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But not to omit anything which is necessary for us to know, I will briefly give the causes from which terms called Transcendental, such as Being, Thing, Something, have taken their origin. These terms have arisen because the human body, inasmuch as it is limited, can form distinctly in itself a certain number only of images at once. If this number be exceeded, the images will become confused; and if the number of images which the body is able to form distinctly be greatly exceeded, they will all run one into another. Since this is so, it is clear that in proportion to the number of images which can be formed at the same time in the body will be the number of bodies which the human mind can imagine at the same time. If the images in the body, therefore, are all confused, the mind will confusedly imagine all the bodies without distinguishing the one from the other, and will include them all, as it were, under one attribute, that of being or thing.
The same confusion may also be caused by lack of uniform force in the images and from other analogous causes, which there is no need to discuss here, the consideration of one cause being sufficient for the purpose we have in view. For it all comes to this, that these terms signify ideas in the highest degree confused. It is in this way that those notions have arisen which are called Universal, such as, Man, Horse, Dog, etc.; that is to say, so many images of men, for instance, are formed in the human body at once, that they exceed the power of the imagination, not entirely, but to such a degree that the mind has no power to imagine the determinate number of men and the small differences of each, such as color and size, etc. It will therefore distinctly imagine that only in which all of them agree in so far as the body is affected by them, for by that the body was chiefly affected, that is to say, by each individual, and this it will express by the name man, covering thereby an infinite number of individuals; to imagine a determinate number of individuals being out of its power.
But we must observe that these notions are not formed by all persons in the same way, but that they vary in each case according to the thing by which the body is more frequently affected, and which the mind more easily imagines or recollects. For example, those who have more frequently looked with admiration upon the stature of men, by the name man will understand an animal of erect stature, while those who have been in the habit of fixing their thoughts on something else, will form another common image of men, describing man, for instance, as an animal capable of laughter, a biped without feathers, a rational animal, and so on; each person forming universal images of things according to the temperament of his own body. It is not therefore to be wondered at that so many controversies have arisen amongst those philosophers who have endeavored to explain natural objects by the images of things alone.
The Three Kinds of Knowledge
From what has been already said, it clearly appears that we perceive many things and form universal ideas:
1. From individual things, represented by the senses to us in a mutilated and confused manner, and without order to the intellect. These perceptions I have therefore been in the habit of calling knowledge from vague experience.
2. From signs; as, for example, when we hear or read certain words, we recollect things and form certain ideas of them similar to them, through which ideas we imagine things. These two ways of looking at things I shall hereafter call knowledge of the first kind, opinion or imagination.
3. From our possessing common notions and adequate ideas of the properties of things. This I shall call reason and knowledge of the second kind.
Besides these two kinds of knowledge, there is a third, as I shall hereafter show, which we shall call intuitive science. This kind of knowing advances from an adequate idea of the formal essence of certain attributes of God to the adequate knowledge of the essence of things. All this I will explain by one example. Let there be three numbers given through which it is required to discover a fourth which shall be to the third as the second is to the first. A merchant does not hesitate to multiply the second and third together and divide the product by the first, either because he has not yet forgotten the things which he heard without any demonstration from his school-master, or because he has seen the truth of the rule with the more simple numbers, or because from the 19th Prop. in the 7th book of Euclid he understands the common property of all proportionals.
But with the simplest numbers there is no need of all this. If the numbers 1, 2, 3, for instance, be given, every one can see that the fourth proportional is 6 much more clearly than by any demonstration, because from the ratio in which we see by one intuition that the first stands to the second we conclude the fourth.
To knowledge of the first kind we have said that all those ideas belong which are inadequate and confused, and, therefore, this knowledge alone is the cause of falsity. Moreover, to knowledge of the second and third kind we have said that those ideas belong which are adequate, and therefore this knowledge is necessarily true.
It is the knowledge of the second and third, and not that of the first kind, which teaches us to distinguish the true from the false. For he who knows how to distinguish between the true and the false must have an adequate idea of the true and the false, that is to say, he must know the true and the false by the second or third kind of knowledge.
Reason and Imagination
It is in the nature of reason to perceive things truly, that is to say, as they are in themselves, that is to say, not as contingent but as necessary.
Hence it follows that it is through the imagination alone that we look upon things as contingent both with reference to the past and the future.
How this happens I will explain in a few words. We have shown above that unless causes occur preventing the present existence of things, the mind always imagines them present before it, even if they do not exist. Again, we have shown that if the human body has once been simultaneously affected by two external bodies, whenever the mind afterwards imagines one it will immediately remember the other; that is to say, it will look upon both as present before it, unless causes occur which prevent the present existence of the things. No one doubts, too, that we imagine time because we imagine some bodies to move with a velocity less, or greater than, or equal to that of others.
Let us therefore suppose a boy who yesterday, for the first time, in the morning saw Peter, at midday Paul, in the evening Simeon, and to-day in the morning again sees Peter. It is plain that as soon as he sees the morning light he will imagine the sun passing through the same part of the sky as on the day preceding; that is to say, he will imagine the whole day, and at the same time Peter will be connected in his imagination with the morning, Paul with midday, and Simeon with the evening. In the morning, therefore, the existence of Paul and Simeon will be imagined in relation to future time, while in the evening, if the boy should see Simeon, he will refer Peter and Paul to the past, since they will be connected with the past in his imagination. This process will be constant in proportion to the regularity with which he sees Peter, Paul, and Simeon in this order. If it should by some means happen that on some other evening, in the place of Simeon, he should see James, on the following morning he will connect in his imagination with the evening at one time Simeon and at another James, but not both together. For he is supposed to have seen one and then the other in the evening, but not both together. His imagination will therefore fluctuate, and he will connect with a future evening first one and then the other; that is to say, he will consider neither as certain, but both as a contingency in the future.
This fluctuation of the imagination will take place in the same way if the imagination is dealing with things which we contemplate in the same way with reference to past or present time, and consequently we imagine things related to time past, present, or future as contingent.
Sub Specie AEternitatis
It is of the nature of reason to consider things as necessary and not as contingent. This necessity of things it perceives truly, that is to say, as it is in itself. But this necessity of things is the necessity itself of the eternal nature of God. Therefore it is of the nature of reason to consider things under this form of eternity. Moreover, the foundations of reason are notions which explain those things which are common to all, and these things explain the essence of no individual thing, and must therefore be conceived without any relation to time, but under a certain form of eternity.
The Limits of Human Knowledge
I
The parts composing the human body pertain to the essence of the body itself only in so far as they communicate their motions to one another by some certain method, and not in so far as they can be considered as individuals without relation to the human body. For the parts of the human body are individuals, composite to a high degree, parts of which can be separated from the human body and communicate their motions to other bodies in another way, although the nature and form of the human body itself is closely preserved. Therefore the idea or knowledge of each part will be in God in so far as He is considered as affected by another idea of an individual thing, which individual thing is prior to the part itself in the order of Nature. The same thing may be said of each part of the individual itself composing the human body, and therefore the knowledge of each part composing the human body exists in God in so far as He is affected by a number of ideas of things, and not in so far as He has the idea of the human body only; that is to say, the idea which constitutes the nature of the human mind; and therefore the human mind does not involve an adequate knowledge of the parts composing the human body.
We have shown that the idea of a modification of the human body involves the nature of an external body so far as the external body determines the human body in some certain manner. But in so far as the external body is an individual which is not related to the human body, its idea or knowledge is in God, in so far as He is considered as affected by the idea of another thing, which idea is prior by nature to the external body itself. Therefore the adequate knowledge of an external body is not in God in so far as He has the idea of the modification of the human body, or, in other words, the idea of the modification of the human body does not involve an adequate knowledge of an external body.
When the human mind through the ideas of the modifications of its body contemplates external bodies, we say that it then imagines, nor can the mind in any other way imagine external bodies as actually existing. Therefore in so far as the mind imagines external bodies it does not possess an adequate knowledge of them.
II
The idea of a modification of the human body does not involve an adequate knowledge of the body itself, or, in other words, does not adequately express its nature, that is to say, it does not correspond adequately with the nature of the human mind, and therefore the idea of this idea does not adequately express the nature of the human mind, nor involve an adequate knowledge of it.
From this it is evident that the human mind, when it perceives things in the common order of Nature, has no adequate knowledge of itself nor of its own body, nor of external bodies, but only a confused and mutilated knowledge; for the mind does not know itself unless in so far as it perceives the ideas of the modifications of the body. Moreover, it does not perceive its body unless through those same ideas of the modifications by means of which alone it perceives external bodies. Therefore in so far as it possesses these ideas it possesses an adequate knowledge neither of itself, nor of its body, nor of external bodies, but merely a mutilated and confused knowledge.
I say expressly that the mind has no adequate knowledge of itself, nor of its body, nor of external bodies, but only a confused knowledge, as often as it perceives things in the common order of Nature, that is to say, as often as it is determined to the contemplation of this or that externally—namely, by a chance coincidence, and not as often as it is determined internally—for the reason that it contemplates several things at once, and is determined to understand in what they differ, agree, or oppose one another; for whenever it is internally disposed in this or in any other way, it then contemplates things clearly and distinctly.
III
The duration of our body does not depend upon its essence, nor upon the absolute nature of God, but the body is determined to existence and action by causes which also are determined by others to existence and action in a certain and determinate manner, whilst these, again, are determined by others, and so on ad infinitum. The duration, therefore, of our body depends upon the common order of Nature and the constitution of things. But an adequate knowledge of the way in which things are constituted, exists in God in so far as He possesses the ideas of all things, and not in so far as He possesses only the idea of the human body. Therefore the knowledge of the duration of our body is altogether inadequate in God, in so far as He is only considered as constituting the nature of the human mind, that is to say, this knowledge in our mind is altogether inadequate.
Each individual thing, like the human body, must be determined to existence and action by another individual thing in a certain and determinate manner, and this again by another, and so on ad infinitum. But we have demonstrated in the preceding proposition, from this common property of individual things, that we have but a very inadequate knowledge of the duration of our own body; therefore the same conclusion is to be drawn about the duration of individual things, that is to say, that we can have but a very inadequate knowledge of it.
Hence it follows that all individual things are contingent and corruptible, for we can have no adequate knowledge concerning their duration and this is what is to be understood by us as their contingency and capability of corruption; for there is no other contingency but this.
The Mind's Knowledge of God
The idea of an individual thing actually existing necessarily involves both the essence and existence of the thing itself. But individual things cannot be conceived without God, and since God is their cause in so far as He is considered under that attribute of which they are modes, their ideas must necessarily involve the conception of that attribute, or, in other words, must involve the eternal and infinite essence of God.
By existence is to be understood here not duration, that is, existence considered in the abstract, as if it were a certain kind of quantity, but I speak of the nature itself of the existence which is assigned to individual things, because from the eternal necessity of the nature of God infinite numbers of things follow in infinite ways. I repeat, that I speak of the existence itself of individual things in so far as they are in God. For although each individual thing is determined by another individual thing to existence in a certain way, the force nevertheless by which each thing perseveres in its existence follows from the eternal necessity of the nature of God.
The demonstration of the preceding proposition is universal, and whether a thing be considered as a part or as a whole, its idea, whether it be of a part or whole, will involve the eternal and infinite essence of God. Therefore that which gives a knowledge of the eternal and infinite essence of God is common to all, and is equally in the part and in the whole. This knowledge therefore will be adequate.
The human mind possesses ideas by which it perceives itself and its own body, together with external bodies, as actually existing. Therefore it possesses an adequate knowledge of the eternal and infinite essence of God.
Hence we see that the infinite essence and the eternity of God are known to all; and since all things are in God and are conceived through Him, it follows that we can deduce from this knowledge many things which we can know adequately, and that we can thus form that third sort of knowledge. The reason why we do not possess a knowledge of God as distinct as that which we have of common notions is, that we cannot imagine God as we can bodies; and because we have attached the name God to the images of things which we are in the habit of seeing, an error we can hardly avoid, inasmuch as we are continually affected by external bodies.
Many errors, of a truth, consist merely in the application of the wrong names to things. For if a man says that the lines which are drawn from the center of the circle to the circumference are not equal, he understands by the circle, at all events for the time, something else than mathematicians understand by it. So when men make errors in calculation, the numbers which are in their minds are not those which are upon the paper. As far as their mind is concerned there is no error, although it seems as if there were, because we think that the numbers in their minds are those which are upon the paper. If we did not think so, we should not believe them to be in error. For example, when I lately heard a man complaining that his court had flown into one of his neighbor's fowls, I understood what he meant, and therefore did not imagine him to be in error. This is the source from which so many controversies arise—that men either do not properly explain their own thoughts, or do not properly interpret those of other people; for, in truth, when they most contradict one another, they either think the same things or something different, so that those things which they suppose to be errors and absurdities in another person are not so.
FOOTNOTES:
[18] From the Improvement of the Understanding, Sec.Sec. 33-35.
CHAPTER XI
DETERMINISM AND MORALS
The Mind Is Necessarily Determined
The mind is a certain and determinate mode of thought, and therefore it cannot be the free cause of its own actions, or have an absolute faculty of willing or not willing, but must be determined to this or that volition by a cause which is also determined by another cause, and this again by another, and so on ad infinitum.
In the same manner it is demonstrated that in the mind there exists no absolute faculty of understanding, desiring, loving, etc. These and the like faculties, therefore, are either altogether fictitious, or else are nothing but metaphysical or universal entities, which we are in the habit of forming from individual cases. The intellect and will, therefore, are related to this or that idea or volition as rockiness is related to this or that rock, or as man is related to Peter or Paul. The reason why men imagine themselves to be free we have already explained.
Faculty Psychology Fallacious
Before, however, I advance any further, I must observe that by the will I understand a faculty of affirming or denying, but not a desire; a faculty, I say, by which the mind affirms or denies that which is true or false, and not a desire by which the mind seeks a thing or turns away from it. But now that we have demonstrated that these faculties are universal notions which are not distinguishable from the individual notions from which they are formed, we must now inquire whether the volitions themselves are anything more than the ideas of things. We must inquire, I say, whether in the mind there exists any other affirmation or negation than that which the idea involves in so far as it is an idea. For this purpose see the following, so that thought may not fall into pictures. For by ideas I do not understand the images which are formed at the back of the eye, or, if you please, in the middle of the brain, but rather the conceptions of thought.
In the mind there exists no absolute faculty of willing or not willing. Only individual volitions exist, that is to say, this and that affirmation and this and that negation. Let us conceive, therefore, any individual volition, that is, any mode of thought, by which the mind affirms that the three angles of a triangle are equal to two right angles. This affirmation involves the conception or idea of the triangle, that is to say, without it the affirmation cannot be conceived. For to say that A must involve the conception B, is the same as saying that A cannot be conceived without B. Moreover, without the idea of the triangle this affirmation cannot be, and it can therefore neither be nor be conceived without that idea. But this idea of the triangle must involve this same affirmation that its three angles are equal to two right angles. Therefore also, vice versa, this idea of the triangle without this affirmation can neither be nor be conceived. Therefore this affirmation pertains to the essence of the idea of the triangle, nor is it anything else besides this. Whatever too we have said of this volition (since it has been taken arbitrarily) applies to all other volitions, that is to say, they are nothing but ideas.
The will and the intellect are nothing but the individual volitions and ideas themselves. But the individual volition and idea are one and the same. Therefore the will and the intellect are one and the same.
False Doctrines about Error Exposed
I have thus removed what is commonly thought to be the cause of error. It has been proved above that falsity consists solely in the privation which mutilated and confused ideas involve. A false idea, therefore, in so far as it is false, does not involve certitude. Consequently, when we say that a man assents to what is false and does not doubt it, we do not say that he is certain, but merely that he does not doubt, that is to say, that he assents to what is false, because there are no causes sufficient to make his imagination waver. Although, therefore, a man may be supposed to adhere to what is false, we shall never on that account say that he is certain. For by certitude we understand something positive, and not the privation of doubt; but by the privation of certitude we understand falsity.
If the preceding proposition, however, is to be more clearly comprehended, a word or two must be added; it yet remains also that I should answer the objections which may be brought against our doctrine, and finally, in order to remove all scruples, I have thought it worth while to indicate some of its advantages. I say some, as the principal advantages will be better understood later.
I begin, therefore, with the first, and I warn my readers carefully to distinguish between an idea or conception of the mind and the images of things formed by our imagination. Secondly, it is necessary that we should distinguish between ideas and the words by which things are signified. For it is because these three things, images, words, and ideas, are by many people either altogether confounded or not distinguished with sufficient accuracy and care that such ignorance exists about this doctrine of the will, so necessary to be known both for the purposes of speculation and for the wise government of life. Those who think that ideas consist of images, which are formed in us by meeting with external bodies, persuade themselves that those ideas of things of which we can form no similar image are not ideas, but mere fancies constructed by the free power of the will. They look upon ideas, therefore, as dumb pictures on a tablet, and being prepossessed with this prejudice, they do not see that an idea, in so far as it is an idea, involves affirmation or negation. Again, those who confound words with the idea, or with the affirmation itself which the idea involves, think that they can will contrary to their perception, because they affirm or deny something in words alone contrary to their perception. It will be easy for us, however, to divest ourselves of these prejudices if we attend to the nature of thought, which in no way involves the conception of extension, and by doing this we clearly see that an idea, since it is a mode of thought, is not an image of anything, nor does it consist of words. For the essence of words and images is formed of bodily motions alone, which involve in no way whatever the conception of thought.
Let thus much suffice under this head. I pass on now to the objections to which I have already alluded.
Freedom of the Will
The first is, that it is supposed to be certain that the will extends itself more widely than the intellect, and is therefore different from it. The reason why men suppose that the will extends itself more widely than the intellect is because they say they have discovered that they do not need a larger faculty of assent—that is to say, of affirmation—and denial than that which they now have for the purpose of assenting to an infinite number of other things which we do not perceive, but that they do need a greater faculty for understanding them. The will, therefore, is distinguished from the intellect, the latter being finite, the former infinite. The second objection which can be made is that there is nothing which experience seems to teach more clearly than the possibility of suspending our judgment, so as not to assent to the things we perceive; and we are strengthened in this opinion because no one is said to be deceived in so far as he perceives a thing, but only in so far as he assents to it or dissents from it. For example, a man who imagines a winged horse does not therefore admit the existence of a winged horse; that is to say, he is not necessarily deceived, unless he grants at the same time that a winged horse exists. Experience, therefore, seems to show nothing more plainly than that the will or faculty of assent is free, and different from the faculty of the intellect.
Thirdly, it may be objected that one affirmation does not seem to contain more reality than another; that is to say, it does not appear that we need a greater power for affirming a thing to be true which is true than for affirming a thing to be true which is false. Nevertheless, we observe that one idea contains more reality or perfection than another, for as some objects are nobler than others, in the same proportion are their ideas more perfect. It appears indisputable, therefore, that there is a difference between the will and the intellect.
Fourthly, it may be objected that if a man does not act from freedom of the will, what would he do if he were in a state of equilibrium, like the ass of Buridanus? Would he not perish from hunger and thirst? and if this be granted, do we not seem to conceive him as a statue of a man or as an ass? If I deny that he would thus perish, he will consequently determine himself and possess the power of going where he likes and doing what he likes.
There may be other objections besides these, but as I am not bound to discuss what every one may dream, I shall therefore make it my business to answer as briefly as possible those only which I have mentioned.
In reply to the first objection, I grant that the will extends itself more widely than the intellect, if by the intellect we understand only clear and distinct ideas; but I deny that the will extends itself more widely than the perceptions or the faculty of conception; nor, indeed, do I see why the faculty of will should be said to be infinite any more than the faculty of feeling; for as by the same faculty of will we can affirm an infinite number of things (one after the other, for we cannot affirm an infinite number of things at once), so also by the same faculty of feeling we can feel or perceive (one after another) an infinite number of bodies. If it be said that there are an infinite number of things which we cannot perceive, I reply that such things as these we can reach by no thought, and consequently by no faculty of will. But it is said that if God wished us to perceive those things, it would be necessary for Him to give us a larger faculty of perception, but not a larger faculty of will than He has already given us, which is the same thing as saying that if God wished us to understand an infinite number of other beings, it would be necessary for Him to give us a greater intellect, but not a more universal idea of being (in order to embrace that infinite number of beings), than He has given us. For we have shown that the will is a Universal, or the idea by which we explain all individual volitions, that is to say, that which is common to them all. It is not to be wondered at, therefore, that those who believe this common or universal idea of all the volitions to be a faculty should say that it extends itself infinitely beyond the limits of the intellect. For the universal is predicated of one or of many, or of an infinite number of individuals.
The second objection I answer by denying that we have free power of suspending judgment. For when we say that a person suspends judgment, we only say in other words that he sees that he does not perceive the thing adequately. The suspension of the judgment, therefore, is in truth a perception and not free will.
In order that this may be clearly understood, let us take the case of a boy who imagines a horse and perceives nothing else. Since this imagination involves the existence of the horse, and the boy does not perceive anything which negates its existence, he will necessarily contemplate it as present, nor will he be able to doubt its existence although he may not be certain of it. This is a thing which we daily experience in dreams, nor do I believe that there is any one who thinks that he has the free power during dreams of suspending his judgment upon those things which he dreams, and of causing himself not to dream those things which he dreams that he sees; and yet in dreams it nevertheless happens that we suspend our judgment, for we dream that we dream.
I grant, it is true, that no man is deceived in so far as he perceives; that is to say, I grant that mental images considered in themselves involve no error; but I deny that a man in so far as he perceives affirms nothing. For what else is it to perceive a winged horse than to affirm of the horse that it has wings? For if the mind perceived nothing else but this winged horse, it would regard it as present, nor would it have any reason for doubting its existence, nor any power of refusing assent to it, unless the image of the winged horse be joined to an idea which negates its existence, or the mind perceives that the idea of the winged horse which it has is inadequate. In either of the two latter cases it will necessarily deny or doubt the existence of the horse.
With regard to the third objection, what has been said will perhaps be a sufficient answer—namely, that the will is something universal, which is predicated of all ideas, and that it signifies that only which is common to them all, that is to say, affirmation. Its adequate essence, therefore, in so far as it is thus considered in the abstract, must be in every idea, and in this sense only must it be the same in all; but not in so far as it is considered as constituting the essence of an idea, for so far, the individual affirmations differ just as the ideas differ. For example, the affirmation which the idea of a circle involves differs from that which the idea of a triangle involves, just as the idea of a circle differs from the idea of a triangle. Again, I absolutely deny that we need a power of thinking in order to affirm that to be true which is true, equal to that which we need in order to affirm that to be true which is false. For these two affirmations, if we look to the mind, are related to one another as being and non-being, for there is nothing positive in ideas which constitutes a form of falsity.
Here therefore particularly is it to be observed how easily we are deceived when we confuse universals with individuals, and the entities of reason and abstractions with realities.
With regard to the fourth objection, I say that I entirely grant that if a man were placed in such a state of equilibrium he would perish of hunger and thirst, supposing he perceived nothing but hunger and thirst, and the food and drink which were equidistant from him. If you ask me whether such a man would not be thought an ass rather than a man, I reply that I do not know; nor do I know what ought to be thought of a man who hangs himself, or of children, fools, and madmen.
The Independence of Mind and Body
All modes of thought have God for a cause in so far as He is a thinking thing, and not in so far as He is manifested by any other attribute. That which determines the mind to thought, therefore, is a mode of thought and not of extension, that is to say, it is not the body. Again, the motion and rest of the body must be derived from some other body, which has also been determined to motion or rest by another, and, absolutely, whatever arises in the body must arise from God, in so far as He is considered as affected by some mode of extension, and not in so far as He is considered as affected by any mode of thought, that is to say, whatever arises in the body cannot arise from the mind, which is a mode of thought. Therefore, the body cannot determine the mind to thought, neither can the mind determine the body to motion nor rest, nor to anything else, if there be anything else.
This proposition will be better understood from what has been said, that is to say, that the mind and the body are one and the same thing, conceived at one time under the attribute of thought, and at another under that of extension. For this reason, the order or concatenation of things is one, whether nature be conceived under this or under that attribute, and consequently the order of the actions and passions of our body is coincident in Nature with the order of the actions and passions of the mind.
Although these things are so, and no ground for doubting remains, I scarcely believe, nevertheless, that, without a proof derived from experience, men will be induced calmly to weigh what has been said, so firmly are they persuaded that, solely at the bidding of the mind, the body moves or rests, and does a number of things which depend upon the will of the mind alone, and upon the power of thought. For what the body can do no one has hitherto determined, that is to say, experience has taught no one hitherto what the body, without being determined by the mind, can do and what it cannot do from the laws of Nature alone, in so far as Nature is considered merely as corporeal. For no one as yet has understood the structure of the body so accurately as to be able to explain all its functions, not to mention the fact that many things are observed in brutes which far surpass human sagacity, and that sleep-walkers in their sleep do very many things which they dare not do when awake; all this showing that the body itself can do many things from the laws of its own nature alone at which the mind belonging to that body is amazed.
Again, nobody knows by what means or by what method the mind moves the body, nor how many degrees of motion it can communicate to the body, nor with what speed it can move the body. So that it follows that when men say that this or that action of the body springs from the mind which has commanded over the body, they do not know what they say, and they do nothing but confess with pretentious words that they know nothing about the cause of the action, and see nothing in it to wonder at.
But they will say, that whether they know or do not know by what means the mind moves the body, it is nevertheless in their experience that if the mind were not fit for thinking the body would be inert. They say, again, it is in their experience that the mind alone has power both to speak and be silent, and to do many other things which they therefore think to be dependent on a decree of the mind.
But with regard to the first assertion, I ask them if experience does not also teach that if the body be sluggish the mind at the same time is not fit for thinking? When the body is asleep, the mind slumbers with it, and has not the power to think, as it has when the body is awake. Again, I believe that all have discovered that the mind is not always equally fitted for thinking about the same subject, but in proportion to the fitness of the body for this or that image to be excited in it will the mind be better fitted to contemplate this or that object. But my opponents will say, that from the laws of Nature alone, in so far as it is considered to be corporeal merely, it cannot be that the causes of architecture, painting, and things of this sort, which are the results of human art alone, could be deduced, and that the human body, unless it were determined and guided by the mind, would not be able to build a temple. I have already shown, however, that they do not know what the body can do, nor what can be deduced from the consideration of its nature alone, and that they find that many things are done merely by the laws of Nature which they would never have believed to be possible without the direction of the mind, as, for example, those things which sleep-walkers do in their sleep, and at which they themselves are astonished when they wake. I adduce also here the structure itself of the human body, which so greatly surpasses in workmanship all those things which are constructed by human art, not to mention what I have already proved, that an infinitude of things follows from Nature under whatever attribute it may be considered.
With regard to the second point, I should say that human affairs would be much more happily conducted if it were equally in the power of men to be silent and to speak. But experience shows over and over again that there is nothing which men have less power over than the tongue, and that there is nothing which they are less able to do than to govern their appetites, so that many persons believe that we do those things only with freedom which we seek indifferently; as the desire for such things can easily be lessened by the recollection of another thing which we frequently call to mind; it being impossible, on the other hand, to do those things with freedom which we seek with such ardor that the recollection of another thing is unable to mitigate it.
But if, however, we had not found out that we do many things which we afterwards repent, and that when agitated by conflicting emotions we see that which is better and follow that which is worse, nothing would hinder us from believing that we do everything with freedom. Thus the infant believes that it is by free will that it seeks the breast; the angry boy believes that by free will he wishes vengeance; the timid man thinks it is with free will he seeks flight; the drunkard believes that by a free command of his mind he speaks the things which when sober he wishes he had left unsaid. Thus the madman, the chatterer, the boy, and others of the same kind, all believe that they speak by a free command of the mind, whilst, in truth, they have no power to restrain the impulse which they have to speak, so that experience itself, no less than reason, clearly teaches that men believe themselves to be free simply because they are conscious of their own actions, knowing nothing of the causes by which they are determined. It[19] teaches, too, that the decrees of the mind are nothing but the appetites themselves, which differ, therefore, according to the different temper of the body. For every man determines all things from his emotion; those who are agitated by contrary emotions do not know what they want, whilst those who are agitated by no emotion are easily driven hither and thither.
All this plainly shows that the decree of the mind, the appetite, and determination of the body are coincident in Nature, or rather that they are one and the same thing, which, when it is considered under the attribute of thought and manifested by that, is called a decree, and when it is considered under the attribute of extension and is deduced from the laws of motion and rest, is called a determination.
This, however, will be better understood as we go on, for there is another thing which I wish to be observed here—that we cannot by a mental decree do a thing unless we recollect it. We cannot speak a word, for instance, unless we recollect it. But it is not in the free power of the mind either to recollect a thing or to forget it. It is believed, therefore, that the power of the mind extends only thus far—that from a mental decree we can speak or be silent about a thing only when we recollect it. But when we dream that we speak, we believe that we do so from a free decree of the mind; and yet we do not speak, or, if we do, it is the result of a spontaneous motion of the body. We dream, again, that we are concealing things, and that we do this by virtue of a decree of the mind like that by which, when awake, we are silent about things we know. We dream, again, that from a decree of the mind, we do some things which we should not dare to do when awake. And I should like to know, therefore, whether there are two kinds of decrees in the mind—one belonging to dreams and the other free. If this be too great nonsense, we must necessarily grant that this decree of the mind, which is believed to be free, is not distinguishable from the imagination or memory, and is nothing but the affirmation which the idea necessarily involves in so far as it is an idea. These decrees of the mind, therefore, arise in the mind by the same necessity as the ideas of things actually existing. Consequently, those who believe that they speak, or are silent, or do anything else from a free decree of the mind, dream with their eyes open.
The Moral Values of Determinism
I
It remains for me now to show what service to our own lives a knowledge of this doctrine is. This we shall easily understand from the remarks which follow. Notice—
1. It is of service in so far as it teaches us that we do everything by the will of God alone, and that we are partakers of the divine nature in proportion as our actions become more and more perfect and we more and more understand God. This doctrine, therefore, besides giving repose in every way to the soul, has also this advantage, that it teaches us in what our highest happiness or blessedness consists, namely, in the knowledge of God alone, by which we are drawn to do those things only which love and piety persuade. Hence we clearly see how greatly those stray from the true estimation of virtue who expect to be distinguished by God with the highest rewards for virtue and the noblest actions as if for the completest servitude, just as if virtue itself and the service of God were not happiness itself and the highest liberty.
2. It is of service to us in so far as it teaches us how we ought to behave with regard to the things of fortune, or those which are not in our power, that is to say, which do not follow from our own nature; for it teaches us with equal mind to wait for and bear each form of fortune, because we know that all things follow from the eternal decree of God, according to that same necessity by which it follows from the essence of a triangle that its three angles are equal to two right angles.
3. This doctrine contributes to the welfare of our social existence, since it teaches us to hate no one, to despise no one, to mock no one, to be angry with no one, and to envy no one. It teaches every one, moreover, to be content with his own, and to be helpful to his neighbor, not from any womanish pity, from partiality, or superstition, but by the guidance of reason alone, according to the demand of time and circumstance, as I shall show.
4. This doctrine contributes not a little to the advantage of common society, in so far as it teaches us by what means citizens are to be governed and led; not in order that they may be slaves, but that they may freely do those things which are best.
II
At[21] last I see, what it was that you begged me not to publish. However, as it forms the chief foundation of everything in the treatise[22] which I intend to bring out, I should like briefly to explain here, in what sense I assert that a fatal necessity presides over all things and actions.
God I in no wise subject to fate: I conceive that all things follow with inevitable necessity from the nature of God, in the same way as every one conceives that it follows from God's nature that God understands Himself. This latter consequence all admit to follow necessarily from the divine nature, yet no one conceives that God is under the compulsion of any fate, but that He understands Himself quite freely, though necessarily.
Further, this inevitable necessity in things does away neither with divine nor human laws. The principles of morality, whether they receive from God Himself the form of laws or institutions, or whether they do not, are still divine and salutary; whether we receive the good, which flows from virtue and the divine love, as from God in the capacity of a judge, or as from the necessity of the divine nature, it will in either case be equally desirable; on the other hand, the evils following from wicked actions and passions are not less to be feared because they are necessary consequences.[23] Lastly, in our actions, whether they be necessary or contingent, we are led by hope and fear.
Men are only without excuse before God, because they are in God's power, as clay is in the hands of the potter, who from the same lump makes vessels, some to honor, some to dishonor.... [24] When I said in my former letter that we are inexcusable, because we are in the power of God, like clay in the hands of the potter, I meant to be understood in the sense that no one can bring a complaint against God for having given him a weak nature, or infirm spirit. A circle might as well complain to God for not being endowed with the properties of a sphere, or a child who is tortured, say, with stone, for not being given a healthy body, as a man of feeble spirit, because God has denied to him fortitude, and the true knowledge and love of the Deity, or because he is endowed with so weak a nature that he cannot check or moderate his desires. For the nature of each thing is only competent to do that which follows necessarily from its given cause.
That every man cannot be brave, and that we can no more command for ourselves a healthy body than a healthy mind, nobody can deny, without giving the lie to experience, as well as to reason. "But," you urge, "if men sin by nature, they are excusable"; but you do not state the conclusion you draw, whether that God cannot be angry with them, or that they are worthy of blessedness—that is, of the knowledge and love of God. If you say the former, I fully admit that God cannot be angry, and that all things are done in accordance with His will; but I deny that all men ought, therefore, to be blessed—men may be excusable, and nevertheless, be without blessedness and afflicted in many ways.[25] A horse is excusable for being a horse and not a man; but, nevertheless, he must needs be a horse and not a man. He who goes mad from the bite of a dog is excusable, yet he is rightly suffocated. Lastly, he who cannot govern his desires, and keep them in check with the fear of the laws, though his weakness may be excusable, yet he cannot enjoy with contentment, the knowledge and love of God, but necessarily perishes.
FOOTNOTES:
[19] ... I say that a thing is free, which exists and acts solely by the necessity of its own nature. Thus also God understands Himself and all things freely, because it follows solely from the necessity of His nature that He should understand all things. You see I do not place freedom in free decision, but in free necessity. However, let us descend to created things, which are all determined by external causes to exist and operate in a given determinate manner. In order that this may be clearly understood, let us conceive a very simple thing. For instance, a stone receives from the impulsion of an external cause a certain quantity of motion, by virtue of which it continues to move after the impulsion given by the external cause has ceased. The permanence of the stone's motion is constrained, not necessary because it must be defined by the impulsion of an external cause. What is true of the stone is true of an individual, however complicated its nature, or varied its functions, inasmuch as every individual thing is necessarily determined by some external cause to exist and operate in a fixed and determinate manner.
Further conceive, I beg, that a stone, while continuing in motion, should be capable of thinking and knowing, that it is endeavoring, as far as it can, to continue to move. Such a stone, being conscious merely of its own endeavor and not at all indifferent, would believe itself to be completely free, and would think that it continued in motion solely because of its own wish. This is that human freedom, which all boast that they possess, and which consists solely in the fact, that men are conscious of their own desire, but are ignorant of the causes whereby that desire has been determined.[20] ...
[20] From a letter to G. H. Schaller (1674).
[21] From a letter to Henry Oldenburg (Dec., 1675).
[22] The Ethics.—ED.
[23] I received on Saturday last your very short letter dated 15th Nov. In it you merely indicated the points in the theological treatise which have given pain to readers, whereas I had hoped to learn from it what were the opinions which militated against the practice of religious virtue.... I make this chief distinction between religion and superstition; the latter is founded on ignorance, the former on knowledge. This, I take it, is the reason why Christians are distinguished from the rest of the world, not by faith, nor by charity, nor by the other fruits of the Holy Spirit, but solely by their opinions, inasmuch as they defend their cause, like every one else, by miracles, that is, by ignorance, which is the source of all malice. Thus they turn a faith, which may be true, into superstition. From a letter to Henry Oldenburg (Dec., 1675).
[24] From a letter to Henry Oldenburg (Feb. 7, 1676).
[25] A mouse no less than an angel, and sorrow no less than joy depend on God; yet a mouse is not a kind of angel, neither is sorrow a kind of joy. From a letter to Wm. Blyenbergh (March 13, 1665).
CHAPTER XII
THE ORIGIN AND NATURE OF THE EMOTIONS
Introductory
Most persons who have written about the emotions and man's conduct of life seem to discuss, not the natural things which follow the common laws of Nature, but things which are outside her. They seem indeed to consider man in Nature as a kingdom within a kingdom. For they believe that man disturbs rather than follows her order; that he has an absolute power over his own actions; and that he is altogether self-determined. They then proceed to attribute the cause of human weakness and changeableness, not to the common power of Nature, but to some vice of human nature, which they therefore bewail, laugh at, mock, or, as is more generally the case, detest; whilst he who knows how to revile most eloquently or subtilely the weakness of the mind is looked upon as divine.
It is true that very eminent men have not been wanting, to whose labor and industry we confess ourselves much indebted, who have written many excellent things about the right conduct of life, and who have given to mortals counsels full of prudence. But no one so far as I know has determined the nature and strength of the emotions, and what the mind is able to do towards controlling them. I remember, indeed, that the celebrated Descartes, although he believed that the mind is absolute master over its own actions, tried nevertheless to explain by their first causes human emotions, and at the same time to show the way by which the mind could obtain absolute power over them. But in my opinion he has shown nothing but the acuteness of his great intellect, as I shall make evident in the proper place, for I wish to return to those who prefer to detest and scoff at human affects and actions than understand them.
To such as these it will doubtless seem a marvelous thing for me to endeavor to treat by a geometrical method the vices and follies of men, and to desire by a sure method to demonstrate those things which these people cry out against as being opposed to reason, or as being vanities, absurdities, and monstrosities. The following is my reason for so doing. Nothing happens in Nature which can be attributed to any vice of Nature, for she is always the same and everywhere one. Her virtue is the same, and her power of acting; that is to say, her laws and rules, according to which all things are and are changed from form to form, are everywhere and always the same; so that there must also be one and the same method of understanding the nature of all things whatsoever, that is to say, by the universal laws and rules of Nature. The emotions, therefore, of hatred, anger, envy, considered in themselves, follow from the same necessity and virtue of Nature as other individual things; they have therefore certain causes through which they are to be understood, and certain properties which are just as worthy of being known as the properties of any other thing in the contemplation alone of which we delight. I shall, therefore, pursue the same method in considering the nature and strength of the emotions and the power of the mind over them which I pursued in our previous discussion of God and the mind, and I shall consider human actions and appetites just as if I were considering lines, planes or bodies.
Definitions
I.—I call that an adequate cause whose effect can be clearly and distinctly perceived by means of the cause. I call that an inadequate or partial cause whose effect cannot be understood by means of the cause alone.
II.—I say that we act when anything is done, either within us or without us, of which we are the adequate cause, that is to say (by the preceding Definition), when from our nature anything follows, either within us or without us, which by that nature alone can be clearly and distinctly understood. On the other hand, I say that we suffer when anything is done within us, or when anything follows from our nature, of which we are not the cause excepting partially.
III.—By emotion I understand the modifications of the body, by which the power of acting of the body itself is increased, diminished, helped, or hindered, together with the ideas of these modifications.
If, therefore, we can be the adequate cause of any of these modifications, I understand the emotion to be an action, otherwise it is a passion.
Postulates
1.—The human body can be affected in many ways by which its power of acting is increased or diminished, and also in other ways which make its power of acting neither greater nor less.
2.—The human body is capable of suffering many changes, and, nevertheless, can retain the impressions or traces of objects, and consequently the same images of things.
The Two States of Mind: Active and Passive
In every human mind some ideas are adequate, and others mutilated and confused. But the ideas which in any mind are adequate are adequate in God in so far as He forms the essence of that mind, while those again which are inadequate in the mind are also adequate in God, not in so far as He contains the essence of that mind only, but in so far as He contains the ideas of other things at the same time in Himself. Again, from any given idea some effect must necessarily follow, of which God is the adequate cause, not in so far as He is infinite, but in so far as He is considered as affected with the given idea. But of that effect of which God is the cause, in so far as He is affected by an idea which is adequate in any mind, that same mind is the adequate cause. Our mind, therefore, in so far as it has adequate ideas, necessarily at times acts. Again, if there be anything which necessarily follows from an idea which is adequate in God, not in so far as He contains within Himself the mind of one man only, but also, together with this, the ideas[26] of other things, then the mind of that man is not the adequate cause of that thing, but is only its partial cause, and therefore, in so far as the mind has inadequate ideas, it necessarily at times suffers.
The Basic Endeavor of All Things
Individual things are modes by which the attributes of God are expressed in a certain and determinate manner; that is to say, they are things which express in a certain and determinate manner the power of God, by which He is and acts. A thing, too, has nothing in itself through which it can be destroyed, or which can negate its existence,[27] but, on the contrary, it is opposed to everything which could negate its existence. Therefore, in so far as it can and is in itself, it endeavors to persevere in its own being.
The Three Primary Emotions
I
Desire
The essence of the mind is composed of adequate and inadequate ideas (as we have shown), and therefore both in so far as it has the former and in so far as it has the latter, it endeavors to persevere in its being, and endeavors to persevere in it for an indefinite time. But since the mind, through the ideas of the modifications of the body, is necessarily conscious of itself, it is therefore conscious of its effort.
This effort, when it is related to the mind alone, is called will, but when it is related at the same time both to the mind and the body, is called appetite, which is therefore nothing but the very essence of man, from the nature of which necessarily follow those things which promote his preservation, and thus he is determined to do those things. Hence there is no difference between appetite and desire, unless in this particular, that desire is generally related to men in so far as they are conscious of their appetites, and it may therefore be defined as appetite of which we are conscious. From what has been said it is plain, therefore, that we neither strive for, wish, seek, nor desire anything because we think it to be good, but, on the contrary, we adjudge a thing to be good because we strive for, wish, seek, or desire it.
II
Joy and Sorrow
If anything increases, diminishes, helps, or limits our body's power of action, the idea of that thing increases, diminishes, helps, or limits our mind's power of thought.
We thus see that the mind can suffer great changes, and can pass now to a greater and now to a lesser perfection; these passions explaining to us the emotions of joy and sorrow. By joy, therefore, in what follows, I shall understand the passion by which the mind passes to a greater perfection; by sorrow, on the other hand, the passion by which it passes to a less perfection. The emotion of joy, related at the same time both to the mind and the body, I call pleasurable excitement (titillatio) or cheerfulness; that of sorrow I call pain or melancholy. It is, however, to be observed that pleasurable excitement and pain are related to a man when one of his parts is affected more than the others; cheerfulness and melancholy, on the other hand, when all parts are equally affected. What the nature of desire is I have explained; and besides these three—joy, sorrow, and desire—I know of no other primary emotion, the others springing from these.
Definitions of the Principal Emotions
I.—Desire is the essence itself of man in so far as it is conceived as determined to any action by any one of his modifications.
Explanation.—We have said above, that desire is appetite which is self-conscious, and that appetite is the essence itself of man in so far as it is determined to such acts as contribute to his preservation. But I have taken care to remark that in truth I cannot recognize any difference between human appetite and desire. For whether a man be conscious of his appetite or not, it remains one and the same appetite, and so, lest I might appear to be guilty of tautology, I have not explained desire by appetite, but have tried to give such a definition of desire as would include all the efforts of human nature to which we give the name of appetite, desire, will, or impulse. For I might have said that desire is the essence itself of man in so far as it is considered as determined to any action; but from this definition it would not follow that the mind could be conscious of its desire or appetite, and therefore, in order that I might include the cause of this consciousness, it was necessary to add the words, in so far as it is conceived as determined to any action by any one of his modifications. For by a modification of the human essence we understand any constitution of that essence, whether it be innate, whether it be conceived through the attribute of thought alone or of extension alone, or whether it be related to both. By the word "desire," therefore, I understand all the efforts, impulses, appetites, and volitions of a man, which vary according to his changing disposition, and not unfrequently are so opposed to one another that he is drawn hither and thither, and knows not whither he ought to turn.
II. Joy is man's passage from a less to a greater perfection.
III. Sorrow is man's passage from a greater to a less perfection.
Explanation.—I say passage, for joy is not perfection itself. If a man were born with the perfection to which he passes, he would possess it without the emotion of joy; a truth which will appear the more clearly from the emotion of sorrow, which is the opposite to joy. For that sorrow consists in the passage to a less perfection, but not in the less perfection itself, no one can deny, since in so far as a man shares any perfection he cannot be sad. Nor can we say that sorrow consists in the privation of a greater perfection for privation is nothing. But the emotion of sorrow is a reality, and it therefore must be the reality of the passage to a lesser perfection, or the reality by which man's power of acting is diminished or limited. As for the definitions of cheerfulness, pleasurable excitement, melancholy, and grief, I pass these by, because they are related rather to the body than to the mind, and are merely different kinds of joy or of sorrow.
IV. Astonishment is the imagination of an object in which the mind remains fixed because this particular imagination has no connection with others.
Explanation.—That which causes the mind from the contemplation of one thing immediately to pass to the thought of another is that the images of these things are connected one with the other, and are so arranged that the one follows the other; a process which cannot be conceived when the image of the thing is new, for the mind will be held in the contemplation of the same object until other causes determine it to think of other things. The imagination, therefore, considered in itself, of a new object is of the same character as other imaginations; and for this reason I do not class astonishment among the emotions, nor do I see any reason why I should do it, since this abstraction of the mind arises from no positive cause by which it is abstracted from other things, but merely from the absence of any cause by which from the contemplation of one thing the mind is determined to think other things. I acknowledge, therefore, only three primitive or primary emotions, those of joy, sorrow, and desire; and the only reason which has induced me to speak of astonishment is, that it has been the custom to give other names to certain emotions derived from the three primitives whenever these emotions are related to objects at which we are astonished. This same reason also induces me to add the definition of contempt.
V. Contempt is the imagination of an object which so little touches the mind that the mind is moved by the presence of the object to imagine those qualities which are not in it rather than those which are in it.
The definitions of veneration and scorn I pass by here, because they give a name, so far as I know, to none of the emotions.
VI. Love is joy with the accompanying idea of an external cause.
Explanation.—This definition explains with sufficient clearness the essence of love; that which is given by some authors, who define love to be the will of the lover to unite himself to the beloved object, expresses not the essence of love but one of its properties. In as much as these authors have not seen with sufficient clearness what is the essence of love, they could not have a distinct conception of its properties, and consequently their definition has by everybody been thought very obscure. I must observe, however, when I say that it is a property in a lover to will a union with the beloved object, that I do not understand by will a consent or deliberation or a free decree of the mind (for that this is a fiction we have demonstrated above), nor even a desire of the lover to unite himself with the beloved object when it is absent, nor a desire to continue in its presence when it is present, for love can be conceived without either one or the other of these desires; but by will I understand the satisfaction that the beloved object produces in the lover by its presence, by virtue of which the joy of the lover is strengthened, or at any rate supported.
VII. Hatred is sorrow with the accompanying idea of an external cause.
Explanation.—What is to be observed here will easily be seen from what has been said in the explanation of the preceding definition.
VIII. Inclination (propensio) is a joy with the accompanying idea of some object as being accidentally the cause of joy.
IX. Aversion is sorrow with the accompanying idea of some object which is accidentally the cause of the sorrow.
X. Devotion is love towards an object which astonishes us.
Explanation.—Astonishment arises from the novelty of the object. If, therefore, it should happen that we often imagine the object at which we are astonished, we shall cease to be astonished at it, and hence we see that the emotion of devotion easily degenerates into simple love.
XI. Derision is joy arising from the imagination that something we despise is present in an object we hate.
Explanation.—In so far as we despise a thing we hate do we deny its existence, and so far do we rejoice. But inasmuch as we suppose that a man hates what he ridicules, it follows that this joy is not solid.
XII. Hope is a joy not constant, arising from the idea of something future or past, about the issue of which we sometimes doubt.
XIII. Fear is a sorrow not constant, arising from the idea of something future or past, about the issue of which we sometimes doubt.
Explanation.—From these definitions it follows that there is no hope without fear nor fear without hope, for the person who wavers in hope and doubts concerning the issue of anything is supposed to imagine something which may exclude its existence, and so far, therefore, to be sad, and consequently while he wavers in hope, to fear lest his wishes should not be accomplished. So also the person who fears, that is to say, who doubts whether what he hates will not come to pass, imagines something which excludes the existence of what he hates, and therefore is rejoiced, and consequently so far hopes that it will not happen.
XIV. Confidence is joy arising from the idea of a past or future object from which cause for doubting is removed.
XV. Despair is sorrow arising from the idea of a past or future object from which cause for doubting is removed.
Explanation.—Confidence, therefore, springs from hope and despair from fear, whenever the reason for doubting the issue is taken away; a case which occurs either because we imagine a thing past or future to be present and contemplate it as present, or because we imagine other things which exclude the existence of those which made us to doubt.
For although we can never be sure about the issue of individual objects, it may nevertheless happen that we do not doubt it. For elsewhere we have shown that it is one thing not to doubt and another to possess certitude, and so it may happen that from the image of an object either past or future we are affected with the same emotion of joy or sorrow as that by which we should be affected from the image of an object present.
XVI. Gladness (gaudium) is a joy with the accompanying idea of something past, which, unhoped for, has happened.
XVII. Remorse is sorrow with the accompanying idea of something past, which, unhoped for, has happened.
XVIII. Commiseration is sorrow with the accompanying idea of evil which has happened to some one whom we imagine like ourselves.
Explanation.—Between commiseration and compassion there seems to be no difference, excepting perhaps that commiseration refers rather to an individual emotion and compassion to it as a habit.
XIX. Favor is love towards those who have benefited others.
XX. Indignation is hatred towards those who have injured others.
Explanation.—I am aware that these names in common bear a different meaning. But my object is not to explain the meaning of words but the nature of things, and to indicate them by words whose customary meaning shall not be altogether opposed to the meaning which I desire to bestow upon them. I consider it sufficient to have said this once for all.
XXI. Over-estimation consists in thinking too highly of another person in consequence of our love for him.
XXII. Contempt consists in thinking too little of another person in consequence of our hatred for him.
Explanation.—Over-estimation and contempt are therefore respectively effects or properties of love or hatred, and so over-estimation may be defined as love in so far as it affects a man so that he thinks too much of the beloved object; and, on the contrary, contempt may be defined as hatred in so far as it affects a man so that he thinks too little of the object he hates.
XXIII. Envy is hatred in so far as it affects a man so that he is sad at the good fortune of another person and is glad when any evil happens to him.
Explanation.—To envy is generally opposed compassion (misericordia), which may therefore be defined as follows, notwithstanding the usual signification of the word:—
XXIV. Compassion is love in so far as it affects a man so that he is glad at the prosperity of another person and is sad when any evil happens to him.
I pass now to consider other emotions which are attended by the idea of something within us as the cause.
XXV. Self-satisfaction is the joy which is produced by contemplating ourselves and our own power of action.
XXVI. Humility is the sorrow which is produced by contemplating our impotence or helplessness.
Self-satisfaction is opposed to humility in so far as we understand by the former the joy which arises from contemplating our power of action, but in so far as we understand by it joy attended with the idea of something done, which we believe has been done by a free decree of our mind, it is opposed to repentance, which we may thus define:—
XXVII. Repentance is sorrow accompanied with the idea of something done which we believe has been done by a free decree of our mind.
It is not to be wondered at that sorrow should always follow all those actions which are from custom called wicked, and that joy should follow those which are called good. But that this is chiefly the effect of education will be evident from what we have before said. Parents, by reprobating what are called bad actions, and frequently blaming their children whenever they commit them, while they persuade them to what are called good actions, and praise their children when they perform them, have caused the emotions of sorrow to connect themselves with the former, and those of joy with the latter. Experience proves this, for custom and religion are not the same everywhere; but, on the contrary, things which are sacred to some are profane to others, and what are honorable with some are disgraceful with others. Education alone, therefore, will determine whether a man will repent of any deed or boast of it.
XXVIII. Pride is thinking too much of ourselves, through self-love.
Explanation.—Pride differs, therefore, from over-estimation, inasmuch as the latter is related to an external object, but pride to the man himself who thinks of himself too highly. As over-estimation, therefore, is an effect or property of love, so pride is an effect or property of self-love, and it may therefore be defined as love of ourselves or self-satisfaction, in so far as it affects us so that we think too highly of ourselves.
To this emotion a contrary does not exist, for no one, through hatred of himself, thinks too little of himself; indeed, we may say that no one thinks too little of himself, in so far as he imagines himself unable to do this or that thing. For whatever he imagines that he cannot do, that thing he necessarily imagines, and by his imagination is so disposed that he is actually incapable of doing what he imagines he cannot do. So long, therefore, as he imagines himself unable to do this or that thing, so long is he not determined to do it, and consequently so long it is impossible for him to do it. If, however, we pay attention to what depends upon opinion alone, we shall be able to conceive it possible for a man to think too little of himself, for it may happen that while he sorrowfully contemplates his own weakness he will imagine himself despised by everybody, although nothing could be further from their thoughts than to despise him. A man may also think too little of himself if in the present he denies something of himself in relation to a future time of which he is not sure; for example, when he denies that he can conceive of nothing with certitude, and that he can desire and do nothing which is not wicked and base. We may also say that a man thinks too little of himself when we see that, from an excess of fear or shame, he does not dare to do what others who are his equals dare to do. This emotion, to which I will give the name of despondency, may therefore be opposed to pride; for as self-satisfaction springs from pride, so despondency springs from humility, and it may therefore be defined thus:
XXIX. Despondency is thinking too little of ourselves through sorrow.
Explanation.—We are, nevertheless, often in the habit of opposing humility to pride, but only when we attend to their effects rather than to their nature. For we are accustomed to call a man proud who boasts too much, who talks about nothing but his own virtues and other people's vices, who wishes to be preferred to everybody else, and who marches along with that stateliness and pomp which belong to others whose position is far above his. On the other hand, we call a man humble who often blushes, who confesses his own faults and talks about the virtues of others, who yields to every one, who walks with bended head, and who neglects to adorn himself. These emotions, humility and despondency, are very rare, for human nature, considered in itself, struggles against them as much as it can, and hence those who have the most credit for being abject and humble are generally the most ambitious and envious.
XXX. Self-exaltation is joy with the accompanying idea of some action we have done, which we imagine people praise.
XXXI. Shame is sorrow, with the accompanying idea of some action which we imagine people blame.
Explanation.—A difference, however, is here to be observed between shame and modesty. Shame is sorrow which follows a deed of which we are ashamed. Modesty is the dread or fear of shame, which keeps a man from committing any disgraceful act. To modesty is usually opposed impudence, which indeed is not an emotion, as I shall show in the proper place; but the names of emotions, as I have already said, are matters rather of custom than indications of the nature of the emotions. I have thus discharged the task which I set myself of explaining the emotions of joy and sorrow. I will advance now to those which I ascribe to desire.
XXXII. Regret is the desire or longing to possess something, the emotion being strengthened by the memory of the object itself, and at the same time being restrained by the memory of other things which exclude the existence of the desired object.
Explanation.—Whenever we recollect a thing, as we have often said, we are thereby necessarily disposed to contemplate it with the same emotion as if it were present before us. But this disposition or effort, while we are awake, is generally restrained by the images of things which exclude the existence of the thing which we recollect. Whenever, therefore, we recollect a thing which affects us with any kind of joy, we thereby endeavor to contemplate it with the same emotion of joy as if it were present,—an attempt which is, however, immediately restrained by the memory of that which excludes the existence of the thing. Regret, therefore, is really a sorrow which is opposed to the joy which arises from the absence of what we hate. But because the name regret seems to connect this emotion with desire, I therefore ascribe it to desire.
XXXIII. Emulation is the desire which is begotten in us of a thing because we imagine that other persons have the same desire.
Explanation.—He who seeks flight because others seek it, he who fears because he sees others fear, or even he who withdraws his hand and moves his body as if his hand were burning because he sees that another person has burnt his hand, such as these, I say, although they may indeed imitate the emotion of another, are not said to emulate it; not because we have recognized one cause for emulation and another for imitation, but because it has been the custom to call that man only emulous who imitates what we think noble, useful, or pleasant.
XXXIV. Thankfulness or gratitude is the desire or endeavor of love with which we strive to do good to others who, from a similar emotion of love, have done good to us.
XXXV. Benevolence is the desire to do good to those whom we pity.
XXXVI. Anger is the desire by which we are impelled, through hatred, to injure those whom we hate.
XXXVII. Vengeance is the desire which, springing from mutual hatred, urges us to injure those who, from a similar emotion, have injured us.
XXXVIII. Cruelty or ferocity is the desire by which a man is impelled to injure any one whom we love or pity.
Explanation.—To cruelty is opposed mercy, which is not a passion, but a power of the mind by which a man restrains anger and vengeance.
XXXIX. Fear is the desire of avoiding the greater of two dreaded evils by the less.
XL. Audacity is the desire by which we are impelled to do something which is accompanied with a danger which our equals fear to meet.
XLI. A person is said to be pusillanimous whose desire is restrained by the fear of a danger which his equals dare to meet.
Explanation.—Pusillanimity, therefore, is nothing but the dread of some evil which most persons do not usually fear, and therefore I do not ascribe it to the emotions of desire. I wished, notwithstanding, to explain it here, because in so far as we attend to desire, pusillanimity is the true opposite of the emotion of audacity.
XLII. Consternation is affirmed of the man whose desire of avoiding evil is restrained by astonishment at the evil which he fears.
Explanation.—Consternation is therefore a kind of pusillanimity. But because consternation springs from a double fear, it may be more aptly defined as that dread which holds a man stupefied or vacillating, so that he cannot remove an evil. I say stupefied, in so far as we understand his desire of removing the evil to be restrained by his astonishment. I say also vacillating, in so far as we conceive the same desire to be restrained by the fear of another evil which equally tortures him, so that he does not know which of the two evils to avoid.
XLIII. Courtesy or moderation is the desire of doing those things which please men and omitting those which displease them.
XLIV. Ambition is the immoderate desire of glory.
Explanation.—Ambition is a desire which increases and strengthens all the emotions, and that is the reason why it can hardly be kept under control. For so long as a man is possessed by any desire, he is necessarily at the same time possessed by this. Every noble man, says Cicero, is led by glory, and even the philosophers who write books about despising glory place their names on the title-page.
XLV. Luxuriousness is the immoderate desire or love of good living.
XLVI. Drunkenness is the immoderate desire and love of drinking.
XLVII. Avarice is the immoderate desire and love of riches.
XLVIII. Lust is the immoderate desire and love of sexual intercourse.
Explanation.—This desire of sexual intercourse is usually called lust, whether it be held within bounds or not. I may add that the five last-mentioned emotions have no contraries, for moderation is a kind of ambition, and I have already observed that temperance, sobriety, and chastity show a power and not a passion of the mind. Even supposing that an avaricious, ambitious, or timid man refrains from an excess of eating, drinking, or sexual intercourse, avarice, ambition, and fear are not therefore the opposites of voluptuousness, drunkenness, or lust. For the avaricious man generally desires to swallow as much meat and drink as he can, provided only it belong to another person. The ambitious man, too, if he hopes he can keep it a secret, will restrain himself in nothing, and if he lives amongst drunkards and libertines, will be more inclined to their vices just because he is ambitious. The timid man, too, does what he does not will; and although, in order to avoid death, he may throw his riches into the sea, he remains avaricious; nor does the lascivious man cease to be lascivious because he is sorry that he cannot gratify his desire. Absolutely, therefore, these emotions have reference not so much to the acts themselves of eating and drinking as to the appetite and love itself. Consequently nothing can be opposed to these emotions but nobility of soul and strength of mind, as we shall see afterwards. |
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