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The Frontier in American History
by Frederick Jackson Turner
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By the later fifties, therefore, the control of the Middle West had passed to its Northern zone of population, and this zone included representatives of the Middle States, New England, and Germany as its principal elements. The Southern people, north of the Ohio, differed in important respects from the Southerners across the river. They had sprung largely from the humbler classes of the South, although there were important exceptions. The early pioneer life, however, was ill-suited to the great plantations, and slavery was excluded under the Ordinance. Thus this Southern zone of the Middle West, particularly in Indiana and Illinois, constituted a mediating section between the South and the North. The Mississippi still acted as a bond of union, and up to the close of the War of 1812 the Valley, north and south, had been fundamentally of the same social organization. In order to understand what follows, we must bear in mind the outlines of the occupation of the Gulf Plains. While settlement had been crossing the Ohio to the Northwest, the spread of cotton culture and negro slavery into the Southwest had been equally significant. What the New England States and New York were in the occupation of the Middle West, Virginia, the Carolinas, and Georgia were in the occupation of the Gulf States. But, as in the case of the Northwest, a modification of the original stock occurred in the new environment. A greater energy and initiative appeared in the new Southern lands; the pioneer's devotion to exploiting the territory in which he was placed transferred slavery from the patriarchal to the commercial basis. The same expansive tendency seen in the Northwest revealed itself, with a belligerent seasoning, in the Gulf States. They had a program of action. Abraham Lincoln migrated from Kentucky to Indiana and to Illinois. Jefferson Davis moved from Kentucky to Louisiana, and thence to Mississippi, in the same period. Starting from the same locality, each represented the divergent flow of streams of settlement into contrasted environments. The result of these antagonistic streams of migration to the West was a struggle between the Lake and Prairie plainsmen, on the one side, and the Gulf plainsmen, on the other, for the possession of the Mississippi Valley. It was the crucial part of the struggle between the Northern and Southern sections of the nation. What gave slavery and State sovereignty their power as issues was the fact that they involved the question of dominance over common territory in an expanding nation. The place of the Middle West in the origin and settlement of the great slavery struggle is of the highest significance.

In the early history of Ohio, Indiana, and Illinois, a modified form of slavery existed under a system of indenture of the colored servant; and the effort of Southern settlers in Indiana and in Illinois to reintroduce slavery are indicative of the importance of the pro-slavery element in the Northwest. But the most significant early manifestation of the rival currents of migration with respect to slavery is seen in the contest which culminated in the Missouri Compromise. The historical obstacle of the Ordinance, as well as natural conditions, gave an advantage to the anti-slavery settlers northwest of the Ohio; but when the Mississippi was crossed, and the rival streams of settlement mingled in the area of the Louisiana Purchase, the struggle followed. It was an Illinois man, with constituents in both currents of settlement, who introduced the Missouri Compromise, which made a modus vivendi for the Middle West, until the Compromise of 1850 gave to Senator Douglas of Illinois, in 1854, the opportunity to reopen the issue by his Kansas-Nebraska bill. In his doctrine of "squatter-sovereignty," or the right of the territories to determine the question of slavery within their bounds, Douglas utilized a favorite Western political idea, one which Cass of Michigan had promulgated before. Douglas set the love of the Middle West for local self-government against its preponderant antipathy to the spread of slavery. At the same time he brought to the support of the doctrine the Democratic party, which ever since the days of Andrew Jackson had voiced the love of the frontier for individualism and for popular power. In his "Young America" doctrines Douglas had also made himself the spokesman of Western expansive tendencies. He thus found important sources of popular support when he invoked the localism of his section. Western appeals to Congress for aid in internal improvements, protective tariffs, and land grants had been indications of nationalism. The doctrine of squatter-sovereignty itself catered to the love of national union by presenting the appearance of a non-sectional compromise, which should allow the new areas of the Middle West to determine their own institutions. But the Free Soil party, strongest in the regions occupied by the New York-New England colonists, and having for its program national prohibition of the spread of slavery into the territories, had already found in the Middle West an important center of power. The strength of the movement far surpassed the actual voting power of the Free Soil party, for it compelled both Whigs and Democrats to propose fusion on the basis of concession to Free Soil doctrines. The New England settlers and the western New York settlers,—the children of New England,—were keenly alive to the importance of the issue. Indeed, Seward, in an address at Madison, Wisconsin, in 1860, declared that the Northwest, in reality, extended to the base of the Alleghanies, and that the new States had "matured just in the critical moment to rally the free States of the Atlantic coast, to call them back to their ancient principles."

These Free Soil forces and the nationalistic tendencies of the Middle West proved too strong for the opposing doctrines when the real struggle came. Calhoun and Taney shaped the issue so logically that the Middle West saw that the contest was not only a war for the preservation of the Union, but also a war for the possession of the unoccupied West, a struggle between the Middle West and the States of the Gulf Plains. The economic life of the Middle West had been bound by the railroad to the North Atlantic, and its interests, as well as its love of national unity, made it in every way hostile to secession. When Dr. Cutler had urged the desires of the Ohio Company upon Congress, in 1787, he had promised to plant in the Ohio Valley a colony that would stand for the Union. Vinton of Ohio, in arguing for the admission of Iowa, urged the position of the Middle West as the great unifying section of the country: "Disunion," he said, "is ruin to them. They have no alternative but to resist it whenever or wherever attempted. . . . Massachusetts and South Carolina might, for aught I know, find a dividing line that would be mutually satisfactory to them; but, Sir, they can find no such line to which the western country can assent." But it was Abraham Lincoln who stated the issue with the greatest precision, and who voiced most clearly the nationalism of the Middle West, when he declared, "A house divided against itself cannot stand. I believe this government cannot endure permanently half slave and half free."

So it was that when the civil war in Kansas grew into the Civil War in the Union, after Lincoln's election to the presidency, the Middle West, dominated by its combined Puritan and German population, ceased to compromise, and turned the scale in favor of the North. The Middle West furnished more than one-third of the Union troops. The names of Grant and Sherman are sufficient testimony to her leadership in the field. The names of Lincoln and Chase show that the presidential, the financial, and the war powers were in the hands of the Middle West. If we were to accept Seward's own classification, the conduct of foreign affairs as well belonged to the same section; it was, at least, in the hands of representatives of the dominant forces of the section. The Middle West, led by Grant and Sherman, hewed its way down the Mississippi and across the Gulf States, and Lincoln could exult in 1863, "The Father of Waters again goes unvexed to the sea. Thanks to the great Northwest for it, nor yet wholly to them."

In thus outlining the relations of the Middle West to the slavery struggle, we have passed over important extensions of settlement in the decade before the war. In these years, not only did the density of settlement increase in the older portions of the region, but new waves of colonization passed into the remoter prairies. Iowa's pioneers, after Indian cessions had been secured, spread well toward her western limits. Minnesota, also, was recruited by a column of pioneers. The treaty of Traverse de Sioux, in 1851, opened over twenty million acres of arable land in that State, and Minnesota increased her population 2730.7 per cent in the decade from 1850 to 1860.

Up to this decade the pine belt of the Middle West, in northern Michigan, Wisconsin, and Minnesota had been the field of operations of Indian traders. At first under English companies, and afterward under Astor's American Fur Company, the traders with their French and half-breed boatmen skirted the Great Lakes and followed the rivers into the forests, where they stationed their posts and spread goods and whiskey among the Indians. Their posts were centers of disintegration among the savages. The new wants and the demoralization which resulted from the Indian trade facilitated the purchases of their lands by the federal government. The trader was followed by the seeker for the best pine land "forties"; and by the time of the Civil War the exploitation of the pine belt had fairly begun. The Irish and Canadian choppers, followed by the Scandinavians, joined the forest men, and log drives succeeded the trading canoe. Men from the pine woods of Maine and Vermont directed the industry, and became magnates in the mill towns that grew up in the forests,—millionaires, and afterwards political leaders. In the prairie country of the Middle West, the Indian trade that centered at St. Louis had been important ever since 1820, with an influence upon the Indians of the plains similar to the influence of the northern fur trade upon the Indians of the forest. By 1840 the removal policy had effected the transfer of most of the eastern tribes to lands across the Mississippi. Tribal names that formerly belonged to Ohio and the rest of the Old Northwest were found on the map of the Kansas Valley. The Platte country belonged to the Pawnee and their neighbors, and to the north along the Upper Missouri were the Sioux, or Dakota, Crow, Cheyenne, and other horse Indians, following the vast herds of buffalo that grazed on the Great Plains. The discovery of California gold and the opening of the Oregon country, in the middle of the century, made it necessary to secure a road through the Indian lands for the procession of pioneers that crossed the prairies to the Pacific. The organization of Kansas and Nebraska, in 1854, was the first step in the withdrawal of these territories from the Indians. A period of almost constant Indian hostility followed, for the savage lords of the boundless prairies instinctively felt the significance of the entrance of the farmer into their empire. In Minnesota the Sioux took advantage of the Civil War to rise; but the outcome was the destruction of their reservations in that State, and the opening of great tracts to the pioneers. When the Pacific railways were begun, Red Cloud, the astute Sioux chief, who, in some ways, stands as the successor of Pontiac and of Tecumthe, rallied the principal tribes of the Great Plains to resist the march of civilization. Their hostility resulted in the peace measure of 1867 and 1868, which assigned to the Sioux and their allies reservations embracing the major portion of Dakota territory, west of the Missouri River. The systematic slaughter of millions of buffalo, in the years between 1866 and 1873, for the sake of their hides, put an end to the vast herds of the Great Plains, and destroyed the economic foundation of the Indians. Henceforth they were dependent on the whites for their food supply, and the Great Plains were open to the cattle ranchers.

In a preface written in 1872 for a new edition of "The Oregon Trail," which had appeared in 1847, Francis Parkman said, "The wild cavalcade that defiled with me down the gorges of the Black Hills, with its paint and war plumes, fluttering trophies and savage embroidery, bows, arrows, lances, and shields, will never be seen again." The prairies were ready for the final rush of occupation. The homestead law of 1862, passed in the midst of the war, did not reveal its full importance as an element in the settlement of the Middle West until after peace. It began to operate most actively, contemporaneously with the development of the several railways to the Pacific, in the two decades from 1870 to 1890, and in connection with the marketing of the railroad land grants. The outcome was an epoch-making extension of population.

Before 1870 the vast and fertile valley of the Red River, once the level bed of an ancient lake, occupying the region where North Dakota and Minnesota meet, was almost virgin soil. But in 1875 the great Dalrymple farm showed its advantages for wheat raising, and a tide of farm seekers turned to the region. The "Jim River" Valley of South Dakota attracted still other settlers. The Northern Pacific and the Great Northern Railway thrust out laterals into these Minnesota and Dakota wheat areas from which to draw the nourishment for their daring passage to the Pacific. The Chicago, Milwaukee and St. Paul, the Chicago and Northwestern Railway, Burlington, and other roads, gridironed the region; and the unoccupied lands of the Middle West were taken up by a migration that in its system and scale is unprecedented. The railroads sent their agents and their literature everywhere, "booming" the "Golden West"; the opportunity for economic and political fortunes in such rapidly growing communities attracted multitudes of Americans whom the cheap land alone would not have tempted. In 1870 the Dakotas had 14,000 settlers; in 1890 they had over 510,000. Nebraska's population was 28,000 in 1860; 123,000 in 1870; 452,000 in 1880; and 1,059,000 in 1890. Kansas had 107,000 in 1860; 364,000 in 1870; 996,000 in 1880; and 1,427,000 in 1890. Wisconsin and New York gave the largest fractions of the native element to Minnesota; Illinois and Ohio together sent perhaps one-third of the native element of Kansas and Nebraska, but the Missouri and Southern settlers were strongly represented in Kansas; Wisconsin, New York, Minnesota, and Iowa gave North Dakota the most of her native settlers; and Wisconsin, Iowa, Illinois, and New York did the same for South Dakota.

Railroads and steamships organized foreign immigration on scale and system never before equaled; a high-water mark of American immigration came in the early eighties. Germans and Scandinavians were rushed by emigrant trains out to the prairies, to fill the remaining spaces in the older States of the Middle West. The census of 1890 showed in Minnesota 373,000 persons of Scandinavian parentage, and out of the total million and one-half persons of Scandinavian parentage in the United States, the Middle West received all but about three hundred thousand. The persons of German parentage in the Middle West numbered over four millions out of a total of less than seven millions in the whole country. The province had, in 1890, a smaller proportion of persons of foreign parentage than had the North Atlantic division, but the proportions varied greatly in the different States. Indiana had the lowest percentage, 20.38; and, rising in the scale, Missouri had 24.94; Kansas 26.75; Ohio 33.93; Nebraska 42.45; Iowa 43.57; Illinois 49.01; Michigan 54.58; Wisconsin 73.65; Minnesota 75.37; and North Dakota 78.87.

What these statistics of settlement mean when translated into the pioneer life of the prairie, cannot be told here. There were sharp contrasts with the pioneer life of the Old Northwest; for the forest shade, there was substituted the boundless prairie; the sod house for the log hut; the continental railway for the old National Turnpike and the Erie Canal. Life moved faster, in larger masses, and with greater momentum in this pioneer movement. The horizon line was more remote. Things were done in the gross. The transcontinental railroad, the bonanza farm, the steam plow, harvester, and thresher, the "league-long furrow," and the vast cattle ranches, all suggested spacious combination and systematization of industry. The largest hopes were excited by these conquests of the prairie. The occupation of western Kansas may illustrate the movement which went on also in the west of Nebraska and the Dakotas. The pioneer farmer tried to push into the region with the old methods of settlement. Deceived by rainy seasons and the railroad advertisements, and recklessly optimistic, hosts of settlers poured out into the plains beyond the region of sufficient rainfall for successful agriculture without irrigation. Dry seasons starved them back; but a repetition of good rainfalls again aroused the determination to occupy the western plains. Boom towns flourished like prairie weeds; Eastern capital struggled for a chance to share in the venture, and the Kansas farmers eagerly mortgaged their possessions to secure the capital so freely offered for their attack on the arid lands. By 1887 the tide of the pioneer farmers had flowed across the semi-arid plains to the western boundary of the State. But it was a hopeless effort to conquer a new province by the forces that had won the prairies. The wave of settlement dashed itself in vain against the conditions of the Great Plains. The native American farmer had received his first defeat; farm products at the same period had depreciated, and he turned to the national government for reinforcements.

The Populistic movement of the western half of the Middle West is a complex of many forces. In some respects it is the latest manifestation of the same forces that brought on the crisis of 1837 in the earlier region of pioneer exploitation. That era of over-confidence, reckless internal improvements, and land purchases by borrowed capital, brought a reaction when it became apparent that the future had been over-discounted. But, in that time, there were the farther free lands to which the ruined pioneer could turn. The demand for an expansion of the currency has marked each area of Western advance. The greenback movement of Ohio and the eastern part of the Middle West grew into the fiat money, free silver, and land bank propositions of the Populists across the Mississippi. Efforts for cheaper transportation also appear in each stage of Western advance. When the pioneer left the rivers and had to haul his crops by wagon to a market, the transportation factor determined both his profits and the extension of settlement. Demands for national aid to roads and canals had marked the pioneer advance of the first third of the century. The "Granger" attacks upon the railway rates, and in favor of governmental regulation, marked a second advance of Western settlement. The Farmers' Alliance and the Populist demand for government ownership of the railroad is a phase of the same effort of the pioneer farmer, on his latest frontier. The proposals have taken increasing proportions in each region of Western Advance. Taken as a whole, Populism is a manifestation of the old pioneer ideals of the native American, with the added element of increasing readiness to utilize the national government to effect its ends. This is not unnatural in a section whose lands were originally purchased by the government and given away to its settlers by the same authority, whose railroads were built largely by federal land grants, and whose settlements were protected by the United States army and governed by the national authority until they were carved into rectangular States and admitted into the Union. Its native settlers were drawn from many States, many of them former soldiers of the Civil War, who mingled in new lands with foreign immigrants accustomed to the vigorous authority of European national governments.

But these old ideals of the American pioneer, phrased in the new language of national power, did not meet with the assent of the East. Even in the Middle West a change of deepest import had been in progress during these years of prairie settlement. The agricultural preponderance of the country has passed to the prairies, and manufacturing has developed in the areas once devoted to pioneer farming. In the decade prior to the Civil War, the area of greatest wheat production passed from Ohio and the States to the east, into Illinois, Indiana, and Wisconsin; after 1880, the center of wheat growing moved across the Mississippi; and in 1890 the new settlements produced half the crop of the United States. The corn area shows a similar migration. In 1840 the Southern States produced half the crop, and the Middle West one-fifth; by 1860 the situation was reversed and in 1890 nearly one-half the corn of the Union came from beyond the Mississippi. Thus the settlers of the Old Northwest and their crops have moved together across the Mississippi, and in the regions whence they migrated varied agriculture and manufacture have sprung up.

As these movements in population and products have passed across the Middle West, and as the economic life of the eastern border has been intensified, a huge industrial organism has been created in the province,—an organism of tremendous power, activity, and unity. Fundamentally the Middle West is an agricultural area unequaled for its combination of space, variety, productiveness, and freedom from interruption by deserts or mountains. The huge water system of the Great Lakes has become the highway of a mighty commerce. The Sault Ste. Marie Canal, although open but two-thirds of the year, is the channel of a traffic of greater tonnage than that which passes through the Suez Canal, and nearly all this commerce moves almost the whole length of the Great Lakes system; the chief ports being Duluth, Chicago, Detroit, Cleveland, and Buffalo. The transportation facilities of the Great Lakes were revolutionized after 1886, to supply the needs of commerce between the East and the newly developed lands of the Middle West; the tonnage doubled; wooden ships gave way to steel; sailing vessels yielded to steam; and huge docks, derricks, and elevators, triumphs of mechanical skill, were constructed. A competent investigator has lately declared that "there is probably in the world to-day no place at tide water where ship plates can be laid down for a less price than they can be manufactured or purchased at the lake ports."

This rapid rise of the merchant marine of our inland seas has led to the demand for deep water canals to connect them with the ocean road to Europe. When the fleets of the Great Lakes plow the Atlantic, and when Duluth and Chicago become seaports, the water transportation of the Middle West will have completed its evolution. The significance of the development of the railway systems is not inferior to that of the great water way. Chicago has become the greatest railroad center of the world, nor is there another area of like size which equals this in its railroad facilities; all the forces of the nation intersect here. Improved terminals, steel rails, better rolling stock, and consolidation of railway systems have accompanied the advance of the people of the Middle West.

This unparalleled development of transportation facilities measures the magnitude of the material development of the province. Its wheat and corn surplus supplies the deficit of the rest of the United States and much of that of Europe. Such is the agricultural condition of the province of which Monroe wrote to Jefferson, in 1786, in these words: "A great part of the territory is miserably poor, especially that near Lakes Michigan and Erie, and that upon the Mississippi and the Illinois consists of extensive plains which have not had, from appearances, and will not have, a single bush on them for ages. The districts, therefore, within which these fall will never contain a sufficient number of inhabitants to entitle them to membership in the confederacy."

Minneapolis and Duluth receive the spring wheat of the northern prairies, and after manufacturing great portions of it into flour, transmit it to Buffalo, the eastern cities, and to Europe. Chicago is still the great city of the corn belt, but its power as a milling and wheat center has been passing to the cities that receive tribute from the northern prairies. It lies in the region of winter wheat, corn, oats, and live stock. Kansas City, St. Louis, and Cincinnati are the sister cities of this zone, which reaches into the grazing country of the Great Plains. The meeting point of corn and cattle has led to the development of the packing industries,—large business systems that send the beef and pork of the region to supply the East and parts of Europe. The "feeding system" adopted in Kansas, Nebraska, and Iowa, whereby the stock is fattened from the surplus corn of the region, constitutes a species of varied farming that has saved these States from the disasters of the failure of a single industry, and has been one solution of the economic life of the transition belt between the prairies and the Great Plains. Under a more complex agriculture, better adapted to the various sections of the State, and with better crops, Kansas has become more prosperous and less a center of political discontent.

While this development of the agricultural interests of the Middle West has been in progress, the exploitation of the pine woods of the north has furnished another contribution to the commerce of the province. The center of activity has migrated from Michigan to Minnesota, and the lumber traffic furnishes one of the principal contributions to the vessels that ply the Great Lakes and supply the tributary mills. As the white pine vanishes before the organized forces of exploitation, the remaining hard woods serve to establish factories in the former mill towns. The more fertile denuded lands of the north are now receiving settlers who repeat the old pioneer life among the stumps.

But the most striking development in the industrial history of the Middle West in recent years has been due to the opening up of the iron mines of Lake Superior. Even in 1873 the Lake Superior ores furnished a quarter of the total production of American blast furnaces. The opening of the Gogebic mines in 1884, and the development of the Vermillion and Mesabi mines adjacent to the head of the lake, in the early nineties, completed the transfer of iron ore production to the Lake Superior region. Michigan, Minnesota, and Wisconsin together now produce the ore for eighty per cent of the pig iron of the United States. Four-fifths of this great product moves to the ports on Lake Erie and the rest to the manufactories at Chicago and Milwaukee. The vast steel and iron industry that centers at Pittsburgh and Cleveland, with important outposts like Chicago and Milwaukee, is the outcome of the meeting of the coal of the eastern and southern borders of the province and of Pennsylvania, with the iron ores of the north. The industry has been systematized and consolidated by a few captains of industry. Steam shovels dig the ore from many of the Mesabi mines; gravity roads carry it to the docks and to the ships, and huge hoisting and carrying devices, built especially for the traffic, unload it for the railroad and the furnace. Iron and coal mines, transportation fleets, railroad systems, and iron manufactories are concentrated in a few corporations, principally the United States Steel Corporation. The world has never seen such a consolidation of capital and so complete a systematization of economic processes.

Such is the economic appearance of the Middle West a century after the pioneers left the frontier village of Pittsburgh and crossed the Ohio into the forests. De Tocqueville exclaimed, with reason, in 1833: "This gradual and continuous progress of the European race toward the Rocky Mountains has the solemnity of a providential event. It is like a deluge of men, rising unabatedly, and driven daily onward by the hand of God."

The ideals of the Middle West began in the log huts set in the midst of the forest a century ago. While his horizon was still bounded by the clearing that his ax had made, the pioneer dreamed of continental conquests. The vastness of the wilderness kindled his imagination. His vision saw beyond the dank swamp at the edge of the great lake to the lofty buildings and the jostling multitudes of a mighty city; beyond the rank, grass-clad prairie to the seas of golden grain; beyond the harsh life of the log hut and the sod house to the home of his children, where should dwell comfort and the higher things of life, though they might not be for him. The men and women who made the Middle West were idealists, and they had the power of will to make their dreams come true. Here, also, were the pioneer's traits,—individual activity, inventiveness, and competition for the prizes of the rich province that awaited exploitation under freedom and equality of opportunity. He honored the man whose eye was the quickest and whose grasp was the strongest in this contest: it was "every one for himself."

The early society of the Middle West was not a complex, highly differentiated and organized society. Almost every family was a self-sufficing unit, and liberty and equality flourished in the frontier periods of the Middle West as perhaps never before in history. American democracy came from the forest, and its destiny drove it to material conquests; but the materialism of the pioneer was not the dull contented materialism of an old and fixed society. Both native settler and European immigrant saw in this free and competitive movement of the frontier the chance to break the bondage of social rank, and to rise to a higher plane of existence. The pioneer was passionately desirous to secure for himself and for his family a favorable place in the midst of these large and free but vanishing opportunities. It took a century for this society to fit itself into the conditions of the whole province. Little by little, nature pressed into her mold the plastic pioneer life. The Middle West, yesterday a pioneer province, is to-day the field of industrial resources and systematization so vast that Europe, alarmed for her industries in competition with this new power, is discussing the policy of forming protective alliances among the nations of the continent. Into this region flowed the great forces of modern capitalism. Indeed, the region itself furnished favorable conditions for the creation of these forces, and trained many of the famous American industrial leaders. The Prairies, the Great Plains, and the Great Lakes furnished new standards of industrial measurement. From this society, seated amidst a wealth of material advantages, and breeding individualism, energetic competition, inventiveness, and spaciousness of design, came the triumph of the strongest. The captains of industry arose and seized on nature's gifts. Struggling with one another, increasing the scope of their ambitions as the largeness of the resources and the extent of the fields of activity revealed themselves, they were forced to accept the natural conditions of a province vast in area but simple in structure. Competition grew into consolidation. On the Pittsburgh border of the Middle West the completion of the process is most clearly seen. On the prairies of Kansas stands the Populist, a survival of the pioneer, striving to adjust present conditions to his old ideals.

The ideals of equality, freedom of opportunity, faith in the common man are deep rooted in all the Middle West. The frontier stage, through which each portion passed, left abiding traces on the older, as well as on the newer, areas of the province. Nor were these ideals limited to the native American settlers: Germans and Scandinavians who poured into the Middle West sought the country with like hopes and like faith. These facts must be remembered in estimating the effects of the economic transformation of the province upon its democracy. The peculiar democracy of the frontier has passed away with the conditions that produced it; but the democratic aspirations remain. They are held with passionate determination.

The task of the Middle West is that of adapting democracy to the vast economic organization of the present. This region which has so often needed the reminder that bigness is not greatness, may yet show that its training has produced the power to reconcile popular government and culture with the huge industrial society of the modern world. The democracies of the past have been small communities, under simple and primitive economic conditions. At bottom the problem is how to reconcile real greatness with bigness.

It is important that the Middle West should accomplish this; the future of the Republic is with her. Politically she is dominant, as is illustrated by the fact that six out of seven of the Presidents elected since 1860 have come from her borders. Twenty-six million people live in the Middle West as against twenty-one million in New England and the Middle States together, and the Middle West has indefinite capacity for growth. The educational forces are more democratic than in the East, and the Middle West has twice as many students (if we count together the common school, secondary, and collegiate attendance), as have New England and the Middle States combined. Nor is this educational system, as a whole, inferior to that of the Eastern States. State universities crown the public school system in every one of these States of the Middle West, and rank with the universities of the seaboard, while private munificence has furnished others on an unexampled scale. The public and private art collections of Pittsburgh, Chicago, St. Paul, and other cities rival those of the seaboard. "World's fairs," with their important popular educational influences, have been held at Chicago, Omaha, and Buffalo; and the next of these national gatherings is to be at St. Louis. There is throughout the Middle West a vigor and a mental activity among the common people that bode well for its future. If the task of reducing the Province of the Lake and Prairie Plains to the uses of civilization should for a time overweigh art and literature, and even high political and social ideals, it would not be surprising. But if the ideals of the pioneers shall survive the inundation of material success, we may expect to see in the Middle West the rise of a highly intelligent society where culture shall be reconciled with democracy in the large.

FOOTNOTES:

[126:1] With acknowledgments to the International Monthly, December, 1901.

[129:1] 1901.

[132:1] See F. J. Turner, "Western State-Making in the Revolutionary Era," in Am. Historical Review, i, pp. 70 et seq.



V

THE OHIO VALLEY IN AMERICAN HISTORY[157:1]

In a notable essay Professor Josiah Royce has asserted the salutary influence of a highly organized provincial life in order to counteract certain evils arising from the tremendous development of nationalism in our own day. Among these evils he enumerates: first, the frequent changes of dwelling place, whereby the community is in danger of losing the well-knit organization of a common life; second, the tendency to reduce variety in national civilization, to assimilate all to a common type and thus to discourage individuality, and produce a "remorseless mechanism—vast, irrational;" third, the evils arising from the fact that waves of emotion, the passion of the mob, tend in our day to sweep across the nation.

Against these surges of national feeling Professor Royce would erect dikes in the form of provincialism, the resistance of separate sections each with its own traditions, beliefs and aspirations. "Our national unities have grown so vast, our forces of social consolidation so paramount, the resulting problems, conflicts, evils, have become so intensified," he says, that we must seek in the province renewed strength, usefulness and beauty of American life.

Whatever may be thought of this philosopher's appeal for a revival of sectionalism, on a higher level, in order to check the tendencies to a deadening uniformity of national consolidation (and to me this appeal, under the limitations which he gives it, seems warranted by the conditions)—it is certainly true that in the history of the United States sectionalism holds a place too little recognized by the historians.

By sectionalism I do not mean the struggle between North and South which culminated in the Civil War. That extreme and tragic form of sectionalism indeed has almost engrossed the attention of historians, and it is, no doubt, the most striking and painful example of the phenomenon in our history. But there are older, and perhaps in the long run more enduring examples of the play of sectional forces than the slavery struggle, and there are various sections besides North and South.

Indeed, the United States is, in size and natural resources, an empire, a collection of potential nations, rather than a single nation. It is comparable in area to Europe. If the coast of California be placed along the coast of Spain, Charleston, South Carolina, would fall near Constantinople; the northern shores of Lake Superior would touch the Baltic, and New Orleans would lie in southern Italy. Within this vast empire there are geographic provinces, separate in physical conditions, into which American colonization has flowed, and in each of which a special society has developed, with an economic, political and social life of its own. Each of these provinces, or sections, has developed its own leaders, who in the public life of the nation have voiced the needs of their section, contended with the representatives of other sections, and arranged compromises between sections in national legislation and policy, almost as ambassadors from separate countries in a European congress might make treaties.

Between these sections commercial relations have sprung up, and economic combinations and contests may be traced by the student who looks beneath the surface of our national life to the actual grouping of States in congressional votes on tariff, internal improvement, currency and banking, and all the varied legislation in the field of commerce. American industrial life is the outcome of the combinations and contests of groups of States in sections. And the intellectual, the spiritual life of the nation is the result of the interplay of the sectional ideals, fundamental assumptions and emotions.

In short, the real federal aspect of the nation, if we penetrate beneath constitutional forms to the deeper currents of social, economic and political life, will be found to lie in the relation of sections and nation, rather than in the relation of States and nation. Recently ex-secretary Root emphasized the danger that the States, by neglecting to fulfil their duties, might fall into decay, while the national government engrossed their former power. But even if the States disappeared altogether as effective factors in our national life, the sections might, in my opinion, gain from that very disappearance a strength and activity that would prove effective limitations upon the nationalizing process.

Without pursuing the interesting speculation, I may note as evidence of the development of sectionalism, the various gatherings of business men, religious denominations and educational organizations in groups of States. Among the signs of growth of a healthy provincialism is the formation of sectional historical societies. While the American Historical Association has been growing vigorously and becoming a genuine gathering of historical students from all parts of the nation, there have also arisen societies in various sections to deal with the particular history of the groups of States. In part this is due to the great distances which render attendance difficult upon the meetings of the national body to-day, but we would be short-sighted, indeed, who failed to perceive in the formation of the Pacific Coast Historical Association, the Mississippi Valley Historical Association, and the Ohio Valley Historical Association, for example, genuine and spontaneous manifestations of a sectional consciousness.

These associations spring in large part from the recognition in each of a common past, a common body of experiences, traditions, institutions and ideals. It is not necessary now to raise the question whether all of these associations are based on a real community of historical interest, whether there are overlapping areas, whether new combinations may not be made? They are at least substantial attempts to find a common sectional unity, and out of their interest in the past of the section, increasing tendencies to common sectional ideas and policies are certain to follow. I do not mean to prophesy any disruptive tendency in American life by the rejuvenation of sectional self-consciousness; but I do mean to assert that American life will be enriched and safe-guarded by the development of the greater variety of interest, purposes and ideals which seem to be arising. A measure of local concentration seems necessary to produce healthy, intellectual and moral life. The spread of social forces over too vast an area makes for monotony and stagnation.

Let us, then, raise the question of how far the Ohio Valley has had a part of its own in the making of the nation. I have not the temerity to attempt a history of the Valley in the brief compass of this address. Nor am I confident of my ability even to pick out the more important features of its history in our common national life. But I venture to put the problem, to state some familiar facts from the special point of view, with the hope of arousing interest in the theme among the many students who are advancing the science of history in this section.

To the physiographer the section is made up of the province of the Alleghany Plateaus and the southern portion of the Prairie Plains. In it are found rich mineral deposits which are changing the life of the section and of the nation. Although you reckon in your membership only the states that touch the Ohio River, parts of those states are, from the point of view of their social origins, more closely connected with the Northwest on the Lake Plains, than with the Ohio Valley; and, on the other hand, the Tennessee Valley, though it sweeps far toward the Lower South, and only joins the Ohio at the end of its course, has been through much of the history of the region an essential part of this society. Together these rivers made up the "Western World" of the pioneers of the Revolutionary era; the "Western Waters" of the backwoodsmen.

But, after all, the unity of the section and its place in history were determined by the "beautiful river," as the French explorers called it—the Ohio, which pours its flood for over a thousand miles, a great highway to the West; a historic artery of commerce, a wedge of advance between powerful Indian confederacies, and rival European nations, to the Mississippi Valley; a home for six mighty States, now in the heart of the nation, rich in material wealth, richer in the history of American democracy, a society that holds a place midway between the industrial sections of the seaboard and the plains and prairies of the agricultural West; between the society that formed later along the levels about the Great Lakes, and the society that arose in the Lower South on the plains of the Gulf of Mexico. The Alleghanies bound it on the east, the Mississippi on the west. At the forks of the great river lies Pittsburgh, the historic gateway to the West, the present symbol and embodiment of the age of steel, the type of modern industrialism. Near its western border is St. Louis, looking toward the Prairies, the Great Plains and the Rocky Mountains, the land into which the tide of modern colonization turns.

Between these old cities, for whose sites European nations contended, stand the cities whose growth preeminently represents the Ohio valley; Cincinnati, the historic queen of the river; Louisville, the warder of the falls; the cities of the "Old National Road," Columbus, Indianapolis; the cities of the Blue Grass lands, which made Kentucky the goal of the pioneers; and the cities of that young commonwealth, whom the Ohio river by force of its attraction tore away from an uncongenial control by the Old Dominion, and joined to the social section where it belonged.

The Ohio Valley is, therefore, not only a commercial highway, it is a middle kingdom between the East and the West, between the northern area, which was occupied by a greater New England and emigrants from northern Europe, and the southern area of the "Cotton Kingdom." As Pennsylvania and New York constituted the Middle Region in our earlier history, between New England and the seaboard South, so the Ohio Valley became the Middle Region of a later time. In its position as a highway and a Middle Region are found the keys to its place in American history.

From the beginning the Ohio Valley seems to have been a highway for migration, and the home of a culture of its own. The sciences of American archeology and ethnology are too new to enable us to speak with confidence upon the origins and earlier distribution of the aborigines, but it is at least clear that the Ohio river played an important part in the movements of the earlier men in America, and that the mounds of the valley indicate a special type of development intermediate between that of the northern hunter folk, and the pueblo building races of the south. This dim and yet fascinating introduction to the history of the Ohio will afford ample opportunity for later students of the relations between geography and population to make contributions to our history.

The French explorers saw the river, but failed to grasp its significance as a strategic line in the conquest of the West. Entangled in the water labyrinth of the vast interior, and kindled with aspirations to reach the "Sea of the West," their fur traders and explorers pushed their way through the forests of the North and across the plains of the South, from river to lake, from lake to river, until they met the mountains of the West. But while they were reaching the upper course of the Missouri and the Spanish outposts of Santa Fe, they missed the opportunity to hold the Ohio Valley, and before France could settle the Valley, the long and attenuated line of French posts in the west, reaching from Canada to Louisiana, was struck by the advancing column of the American backwoodsmen in the center by the way of the Ohio. Parkman, in whose golden pages is written the epic of the American wilderness, found his hero in the wandering Frenchman. Perhaps because he was a New Englander he missed a great opportunity and neglected to portray the formation and advance of the backwood society which was finally to erase the traces of French control in the interior of North America.

It is not without significance in a consideration of the national aspects of the history of the Ohio Valley, that the messenger of English civilization, who summoned the French to evacuate the Valley and its approaches, and whose men near the forks of the Ohio fired the opening gun of the world-historic conflict that wrought the doom of New France in America, was George Washington, the first American to win a national position in the United States. The father of his country was the prophet of the Ohio Valley.

Into this dominion, in the next scene of this drama, came the backwoodsmen, the men who began the formation of the society of the Valley. I wish to consider the effects of the formation of this society upon the nation. And first let us consider the stock itself.

The Ohio Valley was settled, for the most part (though with important exceptions, especially in Ohio), by men of the Upland South, and this determined a large part of its influence in the nation through a long period. As the Ohio Valley, as a whole, was an extension of the Upland South, so the Upland South was, broadly speaking, an extension from the old Middle Region, chiefly from Pennsylvania. The society of pioneers, English, Scotch-Irish, Germans, and other nationalities which formed in the beginning of the eighteenth century in the Great Valley of Pennsylvania and its lateral extensions was the nursery of the American backwoodsmen. Between about 1730 and the Revolution, successive tides of pioneers ascended the Shenandoah, occupied the Piedmont, or up-country of Virginia and the Carolinas, and received recruits from similar peoples who came by eastward advances from the coast toward this Old West.

Thus by the middle of the eighteenth century a new section had been created in America, a kind of peninsula thrust down from Pennsylvania between the falls of the rivers of the South Atlantic colonies on the one side and the Alleghany mountains on the other. Its population showed a mixture of nationalities and religions. Less English than the colonial coast, it was built on a basis of religious feeling different from that of Puritan New England, and still different from the conservative Anglicans of the southern seaboard. The Scotch-Irish Presbyterians with the glow of the covenanters; German sectaries with serious-minded devotion to one or another of a multiplicity of sects, but withal deeply responsive to the call of the religious spirit, and the English Quakers all furnish a foundation of emotional responsiveness to religion and a readiness to find a new heaven and a new earth in politics as well as in religion. In spite of the influence of the backwoods in hampering religious organization, this upland society was a fertile field for tillage by such democratic and emotional sects as the Baptists, Methodists and the later Campbellites, as well as by Presbyterians. Mr. Bryce has well characterized the South as a region of "high religious voltage," but this characterization is especially applicable to the Upland South, and its colonies in the Ohio Valley. It is not necessary to assert that this religious spirit resulted in the kind of conduct associated with the religious life of the Puritans. What I wish to point out is the responsiveness of the Upland South to emotional religious and political appeal.

Besides its variety of stocks and its religious sects responsive to emotion, the Upland South was intensely democratic and individualistic. It believed that government was based on a limited contract for the benefit of the individual, and it acted independently of governmental organs and restraints with such ease that in many regions this was the habitual mode of social procedure: voluntary cooperation was more natural to the Southern Uplanders than action through the machinery of government, especially when government checked rather than aided their industrial and social tendencies and desires. It was a naturally radical society. It was moreover a rural section not of the planter or merchant type, but characterized by the small farmer, building his log cabin in the wilderness, raising a small crop and a few animals for family use. It was this stock which began to pass into the Ohio Valley when Daniel Boone, and the pioneers associated with his name, followed the "Wilderness Trace" from the Upland South to the Blue Grass lands in the midst of the Kentucky hills, on the Ohio river. In the opening years of the Revolution these pioneers were recruited by westward extensions from Pennsylvania and West Virginia. With this colonization of the Ohio Valley begins a chapter in American history.

This settlement contributed a new element to our national development and raised new national problems. It took a long time for the seaboard South to assimilate the upland section. We cannot think of the South as a unit through much of its ante-bellum history without doing violence to the facts. The struggle between the men of the up-country and the men of the tide-water, made a large part of the domestic history of the "Old South." Nevertheless, the Upland South, as slavery and cotton cultivation extended westward from the coast, gradually merged in the East. On the other hand, its children, who placed the wall of the Alleghanies between them and the East, gave thereby a new life to the conditions and ideals which were lost in their former home. Nor was this all. Beyond the mountains new conditions, new problems, aroused new ambitions and new social ideals. Its entrance into the "Western World" was a tonic to this stock. Its crossing put new fire into its veins—fires of militant expansion, creative social energy, triumphant democracy. A new section was added to the American nation, a new element was infused into the combination which we call the United States, a new flavor was given to the American spirit.

We may next rapidly note some of the results. First, let us consider the national effects of the settlement of this new social type in the Ohio Valley upon the expansion and diplomacy of the nation. Almost from the first the Ohio valley had constituted the problem of westward expansion. It was the entering wedge to the possession of the Mississippi Valley, and, although reluctantly, the Eastern colonies and then the Eastern States were compelled to join in the struggle first to possess the Ohio, then to retain it, and finally to enforce its demand for the possession of the whole Mississippi Valley and the basin of the Great Lakes as a means of outlet for its crops and of defense for its settlements. The part played by the pioneers of the Ohio Valley as a flying column of the nation, sent across the mountains and making a line of advance between hostile Indians and English on the north, and hostile Indians and Spaniards on the south, is itself too extensive a theme to be more than mentioned.

Here in historic Kentucky, in the State which was the home of George Rogers Clark it is not necessary to dwell upon his clear insight and courage in carrying American arms into the Northwest. From the first, Washington also grasped the significance of the Ohio Valley as a "rising empire," whose population and trade were essential to the nation, but which found its natural outlet down the Mississippi, where Spain blocked the river, and which was in danger of withdrawing from the weak confederacy. The intrigues of England to attract the Valley to herself and those of Spain to add the settlements to the Spanish Empire, the use of the Indians by these rivals, and the efforts of France to use the pioneers of Kentucky to win New Orleans and the whole Valley between the Alleghanies and the Rocky Mountains for a revived French Empire in America, are among the fascinating chapters of American, as well as of Ohio Valley, history. This position of the Valley explains much of the Indian wars, the foreign relations, and, indirectly, the domestic politics of the period from the Revolution to the purchase of Louisiana. Indeed, the purchase was in large measure due to the pressure of the settlers of the Ohio Valley to secure this necessary outlet. It was the Ohio Valley which forced the nation away from a narrow colonial attitude into its career as a nation among other nations with an adequate physical basis for future growth.

In this development of a foreign policy in connection with the Ohio Valley, we find the germ of the Monroe doctrine, and the beginnings of the definite independence of the United States from the state system of the Old World, the beginning, in fact, of its career as a world power. This expansive impulse went on into the War of 1812, a war which was in no inconsiderable degree, the result of the aggressive leadership of a group of men from Kentucky and Tennessee, and especially of the daring and lofty demands of Henry Clay, who even thus early voiced the spirit of the Ohio Valley. That in this war William Henry Harrison and the Kentucky troops achieved the real conquest of the northwest province and Andrew Jackson with his Tennesseeans achieved the real conquest of the Gulf Plains, is in itself abundant evidence of the part played in the expansion of the nation by the section which formed on the Ohio and its tributaries. Nor was this the end of the process, for the annexation of Texas and the Pacific Coast was in a very real sense only an aftermath of the same movement of expansion.

While the Ohio Valley was leading the way to the building of a greater nation, it was also the field wherein was formed an important contribution of the United States to political institutions. By this I mean what George Bancroft has well called "federal colonial system," that is, our system of territories and new States. It is a mistake to attribute this system to the Ordinance of 1787 and to the leadership of New England. It was in large measure the work of the communities of the Ohio Valley who wrought out the essentials of the system for themselves, and by their attitude imposed it, of necessity, upon the nation. The great Ordinance only perfected the system.[168:1]

Under the belief that all men going into vacant lands have the right to shape their own political institutions, the riflemen of western Virginia, western Pennsylvania, Kentucky and Tennessee, during the Revolution, protested against the rule of governments east of the mountains, and asserted with manly independence their right to self-government. But it is significant that in making this assertion, they at the same time petitioned congress to admit them to the sisterhood of States. Even when leaders like Wilkinson were attempting to induce Kentucky to act as an independent nation, the national spirit of the people as a whole led them to delay until at last they found themselves a State of the new Union. This recognition of the paramount authority of congress and this demand for self-government under that authority, constitute the foundations of the federal territorial system, as expressed in congressional resolutions, worked out tentatively in Jefferson's Ordinance of 1784, and finally shaped in the Ordinance of 1787.

Thus the Ohio Valley was not only the area to which this system was applied, but it was itself instrumental in shaping the system by its own demands and by the danger that too rigorous an assertion of either State or national power over these remote communities might result in their loss to the nation. The importance of the result can hardly be overestimated. It insured the peaceful and free development of the great West and gave it political organization not as the outcome of wars of hostile States, nor by arbitrary government by distant powers, but by territorial government combined with large local autonomy. These governments in turn were admitted as equal States of the Union. By this peaceful process of colonization a whole continent has been filled with free and orderly commonwealths so quietly, so naturally, that we can only appreciate the profound significance of the process by contrasting it with the spread of European nations through conquest and oppression.

Next let me invite your attention to the part played by the Ohio Valley in the economic legislation which shaped our history in the years of the making of the nation between the War of 1812 and the rise of the slavery struggle. It needs but slight reflection to discover that in the area in question, the men and measures of the Ohio Valley held the balance of power and set the course of our national progress. The problems before the country at that time were problems of internal development: the mode of dealing with the public domain; the building of roads and digging of canals for the internal improvement of a nation which was separated into East and West by the Alleghany Mountains; the formation of a tariff system for the protection of home industries and to supply a market for the surplus of the West which no longer found an outlet in warring Europe; the framing of a banking and currency system which should meet the needs of the new interstate commerce produced by the rise of the western surplus.

In the Ohio Valley, by the initiative of Ohio Valley men, and often against the protest of Eastern sections, the public land policy was developed by laws which subordinated the revenue idea to the idea of the upbuilding of a democracy of small landholders. The squatters of the Ohio Valley forced the passage of preemption laws and these laws in their turn led to the homestead agitation. There has been no single element more influential in shaping American democracy and its ideals than this land policy. And whether the system be regarded as harmful or helpful, there can be, I think, no doubt that it was the outcome of conditions imposed by the settlers of the Ohio Valley.

When one names the tariff, internal improvements and the bank, he is bound to add the title "The American System," and to think of Henry Clay of Kentucky, the captivating young statesman, who fashioned a national policy, raised issues and disciplined a party to support them and who finally imposed the system upon the nation. But, however clearly we recognize the genius and originality of Henry Clay as a political leader; however we recognize that he has a national standing as a constructive statesman, we must perceive, if we probe the matter deeply enough, that his policy and his power grew out of the economic and social conditions of the people whose needs he voiced—the people of the Ohio Valley. It was the fact that in this period they had begun to create an agricultural surplus, which made the necessity for this legislation.

The nation has recently celebrated the one hundredth anniversary of Fulton's invention of the steamboat, and the Hudson river has been ablaze in his honor; but in truth it is on the Ohio and the Mississippi that the fires of celebration should really burn in honor of Fulton, for the historic significance to the United States of the invention of the steamboat does not lie in its use on Eastern rivers; not even in its use on the ocean; for our own internal commerce carried in our own ships has had a vaster influence upon our national life than has our foreign commerce. And this internal commerce was at first, and for many years, the commerce of the Ohio Valley carried by way of the Mississippi. When Fulton's steamboat was applied in 1811 to the Western Waters, it became possible to develop agriculture and to get the Western crops rapidly and cheaply to a market. The result was a tremendous growth in the entire Ohio Valley, but this invention did not solve the problem of cheap supplies of Eastern manufactures, nor satisfy the desire of the West to build up its own factories in order to consume its own products. The Ohio Valley had seen the advantage of home markets, as her towns grew up with their commerce and manufacturers close to the rural regions. Lands had increased in value in proportion to their nearness to these cities, and crops were in higher demand near them. Thus Henry Clay found a whole section standing behind him when he demanded a protective tariff to create home markets on a national scale, and when he urged the breaking of the Alleghany barrier by a national system of roads and canals. If we analyse the congressional votes by which the tariff and internal improvement acts were passed, we shall find that there was an almost unbroken South against them, a Middle Region largely for them, a New England divided, and the Ohio Valley almost a unit, holding the balance of power and casting it in favor of the American system.

The next topic to which I ask your attention is the influence of the Ohio Valley in the promotion of democracy. On this I shall, by reason of lack of time, be obliged merely to point out that the powerful group of Ohio Valley States, which sprang out of the democracy of the backwoods, and which entered the Union one after the other with manhood suffrage, greatly recruited the effective forces of democracy in the Union. Not only did they add new recruits, but by their competitive pressure for population they forced the older States to break down their historic restraints upon the right of voting, unless they were to lose their people to the freer life of the West.

But in the era of Jacksonian democracy, Henry Clay and his followers engaged the great Tennesseean in a fierce political struggle out of which was born the rival Whig and Democratic parties. This struggle was in fact reflective of the conditions which had arisen in the Ohio Valley. As the section had grown in population and wealth, as the trails changed into roads, the cabins into well-built houses, the clearings into broad farms, the hamlets into towns; as barter became commerce and all the modern processes of industrial development began to operate in this rising region, the Ohio Valley broke apart into the rival interests of the industrial forces (the town-makers and the business builders), on the one side and the old rural democracy of the uplands on the other. This division was symbolical of national processes. In the contest between these forces, Andrew Jackson was the champion of the cause of the upland democracy. He denounced the money power, banks and the whole credit system and sounded a fierce tocsin of danger against the increasing influence of wealth in politics. Henry Clay, on the other hand, represented the new industrial forces along the Ohio. It is certainly significant that in the rivalry between the great Whig of the Ohio Valley and the great Democrat of its Tennessee tributary lay the issues of American politics almost until the slavery struggle. The responsiveness of the Ohio Valley to leadership and its enthusiasm in action are illustrated by the Harrison campaign of 1840; in that "log cabin campaign" when the Whigs "stole the thunder" of pioneer Jacksonian democracy for another backwoods hero, the Ohio Valley carried its spirit as well as its political favorite throughout the nation.

Meanwhile, on each side of the Ohio Valley, other sections were forming. New England and the children of New England in western New York and an increasing flood of German immigrants were pouring into the Great Lake basin and the prairies, north of the upland peoples who had chopped out homes in the forests along the Ohio. This section was tied to the East by the Great Lake navigation and the Erie canal, it became in fact an extension of New England and New York. Here the Free Soil party found its strength and New York newspapers expressed the political ideas. Although this section tried to attach the Ohio River interests to itself by canals and later by railroads, it was in reality for a long time separate in its ideals and its interests and never succeeded in dominating the Ohio Valley.

On the south along the Gulf Plains there developed the "Cotton Kingdom," a Greater South with a radical program of slavery expansion mapped out by bold and aggressive leaders. Already this Southern section had attempted to establish increasing commercial relations with the Ohio Valley. The staple-producing region was a principal consumer of its live stock and food products. South Carolina leaders like Calhoun tried to bind the Ohio to the chariot of the South by the Cincinnati and Charleston Railroad, designed to make an outlet for the Ohio Valley products to the southeast. Georgia in her turn was a rival of South Carolina in plans to drain this commerce itself. In all of these plans to connect the Ohio Valley commercially with the South, the political object was quite as prominent as the commercial.

In short, various areas were bidding for the support of the zone of population along the Ohio River. The Ohio Valley recognized its old relationship to the South, but its people were by no means champions of slavery. In the southern portion of the States north of the Ohio where indented servitude for many years opened a way to a system of semi-slavery, there were divided counsels. Kentucky also spoke with no certain voice. As a result, it is in these regions that we find the stronghold of the compromising movement in the slavery struggle. Kentucky furnished Abraham Lincoln to Illinois, and Jefferson Davis to Mississippi, and was in reality the very center of the region of adjustment between these rival interests. Senator Thomas, of southern Illinois, moved the Missouri Compromise, and Henry Clay was the most effective champion of that compromise, as he was the architect of the Compromise of 1850. The Crittenden compromise proposals on the eve of the Civil War came also from Kentucky and represent the persistence of the spirit of Henry Clay.

In a word, as I pointed out in the beginning, the Ohio Valley was a Middle Region with a strong national allegiance, striving to hold apart with either hand the sectional combatants in this struggle. In the cautious development of his policy of emancipation, we may see the profound influence of the Ohio Valley upon Abraham Lincoln—Kentucky's greatest son. No one can understand his presidency without proper appreciation of the deep influence of the Ohio Valley, its ideals and its prejudices upon America's original contribution to the great men of the world.

Enough has been said to make it clear, I trust, that the Ohio Valley has not only a local history worthy of study, a rich heritage to its people, but also that it has been an independent and powerful force in shaping the development of a nation. Of the late history of this Valley, the rise of its vast industrial power, its far-reaching commercial influence, it is not necessary that I should speak. You know its statesmen and their influence upon our own time; you know the relation of Ohio to the office of President of the United States! Nor is it necessary that I should attempt to prophesy concerning the future which the Ohio Valley will hold in the nation.

In that new age of inland water transportation, which is certain to supplement the age of the railroad, there can be no more important region than the Ohio Valley. Let us hope that its old love of democracy may endure, and that in this section, where the first trans-Alleghany pioneers struck blows at the forests, there may be brought to blossom and to fruit the ripe civilization of a people who know that whatever the glories of prosperity may be, there are greater glories of the spirit of man; who know that in the ultimate record of history, the place of the Ohio Valley will depend upon the contribution which her people and her leaders make to the cause of an enlightened, a cultivated, a God-fearing and a free, as well as a comfortable, democracy.

FOOTNOTES:

[157:1] An address before the Ohio Valley Historical Association, October 16, 1909.

[168:1] See F. J. Turner, "New States West of the Alleghanies," American Historical Review, i, pp. 70 ff.



VI

THE SIGNIFICANCE OF THE MISSISSIPPI VALLEY IN AMERICAN HISTORY[177:1]

The rise of a company of sympathetic and critical students of history in the South and in the West is bound to revolutionize the perspective of American history. Already our Eastern colleagues are aware in general, if not in detail, of the importance of the work of this nation in dealing with the vast interior, and with the influence of the West upon the nation. Indeed, I might take as the text for this address the words of one of our Eastern historians, Professor Albert Bushnell Hart, who, a decade ago, wrote:

The Mississippi Valley yields to no region in the world in interest, in romance, and in promise for the future. Here, if anywhere, is the real America—the field, the theater, and the basis of the civilization of the Western World. The history of the Mississippi Valley is the history of the United States; its future is the future of one of the most powerful of modern nations.[177:2]

If those of us who have been insisting on the importance of our own region are led at times by the enthusiasm of the pioneer for the inviting historical domain that opens before us to overstate the importance of our subject, we may at least plead that we have gone no farther than some of our brethren of the East; and we may take comfort in this declaration of Theodore Roosevelt:

The states that have grown up around the Great Lakes and in the Valley of the Upper Mississippi, [are] the states which are destined to be the greatest, the richest, the most prosperous of all the great, rich, and prosperous commonwealths which go to make up the mightiest republic the world has ever seen. These states . . . form the heart of the country geographically, and they will soon become the heart in population and in political and social importance. . . . I should be sorry to think that before these states there loomed a future of material prosperity merely. I regard this section of the country as the heart of true American sentiment.[178:1]

In studying the history of the whole Mississippi Valley, therefore, the members of this Association are studying the origins of that portion of the nation which is admitted by competent Eastern authorities to be the section potentially most influential in the future of America. They are also studying the region which has engaged the most vital activities of the whole nation; for the problems arising from the existence of the Mississippi Valley, whether of movement of population, diplomacy, politics, economic development, or social structure, have been fundamental problems in shaping the nation. It is not a narrow, not even a local, interest which determines the mission of this Association. It is nothing less than the study of the American people in the presence and under the influence of the vast spaces, the imperial resources of the great interior. The social destiny of this Valley will be the social destiny, and will mark the place in history, of the United States.

In a large sense, and in the one usually given to it by geographers and historians, the Mississippi Valley includes the whole interior basin, a province which drains into nearly two thousand miles of navigable waters of the Mississippi itself, two thousand miles of the tawny flood of the Missouri, and a thousand miles of the Ohio—five thousand miles of main water highways open to the steamboat, nearly two and a half million square miles of drainage basin, a land greater than all Europe except Russia, Norway, and Sweden, a land of levels, marked by essential geographic unity, a land estimated to be able to support a population of two or three hundred millions, three times the present population of the whole nation, an empire of natural resources in which to build a noble social structure worthy to hold its place as the heart of American industrial, political and spiritual life.

The significance of the Mississippi Valley in American history was first shown in the fact that it opened to various nations visions of power in the New World—visions that sweep across the horizon of historical possibility like the luminous but unsubstantial aurora of a comet's train, portentous and fleeting.

Out of the darkness of the primitive history of the continent are being drawn the evidences of the rise and fall of Indian cultures, the migrations through and into the great Valley by men of the Stone Age, hinted at in legends and languages, dimly told in the records of mounds and artifacts, but waiting still for complete interpretation.

Into these spaces and among the savage peoples, came France and wrote a romantic page in our early history, a page that tells of unfulfilled empire. What is striking in the effect of the Mississippi Valley upon France is the pronounced influence of the unity of its great spaces. It is not without meaning that Radisson and Groseilliers not only reached the extreme of Lake Superior but also, in all probability, entered upon the waters of the Mississippi and learned of its western affluent; that Marquette not only received the Indians of the Illinois region in his post on the shores of Lake Superior, but traversed the length of the Mississippi almost to its mouth, and returning revealed the site of Chicago; that La Salle was inspired with the vision of a huge interior empire reaching from the Gulf to the Great Lakes. Before the close of the seventeenth century, Perrot's influence was supreme in the Upper Mississippi, while D'Iberville was laying the foundations of Louisiana toward the mouth of the river. Nor is it without significance that while the Verendryes were advancing toward the northwest (where they discovered the Big Horn Mountains and revealed the natural boundaries of the Valley) the Mallet brothers were ascending the Platte, crossing the Colorado plains to Santa Fe and so revealing the natural boundaries toward the southwest.

To the English the great Valley was a land beyond the Alleghanies. Spotswood, the far-sighted Governor of Virginia, predecessor of frontier builders, grasped the situation when he proposed western settlements to prevent the French from becoming a great people at the back of the colonies. He realized the importance of the Mississippi Valley as the field for expansion, and the necessity to the English empire of dominating it, if England would remain the great power of the New World.

In the war that followed between France and England, we now see what the men of the time could not have realized: that the main issue was neither the possession of the fisheries nor the approaches to the St. Lawrence on the one hemisphere, nor the possession of India on the other, but the mastery of the interior basin of North America.

How little the nations realized the true meaning of the final victory of England is shown in the fact that Spain reluctantly received from France the cession of the lands beyond the Mississippi, accepting it as a means of preventing the infringement of her colonial monopoly in Spanish America rather than as a field for imperial expansion.

But we know now that when George Washington came as a stripling to the camp of the French at the edge of the great Valley and demanded the relinquishment of the French posts in the name of Virginia, he was demanding in the name of the English speaking people the right to occupy and rule the real center of American resources and power. When Braddock's axmen cut their road from the Potomac toward the forks of the Ohio they were opening a channel through which the forces of civilization should flow with ever increasing momentum and "carving a cross on the wilderness rim" at the spot which is now the center of industrial power of the American nation.

England trembled on the brink of her great conquest, fearful of the effect of these far-stretching rivers upon her colonial system, timorous in the presence of the fierce peoples who held the vast domain beyond the Alleghanies. It seems clear, however, that the Proclamation of 1763, forbidding settlement and the patenting of lands beyond the Alleghanies, was not intended as a permanent creation of an Indian reservation out of this Valley, but was rather a temporary arrangement in order that British plans might mature and a system of gradual colonization be devised. Already our greatest leaders, men like Washington and Franklin, had been quick to see the importance of this new area for enlarged activities of the American people. A sudden revelation that it was the West, rather than the ocean, which was the real theater for the creative energy of America came with the triumph over France. The Ohio Company and the Loyal Land Company indicate the interest at the outbreak of the war, while the Mississippi Company, headed by the Washingtons and Lees, organized to occupy southern Illinois, Indiana, and western Kentucky, mark the Virginia interest in the Mississippi Valley, and Franklin's activity in promoting a colony in the Illinois country illustrates the interest of the Philadelphians. Indeed, Franklin saw clearly the possibilities of a settlement there as a means of breaking up Spanish America. Writing to his son in 1767 he declared that a "settlement should be made in the Illinois country . . . raising a strength there which on occasions of a future war might easily be poured down the Mississippi upon the lower country and into the Bay of Mexico to be used against Cuba, the French Islands, or Mexico itself."[182:1]

The Mississippi Valley had been the despair of France in the matter of governmental control. The coureurs de bois escaping from restraints of law and order took their way through its extensive wilderness, exploring and trading as they listed. Similarly, when the English colonists crossed the Alleghanies they escaped from the control of mother colonies as well as of the mother country. If the Mississippi Valley revealed to the statesmen of the East, in the exultation of the war with France, an opportunity for new empire building, it revealed to the frontiersmen, who penetrated the passes of the Alleghanies, and entered into their new inheritance, the sharp distinctions between them and the Eastern lands which they left behind. From the beginning it was clear that the lands beyond the Alleghanies furnished an opportunity and an incentive to develop American society on independent and unconventional lines. The "men of the Western Waters" broke with the old order of things, subordinated social restraint to the freedom of the individual, won their title to the rich lands which they entered by hard fighting against the Indians, hotly challenged the right of the East to rule them, demanded their own States, and would not be refused, spoke with contempt of the old social order of ranks and classes in the lands between the Alleghanies and the Atlantic, and proclaimed the ideal of democracy for the vast country which they had entered. Not with the mercurial facility of the French did they follow the river systems of the Great Valley. Like the advance of the glacier they changed the face of the country in their steady and inevitable progress, and they sought the sea. It was not long before the Spaniards at the mouth of the river realized the meaning of the new forces that had entered the Valley.

In 1794 the Governor of Louisiana wrote:

This vast and restless population progressively driving the Indian tribes before them and upon us, seek to possess themselves of all the extensive regions which the Indians occupy between the Ohio and Mississippi rivers, the Gulf of Mexico, and the Appalachian Mountains, thus becoming our neighbors, at the same time that they menacingly ask for the free navigation of the Mississippi. If they achieve their object, their ambitions would not be confined to this side of the Mississippi. Their writings, public papers, and speeches, all turn on this point, the free navigation of the Gulf by the rivers . . . which empty into it, the rich fur trade of the Missouri, and in time the possession of the rich mines of the interior provinces of the very Kingdom of Mexico. Their mode of growth and their policy are as formidable for Spain as their armies. . . . Their roving spirit and the readiness with which they procure sustenance and shelter facilitate rapid settlement. A rifle and a little corn meal in a bag are enough for an American wandering alone in the woods for a month. . . . With logs crossed upon one another he makes a house, and even an impregnable fort against the Indians. . . . Cold does not terrify him, and when a family wearies of one place, it moves to another and settles there with the same ease.

If such men come to occupy the banks of the Mississippi and Missouri, or secure their navigation, doubtless nothing will prevent them from crossing and penetrating into our provinces on the other side, which, being to a great extent unoccupied, can oppose no resistance. . . . In my opinion, a general revolution in America threatens Spain unless the remedy be applied promptly.

In fact, the pioneers who had occupied the uplands of the South, the backwoods stock with its Scotch-Irish leaders which had formed on the eastern edge of the Alleghanies, separate and distinct from the type of tidewater and New England, had found in the Mississippi Valley a new field for expansion under conditions of free land and unrestraint. These conditions gave it promise of ample time to work out its own social type. But, first of all, these men who were occupying the Western Waters must find an outlet for their surplus products, if they were to become a powerful people. While the Alleghanies placed a veto toward the east, the Mississippi opened a broad highway to the south. Its swift current took their flat boats in its strong arms to bear them to the sea, but across the outlet of the great river Spain drew the barrier of her colonial monopoly and denied them exit.

The significance of the Mississippi Valley in American history at the opening of the new republic, therefore, lay in the fact that, beyond the area of the social and political control of the thirteen colonies, there had arisen a new and aggressive society which imperiously put the questions of the public lands, internal communication, local self-government, defense, and aggressive expansion, before the legislators of the old colonial regime. The men of the Mississippi Valley compelled the men of the East to think in American terms instead of European. They dragged a reluctant nation on in a new course.

From the Revolution to the end of the War of 1812 Europe regarded the destiny of the Mississippi Valley as undetermined. Spain desired to maintain her hold by means of the control given through the possession of the mouth of the river and the Gulf, by her influence upon the Indian tribes, and by intrigues with the settlers. Her object was primarily to safeguard the Spanish American monopoly which had made her a great nation in the world. Instinctively she seemed to surmise that out of this Valley were the issues of her future; here was the lever which might break successively, from her empire fragments about the Gulf—Louisiana, Florida and Texas, Cuba and Porto Rico—the Southwest and Pacific coast, and even the Philippines and the Isthmian Canal, while the American republic, building itself on the resources of the Valley, should become paramount over the independent republics into which her empire was to disintegrate.

France, seeking to regain her former colonial power, would use the Mississippi Valley as a means of provisioning her West Indian islands; of dominating Spanish America, and of subordinating to her purposes the feeble United States, which her policy assigned to the lands between the Atlantic and the Alleghanies. The ancient Bourbon monarchy, the revolutionary republic, and the Napoleonic empire—all contemplated the acquisition of the whole Valley of the Mississippi from the Alleghanies to the Rocky Mountains.[186:1]

England holding the Great Lakes, dominating the northern Indian populations and threatening the Gulf and the mouth of the Mississippi by her fleet, watched during the Revolution, the Confederation, and the early republic for the breaking of the fragile bonds of the thirteen States, ready to extend her protection over the settlers in the Mississippi Valley.

Alarmed by the prospect of England's taking Louisiana and Florida from Spain, Jefferson wrote in 1790: "Embraced from St. Croix to St. Mary's on one side by their possessions, on the other by their fleet, we need not hesitate to say that they would soon find means to unite to them all the territory covered by the ramifications of the Mississippi." And that, he thought, must result in "bloody and eternal war or indissoluble confederacy" with England.

None of these nations deemed it impossible that American settlers in the Mississippi Valley might be won to accept another flag than that of the United States. Gardoqui had the effrontery in 1787 to suggest to Madison that the Kentuckians would make good Spanish subjects. France enlisted the support of frontiersmen led by George Rogers Clark for her attempted conquest of Louisiana in 1793. England tried to win support among the western settlers. Indeed, when we recall that George Rogers Clark accepted a commission as Major General from France in 1793 and again in 1798; that Wilkinson, afterwards commander-in-chief of the American army, secretly asked Spanish citizenship and promised renunciation of his American allegiance; that Governor Sevier of Franklin, afterwards Senator from Tennessee and its first Governor as a State, Robertson the founder of Cumberland, and Blount, Governor of the Southwest Territory and afterwards Senator from Tennessee, were all willing to accept the rule of another nation sooner than see the navigation of the Mississippi yielded by the American government we can easily believe that it lay within the realm of possibility that another allegiance might have been accepted by the frontiersmen themselves. We may well trust Rufus Putnam, whose federalism and devotion to his country had been proved and whose work in founding New England's settlement at Marietta is well known, when he wrote in 1790 in answer to Fisher Ames's question whether the Mississippi Valley could be retained in the Union: "Should Congress give up her claim to the navigation of the Mississippi or cede it to the Spaniards, I believe the people in the Western quarter would separate themselves from the United States very soon. Such a measure, I have no doubt, would excite so much rage and dissatisfaction that the people would sooner put themselves under the despotic government of Spain than remain the indented servants of Congress." He added that if Congress did not afford due protection also to these western settlers they might turn to England or Spain.[187:1]

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