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The company always had before it the danger of attack by Spanish or Portuguese, and its captains and agents were put perpetually on their guard. But it never seems to have occurred to the court of committees that there was any danger to be apprehended from the Dutch, so that they were all the more astonished and chagrined at the failure to establish trade with the Moluccas, where the natives were so friendly to the English and offered them every facility, but, owing to Dutch oppression, in vain.
In the first voyage James Lancaster had established factories at Achin and Bantam. In the second voyage Sir Henry Middleton was instructed to endeavor to found a factory on the island of Banda. He carried on some trade, but neither he nor his successor in the third voyage, Captain Keeling, was able to override the opposition of the Dutch and secure a foothold. In the instructions issued to the last-named he was requested to establish, if possible, a factory at Aden, from whence he was to proceed to the Gulf of Cambay, seeking a good harbor there "for the maintenance of a trade in those parts hereafter in safety from the danger of the Portuguese, or other enemies, endeavoring also to learn whether the King of Cambay or Surat, or any of his havens, be in subjection to the Portuguese—and what havens of his are not?—together with the dangers and depths of the water, there for passage, that by this certain notice and diligent inquiry—which we wish to be set down in writing for the company's better information—whereby we may hereafter attempt further trade there, or otherwise desist."
In no fighting mood, therefore, was the company—whatever their servants' views—but prudently inclined to keep out of the way of the once terrible and still dreaded Portuguese. In vain, as we have seen, did Captain Hawkins exert himself to obtain concessions from the Grand Mogul which would survive the displeasure of his European rivals, who had by their ships, arms, and intrigues completely terrified the governors and petty rajahs of the coast.
In 1611 Anthony Hippon, in the Globe, sailed for the Coromandel (or Madras) coast with the object of setting a factory, if possible, at Pulicat, and sharing in the port-to-port trade which the Dutch had lately built up there. The idea seems to have originated with a couple of Dutchmen, named Floris and Antheunis, formerly in the Dutch service, who were charged with the management of the business. So far as Pulicat was concerned, the scheme failed, but the captain of the Globe, resolved to land his factory somewhere, lit upon Pettapoli, farther up the coast, where he arrived on August 18, 1611. This was the company's first settlement in the Bay of Bengal. But although the reception from the local governor and the King of Golconda was friendly, yet the place proved to be a deadly swamp and the trade was small.
When the landing of certain factors and merchandise had thus taken place at Pettapoli, Captain Hippon set sail farther northward to the ancient port of Masulipatam, which, forming "a coveted roadstead on the open coast line of Madras," was destined to be the theatre of much truculent rivalry between the European traders on the Coromandel coast. Here, on the last day of August, Hippon and Floris landed, and a factory was set up. A cargo of calicoes was duly obtained, whereupon the Globe departed for Bantam and the Far East to seek spices and pepper in exchange. Such were the beginnings of English trade on the east of the Indian peninsula. Two years later the company's servants received from the Hindu King of Vitayanagar a firman to build a fort, written on a leaf of gold—a document which was preserved at Madras until its capture by the French in the next century.
Following hard upon their summary dismissal from Surat, Middleton, Hawkins, and the rest, disinclined for their masters' sake to come to close quarters with the Dutch in the Spice Islands, directed their views to the establishment of a factory at Dabul. In this likewise they failed. In despair at not procuring a cargo, they went in for piracy and fierce retaliation upon the Turkish authorities for their treatment of them in the Red Sea. A couple of vessels hailing from Cochin were captured, and some cloves, cinnamon, wax, bales of china silk, and rice were taken out of them and removed to the ship Trade's Increase.
In the midst of a lively blockade of the Red Sea ports they were joined by Captain John Saris, with four ships, belonging to the company's eighth voyage, who agreed to lend his forces for whatever the combined fleets undertook, if granted a third of the profits for the benefit of his particular set of subscribers. All this anomalous confusion between the various interests within the same body corporate could have but one issue. The rival commanders took to quarrelling over the disposition of the hundred thousand pieces-of-eight which Middleton hoped to squeeze out of the Governor of Mocha for outrages upon the English fleet. Strife ran high between them, and in the end Saris in the Clove and Towerson in the Hector sailed away from the Red Sea, leaving Middleton and Downton to settle matters on their own account.
Powerless to obtain compensation from the Governor of Mocha, Middleton proceeded to make unceremonious levy on all the shipping he could lay his hands upon. On August 16th the Trade's Increase set sail, in company with the Peppercorn, for Tiku, where two others of the company's ships were anchored. Middleton very soon discovered that the Trade's Increase was in a leaky condition; he had hardly got her out of Tiku when she ran aground—for the second time in her brief history. She was floated and brought opposite Pulo Panzang, in Bantam Bay, where the cargo was taken out and stored on shore. The ship, which King James had christened and in which Sir Henry Middleton took such pride, was careened on the beach for repairs. During the process a renegade Spaniard formed a plot to burn her to the water's edge, and one night carried it successfully into execution—a catastrophe which is said to have so affected the doughty old commander, Sir Henry Middleton, that he sickened and died at Bantam, May 24, 1613.
The many exploits of Middleton, the doyen of the company's servants in the East, well deserve to be read: the hardships he had suffered, the difficulties he had to contend with, the jealous cabals of which he had been the victim. Among the many insubordinates that prevailed, Captain Nicholas Downton, one of the ablest commanders in the service, was not to be persuaded, despite the plots and schemes occasionally undertaken for that purpose, to abandon the respect and loyalty he owed the old sea-dog. Once, when in the Red Sea, Middleton wrote sharply to Downton for an alleged fault; the latter was filled "with admiration and grief."
"Sir," he replied, "I can write nothing so plain, nor with that sincerity, but malicious men, when they list, may make injurious construction; but evil come to me if I meant ill to Sir Henry Middleton or any part of the business. God be judge between him and me, if ever I deserved the least evil thought from him. I desire that he were so much himself that he would neither be led nor carried by any injurious person to abuse an inseparable friend."
Wholly ignorant of the fate reserved for Middleton and the "mightie merchantman," the Trade's Increase, Downton resumed command of the Peppercorn and returned direct to England with a full cargo. Many times her timbers sprang aleak on the voyage—for she was but a jerry-built craft at best—but she finally got into the harbor of Waterford, September 13, 1613. Here the rudest of rude welcomes awaited Downton. He was visited by the sheriff and arrested on a warrant from the Earl of Ormond, charged with committing piracy. But, for the present, the plots of his and Middleton's enemies miscarried; their victim was released, and in a few weeks' time was back in the Thames. Downton's proved zeal and endurance won him the applause and favor of the merchant adventurers, and the command of the first voyage under the joint-stock system in the following year.
Meanwhile, each year the company had been sending out a small fleet of ships to the East; it was now beginning also to receive communications from its agents and factors, who, as we have seen, were being slowly distributed at various points east of Aden. Irregular as the receipt of these advices was, and incomplete and belated in themselves, they yet were a useful guide to the company in equipping its new ventures.
"We are in great hope to get good and peaceful trade at Cambay and Surat," writes Anthony Marlowe to the company from Socotra, "where our ship, by God's grace, is to ride. Our cloth and lead, we hear, will sell well there; our iron not so well as at Aden; that indigo we shall have good store at reasonable rates; and also calicoes and musk, and at Dabul good pepper; so as I hope in God the Hector shall make her voyage at those places and establish a trade there, to the benefit of your worships and the good of our country."
For Captain Keeling, Marlowe has many words of praise. "His wisdom, language, and carriage are such as I fear we shall have great want of at Surat in the first settling of our trade." Of some of the other servants of the company Marlowe is not so enthusiastic, and he does not spare his opinion of their characters. In a subsequent letter we are brought right face to face with a very pretty quarrel between Hippon, the master of the Dragon, and his mate, William Tavernour, in which Hawkins tries to act as peacemaker, but is foiled by the bloodthirsty Matthew Mullinux, master of the Hector, who had himself a private grudge against the said Tavernour, or, as is written here, "a poniard in pickle for the space of six months."
"And not contented with this (he) afterward came up upon the deck and there before the boatswain and certain of us did most unchristianlike speak these words: that if he might but live to have the opportunity to kill the said Tavernour he would think it to be the happiest day that ever he saw in his life, an it were but with a knife."
There seems to have been a surfeit of these internecine brawls for some time to come, and, indeed, stories of dissensions among the servants of the company in the East are plentifully sprinkled throughout its history, both in this century and the next. Of hints for trade the company's agents are profuse in this growing correspondence.
"There is an excellent linen," writes one of them, "made at Cape Comorin, and may be brought hither from Cochin in great abundance if the Portugals would be quiet men. It is about two yards broad or better and very strong cloth, and is called cachade Comoree. It would certainly sell well in England for sheeting." Here we see the genesis of the calico trade.
The company is informed that "if Moorish girdles, Turks, and cloaks will yield any profit, I pray give advice. They are here in abundance and the great chief merchandise. There is also a market for cloth of all kinds of light and pleasing colors, pleasing to the eye, as Venice reds, stamels, some few scarlets for presents, and also to sell to great men, popinjay greens of the brightest dye, cinnamon colors, light dove colors, peach colors, silver colors, light yellows with others like, but no dark or sad colors, for here they are not vendible. Those of the last voyage are yet upon our hands and will not be sold for the monies that they cost in England." Thenceforward, it is to be supposed, the company bought no more of the "suitings of the Puritans," then growing to be the vogue at home.
"Of new drinking-glasses, trenchers for sweetmeats, but especially looking-glasses of all sorts and different prices—but not small baubles—some reasonable quantity would be sold to good profit, and I verily suppose that some fair large looking-glass would be highly accepted of this King, for he affects not the value in anything, but rarity in everything, insomuch that some pretty new-fangled toys would give him high content, though their value were small, for he wants no worldly wealth or riches, possessing an inestimable treasury, and is, it is thought, herein far exceeding the Great Turk."
Throughout all their reports and epistles the captains and factors appear above all anxious to establish themselves on the mainland, and express much indignation at the conduct of Macarab Khan, the Mogul's vizier, at his juggling with their hopes.
"If it please God we attain Surat," sighs one of the factors, "how comfortable it will be to those there, beneficial to the trade, and commodious to your worship." Jostled aside, tormented by the Dutch in the eastern archipelago and by the Turks in the Red Sea, what wonder that the company and its servants now longed to displace the Portuguese in India itself?
At home the company had despatched, in 1612, as its tenth expedition, three vessels. They comprised the stout old Dragon, commanded by Captain Thomas Best; the Solomon, alias the James, and the Hoseander. Was the new effort of Best and Kerridge, one of his supercargoes, to establish a factory at Surat to be more successful than that of Middleton in 1610?
While the Solomon was forthwith ordered elsewhere in search of trade, Best, with the other two vessels, reached Swally, near the mouth of the Surat River, early in the month of September, 1612. Here Kerridge, disembarking with several companions, was well received by the native merchants and inhabitants, although gaining the disapprobation of the Portuguese. He obtained permission to land some broadcloths, lead, iron, and quicksilver, procuring in exchange for these such Surat merchandise as the company had recommended him to acquire as suitable for the purchase of pepper and spices at Achin and Bantam.
In the midst of these agreeable transactions the Portuguese swept down upon the company's men, with four ships, mounting one hundred twenty-four guns, besides a large flotilla of small native galleys. As they advanced, thinking to cut him off and board him, Captain Best perceived, with the intuition of the trained mariner, the weakness of their formation. He called out to Captain Pettie, of the Hoseander, to follow him, and, singling out the two largest of the Portuguese vessels, prepared to dash straight for them, his gunners, half naked, standing ready and alert for the word of command which should begin the fray.
But to Best's confusion the Hoseander budged not a rod, being gripped fast by her anchors. In this predicament there was nothing for it. Best must close with the enemy single-handed. Placing his Red Dragon between the Portuguese admiral and vice-admiral, the company's commander gave orders to the gunners, and the battle commenced by the firing of a double broadside, which "well peppered" the enemy, who responded by splintering the Englishman's mainmast and sinking his long-boat.
"Having exchanged some forty great shot of each side," reports an eye-witness of the battle to the company, "the night being come they anchored in sight of each other, and the next morning our ships weighed again and began their fight again, which continued some three hours, in which time they drove three of their galleons on the sands. And so our ships came to anchor, and in the afternoon weighed anchor, in which time the flood being come the galleons, with the help of the frigates, were afloat again."
Yet there was to be more and fiercer fighting against even greater odds before the Portuguese had had their fill of the English off Swally. After an attempt on their part to set fire to the Hoseander by means of a fire-ship, which utterly failed, and cost the Portuguese a hundred lives, the company's ships sailed away on December 1st, thinking to draw the enemy after them. But not succeeding in this, Best anchored at Moha to await their pleasure. It was not until December 22d that the enemy bore up, having been strengthened by ships and men from Diu. The shores were lined with spectators to see Best gallantly front them with his two ships' colors flying.
This time it seemed as if Best and his men were doomed, yet to the astonishment, not merely of the natives and Portuguese, but of the company's servants themselves, they were victorious in this engagement. On the following day, at the close of another battle, the enemy, dazed and staggering from so much fighting and bloodshed, abruptly turned and fled, trailing their wrecked flotilla behind them. Nothing can convey a better idea of the overwhelming superiority of the company gunners and ordnance, as well as of the matchless audacity of their onslaught, than the fact of their having lost but three slain, while the Portuguese list of killed was upward of three hundred. Not only this, but Best's two ships were still in good condition.
On December 27th the Dragon and the Hoseander returned triumphantly to Surat, where a number of the company's factors and supercargoes were, as may be imagined, anxiously awaiting them. It was felt by most, on hearing the good news, that the promised firman of the Great Mogul would not be long delayed; but Best, worn out with fighting, was by no means so sanguine, and ordered Aldworth and the other factors to repair on board the fleet at once, with such merchandise as they had. But Aldworth, even after most of the others had given in to the "General's" views, insisted that Best's victory over the Portuguese had removed the opposition of the Mogul, who would surely despatch his firman. This was corroborated by Kerridge, who had gone to Agra to deliver a letter from King James to the Mogul. But Best had no relish for Aldworth's stubbornness, as he called it, and summoned a council "and so required the said Thomas Aldworth to come on board, which he again refused to do, for that he heard certainly the firman was coming."
Aldworth's confidence was rewarded, for just as Best was about to depart, Jehangir's decree, granting the company a factory at Surat and at three other places about the Gulf of Cambay, arrived bearing joy to the bosoms of the English traders.
At Agra, it appeared from Kerridge's account, he had been admitted to the monarch's chamber, where Jehangir "sat on his bed, newly risen from sleep." In his first letters Kerridge complains of a chilly reception and attributes it to his coming empty-handed. "No other treatment," he says, "is to be expected without continual gifts both to the King and others."
The character of Jehangir was described by Kerridge as "extremely proud and covetous," taking himself "to be the greatest monarch in the world," yet a "drunkard" and "given over to vice." The Mogul, however, was very fond of music, and revelled in Robert Trulley's cornet, though virginals were not esteemed, "perhaps because the player was not sufficiently expert," and "it is thought Lawes died with conceit at the King's indifference." Nevertheless, on the whole, Jehangir behaved civilly to the company's envoy, whose success in obtaining an audience was quickly followed up by Aldworth in sending William Edwards, who took with him from Surat "great presents," including portraits of King James and his Queen, and "one that will content the Mogul above all, the picture of Tamberlane, from whence he derives himself." At last, then, the coveted firman "for kind usage of the English, free trade, and so forth," was gained, Edwards remaining in Agra as "lieger" or ambassador, "which will be needful among this inconstant people."
By the terms of the firman a duty on imports of 3-1/2 per cent. was to be exacted; but on the other hand no damages were to be claimed for Sir Henry Middleton's piratical exploits, and the company's factories were to be protected by law in event of any calamity overtaking its servants.
To Aldworth undoubtedly belongs the credit of having negotiated this concession, but it is doubtful if it would ever have received the imperial sanction had it not been for Best's victory. Even when he had the document in his hands the conqueror was diffident, and could hardly believe the good news. He was "doubtful whether it was the King's firman or not, and, being resolved, would not receive it until some of the chiefs of the city should bring it down unto him to Swally, which in fine they did. And the very day following the receipt of it, being the 4th, the galleons were again in sight, but came not near to proffer fight. Notwithstanding, the general resolved not to make any longer stay there, but took in such goods as were ready, and landed the rest of the cloth, quicksilver, and vermilion, all the elephants' teeth, and some twelve hundred bars of lead, carrying the rest along with him, as also all the pieces-of-eight and iron, and so, the 18th present, departed."
In such manner did the company gain at last a certain foothold in the Mogul empire. The factors stationed at the new post reported that Surat was the best situation in India to vend English goods, particularly broadcloths, kerseys, quicksilver, lead, and vermilion, to be exchanged for indigo, calicoes, cotton yarn, and drugs, and added a list of such goods as might annually be disposed of there. They requested the merchant adventurers in London to send them some four thousand pieces of broadcloth, sword-blades, knives, and looking-glasses. They hinted that toys and English bull-dogs should be sent as presents. But the new trade, they were careful to explain, could only be protected by stationing five or six ships in the river at Surat to defend the factory and its occupants against the Portuguese.
On his return home Best was summoned to Philport lane to give a detailed account of his exploits, and was considered by the court to have "deserved extraordinarily well." Yet his "great private trade," whereby he had enriched himself, caused some dissatisfaction, and the governor, Sir Thomas Smythe, while admitting that no one could be a fitter commander than Best, thought that "Captain Keeling was far before him for merchandise, and so should command at Surat." But this did not satisfy the victor of Swally. Unless he were allowed private trade he refused to make another voyage for the company, and finally insisted on an investigation into his conduct. The upshot was that the company was "content to remit all that is past and let these things die, which should not have been ripped up had he not called them in question himself."
The various inconveniences to the company from the separate classes of adventurers being enabled to fit out equipments on their own particular portions of stock, finally evoked a change in the constitution of the company. In 1612 it was resolved that in future the trade should be carried on by means of a joint stock only, and on the basis of this resolution the then prodigious sum of four hundred twenty-nine thousand pounds was subscribed. Although portions of this capital were applied to the fitting out of four voyages, the general instructions to the commanders were given in the name and by the authority of the governor, deputy governor, and committees of the Company of Merchants of London trading to the East Indies.
The whole commerce of the company was now a joint concern, and the embarrassing principle of trading on separate ventures came to an end. Experience had amply demonstrated that detached equipments exposed the whole trade to danger in the East, in their efforts to establish trade. The first twelve voyages were, therefore, regarded in the light of an experiment to establish a solid commerce between England and India.
Upon such terms the period known as the first joint stock was entered upon, which comprised four voyages between the years 1613 and 1616. The purchase, repair, and equipment of vessels during these four years amounted to two hundred seventy-two thousand five hundred forty-four pounds, which, with the stock and cargoes, made up the total sum raised among the members at the beginning of the period, viz., four hundred twenty-nine thousand pounds.
Under this new system Captain Downton was given command of the fleet, in the company's merchantmen, the New Year's Gift, thus named because it had been launched on January 1st—an armed ship of five hundred fifty tons—and three other vessels. Downton went equipped with legal as well as military implements. King James made him master of the lives of the crews, and empowered him to use martial law in cases of insubordination.
"We are not ignorant," said the monarch, in the royal commission which he vouchsafed to the company's commander, "of the emulation and envy which doth accompany the discovery of countries and trade, and of the quarrels and contentions which do many times fall out between the subjects of divers princes when they meet the one with the other in foreign and far remote countries in prosecuting the course of their discoveries." Consequently Captain Downton was warned not to stir up bad blood among the nations, but if he should be by the company's rivals unjustly provoked he was at liberty to retaliate, but not to keep to himself any spoils he might take, which were to be rendered account of, as by ancient usage, to the King.
Before Downton could reach his destination, the chief energies of the company's agents in India appear to have been bent upon forming a series of exchanges between the west coast and the factory at Bantam. The little band of servants at the new factory at Surat, headed by the redoubtable Aldworth, gave it as their opinion not only that sales of English goods could be effected at this port, but that they might be pushed to the inland markets and the adjoining seaports. Aldworth stated that in his journey to Ahmedabad he had passed through the cities of Baroche and Baroda, and had discovered that cotton, yarn and "baftees" could be bought cheaper from the manufacturers in that country than at Surat. At Ahmedabad he was able to buy indigo at a low rate, but in order to establish such a trade capital of from twelve to fifteen thousand pounds was required to be constantly in the hands of the factor. It was thought at Surat that it would be expedient to fix a resident at the Mogul's court at Agra to solicit the protection of that monarch and his ministers.
Downton arrived at Surat, October 15, 1614, to find the attitude of the Portuguese toward the English more than ever hostile. At the same time trouble impended between the Portuguese and the Nawab of Surat. In order to demolish all opposition at one blow, the former collected their total naval force at Goa for a descent upon both natives and new-comers at Surat. Their force consisted of six large galleons, several smaller vessels, and sixty native barges, or "frigates" as they were called, the whole carrying a hundred thirty-four guns and manned by twenty-six hundred Europeans and six thousand natives. To meet this fleet, Downton had but his four ships, and three or four Indian-built vessels called "galivats," manned altogether with less than six hundred men. The appearance of the Portuguese was the signal for fright and submission on the part of the Nawab; but his suit was contemptuously spurned by the Viceroy of Goa, who, on January 20th, advanced upon the company's little fleet. He did not attempt to force the northern entrance of Swally Hole, where the English lay, which would have necessitated an approach singly, but sent on a squadron of the native "frigates" to cross the shoal, surround and attack the Hope, the smallest of the English ships, and board her. But in this they were foiled after a severe conflict. Numbers of the boarders were slain and drowned, and their frigates burned to the water's edge. Again and again during the ensuing three weeks did the Portuguese make efforts to dislodge the English; but the dangerous fire-ships they launched were evaded by night and their onslaught repulsed by day, and so at length, with a loss of five hundred men, the Portuguese viceroy, on February 13th, withdrew.
His withdrawal marked a triumph for the company's men. Downton was received in state by the overjoyed Nawab, who presented him with his own sword, "the hilt of massive gold, and in lieu thereof," says Downton, "I returned him my suit, being sword, dagger, girdle, and hangers, by me much esteemed of, and which made a great deal better show, though of less value."
A week later Downton set out with his great fleet for Bantam. Just off the coast the enemy's fleet was again sighted approaching from the west. For three days the English were in momentary apprehension of an attack, but the Viceroy thought better of it, and on the 6th "bore up with the shore and gave over the hopes of their fortunes by further following of us."
DUTCH SETTLEMENT OF NEW YORK
A.D. 1614
DAVID T. VALENTINE
Greater fame ordinarily attaches to the discovery of some vast region of the earth than to the finding or exploring of a limited coast, district, or river-course. There are, however, some instances in which geographical conditions or historical developments magnify the seemingly lesser achievements. This has been the case with Henry Hudson's timely exploration of the river called after him.
The enterprising Dutch people, under whose auspices he accomplished this brilliant feat, had just emerged from their long contest with Spain. The return of peace to the Netherlands found many active spirits in readiness for fresh adventures, and Hudson's work opened for them a new and inviting field.
Increasing celebrity gathered about the name of Hudson from the very first settlements in the remarkable region which he made known to the world, and which was destined to become the seat of the world's second—perhaps of its greatest—metropolis, and the home of an imperial commonwealth. The simple beginnings of this mighty growth are as simply but quite adequately told in the following pages from the historian of New York city.
Having explored the river which bears his name, Hudson put to sea on October 4th, making directly for Europe, with news of his discovery of this fine river and its adjacent country, which he described as offering every inducement for settlers or traders that could be desired.
Besides the fertility of the soil, which was satisfactorily shown by the great abundance of grain and vegetables found in the possession of the Indians, a still more enticing prospect was held out to the view of the merchant, in the abundance of valuable furs observed in the country, which were to be had at a very little cost.
Hudson had, therefore, scarcely made publicly known the character of the country visited by him when several merchants of Amsterdam fitted out trading-vessels and despatched them to this river. Their returns were highly satisfactory, and arrangements were immediately made to establish a settled agency here to superintend the collection of the furs and the trade with the Indians while the ships should be on their long journey between the two hemispheres. The agents thus employed pitched their cabins on the south point of Manhattan Island, the head man being Hendrick Corstiaensen, who was still the chief of the settlement in 1614, at which period an English ship sailing along the coast from Virginia entered the harbor on a visit of observation. Finding Corstiaensen here, with his company of traders, the English captain summoned him to acknowledge the jurisdiction of Virginia over the country or else to depart. The former alternative was chosen by the trader, and he agreed to pay a small tribute to the Governor of Virginia in token of his right of dominion. The Dutch were thereupon left to prosecute their trade without further molestation.
The government of Holland did not, however, recognize the claims of England to jurisdiction over the whole American coast, and took measures to encourage the discovery and appropriation of additional territory, by a decree giving to discoverers of new countries the exclusive privilege of trading thither for four successive voyages, to the exclusion of all other persons. This enactment induced several merchants to fit out five small ships for coasting along the American shores in this vicinity. One of these vessels, commanded by Captain Block, soon after its arrival on the coast, was accidentally destroyed by fire. Block immediately began the construction of another, of thirty-eight-feet keel, forty-four and a half feet on deck, and eleven and a half feet beam, which was the first vessel launched in the waters of New York. She was called the Unrest, or Restless, and ploughed her keel through the waters of Hell Gate and the Sound, the pioneer of all other vessels except the bark canoes of the aboriginal inhabitants.
The several ships despatched on this exploring expedition having returned to Holland, from their journals and surveys a map of a large extent of country was made, over which the Dutch claimed jurisdiction, and to which they gave the name of "New Netherlands." The owners of these vessels, as the reward of their enterprise, were granted the promised monopoly of trade hither for four voyages, to be completed within three years, commencing on January 1, 1615.
These merchants seemed to have been composed in part of those who had established the first trading-post here, but having increased their number and capital, and enlarged their former designs of trade, formed themselves into a company under the name of the "United New Netherlands Company." Corstiaensen was continued the principal agent here, and they likewise established a post at the head of the river, on an island opposite the present site of Albany. Forts, of a rude description—being merely enclosures of high palisades—were erected at both places.
The privileges granted to the United New Netherlands Company being, however, limited in respect to time, their establishment on this island can hardly be considered as a permanent settlement; the cabins of the settlers were nearly of equal rudeness with those of their Indian neighbors; and but few of the luxuries of civilization found their way into their habitations. The great object of the settlement was, however, successfully carried on, and stores of furs were in readiness to freight the ships on their periodical visits from the fatherland. No interruption of the friendly intercourse carried on with the Indians took place, but, on the contrary, the whites were abundantly supplied by the natives with food and most other necessaries of life, without personal labor and at trifling cost.
The Indian tribes in the neighborhood of this trading-post were the Manhattans, occupying this island; the Pachamies, the Tankiteks, and the Wickqueskeeks, occupying the country on the east side of Hudson River south of the Highlands; the Hackingsacks and the Raritans on the west side of the river and the Jersey shore; the Canarsees, the Rockways, the Merrikokes, the Marsapeagues, the Mattinecocks, the Nissaquages, the Corchaugs, the Secataugs, and the Shinecocks on Long Island.
The trade of this colony of settlers was sufficiently profitable to render its permanency desirable to the United New Netherlands Company, as it is found that at the termination of their grant, in the year 1618, they endeavored to procure from the government in Holland an extension of their term, but did not succeed in obtaining more than a special license, expiring yearly, which they held for two or three subsequent years.
In the mean time a more extensive association had been formed among the merchants and capitalists in Holland, which in the year 1621, having matured its plans and projects, received a charter under the title of the West India Company. Their charter gave them the exclusive privilege of trade on the whole American coast, both of the northern and southern continents, so far as the jurisdiction of Holland extended.
This great company was invested with most of the functions of a distinct and separate government. It was allowed to appoint governors and other officers; to settle the forms of administering justice; to make Indian treaties and to enact laws.
Having completed arrangements for the organization of its government in New Netherlands, the West India Company despatched its pioneer vessel hither in the year 1623. This was the ship New Netherlands, a stanch vessel, which continued her voyages to this port as a regular packet for more than thirty years subsequently. On board the New Netherlands were thirty families to begin the colony. This colony being designed for a settlement at the head of the river, the vessel landed her passengers and freight near the present site of Albany, where a settlement was established. The return cargo of the New Netherlands was five hundred otter-skins, one thousand five hundred beavers, and other freight valued at about twelve thousand dollars.
It having been determined that the head-quarters of the company's establishment in New Netherlands should be fixed on Manhattan Island, preparations for a more extensive colony to be planted here were made, and in 1625 two ships cleared from Holland for this place. On board of these vessels were shipped one hundred three head of cattle, together with stallions, mares, hogs, and sheep in a proportionate number. Accompanying these were a considerable number of settlers, with their families, supplied with agricultural implements and seed for planting, household furniture, and the other necessaries for establishing the colony. Other ships followed with similar freight, and the number of emigrants amounted to about two hundred souls.
On the arrival of the ships in the harbor the cattle were landed in the first instance on the island now called Governor's Island, where they were left on pasturage until convenient arrangements could be made on the mainland to prevent their straying in the woods. The want of water, however, compelled their speedy transfer to Manhattan Island, where, being put on the fresh grass, they generally throve well, although about twenty died, in the course of the season, from eating some poisonous vegetable.
The settlers commenced their town by staking out a fort on the south point of the island, under the direction of one Kryn Frederick, an engineer sent along with them for that purpose; and a horse-mill having been erected, the second story of that building was so constructed as to afford accommodations for the congregation for religious purposes. The habitations of the settlers were of the simplest construction, little better, indeed, than those of their predecessors. A director-general had been sent to superintend the interests of the company in this country, in the person of Peter Minuit, who, in the year 1626, purchased Manhattan Island from the Indian proprietors for the sum of sixty guilders, or twenty-four dollars, by which the title to the whole island, containing about twenty-two thousand acres, became vested in the West India Company.
The success of the company proved itself, for a short period, by the rise in the value of its stock, which soon stood at a high premium in Holland. Various interests, however, were at work in the company to turn its advantages to individual account, and in 1628 an act was passed under the title of "Freedoms and Exemptions granted to all such as shall plant Colonies in New Netherlands." This edict gave, to such persons as should send over a colony of fifty souls above fifteen years old, the title of "patroons," and the privileges of selecting any land, except on the island of Manhattan, for a distance of eight miles on each side of any river, and so far inland as should be thought convenient; the company stipulating, however, that all the products of the plantations thus established should be first brought to the Manhattans, before being sent elsewhere, for trade. They also reserved to themselves the sole trade with the Indians for peltries in all places where they had an agency established.
With respect to such private persons as should emigrate at their own expense, they were allowed as much land as they could properly improve, upon satisfying the Indians therefor.
These privileges gave an impetus to emigration, and assisted, in a great degree, in permanently establishing the settlement of the country. But from this era commenced the decay of the profits of the company, as with all its vigilance it could not restrain the inhabitants from surreptitiously engaging in the Indian trade, and drawing thence a profit which would otherwise have gone into the public treasury.
HARVEY DISCOVERS THE CIRCULATION OF THE BLOOD
A.D. 1616
THOMAS H. HUXLEY
Contemporary with Galileo, and ranking but little below him in influence upon the modern world, was William Harvey. Harvey's discovery of the circulation of the blood, combined with the truly scientific methods by which he reached, and afterward proved, his great result, has placed his name high on the roll of science. Not only does his work stand at the foundation of modern anatomy and medicine, but it has given him place in the ranks of great philosophers as well. Huxley, himself so long and justly renowned in modern science, rises to enthusiasm in the following account of his mighty predecessor.
Harvey was born at Folkestone, England, in 1578, and lived till 1657. He was educated as a physician, studying at Padua in Italy, and was early appointed a lecturer in the London College of Physicians. In his lectures, somewhere about the year 1616 or a little later, he began to explain his new doctrine to his students; but it was not until the publication of his book Exercitatio Anatomica de Motu Cordis et Sanguinis, in 1628, that the theory spread beyond his immediate circle.
Huxley's account will perhaps give a clearer idea of Harvey's relation to his predecessors and contemporaries, and of the value of his services to mankind, than would a far longer biography of the great physician, physiologist, and anatomist.
Many opinions have been held respecting the exact nature and value of Harvey's contributions to the elucidation of the fundamental problem of the physiology of the higher animals; from those which deny him any merit at all—indeed, roundly charge him with the demerit of plagiarism—to those which enthrone him in a position of supreme honor among great discoverers in science. Nor has there been less controversy as to the method by which Harvey obtained the results which have made his name famous. I think it is desirable that no obscurity should hang around these questions; and I add my mite to the store of disquisitions on Harvey, in the hope that it may help to throw light upon several points about which darkness has accumulated, partly by accident and partly by design.
About the year B.C. 300 a great discovery, that of the valves of the heart, was made by Erasistratus. This anatomist found, around the opening by which the vena cava communicates with the right ventricle, three triangular membranous folds, disposed in such a manner as to allow any fluid contained in the vein to pass into the ventricle, but not back again. The opening of the vena arteriosa into the right ventricle is quite distinct from that of the vena cava; and Erasistratus observed that it is provided with three pouch-like, half-moon-shaped valves; the arrangement of which is such that a fluid can pass out of the ventricle into the vena arteriosa, but not back again. Three similar valves were found at the opening of the aorta into the left ventricle. The arteria venosa had a distinct opening into the same ventricle, and this was provided with triangular membranous valves, like those on the right side, but only two in number. Thus the ventricles had four openings, two for each; and there were altogether eleven valves, disposed in such a manner as to permit fluids to enter the ventricles from the vena cava and the arteria venosa respectively, and to pass out of the ventricles by the vena arteriosa and the aorta respectively, but not to go the other way.
It followed from this capital discovery that, if the contents of the heart are fluid, and if they move at all, they can only move in one way; namely, from the vena cava, through the ventricle, and toward the lungs, by the vena arteriosa, on the right side; and, from the lungs, by way of the arteria venosa, through the ventricle, and out by the aorta for distribution in the body, on the left side.
Erasistratus thus, in a manner, laid the foundations of the theory of the motion of the blood. But it was not given to him to get any further. What the contents of the heart were, and whether they moved or not, was a point which could be determined only by experiment. And, for want of sufficiently careful experimentation, Erasistratus strayed into a hopelessly misleading path. Observing that the arteries are usually empty of blood after death, he adopted the unlucky hypothesis that this is their normal condition, and that during life they are filled with air. And it will be observed that it is not improbable that Erasistratus' discovery of the valves of the heart and of their mechanical action strengthened him in this view. For, as the arteria venosa branches out in the lungs, what more likely than that its ultimate ramifications absorb the air which is inspired; and that this air, passing into the left ventricle, is then pumped all over the body through the aorta, in order to supply the vivifying principle which evidently resides in the air; or, it may be, of cooling the too great heat of the blood? How easy to explain the elastic bounding feel of a pulsating artery by the hypothesis that it is full of air! Had Erasistratus only been acquainted with the structure of insects, the analogy of their tracheal system would have been a tower of strength to him. There was no prima-facie absurdity in his hypothesis—and experiment was the sole means of demonstrating its truth or falsity.
More than four hundred years elapsed before the theory of the motion of the blood returned once more to the strait road which leads truthward; and it was brought back by the only possible method, that of experiment. A man of extraordinary genius, Claudius Galenus, of Pergamus, was trained to anatomical and physiological investigation in the great schools of Alexandria, and spent a long life in incessant research, teaching, and medical practice. More than one hundred fifty treatises from his pen, on philosophical, literary, scientific, and practical topics, are extant; and there is reason to believe that they constitute not more than a third of his works. No former anatomist had reached his excellence, while he may be regarded as the founder of experimental physiology. And it is precisely because he was a master of the experimental method that he was able to learn more about the motions of the heart and of the blood than any of his predecessors, and to leave to posterity a legacy of knowledge which was not substantially increased for more than thirteen hundred years.
The conceptions of the structures of the heart and vessels, of their actions, and of the motion of the blood in them, which Galen entertained, are not stated in a complete shape in any one of his numerous works. But a careful collation of the various passages in which these conceptions are expressed leaves no doubt upon my mind that Galen's views respecting the structure of the organs concerned were, for the most part, as accurate as the means of anatomical analysis at his command permitted; and that he had exact and consistent, though by no means equally just, notions of the actions of these organs and of the movements of the blood.
Starting from the fundamental facts established by Erasistratus respecting the structure of the heart and the working of its valves, Galen's great service was the proof, by the only evidence which could possess demonstrative value; namely, by that derived from experiments upon living animals, that the arteries are as much full of blood during life as the veins are, and that the left cavity of the heart, like the right, is also filled with blood.
Galen, moreover, correctly asserted—though the means of investigation at his disposition did not allow him to prove the fact—that the ramifications of the vena arteriosa in the substance of the lungs communicate with those of the arteria venosa, by direct, though invisible, passages, which he terms anastomoses; and that, by means of these communications, a certain portion of the blood of the right ventricle of the heart passes through the lungs into the left ventricle. In fact, Galen is quite clear as to the existence of a current of blood through the lungs, though not of such a current as we now know traverses them. For, while he believed that a part of the blood of the right ventricle passes through the lungs, and even, as I shall show, described at length the mechanical arrangements by which he supposes this passage to be effected, he considered that the greater part of the blood in the right ventricle passes directly, through certain pores in the septum, into the left ventricle. And this was where Galen got upon his wrong track, without which divergence a man of his scientific insight must infallibly have discovered the true character of the pulmonary current, and not improbably have been led to anticipate Harvey.
The best evidence of the state of knowledge respecting the motions of the heart and blood in Harvey's time is afforded by those works of his contemporaries which immediately preceded the publication of the Exercitatio Anatomica, in 1628. And none can be more fitly cited for this purpose than the de Humani Corporis Fabrica, Book X, of Adrian van den Spieghel, who, like Harvey, was a pupil of Fabricius of Aquapendente, and was of such distinguished ability and learning that he succeeded his master in the chair of anatomy of Padua.
Van den Spieghel, or Spigelius, as he called himself in accordance with the fashion of those days, died comparatively young, in 1625, and his work was edited by his friend Daniel Bucretius, whose preface is dated 1627. The accounts of the heart and vessels, and of the motion of the blood, which it contains, are full and clear; but, beyond matters of detail, they go beyond Galen in only two points; and with respect to one of these, Spigelius was in error.
The first point is the "pulmonary circulation," which is taught as Realdus Columbus taught it nearly eighty years before. The second point is, so far as I know, peculiar to Spigelius himself. He thinks that the pulsation of the arteries has an effect in promoting the motion of the blood contained in the veins which accompany them. Of the true course of the blood as a whole, Spigelius has no more suspicion than had any other physiologist of that age, except William Harvey; no rumor of whose lectures at the College of Physicians, commenced six years before Spieghel's death, was likely in those days of slow communication and in the absence of periodical publications to have reached Italy.
Now, let anyone familiar with the pages of Spigelius take up Harvey's treatise and mark the contrast.
The main object of the Exercitatio is to put forth and demonstrate by direct experimental and other accessory evidence a proposition which is far from being hinted at either by Spigelius or by any of his contemporaries or predecessors, and which is in diametrical contradiction to the views respecting the course of the blood in the veins which are expounded in their works.
From Galen to Spigelius, they one and all believed that the blood in the vena cava and its branches flows from the main trunk toward the smaller ramifications. There is a similar consensus in the doctrine that the greater part, if not the whole, of the blood thus distributed by the veins is derived from the liver; in which organ it is generated out of the materials brought from the alimentary canal by means of the vena portae. And all Harvey's predecessors further agree in the belief that only a small fraction of the total mass of the venous blood is conveyed by the vena arteriosa to the lungs and passes by the arteria venosa to the left ventricle, thence to be distributed over the body by the arteries. Whether some portion of the refined and "pneumatic" arterial blood traversed the anastomotic channels, the existence of which was assumed, and so reached the systemic veins, or whether, on the contrary, some portion of the venous blood made its entrance by the same passages into the arteries, depended upon circumstances. Sometimes the current might set one way, sometimes the other.
In direct opposition to these universally received views Harvey asserts that the natural course of the blood in the veins is from the peripheral ramifications toward the main trunk; that the mass of the blood to be found in the veins at any moment was a short time before contained in the arteries, and has simply flowed out of the latter into the veins; and, finally, that the stream of blood which runs from the arteries into the veins is constant, continuous, and rapid.
According to the view of Harvey's predecessors, the veins may be compared to larger and smaller canals, fed by a spring which trickles into the chief canals, whence the water flows to the rest. The heart and lungs represent an engine set up in the principal canal to aerate some of the water and scatter it all over the garden. Whether any of this identical water came back to the engine or not would be a matter of chance, and it would certainly have no sensible effect on the motion of the water in the canals. In Harvey's conception of the matter, on the other hand, the garden is watered by channels so arranged as to form a circle, two points of which are occupied by propulsive engines. The water is kept moving in a continual round within its channels, as much entering the engines on one side as leaves them on the other; and the motion of the water is entirely due to the engines.
It is in conceiving the motion of the blood, as a whole, to be circular, and in ascribing that circular motion simply and solely to the contractions of the walls of the heart, that Harvey is so completely original. Before him, no one, that I can discover, had ever so much as dreamed that a given portion of blood, contained, for example, in the right ventricle of the heart, may, by the mere mechanical operation of the working of that organ, be made to return to the very place from which it started, after a long journey through the lungs and through the body generally. And it should be remembered that it is to this complete circuit of the blood alone that the term "circulation" can, in strictness, be applied. It is of the essence of a circular motion that that which moves returns to the place from whence it started. Hence the discovery of the course of the blood from the right ventricle, through the lungs, to the left ventricle was in no wise an anticipation of the discovery of the circulation of the blood. For the blood which traverses this part of its course no more describes a circle than the dweller in a street who goes out of his own house and enters his next-door neighbor's does so. Although there may be nothing but a party wall between him and the room he has just left, it constitutes an efficient defense de circuler. Thus, whatever they may have known of the so-called pulmonary circulation, to say that Servetus or Columbus or Caesalpinus deserves any share of the credit which attaches to Harvey appears to me to be to mistake the question at issue.
It must further be borne in mind that the determination of the true course taken by the whole mass of the blood is only the most conspicuous of the discoveries of Harvey; and that his analysis of the mechanism by which the circulation is brought about is far in advance of anything which had previously been published. For the first time it is shown that the walls of the heart are active only during its systole or contraction, and that the dilatation of the heart, in the diastole, is purely passive. Whence it follows that the impulse by which the blood is propelled is a vis a tergo, and that the blood is not drawn into the heart by any such inhalent or suctorial action as not only the predecessors, but many of the successors, of Harvey imagined it to possess.
Harvey is no less original in his view of the cause of the arterial pulse. In contravention of Galen and of all other anatomists up to his own time, he affirms that the stretching of the arteries which gives rise to the pulse is not due to the active dilatation of their walls, but to their passive distention by the blood which is forced into them at each beat of the heart; reversing Galen's dictum, he says that they dilate as bags and not as bellows. This point of fundamental, practical as well as theoretical, importance is most admirably demonstrated, not only by experiment, but by pathological illustrations.
One of the weightiest arguments in Harvey's demonstration of the circulation is based upon the comparison of the quantity of blood driven out of the heart, at each beat, with the total quantity of blood in the body. This, so far as I know, is the first time that quantitative considerations are taken into account in the discussion of a physiological problem. But one of the most striking differences between ancient and modern physiological science, and one of the chief reasons of the rapid progress of physiology in the last half-century, lies in the introduction of exact quantitative determinations into physiological experimentation and observation. The moderns use means of accurate measurement which their forefathers neither possessed nor could conceive, inasmuch as they are products of mechanical skill of the last hundred years, and of the advance of branches of science which hardly existed, even in germ, in the seventeenth century.
Having attained to a knowledge of the circulation of the blood, and of the conditions on which its motion depends, Harvey had a ready deductive solution for problems which had puzzled the older physiologists. Thus the true significance of the valves in the veins became at once apparent. Of no importance while the blood is flowing in its normal course toward the heart, they at once oppose any accidental reversal of its current which may arise from the pressure of adjacent muscles or the like. And in like manner the swelling of the veins on the farther side of the ligature, which so much troubled Caesalpinus, became at once intelligible as the natural result of the damming up of the returning current.
In addition to the great positive results which are contained in the treatise which Harvey modestly calls an Exercise and which is, in truth, not so long as many a pamphlet about some wholly insignificant affair, its pages are characterized by such precision and simplicity of statement, such force of reasoning, and such a clear comprehension of the methods of inquiry and of the logic of physical science, that it holds a unique rank among physiological monographs. Under this aspect, I think I may fairly say that it has rarely been equalled and never surpassed.
Such being the state of knowledge among his contemporaries, and such the immense progress effected by Harvey, it is not wonderful that the publication of the Exercitatio produced a profound sensation. And the best indirect evidence of the originality of its author, and of the revolutionary character of his views, is to be found in the multiplicity and the virulence of the attacks to which they were at once subjected.
Riolan, of Paris, had the greatest reputation of any anatomist of those days, and he followed the course which is usually adopted by the men of temporary notoriety toward those of enduring fame. According to Riolan, Harvey's theory of the circulation was not true; and besides that, it was not new; and, furthermore, he invented a mongrel doctrine of his own, composed of the old views with as much of Harvey's as it was safe to borrow, and tried therewith to fish credit for himself out of the business. In fact, in wading through these forgotten controversies, I felt myself quite at home. Substitute the name of Darwin for that of Harvey, and the truth that history repeats itself will come home to the dullest apprehension. It was said of the doctrine of the circulation of the blood that nobody over forty could be got to adopt it; and I think I remember a passage in the Origin of Species to the effect that its author expects to convert only young and flexible minds.
There is another curious point of resemblance in the fact that even those who gave Harvey their general approbation and support sometimes failed to apprehend the value of some of those parts of his doctrine which are, indeed, merely auxiliary to the theory of the circulation, but are only a little less important than it. Harvey's great friend and champion, Sir George Ent, is in this case; and I am sorry to be obliged to admit that Descartes falls under the same reprehension.
This great philosopher, mathematician, and physiologist, whose conception of the phenomena of life as the results of mechanism is now playing as great a part in physiological science as Harvey's own discovery, never fails to speak with admiration, as Harvey gratefully acknowledges, of the new theory of the circulation. And it is astonishing—I had almost said humiliating—to find that even he is unable to grasp Harvey's profoundly true view of the nature of the systole and the diastole, or to see the force of the quantitative argument. He adduces experimental evidence against the former position, and is even further from the truth than Galen was, in his ideas of the physical cause of the circulation.
Yet one more parallel with Darwin. In spite of all opposition, the doctrine of the circulation propounded by Harvey was, in its essential features, universally adopted within thirty years of the time of its publication. Harvey's friend, Thomas Hobbes, remarked that he was the only man, in his experience, who had the good-fortune to live long enough to see a new doctrine accepted by the world at large.
It is, I believe, a cherished belief of Englishmen that Francis Bacon, Viscount St. Albans and sometime lord chancellor of England, invented that "inductive philosophy" of which they speak with almost as much respect as they do of church and state; and that, if it had not been for this "Baconian induction," science would never have extricated itself from the miserable condition in which it was left by a set of hair-splitting folk known as the ancient Greek philosophers. To be accused of departing from the canons of the Baconian philosophy is almost as bad as to be charged with forgetting your aspirates; it is understood as a polite way of saying that you are an entirely absurd speculator.
Now the Novum Organon was published in 1620, while Harvey began to teach the doctrine of the circulation, in his public lectures, in 1619. Acquaintance with the Baconian induction, therefore, could not have had much to do with Harvey's investigations. The Exercitatio, however, was not published till 1628. Do we find in it any trace of the influence of the Novum Organon? Absolutely none. So far from indulging in the short-sighted and profoundly unscientific depreciation of the ancients in which Bacon indulges, Harvey invariably speaks of them with that respect which the faithful and intelligent study of the fragments of their labors that remain to us must inspire in everyone who is practically acquainted with the difficulties with which they had to contend, and which they so often mastered. And, as to method, Harvey's method is the method of Galen, the method of Realdus Columbus, the method of Galileo, the method of every genuine worker in science either in the past or the present. On the other hand, judged strictly by the standard of his own time, Bacon's ignorance of the progress which science had up to that time made is only to be equalled by his insolence toward men in comparison with whom he was the merest sciolist. Even when he had some hearsay knowledge of what has been done, his want of acquaintance with the facts and his abnormal deficiency in what I may call the scientific sense, prevent him from divining its importance. Bacon could see nothing remarkable in the chief contributions to science of Copernicus or of Kepler or of Galileo; Gilbert, his fellow-countryman, is the subject of a sneer; while Galen is bespattered with a shower of impertinences, which reach their climax in the epithets "puppy" and "plague."
I venture to think that if Francis Bacon, instead of spending his time in fabricating fine phrases about the advancement of learning, in order to play, with due pomp, the part which he assigned to himself of "trumpeter" of science, had put himself under Harvey's instructions, and had applied his quick wit to discover and methodize the logical process which underlaid the work of that consummate investigator, he would have employed his time to better purpose, and, at any rate, would not have deserved the just but sharp judgment which follows: "that his [Bacon's] method is impracticable cannot I think be denied, if we reflect, not only that it has never produced any result, but also that the process by which scientific truths have been established cannot be so presented as even to appear to be in accordance with it." I quote from one of Mr. Ellis' contributions to the great work of Bacon's most learned, competent, and impartial biographer, Mr. Spedding.
Few of Harvey's sayings are recorded, but Aubrey tells us that someone having enlarged upon the merits of the Baconian philosophy in his presence, "Yes," said Harvey, "he writes philosophy like a chancellor." On which pithy reply diverse persons will put diverse interpretations. The illumination of experience may possibly tempt a modern follower of Harvey to expound the dark saying thus: "So this servile courtier, this intriguing politician, this unscrupulous lawyer, this witty master of phrases proposes to teach me my business in the intervals of his. I have borne with Riolan; let me also be patient with him." At any rate, I have no better reading to offer.
In the latter half of the sixteenth and the beginning of the seventeenth centuries the future of physical science was safe enough in the hands of Gilbert, Galileo, Harvey, Descartes, and the noble army of investigators who flocked to their standard and followed up the advance of their leaders. I do not believe that their wonderfully rapid progress would have been one whit retarded if the Novum Organon had never seen the light; while, if Harvey's little Exercise had been lost, physiology would have stood still until another Harvey was born into the world.
THE "DEFENESTRATION" AT PRAGUE
THE THIRTY YEARS' WAR
A.D. 1618
SAMUEL R. GARDINER CHARLES F. HORNE
As the last great struggle between the contending sects of Europe for political as well as spiritual power the Thirty Years' War was one of the most important conflicts of the modern age. It was mainly carried on in the German states, but during its later stages all the great European powers were involved. The horrors of its battles and sieges have often been painted.
Among the direct causes of the war—the great general cause being the standing antagonism between Catholics and Protestants—was a clause in the Peace of Augsburg (1555) which remained a source of friction. It provided that any ecclesiastical prince who became Protestant must surrender the lands as well as the authority of his office. In many instances this clause was disregarded by the Protestants, who from the first felt it to be unjust. Until the accession of Rudolph II (1576) as Emperor of the Holy Roman Empire, there was no imperial intolerance, and Protestantism rapidly spread. But the harsh dealings of Rudolph with the Protestants provoked resentment. In 1607 Donauworth, a free Protestant city, was seized by the Catholic Duke of Bavaria. Next year the German Protestants formed the defensive Evangelical Union. Meanwhile Rudolph's policy only reacted in favor of the Protestant nobles. In 1611 his brother Matthias supplanted him as King of Bohemia, and in 1612 Rudolph died and Matthias succeeded to the imperial throne.
The outbreak of the Thirty Years' War followed upon a revolution in Bohemia, which was precipitated by Rudolph's attempt to evade the Royal Charter, extorted from him in 1609 by the estates. Its chief feature was a guarantee of freedom of conscience to Bohemians so long as they adhered to certain recognized creeds; but it also involved questions of authority over lands with respect to their use for religious purposes. The difficulties with the Royal Charter, which had led to Rudolph's downfall in Bohemia, were left to confront Matthias.
SAMUEL R. GARDINER
Whether it would have been possible in those days for a Catholic king to have kept a Protestant nation in working order we cannot say. At all events Matthias did not give the experiment a fair trial. He did not, indeed, attack the Royal Charter directly on the lands of the aristocracy. But he did his best to undermine it on his own. The Protestants of Braunau, on the lands of the Abbot of Braunau, and the Protestants of Klostergrab, on the lands of the Archbishop of Prague, built churches for themselves, the use of which was prohibited by the abbot and the archbishop. A dispute immediately arose as to the rights of ecclesiastical land-owners, and it was argued on the Protestant side that their lands were technically crown lands, and that they had therefore no right to close the churches. Matthias took the opposite view.
On his own estates Matthias found means to evade the charter. He appointed Catholic priests to Protestant churches, and allowed measures to be taken to compel Protestants to attend the Catholic service. Yet for a long time the Protestant nobility kept quiet. Matthias was old and infirm, and when he died they would, as they supposed, have an opportunity of choosing their next king, and it was generally believed that the election would fall upon a Protestant. The only question was whether the Elector Palatine or the Elector of Saxony would be chosen.
Suddenly in 1617 the Bohemian Diet was summoned. When the Estates of the kingdom met they were told that it was a mistake to suppose that the crown of Bohemia was elective. Evidence was produced that for some time before the election of Matthias the Estates had acknowledged the throne to be hereditary, and the precedent of Matthias was to be set aside as occurring in revolutionary times. Intimidation was used to assist the argument, and men in the confidence of the court whispered in the ears of those who refused to be convinced that it was to be hoped that they had at least two heads on their shoulders.
If ever there was a moment for resistance, if resistance was to be made at all, it was this. The arguments of the court were undoubtedly strong, but a skilful lawyer could easily have found technicalities on the other side, and the real evasion of the Royal Charter might have been urged as a reason why the court had no right to press technical arguments too closely. The danger was all the greater, as it was known that by the renunciation of all intermediate heirs the hereditary right fell upon Ferdinand of Styria, who had already stamped Protestantism out in his own dominions. Yet, in spite of this, the Diet did as it was bidden, and renounced the right of election by acknowledging Ferdinand as their hereditary king (1617).
The new King was more of a devotee and less of a statesman than Maximilian of Bavaria, his cousin on his mother's side. But their judgments of events were formed on the same lines. Neither of them was a mere ordinary bigot, keeping no faith with heretics. But they were both likely to be guided in their interpretation of the law by that which they conceived to be profitable to their church. Ferdinand was personally brave; but except when his course was very clear before him, he was apt to let difficulties settle themselves rather than come to a decision.
He had at once to consider whether he would swear to the Royal Charter. He consulted the Jesuits, and was told that, though it had been a sin to grant it, it was no sin to accept it now that it was the law of the land. As he walked in state to his coronation he turned to a nobleman who was by his side. "I am glad," he said, "that I have attained the Bohemian crown without any pangs of conscience." He took the oath without further difficulty.
The Bohemians were not long in feeling the effects of the change. Hitherto the hold of the house of Austria upon the country had been limited to the life of one old man. It had now, by the admission of the Diet itself, fixed itself forever upon Bohemia. The proceedings against the Protestants on the royal domains assumed a sharper character. The Braunau worshippers were rigorously excluded from their church. The walls of the new church at Klostergrab were actually levelled with the ground.
The Bohemians had thus to resist in 1618, under every disadvantage, the attack which they had done nothing to meet in 1617. Certain persons named "defensors" had, by law, the right of summoning an assembly of representatives of the Protestant Estates. Such an assembly met on March 5th, and, having prepared a petition to Matthias, who was absent from the kingdom, adjourned to May 21st.
Long before the time of meeting came, an answer was sent from Matthias justifying all that had been done, and declaring the assembly illegal. It was believed at the time, though incorrectly, that the answer was prepared by Slavata and Martinitz, two members of the regency who had been notorious for the vigor of their opposition to Protestantism.
In the Protestant assembly there was a knot of men, headed by Count Henry of Thurn, which was bent on the dethronement of Ferdinand. They resolved to take advantage of the popular feeling to effect the murder of the two Regents, and so to place an impassable gulf between the nation and the King.
Accordingly, on the morning of May 23d, the "beginning and cause," as a contemporary calls it, "of all the coming evil," the first day, though men as yet knew it not, of thirty years of war, Thurn sallied forth at the head of a band of noblemen and their followers, all of them with arms in their hands. Trooping into the room where the Regents were seated, they charged the obnoxious two with being the authors of the King's reply. After a bitter altercation both Martinitz and Slavata were dragged to a window which overlooked the fosse below from a dizzy height of some seventy feet. Martinitz, struggling against his enemies, pleaded hard for a confessor. "Commend thy soul to God," was the stern answer. "Shall we allow the Jesuit scoundrels to come here?" In an instant he was hurled out, crying, "Jesus, Mary!" "Let us see," said someone mockingly, "whether his Mary will help him." A moment later he added, "By God, his Mary has helped him." Slavata followed, and then the secretary Fabricius. By a wonderful preservation, in which pious Catholics discerned the protecting hand of God, all three crawled away from the spot without serious hurt.
There are moments when the character of a nation or party stands revealed as by a lightning flash, and this was one of them. It is not in such a way as this that successful revolutions are begun.
The first steps to constitute a new government were easy. Thirty directors were appointed, and the Jesuits were expelled from Bohemia. The Diet met and ordered soldiers to be levied to form an army. But to support this army money would be needed, and the existing taxes were insufficient. A loan was accordingly thought of, and the nobles resolved to request the towns to make up the sum, they themselves contributing nothing. The project falling dead upon the resistance of the towns, new taxes were voted, but no steps were taken to collect them, and the army was left to depend in a great measure upon chance.
Would the princes of Germany come to the help of the directors? John George of Saxony told them that he deeply sympathized with them, but that rebellion was a serious matter. To one who asked him what he meant to do he replied, "Help to put out the fire."
There was more help for them at Heidelberg than at Dresden. Frederick IV had died in 1610, and his son, the young Frederick V, looked up to Christian of Anhalt as the first statesman of his age. By his marriage with Elizabeth, the daughter of James I of England, he had contracted an alliance which gave him the appearance rather than the reality of strength. He offered every encouragement to the Bohemians, but for the time held back from giving them actual assistance.
CHARLES F. HORNE[32]
Ferdinand had crushed Protestantism in every estate he owned. In 1615 he and Matthias began, or at least permitted, measures for its repression in Bohemia. There were tumults, uprisings, and on May 23, 1618, a party of angry citizens of Prague burst into the council hall, seized Slavata and Martinitz, the two most obnoxious of the Catholic leaders, and hurled them from the window. It was an ancient form of Bohemian punishment, which had been used by Ziska and by others. The window this time was over eighty feet from the ground, yet the fall did not prove fatal. The men landed on a soft rubbish heap below, and one was unhurt; the other, though much injured, survived. Their secretary was hurled after them, and is said to have apologized to his masters, even as he landed, for his unavoidable discourtesy in alighting upon them.
This semicomic tragedy opened the Thirty Years' War. At first the struggle was confined to Bohemia and Austria. The other states, secure in the fact that four-fifths of the populace of the empire was Protestant, looked on with seeming indifference. The Bohemians drove the scattered imperial troops from their country.
Meanwhile Matthias died, and Ferdinand was elected to the imperial throne as Ferdinand II (1619-1637). The Bohemians besieged him in Vienna. The Protestant Austrian nobles turned against him, and a deputation forced its way into the presence of the helpless Emperor, and insisted on his signing for them a grant of political and religious liberty. Ferdinand resolutely refused; the deputation grew threatening. One fierce noble seized the Emperor roughly by the coat front, crying, with an offensive nickname for Ferdinand, "Sign it, Nandel!" A trumpet from the castle yard interrupted them. It signalled the arrival of a body of imperial troops, who had slipped through the lines of the besiegers, and come to the Emperor's rescue.
The Austrian nobles withdrew. Spanish and Cossack troops were called by Ferdinand into the country to crush all opposition. The Bohemians, wasted by famine and plague, retreated into their own land, and the war continued there. The people offered the Bohemian throne to Frederick, the elector of the Rhenish Palatinate, and a son-in-law of the English King, James I.
Frederick accepted, went to Bohemia in state, and tried to draw the other Protestant princes to his help. But he was a Calvinist, so the Lutherans refused to join him. His new subjects were mainly Lutherans also, and his impolitic effort to enforce his religious views upon Prague soon roused the citizens to a state of revolt against him.
The Catholic princes of the empire had long been united in a "League," with Bavaria at its head. Bavaria was, next to Austria, the most powerful state of the empire, and it had become the stronghold of the Roman faith in Germany. Now, the army of this League, under its chief, Maximilian of Bavaria, offered its services to the Emperor against the disunited and wavering Bohemians. A portion of the Bohemian army was defeated at the battle of White Mountain, just outside of Prague. Frederick, the newly elected Bohemian King, saw his troops come fleeing back to the town, and their panic seems to have seized him also. Abandoning the strong walled city, he swept such of his possessions together as he could and fled in haste from Bohemia. "The Winter King" his enemies called him in derision, because his kingship had lasted but one short winter.
The citizens, disheartened by his flight, terrified by the overwhelming forces arrayed against them, surrendered to Ferdinand. Executions, proscriptions, banishments, followed without number. Every person of the land was compelled to accept Catholicism. Many burned their homes with their own hands, and fled to other countries. Seldom has liberty been so utterly trampled under foot; seldom has a land been so completely subjugated. The Bohemians, who had been one of the most intellectual, energetic peoples of Europe, here practically disappear from history as a separate nation.
We turn now to the second period of this deplorable war. Its scene shifts to the domain of the unhappy Frederick upon the Rhine. He himself fled to Holland, but his land was considered as forfeited, and was deliberately desolated by Spanish troops in the service of the Emperor. The Bohemians had employed a well-known leader of mercenary troops, Count Mansfeld. When their cause was lost, Mansfeld, with most of his army, amused the Catholic forces by negotiations, till he saw his opportunity, when he slipped away from them, and led his army to the Rhine. There he continued the war in Frederick's name, though really for his own sake. His troops supported themselves by pillaging the country, and the wretched inhabitants of Frederick's Palatinate were treated almost as mercilessly by their pretended friends as by their open foes.
The peasants of Upper Austria also rebelled against Ferdinand's efforts to force his religion upon them. For a time it seemed they would be as successful as the Swiss mountaineers had been. Under a peasant named Fadinger they gained several impressive victories; but he was killed, and their cause collapsed into ruin. In its last stages their struggle was taken up by an unknown leader, who was called simply "the Student." But it was too late. Remarkable and romantic as was the Student's career, his exploits and victories could not save the cause, and he perished at the head of his followers.
Meanwhile, the war along the Rhine assumed more and more the savage character that made it so destructive to the land. Mansfeld, driven from the Palatinate, supported his ferocious troops almost entirely by plundering. Tilly, the chief general of the Catholic League, followed similar tactics, and, wherever they passed, the land lay ruined behind them. Some of the lesser Protestant princes joined Mansfeld, but Tilly proved a great military leader, and his opponents were slowly crowded back into Northern Germany. The Emperor forced his religion upon the Rhine districts, as he had upon Bohemia and Austria. The Protestant world at last began to take alarm. Both England and Holland lent Mansfeld support. The King of Denmark, drawing as many of the Protestant German princes as possible to his side, joined vigorously in the contest.
This Danish struggle may be considered the third period of the war. It lasted from about 1625 to 1629, and introduces one of the two most remarkable men of the period.
Albert of Waldstein, or Wallenstein, as he is generally called, was a native of Bohemia, who joined the Catholics, and won military fame and experience fighting on the imperial side in the Bohemian war. He acquired vast wealth through marriage and the purchase of the confiscated Protestant estates. Proving a remarkably capable financial manager, he was soon the richest subject in the empire, and was created Duke of Friedland, a district of Bohemia.
All of these successes were to Wallenstein mere preliminary steps to an even more boundless ambition. He studied the political outlook, and his keen eye saw the possibility of vastly expanding Mansfeld's barbaric system of supporting his soldiers by plunder. The Emperor Ferdinand had but few troops of his own, and they were needed for quelling rebellion within his personal domains. For carrying on the war along the Rhine, he was entirely dependent upon the princes of the Catholic League and their army under Tilly.
Wallenstein now came forward and offered to supply the Emperor with a powerful imperial army which should not cost him a penny. This offer, coming from a mere private gentleman, sounded absurd; and for a time Wallenstein was put aside with contemptuous laughter. At last the Emperor told him, if he thought he could raise as many as ten thousand men, to go ahead. "If I have only ten thousand," said Wallenstein, "we must accept what people choose to give us. If I have thirty thousand, we can take what we like."
The answer makes plain his whole system. His troops supported and paid themselves at the expense of the neighborhood where they were quartered. If it was a district which upheld the Emperor they took "contributions to the necessity of the empire." If the land opposed him, no polite words were needed to justify its pillage. Within three months Wallenstein had nearly fifty thousand men under his standard, drawn to him by the tempting offers of plunder that his agents held out. If the war had been terrible before, imagine the awful phase it now assumed, and the blighting curse that fell upon unhappy Germany!
Modern justice can find little to choose thereafter between the methods of the opposing armies. We speak, therefore, only of the martial genius which Wallenstein displayed. He completely outmanoeuvred Mansfeld, defeated him, and drove him to flight and death. Then Wallenstein and Tilly proceeded to destroy the high military reputation of the Danish King. He was overcome in battle after battle, and his land so completely devastated that he prayed for peace on any terms.
Peace seemed indeed at hand. The remaining Lutheran states of Saxony and Brandenburg, which had been neutral and were as yet almost unharmed, dared not interfere. The Emperor Ferdinand might have arranged everything as he chose had he used his power with moderation. But his hopes had grown with his fortunes, and he seems to have planned the establishment of such an absolute power over Germany as had been the aim of his ancestor, Charles V. Ferdinand passed laws and gave decrees, without any pretence of calling a council or seeking the approval of the princes. His general, Wallenstein, was given one of the conquered states as his dukedom; and Wallenstein declared openly that his master had no further need of councils; the time had come for Germany to be governed as were France and Spain.
The Catholic princes, with Maximilian of Bavaria at their head, became frightened by the giant they themselves had created, and began to take measures for their own preservation. They demanded that Wallenstein be removed from his command. The Emperor, perhaps himself afraid of his too powerful general, finally consented.
There still remained, however, the serious question whether Wallenstein would accept his dismissal. His huge and ever-growing army was absolutely under his control. His influence over the troops was extraordinary. A firm believer in astrology, he asserted that the stars promised him certain success, and his followers believed him. Tall and thin, dark and solemn, silent and grim, wearing a scarlet cloak and a long, blood-red feather in his hat, he was declared by popular superstition to be in league with the devil, invulnerable and unconquerable. No evil act of his soldiery did he ever rebuke. Only two things he demanded of them—absolute obedience and unshaken daring. The man who flinched or disobeyed was executed on the instant. Otherwise the marauders might desecrate God's earth with whatsoever hideous crimes they would. His troops laughed at the idea of being Catholics or Protestants, Germans or Bohemians; they were "Wallensteiners" and nothing else.
Even Ferdinand would scarcely have dared oppose his overgrown servant had not Wallenstein failed in an attempt to capture Stralsund. This little Baltic seaport held out against the assaults of his entire army. Wallenstein vowed that he would capture it "though it were fastened by chains to heaven." But each mad attack of his wild troopers was beaten back from the walls by the desperate townsfolk; and at last, with twelve thousand of his men dead, he retreated from before the stubborn port. A superstitious load was lifted from the minds even of those who pretended to be his friends. Wallenstein was not unconquerable.
He accepted the Emperor's notice of removal with haughty disdain. He said he had already seen it in the stars that evil men had sowed dissension between him and his sovereign, but the end was not yet. He retired to his vast estates in Bohemia, and lived at Prague with a magnificence exceeding that of any court in Germany. His table was always set for a hundred guests. He had sixty pages of the noblest families to wait on him. For chamberlains and other household officials, he had men who came from similar places under the Emperor.
Meanwhile a new defender had sprung up for exhausted Protestantism. Gustavus Adolphus, King of Sweden, invaded Germany in 1630 and called on the Protestants to help him in the fight to save their faith. All Europe had grown afraid of the tremendous and increasing power of the Hapsburg Emperor. Not only was Protestant England in league with the Swedes, but Catholic France, under its shrewd minister, Richelieu, also upheld them. Still the burden of actual fighting fell upon Gustavus Adolphus, who proved himself the greatest military leader of the age, and, in the eyes of Protestant Europe, the noblest and sublimest man since Luther.
It is not our province to analyze the motives of the Swedish King, the "Lion of the North," as he is called. How much he was actuated by ambition, how much by religion, perhaps he himself might have found it hard to say. His coming marks the turning-point of the contest; his brilliant achievements constitute the fourth period of the war.
Tilly opposed him with the army of the Catholic League—Tilly, the victor of thirty desperate battles. The Emperor and his court laughed, and, thinking of the Bohemian King and the Dane, said: "Another of these snow kings has come against us. He, too, will melt in our southern sun."
The Protestant princes hesitated, fearing to join Gustavus; he was hampered on every side. Tilly in his very face stormed the great Protestant city of Magdeburg, and sacked it with such merciless brutalities as raised a cry of horrified disgust, even in that age of atrocities. "Never was such a victory," wrote Tilly to the Emperor, "since the storming of Troy or of Jerusalem. I am sorry you and the ladies of the court were not there to enjoy the spectacle." A heap of blackened ruins, hiding a few hundred famished and broken outcasts, was all that remained of a splendid and prosperous city of forty thousand souls.
Tilly's object in this bloody deed seems to have been to terrify the rest of Protestant Germany into submission. If so, he failed of his purpose. Gustavus promptly abandoned gentle measures, and by a threat of force compelled the Saxon elector to join him. He then met Tilly in a fierce battle near Leipsic and utterly defeated him. Tilly fled, and his army was almost annihilated, the fugitives who escaped the Swedes falling victims to the vengeance of the enraged Protestant peasantry. Few men who had taken part in the sack of Magdeburg lived long to boast of their achievement.
Gustavus swept victoriously through all the Rhineland. One Catholic prince or bishop after another was defeated. The advance soon became little more than a triumphal procession, city after city opening its gates to welcome him. The Saxon army conquered Bohemia; Gustavus reached Bavaria.
There on the southern bank of the River Lech the Bavarian army under Tilly and Prince Maximilian was drawn to oppose the passage of the Protestant troops. It seemed impossible to cross the broad and deep stream in the face of such a force and such a general. Gustavus kept up a tremendous cannonade for three days. He burned great fires along the shore, that the smoke might conceal his movements. Tilly was struck down by a cannon-ball, the whole Bavarian army fell into confusion, and the Swedes rushed across the river almost unopposed. Maximilian fled with his army; and Bavaria, which as yet had escaped the horrors of the war, was in its turn plundered by an enemy.
The stars in their courses seemed indeed to fight for Wallenstein. From the moment that he was deprived of his command, the triumphant cause of the Emperor had fallen, fallen until now it lay in utter ruin. The Saxons held Bohemia; all Western Germany was in Gustavus' hands; nothing interposed between the conquerors and defenceless Austria—nothing but Wallenstein.
Messenger after messenger sped from the Emperor to his offended general, entreating him to reaccept his command. Wallenstein dallied, and postponed his consent, until he had wrung from his despairing sovereign such terms as never general secured before or since. Practically Wallenstein became as exalted in authority as the Emperor himself, and wholly independent of his former master. He was to carry on the war or to make peace entirely as he saw fit, without interference of any sort. Certain provinces of Austria were given him to hold as a guarantee of the Emperor's good faith.
The mere raising of the great general's standard drew around him another army of "Wallensteiners," with whom he marched against Gustavus. Two of the ablest military leaders in history were thus pitted against each other. There were clever marches and countermarches, partial, indecisive attacks, and at last a great culminating battle at Luetzen, in Saxony, November 6, 1632.
Gustavus won; but he perished on the field. He was always exposing himself in battle, and at Luetzen he galloped across in front of his army from one wing to another. A shot struck him—a traitor shot, say some, from his own German allies. He fell from his horse, and a band of the opposing cavalry encircled and slew him, not knowing who he was. His Swedes, who adored him, pressed furiously forward to save or avenge their leader. The Wallensteiners, after a desperate struggle, broke and fled before the resistless attack.
Wallenstein himself, his hat and cloak riddled with bullets, rushed in vain among his men, taunting them furiously with their cowardice. It was only the night and the death of Gustavus that prevented the Swedes from reaping the full fruits of their victory. The imperial troops retreated unpursued. Wallenstein held a savage court-martial, and executed all of his men whom he could prove had been among the first in flight.
From this time the war enters on its fifth stage. Wallenstein did little more fighting. He withdrew his troops into Bohemia, and it is hard to say what purposes simmered in his dark and inscrutable brain. He certainly was no longer loyal to the Emperor; probably the Emperor plotted against him. Wallenstein seems to have contemplated making himself king of an independent Bohemian kingdom. At any rate, he broke openly with his sovereign, and at a great banquet persuaded his leading officers to sign an oath that they would stand by him in whatever he did. Some of the more timid among them warned the Emperor, and with his approval formed a trap for Wallenstein. The general's chief lieutenants were suddenly set upon and slain; then the murderers rushed to Wallenstein's own apartments. Hearing them coming, he stood up dauntlessly, threw wide his arms to their blows, and died as silent and mysterious as he had lived. His slayers were richly rewarded by Ferdinand.
All Germany was weary of the war. The contending parties had fought each other to a standstill; and, had Germany alone been concerned, peace would certainly have followed. But the Swedes, abandoning Gustavus' higher policy, continued the war for what increase of territory they could get; and France helped herself to what German cities she could in Alsace and Lorraine. So the war went on, the German princes taking sides now with this one, now the other, and nobody apparently ever thinking of the poor peasantry. |
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