The main division held its ground until long after nightfall, firing much of the time, but stopping at intervals. After two hours it had been noted that the fort replied very slowly, which was attributed to its being overborne, instead of to the real cause, the necessity for sparing ammunition. For the same reason it was entirely silent from 3.30 P.M. to 6, when fire was resumed from only two or three guns, whence Parker surmised that the rest had been dismounted. The Americans were restrained throughout the engagement by the fear of exhausting entirely their scanty store.

"About 9 P.M.," Parker reported, "being very dark, great part of our ammunition expended, the people fatigued, the tide of ebb almost done, no prospect from the eastward (that is, from the army), and no possibility of our being of any further service, I ordered the ships to withdraw to their former moorings." Besides the casualties among the crew, and severe damage to the hull, the Bristol's mainmast, with nine cannon-balls in it, had to be shortened, while the mizzen-mast was condemned. The injury to the frigates was immaterial, owing to the garrison's neglecting them.

The fight in Charleston Harbour, the first serious contest in which ships took part in this war, resembles generically the battle of Bunker's Hill, with which the regular land warfare had opened a year before. Both illustrate the difficulty and danger of a front attack, without cover, upon a fortified position, and the advantage conferred even upon untrained men, if naturally cool, resolute, and intelligent, not only by the protection of a work, but also, it may be urged, by the recognition of a tangible line up to which to hold, and to abandon which means defeat, dishonour, and disaster. It is much for untried men to recognise in their surroundings something which gives the unity of a common purpose, and thus the coherence which discipline imparts. Although there was in Parker's dispositions nothing open to serious criticism,—nothing that can be ascribed to undervaluing his opponent,—and although, also, he had good reason to expect from the army active cooeperation which he did not get, it is probable that he was very much surprised, not only at the tenacity of the Americans' resistance, but at the efficacy of their fire. He felt, doubtless, the traditional and natural distrust—and, for the most part, the justified distrust—with which experience and practice regard inexperience. Some seamen of American birth, who had been serving in the Bristol, deserted after the fight. They reported that her crew said, "We were told the Yankees would not stand two fires, but we never saw better fellows;" and when the fire of the fort slackened and some cried, "They have done fighting," others replied, "By God, we are glad of it, for we never had such a drubbing in our lives." "All the common men of the fleet spoke loudly in praise of the garrison,"—a note of admiration so frequent in generous enemies that we may be assured that it was echoed on the quarter-deck also. They could afford it well, for there was no stain upon their own record beyond the natural mortification of defeat; no flinching under the severity of their losses, although a number of their men were comparatively raw, volunteers from the transports, whose crews had come forward almost as one man when they knew that the complements of the ships were short through sickness. Edmund Burke, a friend to both sides, was justified in saying that "never did British valour shine more conspicuously, nor did our ships in an engagement of the same nature experience so serious an encounter." There were several death-vacancies for lieutenants; and, as the battle of Lake Champlain gave Pellew his first commission, so did that of Charleston Harbour give his to Saumarez, who was made lieutenant of the Bristol by Parker. Two years later, when the ship had gone to Jamaica, he was followed on her quarter-deck by Nelson and Collingwood, who also received promotion in her from the same hand.

The attack on Fort Moultrie was not resumed. After necessary repairs, the ships of war with the troops went to New York, where they arrived on the 4th of August, and took part in the operations for the reduction of that place under the direction of the two Howes.

* * * * *

The occupation of New York Harbour, and the capture of the city were the most conspicuous British successes of the summer and fall of 1776. While Parker and Clinton were meeting with defeat at Charleston, and Arnold was hurrying the preparation of his flotilla on Champlain, the two brothers, General Sir William Howe and the Admiral, Lord Howe, were arriving in New York Bay, invested not only with the powers proper to the commanders of great fleets and armies, but also with authority as peace commissioners, to negotiate an amicable arrangement with the revolted Colonies.

Sir William Howe had awaited for some time at Halifax the arrival of the expected reinforcements, but wearying at last he sailed thence on the 10th of June, 1776, with the army then in hand. On the 25th he himself reached Sandy Hook, the entrance to New York Bay, having preceded the transports in a frigate. On the 29th, the day after Parker's repulse at Fort Moultrie, the troops arrived; and on July 3d, the date on which Arnold, retreating from Canada, reached Crown Point, the British landed on Staten Island, which is on the west side of the lower Bay. On the 12th came in the Eagle, 64, carrying the flag of Lord Howe. This officer was much esteemed by the Americans for his own personal qualities, and for his attitude towards them in the present dispute, as well as for the memory of his brother, who had endeared himself greatly to them in the campaign of 1758, when he had fallen near Lake Champlain; but the decisive step of declaring their independence had been taken already, on July 4th, eight days before the Admiral's arrival. A month was spent in fruitless attempts to negotiate with the new government, without recognising any official character in its representatives. During that time, however, while abstaining from decisive operations, cruisers were kept at sea to intercept American traders, and the Admiral, immediately upon arriving, sent four vessels of war twenty-five miles up the Hudson River, as far as Tarrytown. This squadron was commanded by Hyde Parker, afterwards, in 1801, Nelson's commander-in-chief at Copenhagen. The service was performed under a tremendous cannonade from all the batteries on both shores, but the ships could not be stopped. Towards the middle of August it was evident that the Americans would not accept any terms in the power of the Howes to offer, and it became necessary to attempt coercion by arms.



In the reduction of New York in 1776, the part played by the British Navy, owing to the nature of the campaign in general and of the enemy's force in particular, was of that inconspicuous character which obscures the fact that without the Navy the operations could not have been undertaken at all, and that the Navy played to them the part of the base of operations and line of communications. Like the foundations of a building, these lie outside the range of superficial attention, and therefore are less generally appreciated than the brilliant fighting going on at the front, to the maintenance of which they are all the time indispensable. Consequently, whatever of interest may attach to any, or to all, of the minor affairs, which in the aggregate constitute the action of the naval force in such circumstances, the historian of the major operations is confined perforce to indicating the broad general effect of naval power upon the issue. This will be best done by tracing in outline the scene of action, the combined movements, and the Navy's influence in both.

The harbour of New York divides into two parts—the upper and lower Bays—connected by a passage called the Narrows, between Long and Staten Islands, upon the latter of which the British troops were encamped. Long Island, which forms the eastern shore of the Narrows, extends to the east-north-east a hundred and ten miles, enclosing between itself and the continent a broad sheet of water called Long Island Sound, that reaches nearly to Narragansett Bay. The latter, being a fine anchorage, entered also into the British scheme of operations, as an essential feature in a coastwise maritime campaign. Long Island Sound and the upper Bay of New York are connected by a crooked and difficult passage, known as the East River, eight or ten miles in length, and at that time nearly a mile wide[15] abreast the city of New York. At the point where the East River joins New York Bay, the Hudson River, an estuary there nearly two miles wide, also enters from the north,—a circumstance which has procured for it the alternative name of the North River. Near their confluence is Governor's Island, half a mile below the town, centrally situated to command the entrances to both. Between the East and North rivers, with their general directions from north and east-north-east, is embraced a long strip of land gradually narrowing to the southward. The end of this peninsula, as it would otherwise be, is converted into an island, of a mean length of about eight miles, by the Harlem River,—a narrow and partially navigable stream connecting the East and North rivers. To the southern extreme of this island, called Manhattan, the city of New York was then confined.

As both the East and North rivers were navigable for large ships, the former throughout, the latter for over a hundred miles above its mouth, it was evident that control of the water must play a large part in warlike operations throughout the district described. With the limited force at Washington's disposal, he had been unable to push the defences of the city as far to the front as was desirable. The lower Bay was held by the British Navy, and Staten Island had been abandoned, necessarily, without resistance, thereby giving up the strong defensive position of the Narrows. The lines were contracted thus to the immediate neighbourhood of New York itself. Small detached works skirted the shores of Manhattan Island, and a line of redoubts extended across it, following the course of a small stream which then partly divided it, a mile from the southern end. Governor's Island was also occupied as an outpost. Of more intrinsic strength, but not at first concerned, strong works had been thrown up on either side of the North River, upon commanding heights eight miles above New York, to dispute the passage of ships.

The crucial weakness in this scheme of defence was that the shore of Long Island opposite the city was much higher than that of Manhattan. If this height were seized, the city, and all below it, became untenable. Here, therefore, was the key of the position and the chief station for the American troops. For its protection a line of works was thrown up, the flanks of which rested upon Wallabout Bay and Gowanus Cove, two indentations in the shores of Long Island. These Washington manned with nine thousand of the eighteen thousand men under his command. By the arrival of three divisions of Hessian troops, Howe's army now numbered over thirty-four thousand men, to which Clinton brought three thousand more from before Charleston.[16]

On the 22d of August the British crossed from Staten Island to Gravesend Bay, on the Long Island shore of the Narrows. The Navy covered the landing, and the transportation of the troops was under the charge of Commodore William Hotham, who, nineteen years later, was Nelson's commander-in-chief in the Mediterranean. By noon fifteen thousand men and forty field-guns had been carried over and placed on shore. The force of the Americans permitted little opposition to the British advance; but General Howe was cautious and easy-going, and it was not till the 27th that the army, now increased to twenty-five thousand, was fairly in front of the American lines, having killed, wounded, and taken about 1,500 men. Hoping that Howe would be tempted to storm the position, Washington replaced these with two thousand drawn from his meagre numbers; but his opponent, who had borne a distinguished part at Bunker's Hill, held back his troops, who were eager for the assault. The Americans now stood with their backs to a swift tidal stream, nearly a mile wide, with only a feeble line of works between them and an enemy more than double their number.

On the morning of the 27th, Sir Peter Parker, with a 64-gun ship, two 50's, and two frigates, attempted to work up to New York, with a view of supporting the left flank of the army; but the wind came out from the north, and, the ebb-tide making, the ships got no nearer than three miles from the city. Fortunately for the Americans, they either could not or would not go farther on the following two days. After dark of the 28th, Howe broke ground for regular approaches. Washington, seeing this, and knowing that there could be but one result to a siege under his condition of inferiority, resolved to withdraw. During the night of the 29th ten thousand men silently quitted their positions, embarked, and crossed to Manhattan Island, carrying with them all their belongings, arms, and ammunition. The enemy's trenches were but six hundred yards distant, yet no suspicion was aroused, nor did a single deserter give treacherous warning. The night was clear and moonlit, although a heavy fog towards daybreak prolonged the period of secrecy which shrouded the retreat. When the fog rose, the last detachment was discovered crossing, but a few ineffectual cannon-shot were the only harassment experienced by the Americans in the course of this rapid and dexterous retirement. The garrison of Governor's Island was withdrawn at the same time.

The unmolested use of the water, and the nautical skill of the fishermen who composed one of the American regiments, were essential to this escape; for admirable as the movement was in arrangement and execution, no word less strong than escape applies to it. By it Washington rescued over half his army from sure destruction, and, not improbably, the cause of his people from immediate collapse. An opportunity thus seized implies necessarily an opportunity lost on the other side. For that failure both army and navy must bear their share of the blame. It is obvious that when an enemy is greatly outnumbered his line of retreat should be watched. This was the business of both commanders-in-chief, the execution of it being primarily the duty of the navy, as withdrawal from the American position could be only by water. It was a simple question of look-out, of detection, of prevention by that means. To arrest the retreat sailing ships were inadequate, for they could not have remained at anchor under the guns of Manhattan Island, either by day or night; but a few boats with muffled oars could have watched, could have given the alarm, precipitating an attack by the army, and such a movement interrupted in mid-course brings irretrievable disaster.

Washington now withdrew the bulk of his force to the line of the Harlem. On his right, south of that river and commanding the Hudson, was a fort called by his name; opposite to it on the Jersey shore was Fort Lee. A garrison of four thousand men occupied New York. After amusing himself with some further peace negotiations, Howe determined to possess the city. As a diversion from the main effort, and to cover the crossing of the troops, two detachments of ships were ordered to pass the batteries on the Hudson and East rivers. This was done on the 13th and the 15th of September. The East River division suffered severely, especially in spars and rigging;[17] but the success of both, following upon that of Hyde Parker a few weeks earlier, in his expedition to Tarrytown, confirmed Washington in the opinion which he expressed five years later to de Grasse, that batteries alone could not stop ships having a fair wind. This is now a commonplace of naval warfare; steam giving always a fair wind. On the 15th Howe's army crossed under cover of Parker's ships, Hotham again superintending the boat work. The garrison of New York slipped along the west shore of the island and joined the main body on the Harlem; favored again, apparently, in this flank movement a mile from the enemy's front, by Howe's inertness, and fondness for a good meal, to which a shrewd American woman invited him at the critical moment.

Despite these various losses of position, important as they were, the American army continued to elude the British general, who apparently did not hold very strongly the opinion that the most decisive factor in war is the enemy's organised force. As control of the valley of the Hudson, in connection with Lake Champlain, was, very properly, the chief object of the British government, Howe's next aim was to loosen Washington's grip on the peninsula north of the Harlem. The position seeming to him too strong for a front attack, he decided to strike for its left flank and rear by way of Long Island Sound. In this, which involved the passage of the tortuous and dangerous channel called Hell Gate, with its swift conflicting currents, the Navy again bore an essential part. The movement began on October 12th, the day after Arnold was defeated at Valcour. So far as its leading object went it was successful, Washington feeling obliged to let go the line of the Harlem, and change front to the left. As the result of the various movements and encounters of the two armies, he fell back across the Hudson into New Jersey, ordering the evacuation of Fort Washington, and deciding to rest his control of the Hudson Valley upon West Point, fifty miles above New York, a position of peculiar natural strength, on the west bank of the river. To these decisions he was compelled by his inferiority in numbers, and also by the very isolated and hazardous situation in which he was operating, between two navigable waters, absolutely controlled by the enemy's shipping. This conclusion was further forced upon him by another successful passage before the guns of Forts Washington and Lee by Hyde Parker, with three ships, on the 9th of October. On this occasion the vessels, two of which were frigates of the heaviest class, suffered very severely, losing nine killed and eighteen wounded; but the menace to the communications of the Americans could not be disregarded, for their supplies came mostly from the west of the Hudson.

It was early in November that Washington crossed into New Jersey with five thousand men; and soon afterwards he directed the remainder of his force to follow. At that moment the blunder of one subordinate, and the disobedience of another, brought upon him two serious blows. Fort Washington not being evacuated when ordered, Howe carried it by storm, capturing not only it but its garrison of twenty-seven hundred men; a very heavy loss to the Americans. On the other hand, the most explicit orders failed to bring the officer left in command on the east of the Hudson, General Charles Lee, to rejoin the commander-in-chief. This criminal perverseness left Washington with only six thousand men in New Jersey, seven thousand being in New York. Under these conditions nothing remained but to put the Delaware also between himself and the enemy. He therefore retreated rapidly through New Jersey, and on the 8th of December crossed into Pennsylvania with an army reduced to three thousand by expiry of enlistments. The detachment beyond the Hudson, diminishing daily by the same cause, gradually worked its way to him; its commander luckily being captured on the road. At the time it joined, a few battalions also arrived from Ticonderoga, released by Carleton's retirement to the foot of Champlain. Washington's force on the west bank of the Delaware was thus increased to six thousand men.

In this series of operations, extending from August 22d to December 14th, when Howe went into winter-quarters in New Jersey, the British had met with no serious mishaps, beyond the inevitable losses undergone by the assailants of well-chosen positions. Nevertheless, having in view the superiority of numbers, of equipment, and of discipline, and the command of the water, the mere existence of the enemy's army as an organised body, its mere escape, deprives the campaign of the claim to be considered successful. The red ribbon of the Bath probably never was earned more cheaply than by Sir William Howe that year. Had he displayed anything like the energy of his two elder brothers, Washington, with all his vigilance, firmness, and enterprise, could scarcely have brought off the force, vastly diminished but still a living organism, around which American resistance again crystallised and hardened. As it was, within a month he took the offensive, and recovered a great part of New Jersey.

Whatever verdict may be passed upon the merit of the military conduct of affairs, there is no doubt of the value, or of the unflagging energy, of the naval support given. Sir William Howe alludes to it frequently, both in general and specifically; while the Admiral sums up his always guarded and often cumbrous expressions of opinion in these words: "It is incumbent upon me to represent to your Lordships, and I cannot too pointedly express, the unabating perseverance and alacrity with which the several classes of officers and seamen have supported a long attendance and unusual degree of fatigue, consequent of these different movements of the army."

The final achievement of the campaign, and a very important one, was the occupation of Rhode Island and Narragansett Bay by a combined expedition, which left New York on the 1st of December, and on the 8th landed at Newport without opposition. The naval force, consisting of five 50-gun ships and eight smaller vessels, was commanded by Sir Peter Parker; the troops, seven thousand in number, by Lieutenant-General Sir Henry Clinton. The immediate effect was to close a haven of privateers, who centred in great numbers around an anchorage which flanked the route of all vessels bound from Europe to New York. The possession of the bay facilitated the control of the neighbouring waters by British ships of war, besides giving them a base central for coastwise operations and independent of tidal considerations for entrance or exit. The position was abandoned somewhat precipitately three years later. Rodney then deplored its loss in the following terms: "The evacuating Rhode Island was the most fatal measure that could possibly have been adopted. It gave up the best and noblest harbor in America, capable of containing the whole Navy of Britain, and where they could in all seasons lie in perfect security; and from whence squadrons, in forty-eight hours, could blockade the three capital cities of America; namely, Boston, New York, and Philadelphia."

At the end of 1776 began the series of British reverses which characterised the year 1777, making this the decisive period of the war, because of the effect thus produced upon general public opinion abroad; especially upon the governments of France and Spain. On the 20th of December, Howe, announcing to the Ministry that he had gone into winter-quarters, wrote: "The chain, I own, is rather too extensive, but I was induced to occupy Burlington to cover the county of Monmouth; and trusting to the loyalty of the inhabitants, and the strength of the corps placed in the advanced posts, I conclude the troops will be in perfect security." Of this unwarranted security Washington took prompt advantage. On Christmas night a sudden descent, in a blinding snow-storm, upon a British outpost at Trenton, swept off a thousand prisoners; and although for the moment the American leader again retired behind the Delaware, it was but to resume the offensive four days later. Cornwallis, who was in New York on the point of sailing for England, hurried back to the front, but in vain. A series of quick and well-directed movements recovered the State of New Jersey; and by the 5th of January the American headquarters, and main body of the army, were established at Morristown in the Jersey hills, the left resting upon the Hudson, thus recovering touch with the strategic centre of interest. This menacing position of the Americans, upon the flank of the line of communications from New York to the Delaware, compelled Howe to contract abruptly the lines he had extended so lightly; and the campaign he was forced thus reluctantly to reopen closed under a gloom of retreat and disaster, which profoundly and justly impressed not only the generality of men but military critics as well. "Of all the great conquests which his Majesty's troops had made in the Jersies," writes Beatson, "Brunswick and Amboy were the only two places of any note which they retained; and however brilliant their successes had been in the beginning of the campaign, they reaped little advantage from them when the winter advanced, and the contiguity of so vigilant an enemy forced them to perform the severest duty." With deliberate or unconscious humour he then immediately concludes the chronicle of the year with this announcement: "His Majesty was so well pleased with the abilities and activity which General Howe had displayed this campaign, that on the 25th of October he conferred upon him the Most Honourable Order of the Bath."

[Footnote 15: At the present day reduced by reclaimed land.]

[Footnote 16: Beatson's "Military and Naval Memoirs," vi. 44, give 34,614 as the strength of Howe's army. Clinton's division is not included in this. vi. 45.]

[Footnote 17: Admiral James's Journal, p. 30. (Navy Records Society.)]



CHAPTER III

THE DECISIVE PERIOD OF THE WAR. SURRENDER OF BURGOYNE AND CAPTURE OF PHILADELPHIA BY HOWE. THE NAVAL PART IN EACH OPERATION

1777

The leading purpose of the British government in the campaign of 1777 was the same as that with which it had begun in 1776,—the control of the line of the Hudson and Lake Champlain, to be mastered by two expeditions, one starting from each end, and both working towards a common centre at Albany, near the head of navigation of the River. Preliminary difficulties had been cleared away in the previous year, by the destruction of the American flotilla on the Lake, and by the reduction of New York. To both these objects the Navy had contributed conspicuously. It remained to complete the work by resuming the advance from the two bases of operations secured. In 1777 the fortifications on the Hudson were inadequate to stop the progress of a combined naval and military expedition, as was shown in the course of the campaign.

The northern enterprise was intrusted to General Burgoyne. The impossibility of creating a new naval force, able to contend with that put afloat by Carleton, had prevented the Americans from further building. Burgoyne therefore moved by the Lake without opposition to Ticonderoga, before which he appeared on the 2d of July. A position commanding the works was discovered, which the Americans had neglected to occupy. It being seized, and a battery established, the fort had to be evacuated. The retreat being made by water, the British Lake Navy, under Captain Skeffington Lutwidge, with whom Nelson had served a few years before in the Arctic seas, had a conspicuous part in the pursuit; severing the boom blockading the narrow upper lake and joining impetuously in an attack upon the floating material, the flat-boat transports, and the few relics of Arnold's flotilla which had escaped the destruction of the previous year. This affair took place on the 6th of July. From that time forward the progress of the army was mainly by land. The Navy, however, found occupation upon Lake George, where Burgoyne established a depot of supplies, although he did not utilise its waterway for the march of the army. A party of seamen under Edward Pellew, still a midshipman, accompanied the advance, and shared the misfortunes of the expedition. It is told that Burgoyne used afterwards to chaff the young naval officer with being the cause of their disaster, because he and his men, by rebuilding a bridge at a critical moment, had made it possible to cross the upper Hudson. Impeded in its progress by immense difficulties, both natural and imposed by the enemy, the army took twenty days to make twenty miles. On the 30th of July it reached Fort Edward, forty miles from Albany, and there was compelled to stay till the middle of September. Owing to neglect at the War Office, the peremptory orders to Sir William Howe, to move up the Hudson and make a junction with Burgoyne, were not sent forward. Consequently, Howe, acting upon the discretionary powers which he possessed already, and swayed by political reasons into which it is not necessary to enter, determined to renew his attempt upon Philadelphia. A tentative advance into New Jersey, and the consequent manoeuvres of Washington, satisfied him that the enterprise by this route was too hazardous. He therefore embarked fourteen thousand men, leaving eight thousand with Sir Henry Clinton to hold New York and make diversions in favor of Burgoyne; and on the 23d of July sailed from Sandy Hook, escorted by five 64-gun ships, a 50, and ten smaller vessels, under Lord Howe's immediate command. The entire expedition numbered about 280 sail. Elaborate pains were taken to deceive Washington as to the destination of the armament; but little craft was needed to prevent a competent opponent from imagining a design so contrary to sound military principle, having regard to Burgoyne's movements and to the well-understood general purpose of the British ministry. Accordingly Washington wrote, "Howe's in a manner abandoning Burgoyne is so unaccountable a matter, that till I am fully assured of it, I cannot help casting my eyes continually behind me." He suspected an intention to return upon New York.

On the 31st of July, just as Burgoyne reached Fort Edward, where he stuck fast for six weeks, Howe's armament was off the Capes of the Delaware. The prevailing summer wind on the American coast is south-south-west, fair for ascending the river; but information was received that the enemy had obstructed the channel, which lends itself to such defences for some distance below Philadelphia. Therefore, although after occupying the city the free navigation of the river to the sea would be essential to maintaining the position,—for trial had shown that the whole army could not assure communications by land with New York, the other sea base,—Howe decided to prosecute his enterprise by way of the Chesapeake, the ascent of which, under all the conditions, could not be seriously impeded. A fortnight more was consumed in contending against the south-west winds and calms, before the fleet anchored on the 15th of August within the Capes of the Chesapeake; and yet another week passed before the head of the Bay was reached. On the 25th the troops landed. Washington, though so long in doubt, was on hand to dispute the road, but in inferior force; and Howe had no great difficulty in fighting his way to Philadelphia, which was occupied on the 26th of September. A week earlier Burgoyne had reached Stillwater, on the west bank of the Hudson, the utmost point of his progress, where he was still twenty miles from Albany. Three weeks later, confronted by overwhelming numbers, he was forced to capitulate at Saratoga, whither he had retreated.

Lord Howe held on at the head of the Chesapeake until satisfied that his brother no longer needed him. On the 14th of September he started down the Bay with the squadron and convoy, sending ahead to the Delaware a small division, to aid the army, if necessary. The winds holding southerly, ten days were required to get to sea; and outside further delay was caused by very heavy weather. The Admiral there quitted the convoy and hastened up river. On the 6th of October he was off Chester, ten miles below Philadelphia. The navy had already been at work for a week, clearing away obstructions, of which there were two lines; both commanded by batteries on the farther, or Jersey, shore of the Delaware. The lower battery had been carried by troops; and when Howe arrived, the ships, though meeting lively opposition from the American galleys and fire-rafts, had freed the channel for large vessels to approach the upper obstructions. These were defended not only by a work at Red Bank on the Jersey shore, but also, on the other side of the stream, by a fort called Fort Mifflin, on Mud Island.[18] As the channel at this point, for a distance of half a mile, was only two hundred yards wide, and troops could not reach the island, the position was very strong, and it detained the British for six weeks. Fort Mifflin was supported by two floating batteries and a number of galleys. The latter not only fought, offensively and defensively, but maintained the supplies and ammunition of the garrison.

On the 22d of October, a concerted attack, by the army on the works at Red Bank, and by the Navy on Fort Mifflin, resulted disastrously. The former was repulsed with considerable loss, the officer commanding being killed. The squadron, consisting of a 64, three frigates, and a sloop, went into action with Mud Island at the same time; but, the channel having shifted, owing possibly to the obstructions, the sixty-four and the sloop grounded, and could not be floated that day. On the 23d the Americans concentrated their batteries, galleys, and fire-rafts upon the two; and the larger ship took fire and blew up in the midst of the preparations for lightening her. The sloop was then set on fire and abandoned.

So long as this obstacle remained, all supplies for the British army in Philadelphia had to be carried by boats to the shore, and transported considerable distances by land. As direct attacks had proved unavailing, more deliberate measures were adopted. The army built batteries, and the navy sent ashore guns to mount in them; but the decisive blow to Mud Island was given by a small armed ship, the Vigilant, 20, which was successfully piloted through a channel on the west side of the river, and reached the rear of the work, towing with her a floating battery with three 24-pounders. This was on the 15th of November. That night the Americans abandoned Fort Mifflin. Their loss, Beatson says, amounted to near 400 killed and wounded; that of the British to 43. If this be correct, it should have established the invincibility of men who under such prodigious disparity of suffering could maintain their position so tenaciously. After the loss of Mud Island, Red Bank could not be held to advantage, and it was evacuated on the 21st, when an attack was imminent. The American vessels retreated up the river; but they were cornered, and of course ultimately were destroyed. The obstructions being now removed, the British water communications by the line of the Delaware were established,—eight weeks after the occupation of the city, which was to be evacuated necessarily six months later.

While these things were passing, Howe's triumph was marred by the news of Burgoyne's surrender on the 17th of October. For this he could not but feel that the home government must consider him largely responsible; for in the Chesapeake, too late to retrieve his false step, he had received a letter from the minister of war saying that, whatever else he undertook, support to Burgoyne was the great object to be kept in view.

During the operations round Philadelphia, Sir Henry Clinton in New York had done enough to show what strong probabilities of success would have attended an advance up the Hudson, by the twenty thousand men whom Howe could have taken with him. Starting on the 3d of October with three thousand troops, accompanied by a small naval division of frigates, Clinton in a week had reached West Point, fifty miles up the river. The American fortifications along the way were captured, defences levelled, stores and shipping burned; while an insignificant detachment, with the light vessels, went fifty miles further up, and there destroyed more military stores without encountering any resistance worth mentioning. Certainly, had Howe taken the same line of operations, he would have had to reckon with Washington's ten thousand men which confronted him on the march from the Chesapeake to Philadelphia; but his flank would have been covered, up to Albany, by a navigable stream on either side of which he could operate by that flying bridge which the presence and control of the navy continually constituted. Save the fortifications, which Clinton easily carried, there was no threat to his communications or to his flank, such as the hill country of New Jersey had offered and Washington had skilfully utilised.

The campaign of 1777 thus ended for the British with a conspicuous disaster, and with an apparent success which was as disastrous as a failure. At its close they held Narragansett Bay, the city and harbour of New York, and the city of Philadelphia. The first was an admirable naval base, especially for sailing ships, for the reasons given by Rodney. The second was then, as it is now, the greatest military position on the Atlantic coast of the United States; and although the two could not communicate by land, they did support each other as naval stations in a war essentially dependent upon maritime power. Philadelphia served no purpose but to divide and distract British enterprise. Absolutely dependent for maintenance upon the sea, the forces in it and in New York could not cooeperate; they could not even unite except by sea. When Clinton relieved Howe as commander-in-chief, though less than a hundred miles away by land, he had to take a voyage of over two hundred miles, from New York to Philadelphia, half of it up a difficult river, to reach his station; and troops were transferred by the same tedious process. In consequence of these conditions, the place had to be abandoned the instant that war with France made control of the sea even doubtful. The British held it for less than nine months in all.

During 1777 a number of raids were made by British combined land and sea forces, for the purpose of destroying American depots and other resources. Taken together, such operations are subsidiary to, and aid, the great object of interrupting or harassing the communications of an enemy. In so far, they have a standing place among the major operations of war; but taken singly they cannot be so reckoned, and the fact, therefore, is simply noted, without going into details. It may be remarked, however, that in them, although the scale was smaller, the Navy played the same part that it now does in the many expeditions and small wars undertaken by Great Britain in various parts of the world; the same that it did in Wellington's campaigns in the Spanish peninsula, 1808-1812. The land force depended upon the water, and the water was controlled by the Navy.

[Footnote 18: This was just below the mouth of the Schuylkill, a short distance below the present League Island navy yard.]



CHAPTER IV

WAR BEGINS BETWEEN FRANCE AND GREAT BRITAIN. BRITISH EVACUATE PHILADELPHIA. NAVAL OPERATIONS OF D'ESTAING AND HOWE ABOUT NEW YORK, NARRAGANSETT BAY, AND BOSTON. COMPLETE SUCCESS OF LORD HOWE. AMERICAN DISAPPOINTMENT IN D'ESTAING. LORD HOWE RETURNS TO ENGLAND.

1778

The events of 1777 satisfied the French government that the Americans had strength and skill sufficient to embarrass Great Britain seriously, and that the moment, therefore, was opportune for taking steps which scarcely could fail to cause war. On the 6th of February, 1778, France concluded with the United States an open treaty of amity and commerce; and at the same time a second secret treaty, acknowledging the independence of the late Colonies, and contracting with them a defensive alliance. On the 13th of March, the French Ambassador in London communicated the open treaty to the British government, with the remark that "the United States were in full possession of the independence proclaimed by their declaration of July 4th, 1776." Great Britain at once recalled her Ambassador, and both countries prepared for war, although no declaration was issued. On the 13th of April, a French fleet of twelve ships of the line and five frigates, under the command of the Count d'Estaing,[19] sailed from Toulon for the American coast. It was destined to Delaware Bay, hoping to intercept Howe's squadron. D'Estaing was directed to begin hostilities when forty leagues west of Gibraltar.

The British ministry was not insensible of the danger, the imminence of which had been felt during the previous year; but it had not got ready betimes, owing possibly to confident expectations of success from the campaign of 1777. The ships, in point of numbers and equipment, were not as far forward as the Admiralty had represented; and difficulty, amounting for the moment to impossibility, was experienced in manning them. The vessels of the Channel fleet had to be robbed of both crews and stores to compose a proper reinforcement for America. Moreover, the destination of the Toulon squadron was unknown, the French government having given out that it was bound to Brest, where over twenty other ships of the line were in an advanced state of preparation. Not until the 5th of June, when d'Estaing was already eight weeks out, was certain news brought by a frigate, which had watched his fleet after it had passed Gibraltar, and which had accompanied it into the Atlantic ninety leagues west of the Straits. The reinforcement for America was then permitted to depart. On the 9th of June, thirteen ships of the line sailed for New York under the command of Vice-Admiral John Byron.[20]

These delays occasioned a singular and striking illustration of the ill effects upon commerce of inadequate preparation for manning the fleet. A considerable number of West India ships, with stores absolutely necessary for the preservation of the islands, waited at Portsmouth for convoy for upwards of three months, while the whole fleet, of eighty sail, was detained for five weeks after it had assembled; "and, although the wind came fair on the 19th of May, it did not sail till the 26th, owing to the convoying ships, the Boyne and the Ruby, not being ready." Forty-five owners and masters signed a letter to the Admiralty, stating these facts. "The convoy," they said, "was appointed to sail April 10th." Many ships had been ready as early as February. "Is not this shameful usage, my Lords, thus to deceive the public in general? There are two hundred ships loaded with provisions, etc., waiting at Spithead these three months. The average expense of each ship amounts to L150 monthly, so that the expense of the whole West India fleet since February amounts to L90,000."

The West Indies before the war had depended chiefly upon their fellow colonies on the American continent for provisions, as well as for other prime necessaries. Not only were these cut off as an incident of the war, entailing great embarrassment and suffering, which elicited vehement appeals from the planter community to the home government, but the American privateers preyed heavily upon the commerce of the islands, whose industries were thus smitten root and branch, import and export. In 1776, salt food for whites and negroes had risen from 50 to 100 per cent, and corn, the chief support of the slaves,—the laboring class,—by 400 per cent. At the same time sugar had fallen from 25 to 40 per cent in price, rum over 37 per cent. The words "starvation" and "famine" were freely used in these representations, which were repeated in 1778. Insurance rose to 23 per cent; and this, with actual losses by capture,[21] and by cessation of American trade, with consequent fall of prices, was estimated to give a total loss of L66 upon every L100 earned before the war. Yet, with all this, the outward West India fleet in 1778 waited six weeks, April 10th-May 26th, for convoy. Immediately after it got away, a rigorous embargo was laid upon all shipping in British ports, that their crews might be impressed to man the Channel fleet. Market-boats, even, were not allowed to pass between Portsmouth and the Isle of Wight.

Three days after Byron had sailed, Admiral Augustus Keppel also put to sea with twenty-one ships of the line, to cruise off Brest. His instructions were to prevent the junction of the Toulon and Brest divisions, attacking either that he might meet. On the 17th of June, two French frigates were sighted. In order that they might not report his force or his movements, the British Admiral sent two of his own frigates, with the request that they would speak him. One, the Belle Poule, 36, refused; and an engagement followed between her and the British ship, the Arethusa, 32. The King of France subsequently declared that this occurrence fixed the date of the war's beginning. Although both Keppel's and d'Estaing's orders prescribed acts of hostility, no formal war yet existed.

Byron had a very tempestuous passage, with adverse winds, by which his vessels were scattered and damaged. On the 18th of August, sixty-seven days from Plymouth, the flagship arrived off the south coast of Long Island, ninety miles east of New York, without one of the fleet in company. There twelve ships were seen at anchor to leeward (north), nine or ten miles distant, having jury masts, and showing other signs of disability. The British vessel approached near enough to recognise them as French. They were d'Estaing's squadron, crippled by a very heavy gale, in which Howe's force had also suffered, though to a less extent. Being alone, and ignorant of existing conditions, Byron thought it inexpedient to continue on for either New York or Narragansett Bay. The wind being southerly, he steered for Halifax, which he reached August 26th. Some of his ships also entered there. A very few had already succeeded in joining Howe in New York, being fortunate enough to escape the enemy.

So far as help from England went, Lord Howe would have been crushed long before this. He owed his safety partly to his own celerity, partly to the delays of his opponent. Early in May he received advices from home, which convinced him that a sudden and rapid abandonment of Philadelphia and of Delaware Bay might become necessary. He therefore withdrew his ships of the line from New York and Narragansett, concentrating them at the mouth of Delaware Bay, while the transports embarked all stores, except those needed for a fortnight's supply of the army in a hostile country. The threatening contingency of a superior enemy's appearing off the coast might, and did, make it imperative not to risk the troops at sea, but to choose instead the alternative of a ninety-mile march through New Jersey, which a year before had been rejected as too hazardous for an even larger force. Thus prepared, no time was lost when the evacuation became necessary. Sir William Howe, who had been relieved on the 24th of May by Sir Henry Clinton, and had returned to England, escaped the humiliation of giving up his dearly bought conquest. On the 18th of June the British troops, twelve thousand in number, were ferried across the Delaware, under the supervision of the Navy, and began their hazardous march to New York. The next day the transports began to move down the river; but, owing to the intricate navigation, head winds, and calms, they did not get to sea until the 28th of June. On the 8th of July, ten days too late, d'Estaing anchored in the mouth of the Delaware. "Had a passage of even ordinary length taken place," wrote Washington, "Lord Howe with the British ships of war and all the transports in the river Delaware must inevitably have fallen; and Sir Henry Clinton must have had better luck than is commonly dispensed to men of his profession under such circumstances, if he and his troops had not shared at least the fate of Burgoyne."

Had Howe's fleet been intercepted, there would have been no naval defence for New York; the French fleet would have surmounted the difficulties of the harbour bar at its ease; and Clinton, caught between it and the American army, must have surrendered. Howe's arrival obviated this immediate danger; but much still needed to be done, or the end would be postponed only, not averted. A fair wind carried the fleet and the whole convoy from the Delaware to Sandy Hook in forty-eight hours. On the morning of the 29th, as Howe was approaching his port, he spoke a packet from England, which not only brought definite news of d'Estaing's sailing, but also reported that she herself had fallen in with him to the southward, not very far from the American coast, and had been chased by his ships. His appearance off New York, therefore, was imminent.

Howe's measures were prompt and thorough, as became his great reputation. To watch for d'Estaing's approach, a body of cruisers was despatched, numerous enough for some to bring frequent word of his movements, while others kept touch with him. The ships at New York were ordered down to Sandy Hook, where the defence of the entrance was to be made. Clinton, who had been hard pressed by Washington throughout his march, arrived on the 30th of June—the day after Howe himself—on the heights of Navesink, on the seacoast, just south of Sandy Hook. During the previous winter the sea had made a breach between the heights and the Hook, converting the latter into an island. Across this inlet the Navy threw a bridge of boats, by which the army on the 5th of July passed to the Hook, and thence was conveyed to the city.

On the same day the French fleet was sighted off the coast of Virginia by a cruiser, which reached Howe on the 7th; and two days later another brought word that the enemy had anchored on the 8th off the Delaware. There d'Estaing again tarried for two days, which were diligently improved by the British Admiral, who at the same time sent off despatches to warn Byron, of whose coming he now had heard. Despite all his energy, his preparations still were far from complete, when on the morning of the 11th a third vessel arrived, announcing that the French were approaching. That evening they anchored outside, four miles south of Sandy Hook. Howe, who during all these days was indefatigable, not only in planning but also in personal supervision of details, hastened at once to place his vessels according to the disposition which he had determined, and which he had carefully explained to his captains, thus insuring an intelligent cooeperation on their part.

The narrow arm of land called Sandy Hook projects in a northerly direction from the New Jersey coast, and covers the lower bay of New York on the south side. The main ship-channel, then as now, ran nearly east and west, at right angles to the Hook and close to its northern end. Beyond the channel, to the north, there was no solid ground for fortification within the cannon range of that day. Therefore such guns as could be mounted on shore, five in number, were placed in battery at the end of the Hook. These formed the right flank of the defence, which was continued thence to the westward by a line of seven ships, skirting the southern edge of the channel. As the approach of the French, if they attacked, must be with an easterly wind and a rising tide, the ships were placed with that expectation; and in such wise that, riding with their heads to the eastward, each successive one, from van to rear, lay a little outside—north—of her next ahead. The object of this indented formation was that each ship might bring her broadside to bear east, and yet fire clear of those to the east of her. In order to effect this concentration of all the batteries in an easterly direction, which would rake the approach of the enemy, a spring[23] was run from the outer, or port quarter of every ship, except the leader.[24] These springs were not taken to the bow cable or anchor, as was often done, but to anchors of their own, placed broad off the port bows. If, then, the enemy attacked, the ships, by simply keeping fast the springs and veering the cables, would swing with their broadsides facing east. If the enemy, which had no bow fire, survived his punishment, and succeeded in advancing till abreast the British line, it was necessary only to keep fast the cables and let go the springs; the ships would swing head to the east wind, and the broadsides would once more bear north, across the channel instead of along it. These careful arrangements were subject, of course, to the mischance of shot cutting away cables or springs; but this was more than offset by the probable injury to the enemy's spars and rigging, as well as hulls, before he could use his batteries at all.

Such was the main defence arranged by Howe; with which New York stood or fell. In the line were five 64's, one 50, and an armed storeship. An advanced line, of one fifty with two smaller vessels, was placed just inside the bar—two or three miles outside the Hook—to rake the enemy as he crossed, retiring as he approached; and four galleys, forming a second line, were also stationed for the same purpose, across the channel, abreast of the Hook.[25] The retreat of these was secure into the shoal water, where they could not be followed. One 64 and some frigates were held as a reserve, inside the main line, to act as occasion might require. The total available force was, six 64's, three 50's, and six frigates. D'Estaing's fleet, in detail, consisted of one 90-gun ship, one 80, six 74's and one 50. Great as was this discrepancy between the opponents, it was counterbalanced largely by Howe's skilful dispositions, which his enemy could not circumvent. If the latter once got alongside, there was little hope for the British; but it was impossible for the French to evade the primary necessity of undergoing a raking fire, without reply, from the extreme range of their enemies' cannon up to the moment of closing. The stake, however, was great, and the apparent odds stirred to the bottom the fighting blood of the British seamen. The ships of war being short-handed, Howe called for volunteers from the transports. Such numbers came forward that the agents of the vessels scarcely could keep a watch on board; and many whose names were not on the lists concealed themselves in the boats which carried their companions to the fighting ships. The masters and mates of merchantmen in the harbour in like manner offered their services, taking their stations at the guns. Others cruised off the coast in small boats, to warn off approaching vessels; many of which nevertheless fell into the enemy's hands.

Meanwhile d'Estaing was in communication with Washington, one of whose aides-de-camp visited his flagship. A number of New York pilots also were sent. When these learned the draught of the heavier French ships, they declared that it was impossible to take them in; that there was on the bar only twenty-three feet at high water. Had that been really the case, Howe would not have needed to make the preparations for defence that were visible to thousands of eyes on sea and on shore; but d'Estaing, though personally brave as a lion, was timid in his profession, which he had entered at the age of thirty, without serving in the lower grades. The assurances of the pilots were accepted after an examination by a lieutenant of the flagship, who could find nothing deeper than twenty-two feet. Fortune's favors are thrown away, as though in mockery, on the incompetent or the irresolute. On the 22d of July a fresh north-east wind concurred with a spring tide to give the highest possible water on the bar.[26]

"At eight o'clock," wrote an eye-witness in the British fleet, "d'Estaing with all his squadron appeared under way. He kept working to windward, as if to gain a proper position for crossing the bar by the time the tide should serve. The wind could not be more favourable for such a design; it blew from the exact point from which he could attack us to the greatest advantage. The spring tides were at the highest, and that afternoon thirty feet on the bar. We consequently expected the hottest day that had ever been fought between the two nations. On our side all was at stake. Had the men-of-war been defeated, the fleet of transports and victuallers must have been destroyed, and the army, of course, have fallen with us. D'Estaing, however, had not spirit equal to the risk; at three o'clock we saw him bear off to the southward, and in a few hours he was out of sight."

Four days later, Howe, reporting these occurrences, wrote: "The weather having been favourable the last three days for forcing entrance to this port, I conclude the French commander has desisted." It is clear that the experienced British admiral did not recognise the impossibility of success for the enemy.

After the demonstration of the 22d, d'Estaing stood to the southward, with the wind at east. The British advice-boats brought back word that they had kept company with him as far south as the Capes of the Delaware, and there had left him ninety miles from land. When their leaving freed him from observation, he turned, and made for Narragansett Bay, an attack on which, in support of an American land force, had been concerted between him and Washington. On the 29th he anchored three miles south of Rhode Island, and there awaited a suitable moment for forcing the entrance.

Narragansett Bay contains several islands. The two largest, near the sea, are Rhode Island and Conanicut, the latter being the more westerly. Their general direction, as that of the Bay itself, is north and south; and by them the entrance is divided into three passages. Of these, the eastern, called Seakonnet, is not navigable above Rhode Island. The central, which is the main channel, is joined by the western above Conanicut, and thus the two lead to the upper Bay. The town of Newport is on the west side of Rhode Island, four miles from the main entrance.

On the 30th of July, the day after the French fleet had arrived, two of its ships of the line, under command of the afterwards celebrated Suffren, went up the western channel, anchoring within it near the south end of Conanicut. One of them, as she passed, was hulled twice by the British batteries. At the same time, two frigates and a corvette entered Seakonnet; whereupon the British abandoned and burned a sloop of war, the Kingfisher, 16, and some galleys there stationed. The British general, Sir Robert Pigot, now withdrew his detachments from Conanicut, after disabling the guns, and concentrated the bulk of his force in the southern part of Rhode Island and about Newport. Goat Island, which covers the inner harbour of the town, was still occupied, the main channel being commanded by its batteries, as well as by those to the north and south of it upon Rhode Island. On the 5th of August, Suffren's two ships again got under way, sailed through the western passage, and anchored in the main channel, north of Conanicut; their former positions being taken by two other ships of the line.[27] The senior British naval officer, seeing retreat cut off both north and south, now destroyed those ships of war[28] which could not enter the inner harbour, sinking two between Goat and Rhode Islands, to prevent any enemy passing there. Five transports also were sunk north of Goat Island, between it and Coaster's Harbour, to protect the inside anchorage in that direction. These preliminary operations cost the British five frigates and two sloops, besides some galleys. Guns and ammunition taken from them went to increase the defences; and their officers and crews, over a thousand in number, served in the fortifications.



On the 8th of August the eight remaining French ships of the line ran the batteries on Rhode and Goat Islands, anchoring above the latter, between it and Conanicut, and were rejoined there by the four previously detached to the western passage. Ten thousand American troops having by this time crossed from the mainland to the northern part of Rhode Island, d'Estaing immediately landed four thousand soldiers and seamen from the fleet upon Conanicut, for a preliminary organisation; after which they also were to pass to Rhode Island and join in the operations. For the moment, therefore, the British garrison, numbering probably six thousand men,[29] was hemmed in by vastly superior forces, by land and by water. Its embarrassment, however, did not last long. On the following morning Lord Howe appeared and anchored off Point Judith, seven miles from the entrance to the Bay, and twelve from the position then occupied by the French fleet. He brought a stronger force than he had been able to gather for the defence of New York, having now one 74, seven 64's, and five 50's, in all thirteen of the line, besides several smaller vessels; but he still was greatly inferior to opponent, by any rational mode of naval reckoning.

Howe's energies in New York had not been confined to preparations for resisting the entrance of the enemy, nor did they cease with the latter's departure. When he first arrived there from Philadelphia, he had hastened to get his ships ready for sea, a pre-occupation which somewhat, but not unduly, delayed their taking their positions at Sandy Hook. Two, for instance, had been at the watering-place when the approach of the French was signalled. Owing to this diligence, no time was lost by his fault when the new destination of the enemy was made known to him, on the 28th or 29th of July, by the arrival of the Raisonnable, 64,[30] from Halifax. This ship narrowly escaped the French fleet, having passed it on the evening of the 27th, steering for Rhode Island. The Renown, 50, which on the 26th had reached New York from the West Indies, had a similar close shave, having sailed unnoticed through the rear of the enemy the night before. Besides these two, Howe was joined also by the Centurion, 50, from Halifax, and by the Cornwall, 74; the latter, which crossed the bar on the 30th, being the first of Byron's fleet to reach New York. The three others belonged to Howe's own squadron. For the two Halifax ships which helped to make this most welcome reinforcement, the Admiral was indebted to the diligence of the officer there commanding, who hurried them away as soon as he learned of d'Estaing's appearance on the coast. The opportuneness of their arrival attracted notice. "Had they appeared a few days sooner," says a contemporary narrative, "either they must have been prevented from forming a junction with our squadron, and forced again to sea, or we should have had the mortification to see them increase the triumph of our enemy."

On the 1st of August, forty-eight hours after the Cornwall had come in from a stormy passage of fifty-two days, the squadron was ready for sea, and Howe attempted to sail; but the wind hauled foul immediately after the signal to weigh had been made. It did not become fair at the hour of high water, when alone heavy ships could cross the bar, until the morning of the 6th. "Rhode Island was of such importance," says the narrator already quoted, "and the fate of so large a portion of the British army as formed the garrison was of such infinite consequence to the general cause, that it was imagined the Admiral would not lose a moment in making some attempt for their relief." He had learned of the detachments made from the French fleet, and hoped that some advantage might be taken of this division. In short, he went, as was proper and incumbent on him in such critical circumstances, to take a great risk, in hope of a favourable chance offering. On the 9th, as before stated, he anchored off Point Judith, and opened communications with the garrison, from which he learned the events that had so far occurred, and also that the enemy was well provided with craft of all kinds to make a descent upon any part of the Island.

As deGrasse at Yorktown, when rumour announced the approach of a British fleet, was deterred only by the most urgent appeals of Washington from abandoning his control of the Chesapeake, essential to the capture of Cornwallis, so now d'Estaing, in Narragansett Bay, was unwilling to keep his place, in face of Howe's greatly inferior squadron.[31] The influence exerted upon these two admirals by the mere approach of a hostile fleet, when decisive advantages depended upon their holding their ground, may be cited plausibly in support of the most extreme view of the effect of a "fleet in being;" but the instances also, when the conditions are analysed, will suggest the question: Is such effect always legitimate, inherent in the existence of the fleet itself, or does it not depend often upon the characteristics of the man affected? The contemporary British narrative of these events in Narragansett Bay, after reciting the various obstacles and the inferiority of the British squadron, says: "The most skilful officers were therefore of opinion that the Vice-Admiral could not risk an attack; and it appears by his Lordship's public letter that this was also his own opinion: under such circumstances, he judged it was impracticable to afford the General any essential relief." In both these instances, the admirals concerned were impelled to sacrifice the almost certain capture, not of a mere position, but of a decisive part of the enemy's organised forces, by the mere possibility of action; by the moral effect produced by a fleet greatly inferior to their own, which in neither case would have attacked, as things stood. What does this prove?

Immediately upon Howe's appearance, the French seamen who had landed the day before on Conanicut were recalled to their ships. The next morning, August 10, at 7 A.M., the wind came out strong at north-east, which is exceptional at that season. D'Estaing at once put to sea, cutting the cables in his haste. In two hours he was outside, steering for the enemy. Howe, of course, retired at once; his inferiority[32] did not permit an engagement except on his own terms. To insure these, he needed the weather-gage, the offensive position of that day, which by keeping south he expected to gain, when the usual wind from that quarter should set in. The French Admiral had the same object, hoping to crush his agile opponent; and, as the sea breeze from south-west did not make that day, he succeeded in keeping the advantage with which he had started, despite Howe's skill. At nightfall both fleets were still steering to the southward, on the port tack, the French five or six miles in the rear of the British, with the wind variable at east. The same course was maintained throughout the night, the French gradually overhauling the British, and becoming visible at 3 A.M. of the 11th. By Howe's dispatch, they bore in the morning, at an hour not specified, east-north-east, which would be nearly abeam, but somewhat more distant than the night before, having apparently kept closer to the wind, which by this had steadied at east-north-east.

In the course of the day Howe shifted his flag from the Eagle, 64, to the Apollo, 32, and placed himself between the two fleets, the better to decide the movements of his own. Finding it impossible to gain the weather-gage, and unwilling, probably, to be drawn too far from Rhode Island, he now made a wide circle with the fleet by a succession of changes of course: at 8 A.M. to south, then to south-west and west, until finally, at 1.30 P.M., the ships were steering north-west; always in line of battle. The French Admiral seems to have followed this movement cautiously, on an outer circle but with a higher speed, so that from east-north-east in the morning, which, as the fleets were then heading, would be on the starboard side of the British, abreast and to windward, at 4 P.M. the French bore south-south-east, which would be somewhat on the port quarter, or nearly astern but to leeward. At this time their van was estimated by Howe to be two or three miles from the British rear, and, according to his reading of their manoeuvres, d'Estaing was forming his line for the same tack as the British, with a view of "engaging the British squadron to leeward," whereby he would obtain over it the advantage of using the lower-deck guns, the wind and sea having become much heavier. As the French Admiral, in this new disposition, had put his heaviest ships in the van, and his line was nearly in the wake of the British, Howe inferred an attack upon his rear. He therefore ordered his heaviest ship, the Cornwall, 74, to go there from the centre, exchanging places with the Centurion, 50, and at the same time signalled the fleet to close to the centre,—a detail worth remembering in view of Rodney's frustrated manoeuvre of April 17th, 1780. It now remained simply to await firmly the moment when the French should have covered the intervening ground, and brought to action so much of his rear as d'Estaing saw fit to engage; the conditions of the sea favoring the speed of the bulkier ships that composed the hostile fleet. The latter, however, soon abandoned the attempt, and "bore away to the southward, apparently from the state of the weather, which, by the wind freshening much, with frequent rain, was now rendered very unfavorable for engaging." It may be added that the hour was very late for beginning an action. At sundown the British were under close-reefed topsails, and the sea such that Howe was unable to return to the Eagle.[33]

The wind now increased to great violence, and a severe storm raged on the coast until the evening of the 13th, throwing the two fleets into confusion, scattering the ships, and causing numerous disasters. The Apollo lost her foremast, and sprung the mainmast, on the night of the 12th. The next day only two British ships of the line and three smaller vessels were in sight of their Admiral. When the weather moderated, Howe went on board the Phoenix, 44, and thence to the Centurion, 50, with which he "proceeded to the southward, and on the 15th discovered ten sail of the French squadron, some at anchor in the sea, about twenty-five leagues east from Cape May."[34] Leaving there the Centurion, to direct to New York any of Byron's ships that might come on the coast, he departed thither himself also, and on the evening of the 17th rejoined the squadron off Sandy Hook, the appointed rendezvous. Many injuries had been received by the various ships, but they were mostly of a minor character; and on the 22d the fleet again put to sea in search of the enemy.

The French had suffered much more severely. The flagship Languedoc, 90, had carried away her bowsprit, all her lower masts followed it overboard, and her tiller also was broken, rendering the rudder unserviceable. The Marseillais, 74, lost her foremast and bowsprit. In the dispersal of the two fleets that followed the gale, each of these crippled vessels, on the evening of the 13th, encountered singly a British 50-gun ship; the Languedoc being attacked by the Renown, and the Marseillais by the Preston. The conditions in each instance were distinctly favourable to the smaller combatant; but both unfortunately withdrew at nightfall, making the mistake of postponing to to-morrow a chance which they had no certainty would exist after to-day. When morning dawned, other French ships appeared, and the opportunity passed away. The British Isis, 50, also was chased and overtaken by the Cesar, 74. In the action which ensued, the French ship's wheel was shot away, and she retired;—two other British vessels, one of the line, being in sight. The latter are not mentioned in the British accounts, and both sides claimed the advantage in this drawn action. The French captain lost an arm.

After making temporary repairs, at the anchorage where Howe saw them on the 15th of August, the French fleet had proceeded again towards Newport. It was in the course of this passage that they were seen by Byron's flagship[35] on the 18th, to the southward of Long Island. The Experiment, 50, which Howe had sent to reconnoitre Narragansett Bay, was chased by them into Long Island Sound, and only reached New York by the East River; being the first ship of the line or 50-gun ship that ever passed through Hell Gate. On the 20th d'Estaing communicated with General Sullivan, the commander of the American land forces on Rhode Island; but it was only to tell him that in his own opinion, and in that of a council of war, the condition of the squadron necessitated going to Boston to refit. Whatever may be thought of the propriety of this decision, its seriousness can be best understood from the report sent by Pigot to Howe. "The rebels had advanced their batteries within fifteen hundred yards of the British works. He was under no apprehensions from any of their attempts in front; but, should the French fleet come in, it would make an alarming change. Troops might be landed and advanced in his rear; and in that case he could not answer for the consequences." Disregarding Sullivan's entreaties that he would remain, d'Estaing sailed next day for Boston, which he reached on August 28th. On the 31st the indefatigable Howe came in sight; but the French had worked actively in the three days. Forty-nine guns, 18 and 24-pounders, with six mortars, were already in position covering the anchorage; and "the French squadron, far from fearing an attack, desired it eagerly."[36] The withdrawal of the French fleet from Rhode Island was followed by that of the American troops from before Newport.

Howe had quitted New York the instant he heard of d'Estaing's reappearance off Rhode Island. He took with him the same number of vessels as before,—thirteen of the line,—the Monmouth, 64, of Byron's squadron, having arrived and taken the place of the Isis, crippled in her late action. Before reaching Newport, he learned that the French had started for Boston. He hoped that they would find it necessary to go outside George's Bank, and that he might intercept them by following the shorter road inside. In this he was disappointed, as has been seen, and the enemy's position was now too strong for attack. The French retreat to Boston closed the naval campaign of 1778 in North American waters.



The inability or unwillingness of d'Estaing to renew the enterprise against Rhode Island accords the indisputable triumph in this campaign to Howe,—an honour he must share, and doubtless would have shared gladly, with his supporters in general. That his fleet, for the most part two years from home, in a country without dockyards, should have been able to take the sea within ten days after the gale, while their opponents, just from France, yet with three months' sea practice, were so damaged that they had to abandon the field and all the splendid prospects of Rhode Island,—as they already had allowed to slip the chance at New York,—shows a decisive superiority in the British officers and crews. The incontestable merits of the rank and file, however, must not be permitted to divert attention from the great qualities of the leader, but for which the best material would have been unavailing. The conditions were such as to elicit to the utmost Howe's strongest qualities,—firmness, endurance, uninterrupted persistence rather than celerity, great professional skill, ripened by constant reflection and ready at an instant's call. Not brilliant in intellect, perhaps, but absolutely clear, and replete with expedients to meet every probable contingency, Howe exhibited an equable, unflagging energy, which was his greatest characteristic, and which eminently fitted him for the task of checkmating an enemy's every move—for a purely defensive campaign. He was always on hand and always ready; for he never wearied, and he knew his business. To great combinations he was perhaps unequal. At all events, such are not associated with his name. The distant scene he did not see; but step by step he saw his way with absolute precision, and followed it with unhesitating resolution. With a force inferior throughout, to have saved, in one campaign, the British fleet, New York, and Rhode Island, with the entire British army, which was divided between those two stations and dependent upon the sea, is an achievement unsurpassed in the annals of naval defensive warfare. It may be added that his accomplishment is the measure of his adversary's deficiencies.

Howe's squadron had been constituted in 1776 with reference to the colonial struggle only, and to shallow water, and therefore was composed, very properly, of cruisers, and of ships of the line of the smaller classes; there being several fifties, and nothing larger than a sixty-four. When war with France threatened, the Ministry, having long warning, committed an unpardonable fault in allowing such a force to be confronted by one so superior as that which sailed from Toulon, in April, 1778. This should have been stopped on its way, or, failing that, its arrival in America should have been preceded by a British reinforcement. As it was, the government was saved from a tremendous disaster only by the efficiency of its Admiral and the inefficiency of his antagonist. As is not too uncommon, gratitude was swamped by the instinct of self-preservation from the national wrath, excited by this, and by other simultaneous evidences of neglect. An attempt was made to disparage Howe's conduct, and to prove that his force was even superior to that of the French, by adding together the guns in all his ships, disregarding their classes, or by combining groups of his small vessels against d'Estaing's larger units. The instrument of the attack was a naval officer, of some rank but slender professional credit, who at this most opportune moment underwent a political conversion, which earned him employment on the one hand, and the charge of apostasy on the other. For this kind of professional arithmetic, Howe felt and expressed just and utter contempt. Two and two make four in a primer, but in the field they may make three, or they may make five. Not to speak of the greater defensive power of heavy ships, nor of the concentration of their fire, the unity of direction under one captain possesses here also that importance which has caused unity of command and of effort to be recognised as the prime element in military efficiency, from the greatest things to the smallest. Taken together, the three elements—greater defensive power, concentration of fire, and unity of direction—constitute a decisive and permanent argument in favor of big ships, in Howe's days as in our own. Doubtless, now, as then, there is a limit; most arguments can be pushed to an absurdum, intellectual or practical. To draw a line is always hard; but, if we cannot tell just where the line has been passed we can recognise that one ship is much too big, while another certainly is not. Between the two an approximation to an exact result can be made.

On his return to New York on September 11th, Howe found there Rear-Admiral Hyde Parker[37] with six ships of the line of Byron's squadron. Considering his task now accomplished, Howe decided to return to England, in virtue of a permission granted some time before at his own request. The duty against the Americans, lately his fellow-countrymen, had been always distasteful to him, although he did not absolutely refuse to undertake it, as did Admiral Keppel. The entrance of France into the quarrel, and the coming of d'Estaing, refreshed the spirits of the veteran, who moreover scorned to abandon his command in the face of such odds. Now, with the British positions secure, and superiority of force insured for the time being, he gladly turned over his charge and sailed for home; burning against the Admiralty with a wrath common to most of the distinguished seamen of that war. He was not employed afloat again until a change of Ministry took place, in 1782.

[Footnote 19: Charles H., Comte d'Estaing. Born, 1729. Served in India under Lally Tollendal, 1758. After having been taken prisoner at Madras in 1759, exchanged into the navy. Commanded in North America, 1778-80. Guillotined, 1794. W.L.C.]

[Footnote 20: Grandfather of the poet.]

[Footnote 21: The Secretary of Lloyd's, for the purposes of this work, has been so good as to cause to be specially compiled a summary of the losses and captures during the period 1775-1783. This, so far as it deals with merchantmen and privateers, gives the following results.

BRITISH VESSELS ENEMY'S VESSELS - Merchantmen Privateers Merchantmen Privateers - Re-taken Re-taken Re-taken Re-taken Taken or Ran- Taken or Ran- Taken or Ran- Taken or Ran- [22] somed [22] somed [22] somed [22] somed - - - - - - 1775 - - - - - - - - 1776 229 51 - - 19 - 6 - 1777 331 52 - - 51 1 18 - 1778 359 87 5 - 232 5 16 - 1779 487 106 29 5 238 5 31 - 1780 581 260 15 2 203 3 34 1 1781 587 211 38 6 277 10 40 - 1782 415 99 1 - 104 1 68 - 1783 98 13 1 1 11 2 3 -

[Footnote 22: Including those re-taken or ransomed. W.L.C.]

[Footnote 23: A spring is a rope taken usually from the quarter (one side of the stern) of a ship, to the anchor. By hauling upon it the battery is turned in the direction desired.]

[Footnote 24: The leader, the Leviathan, was excepted, evidently because she lay under the Hook, and her guns could not bear down channel. She was not a fighting ship of the squadron, but an armed storeship, although originally a ship of war, and therefore by her thickness of side better fitted for defence than an ordinary merchant vessel. Placing her seems to have been an afterthought, to close the gap in the line, and prevent even the possibility of the enemy's ships turning in there and doubling on the van. Thus Howe avoided the fatal oversight made by Brueys twenty years later, in Aboukir Bay.]

[Footnote 25: It may be recalled that a similar disposition was made by the Confederates at Mobile against Farragut's attack in 1864, and that it was from these small vessels that his flagship Hartford underwent her severest loss. To sailing ships the odds were greater, as injury to spars might involve stoppage. Moreover, Howe's arrangements brought into such fire all his heavier ships.]

[Footnote 26: A letter to the Admiralty, dated October 8th, 1779, from Vice-Admiral Marriot Arbuthnot, then commander-in-chief at New York, states that "at spring tides there is generally thirty feet of water on the bar at high water."]

[Footnote 27: These four ships were among the smallest of the fleet, being one 74, two 64's, and a 50. D'Estaing very properly reserved his heaviest ships to force the main channel.]

[Footnote 28: Flora, 32; Juno, 32; Lark, 32; Orpheus, 32; Falcon, 16.]

[Footnote 29: I have not been able to find an exact statement of the number; Beatson gives eight regiments, with a reinforcement of five battalions.]

[Footnote 30: It may be interesting to recall that this was the ship on the books of which Nelson's name was first borne in the navy, in 1771.]

[Footnote 31: Troude attributes d'Estaing's sortie to a sense of the insecurity of his position; Lapeyrouse Bonfils, to a desire for contest. Chevalier dwells upon the exposure of the situation.]

[Footnote 32: For the respective force of the two fleets see pp. 66, 67, 71.]

[Footnote 33: This account of the manoeuvres of the two fleets is based upon Lord Howe's dispatch, and amplified from the journal of Captain Henry Duncan of the flagship Eagle which has been published (1902) since the first publication of this work. See "Navy Records Society, Naval Miscellany." Vol. i, p. 161.]

[Footnote 34: At the mouth of Delaware Bay.]

[Footnote 35: Ante, p. 62.]

[Footnote 36: Chevalier: "Marine Francaise," 1778.]

[Footnote 37: Later Vice-Admiral Sir Hyde Parker, Bart., who perished in the Cato in 1783. He was father of that Admiral Sir Hyde Parker, who in 1801 was Nelson's commander-in-chief at Copenhagen, and who in 1778 commanded the Phoenix, 44, in Howe's fleet. (Ante, pp. 39, 46.)]



CHAPTER V

THE NAVAL WAR IN EUROPE. THE BATTLE OF USHANT

1778

During the same two months that saw the contest between d'Estaing and Howe in America the only encounter between nearly equal fleets in 1778 took place in European waters. Admiral Keppel, having returned to Spithead after the affair between the Belle Poule and the Arethusa,[38] again put to sea on the 9th of July, with a force increased to thirty ships of the line. He had been mortified by the necessity of avoiding action, and of even retiring into port, with the inadequate numbers before under his command, and his mind was fixed now to compel an engagement, if he met the French.

The Brest fleet also put to sea, the day before Keppel, under the command of Admiral the Comte d'Orvilliers. It contained thirty-two ships of the line. Of these, three—64, a 60, and a 50—were not considered fit for the line of battle, which was thus reduced to twenty-nine sail, carrying 2098 guns. To these the British opposed an aggregate of 2278; but comparison by this means only is very rough. Not only the sizes of the guns, but the classes and weight of the vessels need to be considered. In the particular instance the matter is of little importance; the action being indecisive, and credit depending upon manoeuvres rather than upon fighting.

The French admiral was hampered by vacillating instructions, reflections of the unstable impulses which swayed the Ministry. Whatever his personal wishes, he felt that he was expected to avoid action, unless under very favourable circumstances. At the moment of sailing he wrote: "Since you leave me free to continue my cruise, I will not bring the fleet back to Brest, unless by positive orders, until I have fulfilled the month at sea mentioned in my instructions, and known to all the captains. Till then I will not fly before Admiral Keppel, whatever his strength; only, if I know him to be too superior, I will avoid a disproportionate action as well as I can; but if the enemy really seeks to force it, it will be very hard to shun." These words explain his conduct through the next few days.

On the afternoon of July 23d the two fleets sighted each other, about a hundred miles west of Ushant, the French being then to leeward. Towards sunset, they were standing south-west, with the wind at west-north-west, and bore north-east from the enemy, who were lying-to, heads to the northward. The British remaining nearly motionless throughout the night, and the wind shifting, d'Orvilliers availed himself of the conditions to press to windward, and in the morning was found to bear north-west from his opponent.[39] Their relative positions satisfied both admirals for the moment; for Keppel found himself interposed between Brest and the French, while d'Orvilliers, though surrendering the advantage of open retreat to his port, had made it possible, by getting the weather-gage, to fulfil his promise to keep the sea and yet to avoid action. Two of his ships, however, the Duc de Bourgogne, 80, and a 74, were still to leeward, not only of their own main body, but also of the British. Keppel sent chasers after them, for the expressed purpose of compelling d'Orvilliers to action in their support,[40] and it was believed by the British that they were forced to return to Brest, to avoid being cut off. They certainly quitted their fleet, which was thus reduced to twenty-seven effective sail. From this time until July 27th the wind continued to the westward, and the wariness of the French admiral baffled all his antagonist's efforts to get within range. Keppel, having no doubts as to what was expected of him, pursued vigorously, watching his chance. On the morning of July 27th the two fleets [Fig 1, AA, AA], were from six to ten miles apart, wind south-west, both on the port tack,[41] steering north-west; the French dead to windward, in line ahead. The British were in bow-and-quarter line. In this formation, when exact, the ships of a fleet were nearly abreast each other; so ranged, however, that if they tacked all at the same time they would be at once in line of battle ahead close to the wind,—the fighting order.[42] Both fleets were irregularly formed, the British especially so; for Keppel rightly considered that he would not accomplish his purpose, if he were pedantic concerning the order of his going. He had therefore signalled a "General Chase," which, by permitting much individual freedom of movement, facilitated the progress of the whole body. At daylight, the division commanded by Sir Hugh Palliser—the right wing, as then heading—had dropped astern [R]; and at 5.30 A.M. the signal was made to seven of its fastest sailers to chase to windward, to get farther to windward by pressing sail, the object being so to place them relatively to the main body, as to support the latter, if an opportunity for action should offer.

At 9 A.M. the French admiral, wishing to approach the enemy and to see more clearly, ordered his fleet to wear in succession,—to countermarch. As the van ships went round (b) under this signal, they had to steer off the wind (be), parallel to their former line, on which those following them still were, until they reached the point to which the rear ship meantime had advanced (c), when they could again haul to the wind. This caused a loss of ground to leeward, but not more than d'Orvilliers could afford, as things stood. Just after he had fairly committed himself to the manoeuvre, the wind hauled to the southward two points,[43] from south-west to south-south-west, which favoured the British, allowing them to head more nearly towards the enemy (BB). The shift also threw the bows of the French off the line they were following, deranging their order. Keppel therefore continued on the port tack, until all the French (BB), were on the starboard, and at 10.15, being nearly in their wake, he ordered his own ships to tack together (dd), which would bring them into line ahead on the same tack as the French; that is, having the wind on the same side. This put the British in column,[44] still to leeward, but nearly astern of the enemy and following (CC). At this moment a thick rain-squall came up, concealing the fleets one from another for three quarters of an hour. With the squall the wind shifted back to southwest, favouring the British on this tack, as it had on the other, and enabling them to lay up for the enemy's rear after which (French BB) they were standing and could now bring to action. When the weather cleared, at 11, the French were seen to have gone about again, all the ships together, and were still in the confusion of a partly executed manoeuvre (CC). Their admiral had doubtless recognised, from the change of wind, and from the direction of the enemy when last visible, that an encounter could not be avoided. If he continued on the starboard tack, the van of the pursuing enemy, whose resolve to force battle could not be misunderstood, would overtake his rear ships, engaging as many of them as he might choose. By resuming the port tack, the heads of the columns would meet, and the fleets pass in opposite directions, on equal terms as regarded position; because all the French would engage, and not only a part of their rear. Therefore he had ordered his ships to go about, all at the same time; thus forming column again rapidly, but reversing the order so that the rear became the van.



Keppel so far had made no signal for the line of battle, nor did he now. Recognising from the four days' chase that his enemy was avoiding action, he judged correctly that he should force it, even at some risk. It was not the time for a drill-master, nor a parade. Besides, thanks to the morning signal for the leewardly ships to chase, these, forming the rear of the disorderly column in which he was advancing, were now well to windward, able therefore to support their comrades, if needful, as well as to attack the enemy. In short, practically the whole force was coming into action, although much less regularly than might have been desired. What was to follow was a rough-and-ready fight, but it was all that could be had, and better than nothing. Keppel therefore simply made the signal for battle, and that just as the firing began. The collision was so sudden that the ships at first had not their colours flying.

The French also, although their manoeuvres had been more methodical, were in some confusion. It is not given to a body of thirty ships, of varying qualities, to attain perfection of movement in a fortnight of sea practice. The change of wind had precipitated an action, which one admiral had been seeking, and the other shunning; but each had to meet it with such shift as he could. The British (CC) being close-hauled, the French (CC), advancing on a parallel line, were four points[45] off the wind. Most of their ships, therefore, could have gone clear to windward of their opponents, but the fact that the latter could reach some of the leaders compelled the others to support them. As d'Orvilliers had said, it was hard to avoid an enemy resolute to fight. The leading three French vessels[46] (e) hauled their wind, in obedience to the admiral's signal to form the line of battle, which means a close-hauled line. The effect of this was to draw them gradually away from the hostile line, taking them out of range of the British centre and rear. This, if imitated by their followers, would render the affair even more partial and indecisive than such passing by usually was. The fourth French ship began the action, opening fire soon after eleven. The vessels of the opposing fleets surged by under short canvas, (D), firing as opportunity offered, but necessarily much handicapped by smoke, which prevented the clear sight of an enemy, and caused anxiety lest an unseen friend might receive a broadside. "The distance between the Formidable, 90, (Palliser's flagship) and the Egmont, 74, was so short," testified Captain John Laforey, whose three-decker, the Ocean, 90, was abreast and outside this interval, "that it was with difficulty I could keep betwixt them to engage, without firing upon them, and I was once very near on board the Egmont,"—next ahead of the Ocean. The Formidable kept her mizzen topsail aback much of the time, to deaden her way, to make the needed room ahead for the Ocean, and also to allow the rear ships to close. "At a quarter past one," testified Captain Maitland of the Elizabeth, 74, "we were very close behind the Formidable, and a midshipman upon the poop called out that there was a ship coming on board on the weatherbow. I put the helm up,... and found, when the smoke cleared away, I was shot up under the Formidable's lee. She was then engaged with the two last ships in the French fleet, and, as I could not fire at them without firing through the Formidable, I was obliged to shoot on."[47] Captain Bazely, of the Formidable, says of the same incident, "The Formidable did at the time of action bear up to one of the enemy's ships, to avoid being aboard of her, whose jib boom nearly touched the main topsail weather leech of the Formidable. I thought we could not avoid being on board."