we were directly seeing and observing the emotion itself. Moreover the idea awakens in us the appropriate reactions. The horror which we see makes us really shrink, the happiness which we witness makes us relax, the pain which we observe brings contractions in our muscles; and all the resulting sensations from muscles, joints, tendons, from skin and viscera, from blood circulation and breathing, give the color of living experience to the emotional reflection in our mind. It is obvious that for this leading group of emotions the relation of the pictures to the feelings of the persons in the play and to the feelings of the spectator is exactly the same. If we start from the emotions of the audience, we can say that the pain and the joy which the spectator feels are really projected to the screen, projected both into the portraits of the persons and into the pictures of the scenery and background into which the personal emotions radiate. The fundamental principle which we recognized for all the other mental states is accordingly no less efficient in the case of the spectator's emotions.
The analysis of the mind of the audience must lead, however, to that second group of emotions, those in which the spectator responds to the scenes on the film from the standpoint of his independent affective life. We see an overbearing pompous person who is filled with the emotion of solemnity, and yet he awakens in us the emotion of humor. We answer by our ridicule. We see the scoundrel who in the melodramatic photoplay is filled with fiendish malice, and yet we do not respond by imitating his emotion; we feel moral indignation toward his personality. We see the laughing, rejoicing child who, while he picks the berries from the edge of the precipice, is not aware that he must fall down if the hero does not snatch him back at the last moment. Of course, we feel the child's joy with him. Otherwise we should not even understand his behaviour, but we feel more strongly the fear and the horror of which the child himself does not know anything. The photoplaywrights have so far hardly ventured to project this second class of emotion, which the spectator superadds to the events, into the show on the screen. Only tentative suggestions can be found. The enthusiasm or the disapproval or indignation of the spectator is sometimes released in the lights and shades and in the setting of the landscape. There are still rich possibilities along this line. The photoplay has hardly come to its own with regard to these secondary emotions. Here it has not emancipated itself sufficiently from the model of the stage. Those emotions arise, of course, in the audience of a theater too, but the dramatic stage cannot embody them. In the opera the orchestra may symbolize them. For the photoplay, which is not bound to the physical succession of events but gives us only the pictorial reflection, there is an unlimited field for the expression of these attitudes in ourselves.
But the wide expansion of this field and of the whole manifoldness of emotional possibilities in the moving pictures is not sufficiently characterized as long as we think only of the optical representation in the actual outer world. The camera men of the moving pictures have photographed the happenings of the world and all its wonders, have gone to the bottom of the sea and up to the clouds; they have surprised the beasts in the jungles and in the Arctic ice; they have dwelt with the lowest races and have captured the greatest men of our time: and they are always haunted by the fear that the supply of new sensations may be exhausted. Curiously enough, they have so far ignored the fact that an inexhaustible wealth of new impressions is at their disposal, which has hardly been touched as yet. There is a material and a formal side to the pictures which we see in their rapid succession. The material side is controlled by the content of what is shown to us. But the formal side depends upon the outer conditions under which this content is exhibited. Even with ordinary photographs we are accustomed to discriminate between those in which every detail is very sharp and others, often much more artistic, in which everything looks somewhat misty and blurring and in which sharp outlines are avoided. We have this formal aspect, of course, still more prominently if we see the same landscape or the same person painted by a dozen different artists. Each one has his own style. Or, to point to another elementary factor, the same series of moving pictures may be given to us with a very slow or with a rapid turning of the crank. It is the same street scene, and yet in the one case everyone on the street seems leisurely to saunter along, while in the other case there is a general rush and hurry. Nothing is changed but the temporal form; and in going over from the sharp image to the blurring one, nothing is changed but a certain spatial form: the content remains the same.
As soon as we give any interest to this formal aspect of the presentation, we must recognize that the photoplaywright has here possibilities to which nothing corresponds in the world of the stage. Take the case that we want to produce an effect of trembling. We might use the pictures as the camera has taken them, sixteen in a second. But in reproducing them on the screen we change their order. After giving the first four pictures we go back to picture 3, then give 4, 5, 6, and return to 5, then 6, 7, 8, and go back to 7, and so on. Any other rhythm, of course, is equally possible. The effect is one which never occurs in nature and which could not be produced on the stage. The events for a moment go backward. A certain vibration goes through the world like the tremolo of the orchestra. Or we demand from our camera a still more complex service. We put the camera itself on a slightly rocking support and then every point must move in strange curves and every motion takes an uncanny whirling character. The content still remains the same as under normal conditions, but the changes in the formal presentation give to the mind of the spectator unusual sensations which produce a new shading of the emotional background.
Of course, impressions which come to our eye can at first awaken only sensations, and a sensation is not an emotion. But it is well known that in the view of modern physiological psychology our consciousness of the emotion itself is shaped and marked by the sensations which arise from our bodily organs. As soon as such abnormal visual impressions stream into our consciousness, our whole background of fusing bodily sensations becomes altered and new emotions seem to take hold of us. If we see on the screen a man hypnotized in the doctor's office, the patient himself may lie there with closed eyes, nothing in his features expressing his emotional setting and nothing radiating to us. But if now only the doctor and the patient remain unchanged and steady, while everything in the whole room begins at first to tremble and then to wave and to change its form more and more rapidly so that a feeling of dizziness comes over us and an uncanny, ghastly unnaturalness overcomes the whole surrounding of the hypnotized person, we ourselves become seized by the strange emotion. It is not worth while to go into further illustrations here, as this possibility of the camera work still belongs entirely to the future. It could not be otherwise as we remember that the whole moving picture play arose from the slavish imitation of the drama and began only slowly to find its own artistic methods. But there is no doubt that the formal changes of the pictorial presentation will be legion as soon as the photoartists give their attention to this neglected aspect.
The value of these formal changes for the expression of the emotions may become remarkable. The characteristic features of many an attitude and feeling which cannot be expressed without words today will then be aroused in the mind of the spectator through the subtle art of the camera.
PART II
THE ESTHETICS OF THE PHOTOPLAY
CHAPTER VII
THE PURPOSE OF ART
We have analyzed the mental functions which are most powerful in the audience of the photoplay. We studied the mere act of perceiving the pictures on the screen, of perceiving their apparently plastic character, their depth, and their apparent movements. We turned then to those psychical acts by which we respond to the perceived impressions. In the foreground stood the act of attention, but then we followed the play of associations, of memory, of imagination, of suggestion, and, most important of all, we traced the distribution of interest. Finally we spoke of the feelings and emotions with which we accompany the play. Certainly all this does not exhaust the mental reactions which arise in our mind when we witness a drama of the film. We have not spoken, for instance, of the action which the plot of the story or its social background may start in our soul. The suffering of the poor, the injustice by which the weak may be forced into the path of crime, and a hundred other social motives may be impressed on us by the photoplay; thoughts about human society, about laws and reforms, about human differences and human fates, may fill our mind. Yet this is not one of the characteristic functions of the moving pictures. It is a side effect which may set in just as it may result from reading the newspapers or from hearing of practical affairs in life. But in all our discussions we have also left out another mental process, namely, esthetic emotion. We did speak about the emotions which the plot of the play stirs up. We discussed the feelings in which we sympathize with the characters of the scene, in which we share their suffering and their joy; and we also spoke about that other group of emotions by which we take a mental attitude toward the behaviour of the persons in the play. But there is surely a third group of feelings and emotions which we have not yet considered, namely, those of our joy in the play, our esthetic satisfaction or dissatisfaction. We have omitted them intentionally, because the study of this group of feelings involves a discussion of the esthetic process as such, and we have left all the esthetic problems for this second part of our investigation.
If we disregard this pleasure or displeasure in the beauty of the photoplay and reflect only on the processes of perception, attention, interest, memory, imagination, suggestion, and emotion which we have analyzed, we see that we everywhere come to the same result. One general principle seemed to control the whole mental mechanism of the spectator, or rather the relation between the mental mechanism and the pictures on the screen. We recognized that in every case the objective world of outer events had been shaped and molded until it became adjusted to the subjective movements of the mind. The mind develops memory ideas and imaginative ideas; in the moving pictures they become reality. The mind concentrates itself on a special detail in its act of attention; and in the close-up of the moving pictures this inner state is objectified. The mind is filled with emotions; and by means of the camera the whole scenery echoes them. Even in the most objective factor of the mind, the perception, we find this peculiar oscillation. We perceive the movement; and yet we perceive it as something which has not its independent character as an outer world process, because our mind has built it up from single pictures rapidly following one another. We perceive things in their plastic depth; and yet again the depth is not that of the outer world. We are aware of its unreality and of the pictorial flatness of the impressions.
In every one of these features the contrast to the mental impressions from the real stage is obvious. There in the theater we know at every moment that we see real plastic men before us, that they are really in motion when they walk and talk and that, on the other hand, it is our own doing and not a part of the play when our attention turns to this or that detail, when our memory brings back events of the past, when our imagination surrounds them with fancies and emotions. And here, it seems, we have a definite starting point for an esthetic comparison. If we raise the unavoidable question—how does the photoplay compare with the drama?—we seem to have sufficient material on hand to form an esthetic judgment. The verdict, it appears, can hardly be doubtful. Must we not say art is imitation of nature? The drama can show us on the stage a true imitation of real life. The scenes proceed just as they would happen anywhere in the outer world. Men of flesh and blood with really plastic bodies stand before us. They move like any moving body in our surroundings. Moreover those happenings on the stage, just like the events in life, are independent of our subjective attention and memory and imagination. They go their objective course. Thus the theater comes so near to its purpose of imitating the world of men that the comparison with the photoplay suggests almost a disastrous failure of the art of the film. The color of the world has disappeared, the persons are dumb, no sound reaches our ear. The depth of the scene appears unreal, the motion has lost its natural character. Worst of all, the objective course of events is falsified; our own attention and memory and imagination have shifted and remodeled the events until they look as nature could never show them. What we really see can hardly be called any longer an imitation of the world, such as the theater gives us.
When the graphophone repeats a Beethoven symphony, the voluminousness of the orchestra is reduced to a thin feeble surface sound, and no one would accept this product of the disk and the diaphragm as a full substitute for the performance of the real orchestra. But, after all, every instrument is actually represented, and we can still discriminate the violins and the celli and the flutes in exactly the same order and tonal and rhythmic relation in which they appear in the original. The graphophone music appears, therefore, much better fitted for replacing the orchestra than the moving pictures are to be a substitute for the theater. There all the essential elements seem conserved; here just the essentials seem to be lost and the aim of the drama to imitate life with the greatest possible reality seems hopelessly beyond the flat, colorless pictures of the photoplay. Still more might we say that the plaster of Paris cast is a fair substitute for the marble statue. It shares with the beautiful marble work the same form and imitates the body of the living man just as well as the marble statue. Moreover, this product of the mechanical process has the same white color which the original work of the sculptor possesses. Hence we must acknowledge it as a fair approach to the plastic work of art. In the same way the chromo print gives the essentials of the oil painting. Everywhere the technical process has secured a reproduction of the work of art which sounds or looks almost like the work of the great artist, and only the technique of the moving pictures, which so clearly tries to reproduce the theater performance, stands so utterly far behind the art of the actor. Is not an esthetic judgment of rejection demanded by good taste and sober criticism? We may tolerate the photoplay because, by the inexpensive technical method which allows an unlimited multiplication of the performances, it brings at least a shadow of the theater to the masses who cannot afford to see real actors. But the cultivated mind might better enjoy plaster of Paris casts and chromo prints and graphophone music than the moving pictures with their complete failure to give us the essentials of the real stage.
We have heard this message, or if it was not expressed in clear words it surely lingered for a long while in the minds of all those who had a serious relation to art. It probably still prevails today among many, even if they appreciate the more ambitious efforts of the photoplaywrights in the most recent years. The philanthropic pleasure in the furnishing of cheap entertainment and the recognition that a certain advance has recently been made seem to alleviate the esthetic situation, but the core of public opinion remains the same; the moving pictures are no real art.
And yet all this arguing and all this hasty settling of a most complex problem is fundamentally wrong. It is based on entirely mistaken ideas concerning the aims and purposes of art. If those errors were given up and if the right understanding of the moving pictures were to take hold of the community, nobody would doubt that the chromo print and the graphophone and the plaster cast are indeed nothing but inexpensive substitutes for art with many essential artistic elements left out, and therefore ultimately unsatisfactory to a truly artistic taste. But everybody would recognize at the same time that the relation of the photoplay to the theater is a completely different one and that the difference counts entirely in favor of the moving pictures. They are not and ought never to be imitations of the theater. They can never give the esthetic values of the theater; but no more can the theater give the esthetic values of the photoplay. With the rise of the moving pictures has come an entirely new independent art which must develop its own life conditions. The moving pictures would indeed be a complete failure if that popular theory of art which we suggested were right. But that theory is wrong from beginning to end, and it must not obstruct the way to a better insight which recognizes that the stage and the screen are as fundamentally different as sculpture and painting, or as lyrics and music. The drama and the photoplay are two cooerdinated arts, each perfectly valuable in itself. The one cannot replace the other; and the shortcomings of the one as against the other reflect only the fact that the one has a history of fifteen years while the other has one of five thousand. This is the thesis which we want to prove, and the first step to it must be to ask: what is the aim of art if not the imitation of reality?
But can the claim that art imitates nature or rather that imitation is the essence of art be upheld if we seriously look over the field of artistic creations? Would it not involve the expectation that the artistic value would be the greater, the more the ideal of imitation is approached? A perfect imitation which looks exactly like the original would give us the highest art. Yet every page in the history of art tells us the opposite. We admire the marble statue and we despise as inartistic the colored wax figures. There is no difficulty in producing colored wax figures which look so completely like real persons that the visitor at an exhibit may easily be deceived and may ask information from the wax man leaning over the railing. On the other hand what a tremendous distance between reality and the marble statue with its uniform white surface! It could never deceive us and as an imitation it would certainly be a failure. Is it different with a painting? Here the color may be quite similar to the original, but unlike the marble it has lost its depth and shows us nature on a flat surface. Again we could never be deceived, and it is not the painter's ambition to make us believe for a moment that reality is before us. Moreover neither the sculptor nor the painter gives us less valuable work when they offer us a bust or a painted head only instead of the whole figure; and yet we have never seen in reality a human body ending at the chest. We admire a fine etching hardly less than a painting. Here we have neither the plastic effect of the sculpture nor the color of the painting. The essential features of the real model are left out. As an imitation it would fail disastrously. What is imitated in a lyric poem? Through more than two thousand years we have appreciated the works of the great dramatists who had their personages speak in the rhythms of metrical language. Every iambic verse is a deviation from reality. If they had tried to imitate nature Antigone and Hamlet would have spoken the prose of daily life. Does a beautiful arch or dome or tower of a building imitate any part of reality? Is its architectural value dependent upon the similarity to nature? Or does the melody or harmony in music offer an imitation of the surrounding world?
Wherever we examine without prejudice the mental effects of true works of art in literature or music, in painting or sculpture, in decorative arts or architecture, we find that the central esthetic value is directly opposed to the spirit of imitation. A work of art may and must start from something which awakens in us the interests of reality and which contains traits of reality, and to that extent it cannot avoid some imitation. But it becomes art just in so far as it overcomes reality, stops imitating and leaves the imitated reality behind it. It is artistic just in so far as it does not imitate reality but changes the world, selects from it special features for new purposes, remodels the world and is through this truly creative. To imitate the world is a mechanical process; to transform the world so that it becomes a thing of beauty is the purpose of art. The highest art may be furthest removed from reality.
We have not even the right to say that this process of selection from reality means that we keep the beautiful elements of it and simply omit and eliminate the ugly ones. This again is not in the least characteristic of art, however often the popular mind may couple this superficial idea with that other one, that art consists of imitation. It is not true that the esthetic value depends upon the beauty of the selected material. The men and women whom Rembrandt painted were not beautiful persons. The ugliest woman may be the subject of a most beautiful painting. The so-called beautiful landscape may, of course, be material for a beautiful landscape painting, but the chances are great that such a pretty vista will attract the dilettante and not the real artist who knows that the true value of his painting is independent of the prettiness of the model. He knows that a muddy country road or a dirty city street or a trivial little pond may be the material for immortal pictures. He who writes literature does not select scenes of life which are beautiful in themselves, scenes which we would have liked to live through, full of radiant happiness and joy; he does not eliminate from his picture of life that which is disturbing to the peace of the soul, repellant and ugly and immoral. On the contrary, all the great works of literature have shown us dark shades of life beside the light ones. They have spoken of unhappiness and pain as often as of joy. We have suffered with our poets, and in so far as the musical composer expresses the emotions of life the great symphonies have been full of pathos and tragedy. True art has always been selection, but never selection of the beautiful elements in outer reality.
But if the esthetic value is independent of the imitative approach to reality and independent of the elimination of unpleasant elements or of the collection and addition of pleasant traits, what does the artist really select and combine in his creation? How does he shape the world? How does nature look when it has been remolded by the artistic temperament and imagination? What is left of the real landscape when the engraver's needle has sketched it? What is left of the tragic events in real life when the lyric poet has reshaped them in a few rhymed stanzas? Perhaps we may bring the characteristic features of the process most easily to recognition if we contrast them with another kind of reshaping process. The same landscape which the artist sketches, the same historic event which the lyric poet interprets in his verses, may be grasped by the human mind in a wholly different way. We need only think of the scientific work of the scholar. He too may have the greatest interest in the landscape which the engraver has rendered: the tree on the edge of the rock, torn by the storm, and at the foot of the cliff the sea with its whitecapped waves. He too is absorbed by the tragic death of a Lincoln. But what is the scholar's attitude? Is it his aim to reproduce the landscape or the historic event? Certainly not. The meaning of science and scholarship and of knowledge in general would be completely misunderstood if their aim were thought to be simply the repeating of the special facts in reality. The scientist tries to explain the facts, and even his description is meant to serve his explanation. He turns to that tree on the cliff with the interest of studying its anatomical structure. He examines with a microscope the cells of those tissues in the branches and leaves in order that he may explain the growth of the tree and its development from the germ. The storm which whips its branches is to him a physical process for which he seeks the causes, far removed. The sea is to him a substance which he resolves in his laboratory into its chemical elements and which he explains by tracing the geological changes on the surface of the earth.
In short, the scientist is not interested in that particular object only, but in its connections with the total universe. He explains the event by a reference to general laws which are effective everywhere. Every single growth and movement is linked by him with the endless chain of causes and effects. He surely reshapes the experience in connecting every single impression with the totality of events, in finding the general in the particular, in transforming the given facts into the scientific scheme of an atomistic universe. It is not different from the historical event. To the scholarly historian the death of Lincoln is meaningless if it is not seen in its relation to and connection with the whole history of the Civil War and if this again is not understood as the result of the total development of the United States. And who can understand the growth of the United States, unless the whole of modern history is seen as a background and unless the ideas of state philosophy which have built up the American democracy are grasped in their connection with the whole story of European political thought in preceding centuries? The scholar may turn to natural or to social events, to waves or trees or men: every process and action in the world gains interest for him only by being connected with other things and events. Every point which he marks is the nodal point for numberless relations. To grasp a fact in the sense of scholarly knowledge means to see it in all its connections, and the work of the scholar is not simply to hold the fact as he becomes aware of it but to trace the connections and to supplement them by his thought until a completed system of interrelated facts in science or in history is established.
Now we are better prepared to recognize the characteristic function of the artist. He is doing exactly the opposite of what the scholar is aiming at. Both are changing and remolding the given thing or event in the interest of their ideal aims. But the ideal aim of beauty and art is in complete contrast to the ideal aim of scholarly knowledge. The scholar, we see, establishes connections by which the special thing loses all character of separateness. He binds it to all the remainder of the physical and social universe. The artist, on the contrary, cuts off every possible connection. He puts his landscape into a frame so that every possible link with the surrounding world is severed. He places his statue on a pedestal so that it cannot possibly step into the room around it. He makes his persons speak in verse so that they cannot possibly be connected with the intercourse of the day. He tells his story so that nothing can happen after the last chapter. The work of art shows us the things and events perfectly complete in themselves, freed from all connections which lead beyond their own limits, that is, in perfect isolation.
Both the truth which the scholar discovers and the beauty which the artist creates are valuable; but it is now clear that the value in both cases lies not in the mere repetition of the offerings of reality. There is no reason whatever for appreciating a mere imitation or repetition of that which exists in the world. Neither the scholar nor the artist could do better than nature or history. The value in both cases lies just in the deviation from reality in the service of human desires and ideals. The desire and ideal of the scholar is to give us an interconnected world in which we understand everything by its being linked with everything else; and the desire and ideal of the artist in every possible art is to give us things which are freed from the connection of the world and which stand before us complete in themselves. The things of the outer world have thousandfold ties with nature and history. An object becomes beautiful when it is delivered from these ties, and in order to secure this result we must take it away from the background of reality and reproduce it in such a form that it is unmistakably different from the real things which are enchained by the causes and effects of nature.
Why does this satisfy us? Why is it valuable to have a part of nature or life liberated from all connection with the world? Why does it make us happy to see anything in its perfect isolation, an isolation which real life seldom offers and which only art can give in complete perfection? The motives which lead us to value the product of the scholar are easily recognized. He aims toward connection. He reshapes the world until it appears connected, because that helps us to foresee the effects of every event and teaches us to master nature so that we can use it for our practical achievements. But why do we appreciate no less the opposite work which the artist is doing? Might we not answer that this enjoyment of the artistic work results from the fact that only in contact with an isolated experience can we feel perfectly happy? Whatever we meet in life or nature awakes in us desires, impulses to action, suggestions and questions which must be answered. Life is a continuous striving. Nothing is an end in itself and therefore nothing is a source of complete rest. Everything is a stimulus to new wishes, a source of new uneasiness which longs for new satisfaction in the next and again the next thing. Life pushes us forward. Yet sometimes a touch of nature comes to us; we are stirred by a thrill of life which awakens plenty of impulses but which offers satisfaction to all these impulses in itself. It does not lead beyond itself but contains in its own midst everything which answers the questions, which brings the desires to rest.
Wherever we meet such an offering of nature, we call it beautiful. We speak of the beautiful landscape, of the beautiful face. And wherever we meet it in life, we speak of love, of friendship, of peace, of harmony. The word harmony may even cover both nature and life. Wherever it happens that every line and every curve and every color and every movement in the landscape is so harmonious with all the others that every suggestion which one stirs up is satisfied by another, there it is perfect and we are completely happy in it. In the life relations of love and friendship and peace, there is again this complete harmony of thought and feeling and will, in which every desire is satisfied. If our own mind is in such flawless harmony, we feel the true happiness which crowns our life. Such harmony, in which every part is the complete fulfillment of that which the other parts demand, when nothing is suggested which is not fulfilled in the midst of the same experience, where nothing points beyond and everything is complete in the offering itself, must be a source of inexhaustible happiness. To remold nature and life so that it offers such complete harmony in itself that it does not point beyond its own limits but is an ultimate unity through the harmony of its parts: this is the aim of the isolation which the artist alone achieves. That restful happiness which the beautiful landscape or the harmonious life relation can furnish us in blessed instants of our struggling life is secured as a joy forever when the painter or the sculptor, the dramatist or the poet, the composer or the photoplaywright, recomposes nature and life and shows us a unity which does not lead beyond itself but is in itself perfectly harmonious.
CHAPTER VIII
THE MEANS OF THE VARIOUS ARTS
We have sought the aim which underlies all artistic creation and were led in this search to paths which seem far away from our special problem, the art of the photoplay. Yet we have steadily come nearer to it. We had to go the longer way because there can be no other method to reach a decision concerning the esthetic value and significance of the photoplay. We must clearly see what art in general aims at if we want to recognize the relative standing of the film art and the art of the theater. If we superficially accept the popular idea that the value of the photoplay is to be measured by the nearness with which it approaches the standards of the real theater and that the task of the theater is to imitate life as closely as possible, the esthetic condemnation of the photoplay is necessary. The pictures on the screen then stand far behind the actual playing on the stage in every respect. But if we find that the aim of art, including the dramatic art, is not to imitate life but to reset it in a way which is totally different from reality, then an entirely new perspective is opened. The dramatic way may then be only one of the artistic possibilities. The kinematoscopic way may be another, which may have entirely different methods and yet may be just as valuable and esthetically pure as the art of the theater. The drama and the photoplay may serve the purpose of art with equal sincerity and perfection and may reach the same goal with sharply contrasting means. Our next step, which brings us directly to the threshold of the photoplayhouse, is, accordingly, to study the difference of the various methods which the different arts use for their common purpose. What characterizes a particular art as such? When we have recognized the special traits of the traditional arts we shall be better prepared to ask whether the methods of the photoplay do not characterize this film creation also as a full-fledged art, cooerdinated with the older forms of beauty.
We saw that the aim of every art is to isolate some object of experience in nature or social life in such a way that it becomes complete in itself, and satisfies by itself every demand which it awakens. If every desire which it stimulates is completely fulfilled by its own parts, that is, if it is a complete harmony, we, the spectators, the listeners, the readers, are perfectly satisfied, and this complete satisfaction is the characteristic esthetic joy. The first demand which is involved in this characterization of art is that the offering of the artist shall really awaken interests, as only a constant stirring up of desires together with their constant fulfillment keeps the flame of esthetic enjoyment alive. When nothing stirs us, when nothing interests us, we are in a state of indifference outside the realm of art. This also separates the esthetic pleasure from the ordinary selfish pleasures of life. They are based on the satisfaction of desires, too, but a kind of satisfaction through which the desire itself disappears. The pleasure in a meal, to be sure, can have its esthetic side, as often the harmony of the tastes and odors and sights of a rich feast may be brought to a certain artistic perfection. But mere pleasure in eating has no esthetic value, as the object is destroyed by the partaking and not only the cake disappears but also our desire for the cake when the desire is fulfilled and we are satiated. The work of art aims to keep both the demand and its fulfillment forever awake.
But then this stirring up of interests demands more than anything else a careful selection of those features in reality which ought to be admitted into the work of art. A thousand traits of the landscape are trivial and insignificant and most of what happens in the social life around us, even where a great action is going on, is in itself commonplace and dull and without consequences for the event which stirs us. The very first requirement for the artistic creation is therefore the elimination of the indifferent, the selection of those features of the complex offering of nature or social life which tell the real story, which express the true emotional values and which suggest the interest for everything which is involved in this particular episode of the world. But this leads on to the natural consequence, that the artist must not only select the important traits, but must artificially heighten their power and increase their strength. We spoke of the landscape with the tree on the rock and the roaring surf, and we saw how the scientist studies its smallest elements, the cells of the tree, the molecules of the seawater and of the rock. How differently does the artist proceed! He does not care even for the single leaves which the photographer might reproduce. If a painter renders such a landscape with his masterly brush, he gives us only the leading movements of those branches which the storm tears, and the great swing in the curve of the wave. But those forceful lines of the billows, those sharp contours of the rock, contain everything which expresses their spirit.
It is not different with the author who writes a historical novel or drama. Every man's life is crowded with the trivialities of the day. The scholarly historian may have to look into them; the artist selects those events in his hero's life which truly express his personality and which are fit to sustain the significant plot. The more he brings those few elements out of the many into sharp relief, the more he stimulates our interest and makes us really feel with the persons of his novel or drama. The sculptor even selects one single position. He cannot, like the painter, give us any background, he cannot make his hero move as on the theater stage. The marble statue makes the one position of the hero everlasting, but this is so selected that all the chance aspects and fleeting gestures of the real man appear insignificant compared with the one most expressive and most characteristic position which is chosen.
However far this selection of the essential traits removes the artistic creation from the mere imitative reproduction of the world, a much greater distance from reality results from a second need if the work is to fulfill the purposes of art. We saw that we have art only when the work is isolated, that is, when it fulfills every demand in itself and does not point beyond itself. This can be done only if it is sharply set off from the sphere of our practical interests. Whatever enters into our practical sphere links itself with our impulses to real action and the action would involve a change, an intrusion, an influence from without. As long as we have the desire to change anything, the work is not complete in itself. The relation of the work to us as persons must not enter into our awareness of it at all. As soon as it does, that complete restfulness of the esthetic enjoyment is lost. Then the object becomes simply a part of our practical surroundings. The fundamental condition of art, therefore, is that we shall be distinctly conscious of the unreality of the artistic production, and that means that it must be absolutely separated from the real things and men, that it must be isolated and kept in its own sphere. As soon as a work of art tempts us to take it as a piece of reality, it has been dragged into the sphere of our practical action, which means our desire to put ourselves into connection with it. Its completeness in itself is lost and its value for our esthetic enjoyment has faded away.
Now we understand why it is necessary that each art should have its particular method for fundamentally changing reality. Now we recognize that it is by no means a weakness of sculpture that the marble statue has not the colors of life but a whiteness unlike any human being. Nor does it appear a deficiency in the painting or the drawing that it can offer two dimensions only and has no means to show us the depth of real nature. Now we grasp why the poet expresses his feelings and thoughts in the entirely unnatural language of rhythms and rhymes. Now we see why every work of art has its frame or its base or its stage. Everything serves that central purpose, the separation of the offered experience from the background of our real life. When we have a painted garden before us, we do not want to pick the flowers from the beds and break the fruit from the branches. The flatness of the picture tells us that this is no reality, in spite of the fact that the size of the painting may not be different from that of the windowpane through which we see a real garden. We have no thought of bringing a chair or a warm coat for the woman in marble. The work which the sculptor created stands before us in a space into which we cannot enter, and because it is entirely removed from the reality toward which our actions are directed we become esthetic spectators only. The smile of the marble girl wins us as if it came from a living one, but we do not respond to her welcome. Just as she appears in her marble form she is complete in herself without any relation to us or to anyone else. The very difference from reality has given her that self-sustained perfect life.
If we read in a police report about burglaries, we may lock our house more securely; if we read about a flood, we may send our mite; if we read about an elopement, we may try to find out what happened later. But if we read about all these in a short story, we have esthetic enjoyment only if the author somehow makes it perfectly clear to us by the form of the description that this burglary and flood and elopement do not belong to our real surroundings and exist only in the world of imagination. The extreme case comes to us in the theater performance. We see there real human beings a few feet from us; we see in the melodrama how the villain approaches his victim from behind with a dagger; we feel indignation and anger: and yet we have not the slightest desire to jump up on the stage and stay his arm. The artificial setting of the stage, the lighted proscenium before the dark house, have removed the whole action from the world which is connected with our own deeds. The consciousness of unreality, which the theater has forced on us, is the condition for our dramatic interest in the events presented. If we were really deceived and only for a moment took the stage quarrel and stage crime to be real, we would at once be removed from the height of esthetic joy to the level of common experience.
We must take one step more. We need not only the complete separation from reality by the changed forms of experience, but we must demand also that this unreal thing or event shall be complete in itself. The artist, therefore, must do whatever is needed to satisfy the demands which any part awakens. If one line in the painting suggests a certain mood and movement, the other lines must take it up and the colors must sympathize with it and they all must agree with the pictured content. The tension which one scene in the drama awakens must be relieved by another. Nothing must remain unexplained and nothing unfinished. We do not want to know what is going on behind the hills of the landscape painting or what the couple in the comedy will do after the engagement in the last act. On the other hand, if the artist adds elements which are in harmony with the demands of the other parts, they are esthetically valuable, however much they may differ from the actual happenings in the outer world. In the painting the mermaid may have her tail and the sculptured child may have his angel wings and fairies may appear on the stage. In short, every demand which is made by the purpose of true art removes us from reality and is contrary to the superficial claim that art ought to rest on skillful imitation. The true victory of art lies in the overcoming of the real appearance and every art is genuine which fulfills this esthetic desire for history or for nature, in its own way.
The number of ways cannot be determined beforehand. By the study of painting and etching and drawing merely, we could not foresee that there is also possible an art like sculpture, and by studying epic and lyric poetry we could not construct beforehand the forms of the drama. The genius of mankind had to discover ever new forms in which the interest in reality is conserved and yet the things and events are so completely changed that they are separated from all possible reality, isolated from all connections and made complete in themselves. We have not yet spoken about the one art which gives us this perfect satisfaction in the isolated material, satisfies every demand which it awakens, and yet which is further removed from the reality we know than any other artistic creation, music. Those tones with which the composer builds up his melodies and harmonies are not parts of the world in which we live at all. None of our actions in practical life is related to tones from musical instruments, and yet the tones of a symphony may arouse in us the deepest emotions, the most solemn feelings and the most joyful ones. They are symbols of our world which bring with them its sadness and its happiness. We feel the rhythm of the tones, fugitive, light and joyful, or quiet, heavy and sustained, and they impress us as energies which awaken our own impulses, our own tensions and relaxations.
We enter into the play of those tones which with their intervals and their instrumental tone color appear like a wonderful mosaic of agreements and disagreements. Yet each disagreement resolves itself into a new agreement. Those tones seek one another. They have a life of their own, complete in itself. We do not want to change it. Our mind simply echoes their desires and their satisfaction. We feel with them and are happy in their ultimate agreement without which no musical melody would be beautiful. Bound by the inner law which is proclaimed by the first tones every coming tone is prepared. The whole tone movement points toward the next one. It is a world of inner self-agreement like that of the colors in a painting, of the curves in a work of sculpture, like the rhythms and rhymes in a stanza. But beyond the mere self-agreement of the tones and rhythms as such, the musical piece as a whole unveils to us a world of emotion. Music does not depict the physical nature which fine arts bring to us, nor the social world which literature embraces, but the inner world with its abundance of feelings and excitements. It isolates our inner experience and within its limits brings it to that perfect self-agreement which is the characteristic of every art.
We might easily trace further the various means by which each particular art overcomes the chaos of the world and renders a part of it in a perfectly isolated form in which all elements are in mutual agreement. We might develop out of this fundamental demand of art all the special forms which are characteristic in its various fields. We might also turn to the applied arts, to architecture, to arts and crafts, and so on and see how new rules must arise from the combination of purely artistic demands and those of practical utility. But this would lead us too far into esthetic theory, while our aim is to push forward toward the problem of the photoplay. Of painting, of drama, and of music we had to speak because with them the photoplay does share certain important conditions and accordingly certain essential forms of rendering the world. Each element of the photoplay is a picture, flat like that which the painter creates, and the pictorial character is fundamental for the art of the film. But surely the photoplay shares many conditions with the drama on the stage. The presentation of conflicting action among men in dramatic scenes is the content, on the stage as on the screen. Our chief claim, however, was that we falsify the meaning of the photoplay if we simply subordinate it to the esthetic conditions of the drama. It is different from mere pictures and it is different from the drama, too, however much relation it has to both. But we come nearer to the understanding of its true position in the esthetic world, if we think at the same time of that other art upon which we touched, the art of the musical tones. They have overcome the outer world and the social world entirely, they unfold our inner life, our mental play, with its feelings and emotions, its memories and fancies, in a material which seems exempt from the laws of the world of substance and material, tones which are fluttering and fleeting like our own mental states. Of course, a photoplay is not a piece of music. Its material is not sound but light. But the photoplay is not music in the same sense in which it is not drama and not pictures. It shares something with all of them. It stands somewhere among and apart from them and just for this reason it is an art of a particular type which must be understood through its own conditions and for which its own esthetic rules must be traced instead of drawing them simply from the rules of the theater.
CHAPTER IX
THE MEANS OF THE PHOTOPLAY
We have now reached the point at which we can knot together all our threads, the psychological and the esthetic ones. If we do so, we come to the true thesis of this whole book. Our esthetic discussion showed us that it is the aim of art to isolate a significant part of our experience in such a way that it is separate from our practical life and is in complete agreement within itself. Our esthetic satisfaction results from this inner agreement and harmony, but in order that we may feel such agreement of the parts we must enter with our own impulses into the will of every element, into the meaning of every line and color and form, every word and tone and note. Only if everything is full of such inner movement can we really enjoy the harmonious cooeperation of the parts. The means of the various arts, we saw, are the forms and methods by which this aim is fulfilled. They must be different for every material. Moreover the same material may allow very different methods of isolation and elimination of the insignificant and reenforcement of that which contributes to the harmony. If we ask now what are the characteristic means by which the photoplay succeeds in overcoming reality, in isolating a significant dramatic story and in presenting it so that we enter into it and yet keep it away from our practical life and enjoy the harmony of the parts, we must remember all the results to which our psychological discussion in the first part of the book has led us.
We recognized there that the photoplay, incomparable in this respect with the drama, gave us a view of dramatic events which was completely shaped by the inner movements of the mind. To be sure, the events in the photoplay happen in the real space with its depth. But the spectator feels that they are not presented in the three dimensions of the outer world, that they are flat pictures which only the mind molds into plastic things. Again the events are seen in continuous movement; and yet the pictures break up the movement into a rapid succession of instantaneous impressions. We do not see the objective reality, but a product of our own mind which binds the pictures together. But much stronger differences came to light when we turned to the processes of attention, of memory, of imagination, of suggestion, of division of interest and of emotion. The attention turns to detailed points in the outer world and ignores everything else: the photoplay is doing exactly this when in the close-up a detail is enlarged and everything else disappears. Memory breaks into present events by bringing up pictures of the past: the photoplay is doing this by its frequent cut-backs, when pictures of events long past flit between those of the present. The imagination anticipates the future or overcomes reality by fancies and dreams; the photoplay is doing all this more richly than any chance imagination would succeed in doing. But chiefly, through our division of interest our mind is drawn hither and thither. We think of events which run parallel in different places. The photoplay can show in intertwined scenes everything which our mind embraces. Events in three or four or five regions of the world can be woven together into one complex action. Finally, we saw that every shade of feeling and emotion which fills the spectator's mind can mold the scenes in the photoplay until they appear the embodiment of our feelings. In every one of these aspects the photoplay succeeds in doing what the drama of the theater does not attempt. |
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