|
[115] Christoffel v. United States, 338 U.S. 84, 89, 90 (1949).
[116] Minor v. Happersett, 21 Wall. 162, 171 (1875); Breedlove v. Suttles, 302 U.S. 277 (1937).
[117] Ex parte Yarbrough, 110 U.S. 651 (1884); Wiley v. Sinkler, 179 U.S. 58, 62 (1900); Swafford v. Templeton, 185 U.S. 487 (1902); United States v. Classic, 313 U.S. 299 (1941).
[118] United States v. Classic, 313 U.S. 299, 315 (1941).
[119] United States v. Mosley, 238 U.S. 383 (1915); United States v. Saylor, 322 U.S. 385, 387 (1944).
[120] United States v. Classic, 313 U.S. 299 (1941).
[121] United States v. Mosley, 238 U.S. 383 (1915).
[122] 35 Stat. 1092 (1909); 18 U.S.C. Sec. 51 (1946), superseded by 62 Stat. 696 (1948); 18 U.S.C. Sec. 241 (Supp. II, 1946 ed.).
[123] United States v. Mosley, 238 U.S. 383 (1915).
[124] United States v. Saylor, 322 U.S. 385 (1944).
[125] United States v. Bathgate, 246 U.S. 220 (1918). See also United States v. Gradwell, 243 U.S. 476 (1917).
[126] Sen. Rep. 904, 74th Cong., 1st sess. (1935); 79 Cong. Rec. 9651-9653 (1935).
[127] No. LX.
[128] Hinds' Precedents of the House of Representatives, I: Sec. 443, 448-458 (1907).
[129] 202 U.S. 344 (1906).
[130] Ibid. 369-370.
[131] Hinds' Precedents of the House of Representatives, I: Sec. 474-477 (1907).
[132] 69 Cong. Rec. 1718 (1928).
[133] Hinds' Precedents of the House of Representatives, I: Sec. 414 (1907).
[134] Ibid. Sec. 415-417.
[135] The part of this clause relating to the mode of apportionment of Representative among the several States, was changed by the Fourteenth Amendment, Sec. 2 (p. 1170) and as to taxes on incomes without apportionment, by the Sixteenth Amendment (p. 1191).
[136] Legal Tender Cases, 12 Wall. 457, 536 (1871).
[137] 46 Stat. 21 (1929). This same act penalizes refusal to cooperate properly with the census taker by answering his questions and in other ways. 13 U.S.C. 209.
[138] The Senate is a "continuing body"—McGrain v. Daugherty, 273 U.S. 135, 181-182 (1927).
[139] 5 Stat. 491 (1842). This requirement was dropped in 1850 (9 Stat. 428, 432-433) but was renewed in 1862 (12 Stat. 572). See also Joel Francis Paschal, The House of Representatives "Grand Depository of the Democratic Principle", Spring 1952 Issue of Law and Contemporary Problems (Duke University School of Law), 276-289.
[140] 14 Stat. 243 (1866).
[141] 16 Stat. 144 (1870); 16 Stat. 254 (1870); 17 Stat. 347-349 (1872).
[142] 28 Stat. 36 (1894).
[143] United States v. Reese, 92 U.S. 214 (1876).
[144] Ex parte Siebold, 100 U.S. 371 (1880); Ex parte Clarke, 100 U.S. 399 (1880); United States v. Gale, 109 U.S. 65 (1883).
[145] 241 U.S. 565 (1916).
[146] Smiley v. Holm, 285 U.S. 355 (1932); Koenig v. Flynn, 285 U.S. 375 (1932); Carroll v. Becker, 285 U.S. 380 (1932).
[147] 46 Stat. 21 (1929).
[148] 37 Stat. 13, 14 (1911).
[149] Wood v. Broom, 287 U.S. 1 (1932).
[150] 328 U.S. 549 (1946).
[151] Ibid. 556, 566.
[152] Ibid. 570-571.
[153] Ex parte Yarbrough, 110 U.S. 651, 661 (1884); United States v. Mosley, 238 U.S. 383 (1915); United States v. Saylor, 322 U.S. 385 (1944).
[154] In re Coy, 127 U.S. 731, 752 (1888).
[155] Ex parte Siebold, 100 U.S. 371 (1880); Ex parte Clarke, 100 U.S. 309 (1880); United States v. Gale, 109 U.S. 65 (1883).
[156] United States v. Wurzbach, 280 U.S. 396 (1930).
[157] Newberry v. United States, 256 U.S. 232 (1921).
[158] United States v. Classic, 313 U.S. 299, 318 (1941).
[159] Barry v. United States ex rel. Cunningham, 279 U.S. 597, 616 (1929).
[160] In re Loney, 134 U.S. 372 (1890).
[161] Cannon's Precedents of the House of Representatives, VI: Sec. 72-74, 180 (1936). Cf. Newberry v. United States, 256 U.S. 232, 258 (1921).
[162] Barry v. United States ex rel. Cunningham, 279 U.S. 597, 614 (1929).
[163] Ibid. 615.
[164] Hinds' Precedents of the House of Representatives, IV: Sec. 2895-2905 (1907).
[165] 144 U.S. 1 (1892).
[166] Ibid. 5-6.
[167] Rule V.
[168] Hinds' Precedents of the House of Representatives, IV: Sec. 2910-2915 (1907); Cannon's Precedents of the House of Representatives, VI: Sec. 645, 646 (1936).
[169] United States v. Ballin, 144 U.S. 1, 5 (1892). It is, of course, by virtue of its power to determine "rules of its proceedings" that the Senate enables its members to prevent the transaction of business by what are termed "filibusters". The question has been raised whether the rules which support a filibuster are constitutionally compatible with the clause in the preceding section: "A majority of each [House] shall constitute a quorum to do business". See Franklin Burdette, Filibustering in the Senate (Princeton University Press, 1940), 6, 61, 111-112, 227-229, 232-233, 237-238. The Senate is "a continuing body". McGrain v. Daugherty, 273 U.S. 139, 181-182 (1927). Hence its rules remain in force from Congress to Congress except as they are changed from time to time, whereas those of the House are readopted at the outset of each new Congress.
[170] 286 U.S. 6 (1932).
[171] 338 U.S. 84 (1949).
[172] Title 22, Sec. 2501.
[173] 338 U.S. at 93-95, citing Field v. Clark, 143 U.S. 649, 669-673 (1892); United States v. Ballin, 144 U.S. 1, 5 (1892); and other cases.
[174] Burton v. United States, 202 U.S. 344, 356 (1906).
[175] In re Chapman, 166 U.S. 661, 669, 670 (1897).
[176] I Story, Constitution, Sec. 840, quoted with approval in Field v. Clark, 143 U.S. 649, 670 (1892).
[177] United States v. Ballin, 144 U.S. 1, 4 (1892).
[178] Field v. Clark, 143 U.S. 649 (1892); Flint v. Stone Tracy Co., 220 U.S. 107, 143 (1911). A parallel rule holds in the case of a duly authenticated official notice to the Secretary of State that a State legislature has ratified a proposed amendment to the Constitution. Leser v. Garnett, 258 U.S. 130, 137 (1922); see also Coleman v. Miller, 307 U.S. 433 (1939). In Christoffel v. United States, 338 U.S. 84 (1949), a sharply divided Court ruled that, in a case brought under the Perjury Statute of the District of Columbia (Sec. 22-2501 of the D.C. Code) for alleged perjurious testimony before a Committee of the House of Representatives, the trial Court erred in charging the jury that it was free to ignore testimony that less than a quorum of the Committee was in attendance when the alleged perjury was committed. Four Justices dissented; and curiously enough only four of the majority were present when the opinion was delivered, the fifth being indisposed. Remarks Justice Jackson in his concurring opinion in United States v. Bryan (339 U.S. 323 (1950)), in which the ruling in Christoffel was held to be inapplicable: "It is ironic that this interference with legislative procedures was promulgated by exercise within the Court of the very right of absentee participation denied to Congressmen." Ibid. 344. It seems unlikely that the Christoffel decision seriously undermines Field v. Clark.
[179] Page v. United States, 127 U.S. 67 (1888).
[180] Long v. Ansell, 293 U.S. 76 (1934).
[181] Ibid. 83.
[182] United States v. Cooper, 4 Dall. 341 (1800).
[183] Williamson v. United States, 207 U.S. 425, 446 (1908).
[184] Kilbourn v. Thompson, 103 U.S. 168 (1881).
[185] Ibid.
[186] 4 Mass. 1 (1808).
[187] Kilbourn v. Thompson, 103 U.S. 168, 203, 204 (1881).
[188] Ibid. 205.
[189] Justice Frankfurter for the Court in Tenney v. Brandhove, 341 U.S. 367, 377 (1951). Justice Douglas dissented: "* * * I do not agree that all abuses of legislative committees are solely for the legislative body to police. We are dealing here with a right protected by the Constitution—the right of free speech. The charge * * * is that a legislative committee brought the weight of its authority down on respondent for exercising his right of free speech. Reprisal for speaking is as much an abridgment as a prior restraint. If a committee departs so far from its domain [as?] to deprive a citizen of a right protected by the Constitution, I can think of no reason why it should be immune". Ibid. 382. See also Barsky v. United States, 167 F. (2d) 241 (1948); certiorari denied, 334 U.S. 843 (1948).
[190] Hinds' Precedents of the House of Representatives, I: Sec. 493 (1907); Cannon's Precedents of the House of Representatives, VI: Sec. 63, 64 (1936).
[191] Hinds' Precedents of the House of Representatives, I: Sec. 496-499 (1907).
[192] 34 Stat. 948 (1907).
[193] 35 Stat. 626 (1909).
[194] The situation gave rise to the case of Ex parte Albert Levitt, Petitioner, 302 U.S. 633 (1937). This was the case in which the Court declined to pass upon the validity of Justice Black's appointment. It seems curious that the Court, in rejecting petitioner's application, did not point out that it was being asked to assume original jurisdiction contrary to the decision in Marbury v. Madison, 1 Cr. 137 (1803).
[195] I Story, Constitution, Sec. 880.
[196] Twin City Nat. Bank v. Nebeker, 167 U.S. 196 (1897).
[197] Millard v. Roberts, 202 U.S. 429 (1906).
[198] Flint v. Stone Tracy Co., 220 U.S. 107, 143 (1911).
[199] Rainey v. United States, 232 U.S. 310 (1914).
[200] La Abra Silver Mining Co. v. United States, 175 U.S. 423, 453 (1899).
[201] Edwards v. United States, 286 U.S. 482 (1932). On one occasion in 1936, delay in presentation of a bill enabled the President to sign it 23 days after the adjournment of Congress. Schmeckebier, Approval of Bills After Adjournment of Congress, 33 American Political Science Review 52 (1939).
[202] Gardner v. Collector, 6 Wall. 499 (1868).
[203] Ibid. 504. See also Burgess v. Salmon, 97 U.S. 381, 383 (1878).
[204] Matthews v. Zane, 7 Wheat. 164, 211 (1822).
[205] Lapeyre v. United States, 17 Wall. 191, 198 (1873).
[206] Okanogan Indians v. United States, 279 U.S. 655 (1929).
[207] Wright v. United States, 302 U.S. 583 (1938).
[208] Missouri P.R. Co. v. Kansas, 248 U.S. 276 (1919).
[209] 20 Wall. 92, 112, 113 (1874).
[210] 12 Stat. 589 (1862).
[211] 54th Cong., 2d sess., S. Doc. 1335; Hinds' Precedents of the House of Representatives, IV: Sec. 3483 (1907).
[212] See e.g., Lend Lease Act of March 11, 1941 (55 Stat. 31); First War Powers Act of December 18, 1941 (55 Stat. 838); Emergency Price Control Act of January 30, 1942 (56 Stat. 23); Stabilization Act of October 2, 1942 (56 Stat. 765); War Labor Disputes Act of June 25, 1943 (57 Stat. 163).
[213] Reorganization Act of June 20, 1949 (63 Stat. 203).
[214] Reorganization Act of April 3, 1939 (53 Stat. 561).
[215] Hollingsworth v. Virginia, 3 Dall. 378 (1798).
[216] License Tax Cases, 5 Wall. 462, 471 (1867).
[217] Brushaber v. Union Pac. R.R., 240 U.S. 1 (1916).
[218] Ibid. 12.
[219] 253 U.S. 245 (1920).
[220] 268 U.S. 501 (1925).
[221] 307 U.S. 277 (1939).
[222] 11 Wall. 113 (1871).
[223] Graves v. O'Keefe, 306 U.S. 466 (1939).
[224] 304 U.S. 405, 414 (1938).
[225] Veazie Bank v. Fenno, 8 Wall. 533 (1869).
[226] United States v. Baltimore & O.R. Co., 17 Wall. 322 (1873).
[227] 157 U.S. 429 (1895).
[228] 4 Wheat. 316 (1819).
[229] Indian Motorcycle Co. v. United States, 283 U.S. 570 (1931).
[230] 12 Wheat. 419, 444 (1827).
[231] Snyder v. Bettman, 190 U.S. 249, 254 (1903).
[232] South Carolina v. United States, 199 U.S. 437 (1905). See also Ohio v. Helvering, 292 U.S. 360 (1934).
[233] 220 U.S. 107 (1911).
[234] Greiner v. Lewellyn, 258 U.S. 384 (1922).
[235] Wheeler Lumber Bridge & Supply Co. v. United States, 281 U.S. 572 (1930).
[236] University of Illinois v. United States, 289 U.S. 48 (1933).
[237] Allen v. Regents, 304 U.S. 439 (1938).
[238] Wilmette Park District v. Campbell, 338 U.S. 411 (1949).
[239] Metcalf v. Mitchell, 269 U.S. 514 (1926).
[240] Helvering v. Powers, 293 U.S. 214 (1934).
[241] Willcutts v. Bunn, 282 U.S. 216 (1931).
[242] Helvering v. Mountain Producers Corp., 303 U.S. 376 (1938), overruling Burnet v. Coronado Oil & Gas Co., 285 U.S. 393 (1932).
[243] New York v. United States, 326 U.S. 572, 584 (1946), (concurring opinion of Justice Rutledge).
[244] 304 U.S. 405 (1938).
[245] Ibid. 419-420.
[246] 326 U.S. 572 (1946).
[247] Ibid. 584.
[248] Ibid. 589-590.
[249] Ibid. 596.
[250] Wilmette Park District v. Campbell, 338 U.S. 411 (1949).
[251] See also article I, section 9, clause 4.
[252] LaBelle Iron Works v. United States, 256 U.S. 377 (1921); Brushaber v. Union P.R. Co., 240 U.S. 1 (1916); Head Money Cases, 112 U.S. 580 (1884).
[253] Knowlton v. Moore, 178 U.S. 41 (1900).
[254] Fernandez v. Wiener, 326 U.S. 340 (1945); Riggs v. Del Drago, 317 U.S. 95 (1942); Phillips v. Commissioner of Internal Revenue, 283 U.S. 589 (1931); Poe v. Seaborn, 282 U.S. 101, 117 (1930).
[255] Florida v. Mellon, 273 U.S. 12 (1927).
[256] Downes v. Bidwell, 182 U.S. 244 (1901).
[257] 194 U.S. 486 (1904). The Court recognized that Alaska was an incorporated territory but took the position that the situation in substance was the same as if the taxes had been directly imposed by a territorial legislature for the support of the local government.
[258] License Tax Cases, 5 Wall. 462, 471 (1867).
[259] United States v. Yuginovich, 256 U.S. 450 (1921).
[260] United States v. Constantine, 296 U.S. 287, 293 (1935).
[261] License Tax Cases, 5 Wall. 462, 471 (1867).
[262] Felsenheld v. United States, 186 U.S. 126 (1902).
[263] In re Kollock, 105 U.S. 526 (1897).
[264] United States v. Doremus, 249 U.S. 86 (1919). Cf. Nigro v. United States, 276 U.S. 332 (1928).
[265] Sonzinsky v. United States, 300 U.S. 506 (1937).
[266] McCray v. United States, 195 U.S. 27 (1904).
[267] Justice Clark speaking for the Court in United States v. Sanchez, 340 U.S. 42, 44 (1950). See also Sonzinsky v. United States, 300 U.S. 506, 513-514 (1937).
[268] Sunshine Anthracite Coal Co. v. Adkins, 310 U.S. 381, 383 (1940). See also Head Money Cases, 112 U.S. 580, 596 (1884).
[269] Bailey v. Drexel Furniture Co., 259 U.S. 20 (1922); Hill v. Wallace, 259 U.S. 44 (1922); Helwig v. United States, 188 U.S. 605 (1903).
[270] 296 U.S. 287 (1935).
[271] 1 Stat. 24 (1789).
[272] 276 U.S. 394 (1928).
[273] Ibid. 411-412.
[274] III Writings of Thomas Jefferson, 147-149 (Library Edition, 1904).
[275] James Francis Lawson, The General Welfare Clause (1926).
[276] The Federalist Nos. 30 and 34.
[277] Ibid. No. 41.
[278] 1 Stat. 229 (1792).
[279] 2 Stat. 357 (1806).
[280] In an advisory opinion which it rendered for President Monroe at his request on the power of Congress to appropriate funds for public improvements, the Court answered that such appropriations might be properly made under the war and postal powers. See E.F. Albertsworth, "Advisory Functions in the Supreme Court," 23 Georgetown L.J. 643, 644-647 (1935). Monroe himself ultimately adopted the broadest view of the spending power, from which, however, he carefully excluded any element of regulatory or police power. See his "Views of the President of the United States on the Subject of Internal Improvements," of May 4, 1822, 2 Richardson, Messages and Papers of the Presidents, 713-752.
[281] The Council of State Governments, Federal Grants-in-Aid, 6-14 (1949).
[282] 127 U.S. 1 (1888).
[283] 255 U.S. 180 (1921).
[284] 262 U.S. 447 (1923). See also Alabama Power Co. v. Ickes, 302 U.S. 464 (1938).
[285] 160 U.S. 668 (1896).
[286] Ibid. 681.
[287] 297 U.S. 1 (1936). See also Cleveland v. United States, 323 U.S. 329 (1945).
[288] 297 U.S. 1, 65, 66 (1936).
[289] Justice Stone, speaking for himself and two other Justices, dissented on the ground that Congress was entitled when spending the national revenues for the "general welfare" to see to it that the country got its money's worth thereof, and that the condemned provisions were "necessary and proper" to that end. United States v. Butler, 297 U.S. 1, 84-86 (1936).
[290] 301 U.S. 548 (1937).
[291] Ibid. 591.
[292] Ibid. 590.
[293] Cincinnati Soap Co. v. United States, 301 U.S. 308 (1937).
[294] 301 U.S. 619 (1937).
[295] 301 U.S. 548, 589, 590 (1937).
[296] 330 U.S. 127 (1947).
[297] 54 Stat. 767 (1940).
[298] 330 U.S. 127, 143.
[299] United States v. Realty Co., 163 U.S. 427 (1896); Pope v. United States, 323 U.S. 1, 9 (1944).
[300] Cincinnati Soap Co. v. United States, 301 U.S. 308 (1937).
[301] Cr. 358 (1805).
[302] Ibid. 396.
[303] 2 Madison, Notes on the Constitutional Convention, 81 (Hunt's ed. 1908).
[304] Ibid. 181.
[305] Legal Tender Cases, 12 Wall. 457 (1871), overruling Hepburn v. Griswold, 8 Wall. 603 (1870).
[306] Perry v. United States, 294 U.S. 330, 351 (1935). See also Lynch v. United States, 292 U.S. 571 (1934).
[307] Prentice and Egan, The Commerce Clause of the Federal Constitution (1898) 14. The balance began inclining the other way with the enactment of the Interstate Commerce Act in 1887.
[308] 9 Wheat. 1, 189-192 (1824). Cf. Webster for the appellant: "Nothing was more complex than commerce; and in such an age as this, no words embraced a wider field than commercial regulation. Almost all the business and intercourse of life may be connected, incidently, more or less, with commercial regulations." (ibid. 9-10); also Justice Johnson, in his concurring opinion: "Commerce, in its simplest signification, means an exchange of goods; but in the advancement of society, labor, transportation, intelligence, care, and various mediums of exchange, become commodities, and enter into commerce; the subject, the vehicle, the agent, and their various operations, become the objects of commercial regulation. Shipbuilding, the carrying trade, and propagation of seamen, are such vital agents of commercial prosperity, that the nation which could not legislate over these subjects, would not possess power to regulate commerce." (ibid. 229-230). "It is all but impossible in our own age to sense fully its eighteenth-century meaning (i.e., the meaning of commerce). The Eighteenth Century did not separate by artificial lines aspects of a culture which are inseparable. It had no lexicon of legalisms extracted from the law reports in which judicial usage lies in a world apart from the ordinary affairs of life. Commerce was then more than we imply now by business or industry. It was a name for the economic order, the domain of political economy, the realm of a comprehensive public policy. It is a word which makes trades, activities and interests an instrument in the culture of a people. If trust was to be reposed in parchment, it was the only word which could catch up into a single comprehensive term all activities directly affecting the wealth of the nation," Walton H. Hamilton and Douglass Adair, The Power to Govern, 62-63 (New York: 1937).
[309] Ibid. 191.
[310] 9 Wheat. 1, 193 (1824).
[311] See Pennsylvania v. Wheeling & Belmont Bridge Co., 18 How. 421 (1856); Mobile v. Kimball, 102 U.S. 691 (1881); Covington Bridge Co. v. Kentucky, 154 U.S. 204 (1894); Kelley v. Rhoads, 188 U.S. 1 (1903); United States v. Hill, 248 U.S. 420 (1919); Edwards v. California, 314 U.S. 160 (1941).
[312] Pensacola Tel. Co. v. Western Union Tel. Co., 96 U.S. 1, 9 (1878); International Text Book Co. v. Pigg, 217 U.S. 91, 106-107 (1910); Western Union Tel. Co. v. Foster, 247 U.S. 105 (1918); Federal Radio Com. v. Nelson Bros., 289 U.S. 266 (1933).
[313] Swift & Co. v. United States, 196 U.S. 375, 398-399 (1905); Dahnke-Walker Milling Co. v. Bondurant, 257 U.S. 282, 290-291 (1921); Stafford v. Wallace, 258 U.S. 495 (1922); Federal Trade Com. v. Pacific States Paper Trade Assoc., 273 U.S. 52, 64-65 (1927).
[314] Kidd v. Pearson, 128 U.S. 1 (1888); Oliver Iron Co. v. Lord, 262 U.S. 172 (1923).
[315] Paul v. Virginia, 8 Wall. 168 (1869). See also New York L. Ins. Co. v. Deer Lodge County, 231 U.S. 495 (1913); New York L. Ins. Co. v. Cravens, 178 U.S. 389, 401 (1900); Fire Assoc. of Philadelphia v. New York, 119 U.S. 110 (1886); Bothwell v. Buckbee-Mears Co., 275 U.S. 274 (1927); Metropolitan Casualty Ins. Co. v. Brownell, 294 U.S. 580 (1935).
[316] Federal Baseball Club v. National League, 259 U.S. 200 (1922).
[317] Blumenstock Bros. v. Curtis Pub. Co., 252 U.S. 436 (1920).
[318] Williams v. Fears, 179 U.S. 270 (1900).
A contract entered into for the erection of a factory which was to be supervised and operated by the officers of a foreign corporation was held not a transaction of interstate commerce in the constitutional sense merely because of the fact that the products of the factory are largely to be sold and shipped to other factories. Diamond Glue Co. v. United States Glue Co., 187 U.S. 611, 616 (1903). In Browning v. Waycross, 233 U.S. 16 (1914), it was held that the installation of lightning rods sold by a foreign corporation was not interstate commerce, although provided for in the contract of purchase. Similarly in General Railway Signal Co. v. Virginia, 246 U.S. 500 (1918), where a foreign corporation installed signals in Virginia, bringing in materials, supplies, and machinery from without the State, the Court held that local business was involved, separate and distinct from interstate commerce, and subject to the licensing power of the State. However, in an interstate contract for the sale of a complicated ice-making plant, where it was stipulated that the parts should be shipped into the purchaser's State and the plant there assembled and tested under the supervision of an expert to be sent by the seller, it was held that services of the expert did not constitute the doing of a local business subjecting the seller to regulations of Texas concerning foreign corporations. York Mfg. Co. v. Colley, 247 U.S. 21 (1918). See also Kansas City Structural Steel Co. v. Arkansas, 269 U.S. 148 (1925).
[319] Associated Press v. United States, 326 U.S. 1 (1945).
[320] American Medical Association v. United States, 317 U.S. 519 (1943). Cf. United States v. Oregon State Medical Society, 343 U.S. 326 (1952).
[321] United States v. South-Eastern Underwriters Assoc, 322 U.S. 533 (1944). The interstate character of the insurance business as today organized and carried on is stressed, although its intrastate elements are not overlooked. The Court's business is to determine in each case whether "the competing * * * State and national interests * * * can be accommodated." Ibid. 541 and 548.
[322] Article I, Sec. 8, cl. 18.
[323] See infra CONGRESSIONAL REGULATIONS OF PRODUCTION AND INDUSTRIAL RELATIONS.
[324] 6 Wheat. 264, 413 (1821).
[325] 9 Wheat. 1, 195 (1824).
[326] New York v. Miln, 11 Pet. 102 (1837), overturned in Henderson v. New York, 92 U.S. 259 (1876); License Cases, 5 How. 504, 573-574, 588, 613 (1847); Passenger Cases, 7 How. 283, 399-400, 465-470 (1849); The Passaic Bridges, 3 Wall. 782 (Appendix), 793 (1866); United States v. Dewitt, 9 Wall. 41, 44 (1870); Patterson v. Kentucky, 97 U.S. 501, 503 (1879); Trade-Mark Cases, 100 U.S. 82 (1879); Kidd v. Pearson, 128 U.S. 1 (1888); Illinois Central R. Co. v. McKendree, 203 U.S. 514 (1906); Keller v. United States, 213 U.S. 138, 144-149 (1909); Hammer v. Dagenhart, 247 U.S. 251 (1918). See also infra.
[327] United States v. Wrightwood Dairy Co., 315 U.S. 110, 119 (1942).
[328] Gibbons v. Ogden, 9 Wheat. 1, 196. Commerce "among the several States" does not comprise commerce of the District of Columbia nor the territories of the United States. Congress's power over their commerce is an incident of its general power over them. Stoutenburgh v. Hennick, 129 U.S. 141 (1889); Atlantic Cleaners and Dyers, Inc. v. United States, 286 U.S. 427 (1932); In re Bryant, 4 Fed. Cas. No. 2067 (1865). Transportation between two points in the same State, when a large part of the route is a loop outside the State, is "commerce among the several States." Hanley v. Kansas City Southern R. Co., 187 U.S. 617 (1903); followed in Western Union Telegraph Co. v. Speight, 254 U.S. 17 (1920), as to a message sent from one point to another in North Carolina via a point in Virginia.
[329] 9 Wheat. 1, 196-197.
[330] Champion v. Ames (Lottery Case), 188 U.S. 321, 373-374.
[331] Brolan v. United States, 236 U.S. 216, 222 (1915).
[332] Thurlow v. Massachusetts (License Cases), 5 How. 504, 578 (1847).
[333] Pittsburgh & S. Coal Co. v. Bates, 156 U.S. 577, 587 (1895).
[334] United States v. Carolene Products Co., 304 U.S. 144, 147-148 (1938). See also infra.
[335] The "Daniel Ball," 10 Wall. 557, 564 (1871).
[336] Mobile County v. Kimball, 102 U.S. 691, 696, 697 (1881).
[337] Second Employers' Liability Cases, 223 U.S. 1, 47, 53-54 (1912).
[338] The above case. And see infra.
[339] 9 Wheat. 1, 217, 221 (1824).
[340] Pensacola Teleg. Co. v. Western Union Teleg. Co., 96 U.S. 1 (1878). See also Western Union Teleg. Co. v. Texas, 105 U.S. 460 (1882).
[341] Ibid. 9. "Commerce embraces appliances necessarily employed in carrying on transportation by land and water."—Chicago & N.W.R. Co. v. Fuller, 17 Wall. 560, 568 (1873).
[342] "No question is presented as to the power of the Congress, in its regulation of interstate commerce, to regulate radio communications." Chief Justice Hughes speaking for the Court in Federal Radio Com v. Nelson Bros. B. & M. Co., 289 U.S. 266, 279 (1933). Said Justice Stone, speaking for the Court in 1936: "Appellant is thus engaged in the business of transmitting advertising programs from its stations in Washington to those persons in other States who 'listen in' through the use of receiving sets. In all essentials its procedure does not differ from that employed in sending telegraph or telephone messages across State lines, which is interstate commerce. Western Union Teleg. Co. v. Speight, 254 U.S. 17 (1920); New Jersey Bell Teleph. Co. v. State Bd. of Taxes & Assessments, 280 U.S. 338 (1930); Cooney v. Mountain States Teleph. & Teleg. Co., 294 U.S. 384 (1935); Pacific Teleph. & Teleg. Co. v. Tax Commission, 297 U.S. 403 (1936). In each, transmission is effected by means of energy manifestations produced at the point of reception in one State which are generated and controlled at the sending point in another. Whether the transmission is effected by the aid of wires, or through a perhaps less well understood medium, 'the ether,' is immaterial, in the light of those practical considerations which have dictated the conclusion that the transmission of information interstate is a form of 'intercourse,' which is commerce. See Gibbons v. Ogden, 9 Wheat. 1, 189." Fisher's Blend Station v. Tax Commission, 297 U.S. 650, 654-655 (1936).
[343] 13 How. 518.
[344] 10 Stat. 112 (1852).
[345] Pennsylvania v. Wheeling & Belmont Bridge Co., 18 How. 421, 430 (1856). "It is Congress, and not the Judicial Department, to which the Constitution has given the power to regulate commerce with foreign nations and among the several States. The courts can never take the initiative on this subject." Parkersburg & O. River Transportation Co. v. Parkersburg, 107 U.S. 691, 701 (1883). See also Prudential Insurance Co. v. Benjamin, 328 U.S. 408 (1946); and Robertson v. California, 328 U.S. 440 (1946).
[346] 3 Wall. 713.
[347] Ibid. 724-725.
[348] Union Bridge Co. v. United States, 204 U.S. 364 (1907). See also Monongahela Bridge Co. v. United States, 216 U.S. 177 (1910); and Wisconsin v. Illinois, 278 U.S. 367 (1929). Of collateral interest are the following: South Carolina v. Georgia, 93 U.S. 4, 13 (1876); Bedford v. United States, 192 U.S. 217 (1904); Jackson v. United States, 230 U.S. 1 (1913); United States v. Arizona, 295 U.S. 174 (1935).
[349] Gibson v. United States, 166 U.S. 269 (1897). See also Newport & Cincinnati Bridge Co. v. United States, 105 U.S. 470 (1882); United States v. Rio Grande Dam & Irrig. Co., 174 U.S. 690 (1899); United States v. Chandler-Dunbar Water Power Co., 229 U.S. 53 (1913); Seattle v. Oregon & W.R. Co., 255 U.S. 56, 63 (1921); Economy Light & Power Co. v. United States, 256 U.S. 113 (1921); United States v. River Rouge Improv. Co., 269 U.S. 411, 419 (1926); Henry Ford & Son v. Little Falls Fibre Co., 280 U.S. 369 (1930); United States v. Commodore Park, 324 U.S. 386 (1945).
[350] United States v. Cress, 243 U.S. 316 (1917).
[351] United States v. Chicago, M., St. P. & P.R. Co., 312 U.S. 592, 597 (1941); United States v. Willow River Power Co., 324 U.S. 499 (1945).
[352] United States v. Rio Grande Dam & Irrig. Co., 174 U.S. 690 (1899); and cf. below the discussion of United States v. Appalachian Electric P. Co., 311 U.S. 377 (1940).
[353] The "Daniel Ball" v. United States, 10 Wall. 557 (1871).
[354] Ibid. 560.
[355] Ibid. 565.
[356] Ibid. 566. "The regulation of commerce implies as much control, as far-reaching power, over an artificial as over a natural highway." Justice Brewer for the Court in Monongahela Navigation Co. v. United States, 148 U.S. 312, 342 (1893).
[357] Congress had the right to confer upon the Interstate Commerce Commission the power to regulate interstate ferry rates. (New York C. & H.R.R. Co. v. Board of Chosen Freeholders, 227 U.S. 248 (1913)); and to authorize the Commission to govern the towing of vessels between points in the same State but partly through waters of an adjoining State (Cornell Steamboat Co. v. United States, 321 U.S. 634 (1944)). Also Congress's power over navigation extends to persons furnishing wharfage, dock, warehouse, and other terminal facilities to a common carrier by water. Hence an order of the United States Maritime Commission banning certain allegedly "unreasonable practices" by terminals in the Port of San Francisco, and prescribing schedules of maximum free time periods and of minimum charges was constitutional. (California v. United States, 320 U.S. 577 (1944)). The same power also comprises regulation of the registry, enrollment, license, and nationality of ships and vessels; the method of recording bills of sale and mortgages thereon; the rights and duties of seamen; the limitations of the responsibility of shipowners for the negligence and misconduct of their captains and crews; and many other things of a character truly maritime. See Rodd v. Heartt (The "Lottawanna"), 21 Wall. 558, 577 (1875); Providence & N.Y.S.S. Co. v. Hill Mfg. Co., 109 U.S. 578, 589 (1883); Old Dominion S.S. Co. v. Gilmore, 207 U.S. 398 (1907); O'Donnell v. Great Lakes Dredge & Dock Co., 318 U.S. 36 (1943). See also below article III, Sec. 2, (Admiralty and Maritime clause).
[358] Pollard v. Hagan, 3 How. 212 (1845); Shively v. Bowlby, 152 U.S. 1 (1894). "The shores of navigable waters, and the soils under them, were not granted by the Constitution to the United States, but were reserved to the States respectively; and the new States have the same rights, sovereignty, and jurisdiction over this subject as the original States." 3 How. 212, headnote 3.
[359] Green Bay & M. Canal Co. v. Patten Paper Co., 172 U.S. 58, 80 (1898).
[360] 229 U.S. 53 (1913).
[361] Ibid. 72-73, citing Kaukauna Water Power Co. v. Green Bay & M. Canal Co., 142 U.S. 254 (1891).
[362] 283 U.S. 423.
[363] 311 U.S. 377.
[364] 283 U.S. at 455, 456.
[365] 311 U.S. at 407, 409-410.
[366] 311 U.S. at 426.
[367] Oklahoma ex rel. Phillips v. Atkinson Co., 313 U.S. 508, 523-534 passim (1941).
[368] Ashwander v. Tennessee Valley Authority, 297 U.S. 288 (1936). See infra.
[369] 12 Stat. 489 (1862).
[370] Thomson v. Pacific Railroad, 9 Wall. 579, 589 (1870); California v. Central Pacific Railroad, 127 U.S. 1, 39 (1888); Cherokee Nation v. Southern Kansas R. Co., 135 U.S. 641 (1890); Luxton v. North River Bridge Co., 153 U.S. 525, 530 (1894).
[371] 14 Stat. 66 (1866). In his first annual message (December 4, 1865), President Johnson had asked Congress "to prevent any selfish impediment [by the States] to the free circulation of men and merchandise." 6 Richardson, Messages and Papers of the Presidents, 362.
[372] 14 Stat. 221; Pensacola Teleg. Co. v. Western Union Teleg. Co., 96 U.S. 1, 3-4, 11 (1878).
[373] R.S. Secs. 4386-4390; replaced today by the Live Stock Transportation Act of 1906 (34 Stat. 607).
[374] 94 U.S. 113 (1877).
[375] 118 U.S. 557.
[376] 24 Stat. 379 (1887).
[377] 154 U.S. 447.
[378] Interstate Commerce Com. v. Alabama Midland R. Co., 168 U.S. 144, 176 (1897). See also Cincinnati, N.O. & T.P.R. Co. v. Interstate Commerce Commission, 162 U.S. 184 (1896).
[379] 34 Stat. 584.
[380] 36 Stat. 539 (1910).
[381] By the Federal Communications Act of 1934 (48 Stat. 1081), this jurisdiction was handed over to the Federal Communications Commission, created by the act.
[382] 41 Stat. 474 Sec. 400; 488 Sec. 422. The act must today be read in conjunction with the Transportation Act of 1940 (54 Stat. 898), which "was intended, together with the old law, to provide a completely integrated interstate regulatory system over motor, railroad, and water carriers." United States v. Pennsylvania R. Co., 323 U.S. 612, 618-619 (1945).
[383] Houston E. & W.T.R. Co. v. United States (Shreveport Case), 234 U.S. 342 (1914). Forty States, through their Attorneys General, intervened in the case against the Commission's order.
[384] Ibid. 351-352.
[385] Ibid. 353. See to the same effect American Express Co. v. Caldwell, 244 U.S. 617, 627 (1917); Pacific Teleph. & Teleg. Co. v. Tax Commission (Washington), 297 U.S. 403 (1936); Weiss v. United States, 308 U.S. 321 (1939); Bethlehem Steel Co. v. New York Labor Relations Bd., 330 U.S. 767, 772 (1947); and United States v. Walsh, 331 U.S. 432, 438 (1947).
[386] 257 U.S. 563 (1922).
[387] In North Carolina v. United States, 325 U.S. 507 (1945), the Court disallowed as ultra vires an order of the Interstate Commerce Commission, setting aside State-prescribed intrastate passenger rates, on the ground that it was unsupported by clear findings and evidence sufficient to show its necessity.
Among the various provisions of the Interstate Commerce Commission Act that have been sustained in specific decisions are the following: a provision penalizing shippers for obtaining transportation at less than published rates, Armour Packing Co. v. United States, 209 U.S. 56 (1908); the so-called "commodities clause" of the Hepburn Act of June 29, 1906, construed as prohibiting the hauling of commodities in which the carrier had at the time of haul a proprietary interest, United States v. Delaware & H. Co., 213 U.S. 366 (1909); a provision of the same act abrogating life passes, Louisville & N.R. Co. v. Mottley, 219 U.S. 467 (1911); a provision of the same act authorizing the Commission to regulate the entire system of bookkeeping of interstate carriers, including intrastate accounts, Interstate Commerce Commission v. Goodrich Transit Co., 224 U.S. 194 (1912); the "long and short haul" clause of the Interstate Commerce Act, United States v. Atchison, T. & S.F.R. Co. (Intermountain Rate Cases), 234 U.S. 476 (1914); an order of the Commission establishing the so-called uniform zone or block system of express rates, American Express Co. v. South Dakota ex rel. Caldwell, 244 U.S. 617 (1917); an order of the Commission directing the abandonment of an intrastate branch of an interstate railroad, Colorado v. United States, 271 U.S. 153 (1926); an order of the Commission fixing rates of a transportation company operating solely in the District of Columbia, on the ground that its carriage of passengers constituted part of an interstate movement, United States v. Capital Transit Co., 338 U.S. 286 (1949).
[388] United States v. Ohio Oil Co. (Pipe Line Cases), 234 U.S. 548 (1914).
[389] See also State Corp. Commission v. Wichita Gas Co., 290 U.S. 561 (1934); Eureka Pipe Line Co. v. Hallanan, 257 U.S. 265 (1921); United Fuel Gas Co. v. Hallanan, 257 U.S. 277 (1921); Pennsylvania v. West Virginia, 262 U.S. 553 (1923); Missouri ex rel. Barrett v. Kansas Natural Gas Co., 265 U.S. 298 (1924).
[390] Public Utilities Com. v. Attleboro Steam and Electric Co., 273 U.S. 83 (1927). See also Utah Power & Light Co. v. Pfost, 286 U.S. 165 (1932).
[391] 49 Stat. 838.
[392] The Natural Gas Act of 1938, 52 Stat. 821.
[393] 315 U.S. 575 (1942).
[394] Ibid. 582. Sales to distributors by a wholesaler of natural gas which is delivered to it from an out-of-State source are subject to the rate-making powers of the Federal Power Commission. Colorado-Wyoming Co. v. Comm'n., 324 U.S. 626 (1945). See also Illinois Natural Gas Co. v. Central Illinois Pub. Serv. Co., 314 U.S. 498 (1942); also Federal Power Commission v. East Ohio Gas Co., 338 U.S. 464, decided January 9, 1950, where it was held that a natural gas company which, while operating exclusively in one State, sold there directly to consumers gas transported into the State through the interstate lines of other companies, "a natural gas company" within the meaning of the act of 1938, and so could be required by the Commission to keep uniform accounts and submit reports.
[395] 48 Stat. 1064.
[396] 49 Stat. 543; since amended in some respects in 1938 (52 Stat. 973) and 1940 (54 Stat. 735).
[397] 52 Stat. 973.
[398] 27 Stat. 531. As early as 1838 laws were passed requiring the installation of safety devices on steam vessels. 5 Stat. 304 and 626. Along with the Safety Appliance Acts mention should also be made of acts requiring the use of ashpans on locomotives (35 Stat. 476 (1908)); the inspection of boilers (36 Stat. 913 (1911) and 38 Stat. 1192 (1915)); the use of ladders, drawbars, etc., on cars (36 Stat. 298 (1910)); etc.
[399] 32 Stat. 943.
[400] 222 U.S. 20 (1911).
[401] Ibid. 26-27. See also Texas & P.R. Co. v. Rigsby, 241 U.S. 33 (1916); and United States v. California, 297 U.S. 175 (1936). In the latter case the intrastate railway involved was property of the State.
[402] 34 Stat. 1415.
[403] Baltimore & O.R. Co. v. Interstate Commerce Com., 221 U.S. 612, 618-619 (1911).
[404] 34 Stat. 232, disallowed in part in Howard v. Illinois Central R. Co., 207 U.S. 463 (1908); 35 Stat. 65, sustained in the Second Employers' Liability Cases (Mondou v. New York, N.H. & H.R. Co.), 223 U.S. 1 (1912).
[405] See 223 U.S. at 19-22.
[406] Ibid. 48. Because the injured employee must, in order to benefit from the act, be employed at the time of his injury "in interstate commerce," the Court's application of it has given rise to some narrow distinctions. See Illinois Central R. Co. v. Peery, 242 U.S. 292 (1916); New York Central R. Co. v. White, 243 U.S. 188 (1917); Chicago, B. & Q.R. Co. v. Harrington, 241 U.S. 177 (1916); Louisville & N.R. Co. v. Parker, 242 U.S. 13 (1916); Illinois Central R. Co. v. Behrens, 233 U.S. 473 (1914); St. Louis, S.F. & T.R. Co. v. Seale, 229 U.S. 156 (1913); Pedersen v. Delaware, L. & W.R. Co., 229 U.S. 146 (1913); Shanks v. Delaware, L. & W.R. Co., 239 U.S. 556 (1916); Lehigh Valley R. Co. v. Barlow, 244 U.S. 183 (1917); Southern R. Co. v. Puckett, 244 U.S. 571 (1917); Reed v. Director General of Railroads, 258 U.S. 92 (1922). That Congress might "legislate as to the qualifications, duties, and liabilities of employes and others on railway trains engaged in that [interstate] commerce," was stated by the Court in Nashville, C. & St. L.R. Co. v. Alabama, 128 U.S. 96, 99 (1888).
[407] 208 U.S. 161 (1908).
[408] 30 Stat. 424.
[409] 44. Stat. 577.
[410] Texas & N.O.R. Co. v. Brotherhood of R. & S.S. Clerks, 281 U.S. 548 (1930). The provision of Railway Labor Act of 1926 (44 Stat. 577), preventing interference by either party with organization or designation of representatives by the other, is within the constitutional authority of Congress. Similarly, "back shop" employees of an interstate carrier, who engaged in making heavy repairs on locomotives and cars withdrawn from service for that purpose for long periods (an average of 105 days for locomotives and 109 days for cars), were held to be within the terms of the act as amended in 1934 (48 Stat. 1185). "The activities in which these employees are engaged have such a relation to the other confessedly interstate activities of the * * * [carrier] that they are to be regarded as a part of them. All taken together fall within the power of Congress over interstate commerce." Virginian R. Co. v. System Federation No. 40, 300 U.S. 515, 556 (1937).
By the Adamson Act of 1916 a temporary increase in wages was imposed upon the railways of the country in order to meet a sudden threat to strike by important groups of their employees. The act was assailed on the dual ground that it was not a regulation of commerce among the States and that it was violative of the carriers' rights under the Fifth Amendment. A closely divided Court, speaking through Chief Justice White, answered both objections by pointing to the magnitude of the emergency which had threatened the country with commercial paralysis and grave loss and suffering. To the familiar argument that "emergency may not create power" (Ex parte Milligan, 4 Wall. 2 (1806)), the Chief Justice answered that "it may afford a reason for exerting a power already enjoyed." A further answer to objections based on the rights of carriers under the Fifth Amendment, particularly the right of "freedom of contract," was that the situation met by the statute had arisen in consequence of a failure to exercise these rights—a far from satisfactory answer, as the dissent pointed out, since one element of a right is freedom of choice regarding its use or nonuse. Wilson v. New, 243 U.S. 332, 387 (1917).
[411] 48 Stat. 1283.
[412] 295 U.S. 330 (1935).
[413] Ibid. 374.
[414] Ibid. 384.
[415] 326 U.S. 446 (1946). Indeed, in a case decided in June, 1948, Justice Rutledge, speaking for a majority of the Court, listed the Alton case as one "foredoomed to reversal," though the formal reversal has never taken place. See Mandeville Is. Farms v. American C.S. Co., 334 U.S. 219, 230 (1948).
[416] 250 U.S. 199 (1919).
[417] Ibid. 203-204.
[418] 26 Stat. 209 (1890).
[419] 156 U.S. 1 (1895).
[420] Ibid. 13.
[421] 156 U.S. 1, 13-16 (1895). "Slight reflection will show that if the national power extends to all contracts and combinations in manufacture, agriculture, mining, and other productive industries, whose ultimate result may effect external commerce, comparatively little of business operations and affairs would be left for State control."
[422] Ibid. 17. The doctrine of the case simmered down to the proposition that commerce was transportation only; a doctrine which Justice Harlan undertook to refute in his notable dissenting opinion: "Interstate commerce does not, therefore, consist in transportation simply. It includes the purchase and sale of articles that are intended to be transported from one State to another—every species of commercial intercourse among the States and with foreign nations." (p. 22). "Any combination, therefore, that disturbs or unreasonably obstructs freedom in buying and selling articles manufactured to be sold to persons in other States or to be carried to other States—a freedom that cannot exist if the right to buy and sell is fettered by unlawful restraints that crush out competition—affects, not incidentally, but directly, the people of all the States; and the remedy for such an evil is found only in the exercise of powers confided to a government which, this court has said, was the government of all, exercising powers delegated by all, representing all, acting for all. McCulloch v. Maryland, 4 Wheat. 316, 405." (p. 33). "It is said that manufacture precedes commerce and is not a part of it. But it is equally true that when manufacture ends, that which has been manufactured becomes a subject of commerce; that buying and selling succeed manufacture, come into existence after the process of manufacture is completed, precede transportation, and are as much commercial intercourse, where articles are bought to be carried from one State to another, as is the manual transportation of such articles after they have been so purchased. The distinction was recognized by this court in Gibbons v. Ogden, where the principal question was whether commerce included navigation. Both the Court and counsel recognized buying and selling or barter as included in commerce. * * * The power of Congress covers and protects the absolute freedom of such intercourse and trade among the States as may or must succeed manufacture and precede transportation from the place of purchase." (p. 35-36). "When I speak of trade I mean the buying and selling of articles of every kind that are recognized articles of interstate commerce. Whatever improperly obstructs the free course of interstate intercourse and trade, as involved in the buying and selling of articles to be carried from one State to another, may be reached by Congress, under its authority to regulate commerce among the States." (p. 37). "If the national power is competent to repress State action in restraint of interstate trade as it may be involved in purchases of refined sugar to be transported from one State to another State, surely it ought to be deemed sufficient to prevent unlawful restraints attempted to be imposed by combinations of corporations or individuals upon those identical purchases; otherwise, illegal combinations of corporations or individuals may—so far as national power and interstate commerce are concerned—do, with impunity, what no State can do." (p. 38). "Whatever a State may do to protect its completely interior traffic or trade against unlawful restraints, the general government is empowered to do for the protection of the people of all the States—for this purpose one people—against unlawful restraints imposed upon interstate traffic or trade in articles that are to enter into commerce among the several States." (p. 42).
[423] 175 U.S. 211 (1899).
[424] 196 U.S. 375.—The Sherman Act was applied to break up combinations of interstate carriers in United States v. Trans-Missouri Freight Asso., 166 U.S. 290 (1897); United States v. Joint-Traffic Asso., 171 U.S. 505 (1898); and Northern Securities Co. v. United States, 193 U.S. 197 (1904). In the first of these cases the Court was confronted with the contention that the act had been intended only for the industrial combinations, and hence was not designed to apply to the railroads, for whose governance the Interstate Commerce Act had been enacted three years prior. Justice Peckham answered the argument by saying that "to exclude agreements as to rates by competing railroads * * * would leave [very] little for the act to take effect upon," referring in this connection to the decision in the Sugar Trust Case, 166 U.S. at 313.
Alluding in his opinion for the Court in Mandeville Island Farms v. American C.S. Co., 334 U.S. 219 (1948) to the Sugar Trust Case, Justice Rutledge said: "Like this one, that case involved the refining and interstate distribution of sugar. But because the refining was done wholly within a single state, the case was held to be one involving 'primarily' only 'production' or 'manufacturing,' although the vast part of the sugar produced was sold and shipped interstate, and this was the main end of the enterprise. The interstate distributing phase, however, was regarded as being only 'incidentally,' 'indirectly,' or 'remotely' involved; and to be 'incidental,' 'indirect,' or 'remote' was to be, under the prevailing climate, beyond Congress' power to regulate, and hence outside the scope of the Sherman Act. See Wickard v. Filburn, 317 U.S. at 119 et seq. (1942).
"The Knight decision made the statute a dead letter for more than a decade and, had its full force remained unmodified, the Act today would be a weak instrument, as would also the power of Congress, to reach evils in all the vast operations of our gigantic national industrial system antecedent to interstate sale and transportation of manufactured products. Indeed, it and succeeding decisions, embracing the same artificially drawn lines, produced a series of consequences for the exercise of national power over industry conducted on a national scale which the evolving nature of our industrialism foredoomed to reversal." Ibid. 229-230.
[425] Swift & Co. v. United States, 196 U.S. 375, 396 (1905).
[426] 196 U.S. at 398-399.
[427] Ibid. 399-401.
[428] Ibid. 400.
[429] Loewe v. Lawlor, 208 U.S. 274 (1908); Duplex Printing Press Co. v. Deering, 254 U.S. 443 (1921); Coronado Coal Co. v. United Mine Workers of America, 268 U.S. 295 (1925); United States v. Brime, 272 U.S. 549 (1926); Bedford Co. v. Stone Cutters Assn., 274 U.S. 37 (1927); Local 167 v. United States, 291 U.S. 293 (1934); Allen Bradley Co. v. Union, 325 U.S. 797 (1945).
[430] 42 Stat. 159.
[431] Ibid. 998 (1922).
[432] 258 U.S. 495 (1922).
[433] Ibid. 514.
[434] Ibid. 515-516. See also Lemke v. Farmers' Grain Co., 258 U.S. 50 (1922); Minnesota v. Blasius, 290 U.S. 1 (1933).
[435] 262 U.S. 1 (1923).
[436] Ibid. 35.
[437] Ibid. 40.
[438] 258 U.S. at 521; 262 U.S. at 37.
[439] 48 Stat. 881.
[440] 49 Stat. 803.
[441] Electric Bond Co. v. Comm'n., 303 U.S. 419 (1938); North American Co. v. S.E.C., 327 U.S. 686 (1946); American Power & Light Co. v. S.E.C., 329 U.S. 90 (1946).
[442] "The Bond and Share system, including American and Electric, possesses an undeniable interstate character which makes it properly subject, from the statutory standpoint, to the provisions of Sec. 11 (b) (2). This vast system embraces utility properties in no fewer than 32 States, from New Jersey to Oregon and from Minnesota to Florida, as well as in 12 foreign countries. Bond and Share dominates and controls this system from its headquarters in New York City. * * * the proper control and functioning of such an extensive multi-state network of corporations necessitates continuous and substantial use of the mails and the instrumentalities of interstate commerce. Only in that way can Bond and Share, or its subholding companies or service subsidiary, market and distribute securities, control and influence the various operating companies, negotiate inter-system loans, acquire or exchange property, perform service contracts, or reap the benefits of stock ownership. * * * Moreover, many of the operating companies on the lower echelon sell and transmit electric energy or gas in interstate commerce to an extent that cannot be described as spasmodic or insignificant. * * * Congress, of course, has undoubted power under the commerce clause to impose relevant conditions and requirements on those who use the channels of interstate commerce so that those channels will not be conduits for promoting or perpetuating economic evils. * * * Thus to the extent that corporate business is transacted through such channels, affecting commerce in more States than one, Congress may act directly with respect to that business to protect what it conceives to be the national welfare. * * * It may compel changes in the voting rights and other privileges of stockholders. It may order the divestment or rearrangement of properties. It may order the reorganization or dissolution of corporations. In short, Congress is completely uninhibited by the commerce clause in selecting the means considered necessary for bringing about the desired conditions in the channels of interstate commerce. Any limitations are to be found in other sections of the Constitution. Gibbons v. Ogden, 9 Wheat. 1, 196." American Power & Light Co. v. S.E.C., 329 U.S. 90, 98-100 (1946).
[443] Appalachian Coals, Inc. v. United States, 288 U.S. 344, 372 (1933).
[444] 48 Stat. 195.
[445] 295 U.S. 495 (1935).
[446] Ibid. 548. See also Ibid. 546.
[447] In United States v. Sullivan, 332 U.S. 689 (1948), the Court interpreted the Federal Food, Drug, and Cosmetics Act of 1938 as applying to the sale by a retailer of drugs purchased from his wholesaler within the State nine months after their interstate shipment had been completed. The Court, speaking by Justice Black, cited United States v. Walsh, 331 U.S. 432 (1947); Wickard v. Filburn, 317 U.S. 111 (1942); United States v. Wrightwood Dairy Co., 315 U.S. 110 (1942); United States v. Darby, 312 U.S. 100 (1941). The last three of these cases are discussed below. See pp. 155, 159. Justice Frankfurter dissented on the basis of Federal Trade Commission v. Bunte Bros., 312 U.S. 349 (1941). It is apparent that the Schechter case has been thoroughly repudiated so far as the distinction "direct" and "indirect" effects is concerned. See also McDermott v. Wisconsin, 228 U.S. 115 (1913), which preceded the Schechter decision by more than two decades.
The N.I.R.A., however, was found to have several other constitutional infirmities besides its disregard, as illustrated by the Live Poultry Code, of the "fundamental" distinction between "direct" and "indirect" effects, namely, the delegation of uncanalized legislative power; the absence of any administrative procedural safeguards; the absence of judicial review; and the dominant role played by private groups in the general scheme of regulation. These objections are dealt with elsewhere in this volume. Supra, pp. 75, 78, 80.
[448] 48 Stat 31 (1933).
[449] United States v. Butler, 297 U.S. 1, 63-64, 68 (1936).
[450] 49 Stat. 991.
[451] Carter v. Carter Coal Co., 298 U.S. 238 (1936).
[452] Ibid. 308-309.
[453] United States v. E.C. Knight Co., 156 U.S. 1 (1895).
[454] 301 U.S. 1 (1937).
[455] 49 Stat. 449.
[456] 301 U.S. at 38, 41-42 (1937).
[457] National Labor Relations Board v. Fruehauf Trailer Co., 301 U.S. 49 (1937); National Labor Relations Board v. Friedman-Harry Marks Clothing Co., 301 U.S. 58 (1937).
[458] National Labor Relations Board v. Fainblatt, 306 U.S. 601, 606 (1939).
[459] See Santa Cruz Fruit Packing Co. v. National Labor Relations Board, 303 U.S. 453, 465 (1938).
[460] 52 Stat. 1060.
[461] United States v. Darby, 312 U.S. 100, 115 (1941).
[462] See ibid. 113, 114, 118.
[463] Ibid. 123-124.
[464] Owen J. Roberts, The Court and the Constitution, The Oliver Wendell Holmes Lectures 1951, (Harvard University Press 1951), 56.
[465] The Act provided originally that "for the purposes of this Act an employee shall be deemed to have been engaged in the production of goods if such employee was employed * * * in any process or occupation necessary to the production thereof, in any State." By 63 Stat. 910 (1949), "necessary to the production thereof" becomes "directly essential to the production thereof." The effect of this change, which has not yet registered itself in judicial decision, seems likely to be slight, in view of the power, which the act gives the Administrator to lay down "such terms and conditions" as he "finds necessary to carry out the purposes of" his orders to prevent their evasion or circumvention. See Gemsco, Inc. v. Walling, 324 U.S. 244 (1945). The employees involved in the following cases have been held to be covered by the act:
(1) Operating and maintenance employees of the owner of a loft building, space in which is rented to persons producing goods principally for interstate commerce (Kirschbaum v. Walling, 316 U.S. 517 (1942));
(2) an employee of an interstate motor transportation company, who acted as rate clerk and performed other incidental duties (Overnight Motor Co. v. Missel, 316 U.S. 572 (1942));
(3) members of a rotary drilling crew, engaged within a State, as employees of an independent contractor, in partially drilling oil wells, a portion of the products from which later moved in interstate commerce (Warren-Bradshaw Co. v. Hall, 317 U.S. 88 (1942));
(4) employees of a wholesale paper company who are engaged in the delivery, from company warehouse within a State to customers within that State, after a temporary pause at such warehouses, of goods procured outside of the State upon prior orders from, or pursuant to contracts with, such customers (Walling v. Jacksonville Paper Co., 317 U.S. 564 (1943));
(5) employees of a private corporation who are engaged in the operation and maintenance of a drawbridge which is part of a toll road used extensively by persons and vehicles traveling in interstate commerce, and which spans an intercoastal waterway used in interstate commerce (Overstreet v. North Shore Corp., 318 U.S. 125 (1943));
(6) a night watchman employed in a plant in which veneer was manufactured from logs and from which a substantial portion of the manufactured product was shipped in interstate commerce (Walton v. Southern Package Corp., 320 U.S. 540 (1944));
(7) employees putting in stand-by time in the auxiliary fire-fighting service of an employer engaged in interstate commerce (Armour & Co. v. Wantock, 323 U.S. 126 (1944));
(8) warehouse and central office employees of an interstate retail chain store system (Phillips Co. v. Walling, 324 U.S. 490 (1945));
(9) employees of an independent contractor engaged in repairing abutments and substructures of bridges which were part of the line of an interstate railroad (Fitzgerald Co. v. Pedersen, 324 U.S. 720 (1945));
(10) maintenance employees of an office building which was owned and operated by a manufacturing corporation and in which 58 per cent of the rental space was used for its central offices, where its production of goods for interstate commerce was administered, managed and controlled, although the goods were actually produced at plants located elsewhere (Borden Company v. Borella, 325 U.S. 679 (1945));
(11) the employees of an electrical contractor, locally engaged in commercial and industrial wiring and dealing in electrical motors and generators for commercial and industrial uses, whose customers are engaged in the production of goods for interstate commerce (Roland Co. v. Walling, 326 U.S. 657-678 (1946));
(12) employees of a window-cleaning company, the greater part of whose work is done on the windows of industrial plants of producers of goods for interstate commerce (Martino v. Michigan Window Cleaning Company, 327 U.S. 173-178 (1946));
(13) mechanics engaged in servicing and maintaining equipment of a motor transportation company which is engaged in interstate commerce (Boutell v. Walling, 327 U.S. 463 (1946)). Nor does the maxim "de minimis" apply to the act. Hence the publishers of a daily newspaper only about one half of one per cent of whose circulation is outside the State of publication are not by that fact excluded from the operation of the act. (Mabee v. White Plains Publishing Co., 327 U.S. 178 (1946)). On the other hand, an employee whose work it is to prepare meals and serve them to maintenance-of-way employees of an interstate railroad in pursuance of a contract between his employer and the railroad company is not "engaged in commerce" within the meaning of Sec. 6 and 7 of the Fair Labor Standards Act (McLeod v. Threlkeld, 319 U.S. 491 (1943)); nor are maintenance employees of a typical metropolitan office building operated as an independent enterprise, which is used and is to be used for offices by every variety of tenants, including some producers of goods for commerce (10 East 40th St. v. Callus, 325 U.S. 578 (1945)); nor are maintenance employees of a building corporation which furnishes loft space to tenants engaged in production for interstate commerce "unless an adequate proportion of such tenants are so engaged." (Schulte v. Gangi, 328 U.S. 108 (1946)). Also Section 12 (a) of the Fair Labor Standards Act, which provides that "no producer, * * * shall ship or deliver for shipment in commerce any goods produced in an establishment * * * in or about which * * * any oppressive child labor has been employed * * *" was held inapplicable to a company engaged in the transmission in interstate commerce of telegraph messages, (Western Union v. Lenroot, 323 U.S. 490 (1945)). The decision was a five-to-four one. It should be added that the Court has not always been unanimous in favoring coverage by the act. In the Borden case above, Chief Justice Stone, speaking for himself and Justice Roberts, protested, as follows: "No doubt there are philosophers who would argue, what is implicit in the decision now rendered, that in a complex modern society there is such interdependence of its members that the activities of most of them are necessary to the activities of most others. But I think that Congress did not make that philosophy the basis of the coverage of the Fair Labor Standards Act. It did not, by a 'house-that-Jack-built' chain of causation, bring within the sweep of the statute the ultimate causa causarum which result in the production of goods for commerce. Instead it defined production as a physical process. It said in Sec. 3 (j) 'Produced means produced, manufactured, mined, handled, or in any other manner worked on' and declared that those who participate in any of these processes 'or in any process or occupation necessary to' them are engaged in production and subject to the Act." 325 U.S. 679, 685. On the other hand, the holding in 10 East 40th St., above, was a five-to-four decision, and Justice Frankfurter, speaking for the Court took pains to explain that Congress in enacting the Fair Labor Standards Act, "did not see fit, * * *, to exhaust its constitutional power over commerce." 325 U.S. 578-579. See 87 Law Ed. pp. 87-105 for a note reviewing both Supreme Court, lower Federal Court, and State court cases defining "engaged in commerce" as that term is used in the Fair Labor Standards Act.
[466] 50 Stat. 246.
[467] 315 U.S. 110 (1942).
[468] Ibid. 118-119.
[469] 317 U.S. 111 (1942).
[470] 52 Stat. 31.
[471] 317 U.S. at 128-129.
[472] Ibid. 120-124 passim. In United States v. Rock Royal Co-operative, 307 U.S. 533 (1939), the Court sustained an order under the Agricultural Marketing Agreement Act of 1937 (50 Stat. 752) regulating the price of milk in certain instances. Said Justice Reed for the majority of the Court: "The challenge is to the regulation 'of the price to be paid upon the sale by a dairy farmer who delivers his milk to some country plant.' It is urged that the sale, a local transaction, is fully completed before any interstate commerce begins and that the attempt to fix the price or other elements of that incident violates the Tenth Amendment. But where commodities are bought for use beyond State lines, the sale is a part of interstate commerce. We have likewise held that where sales for interstate transportation were commingled with intrastate transactions, the existence of the local activity did not interfere with the federal power to regulate inspection of the whole. Activities conducted within the State lines do not by this fact alone escape the sweep of the Commerce Clause. Interstate commerce may be dependent upon them. Power to establish quotas for interstate marketing gives power to name quotas for that which is to be left within the State of production. Where local and foreign milk alike are drawn into a general plan for protecting the interstate commerce in the commodity from the interferences, burdens and obstructions, arising from excessive surplus and the social and sanitary evils of low values, the power of the Congress extends also to the local sales."' Ibid. 568-569. See also H.P. Hood & Sons v. United States, 307 U.S. 588 (1939), another milk case; and Mulford v. Smith, 307 U.S. 38 (1939), in which certain restrictions on the sale of tobacco, under the Agricultural Adjustment Act of 1938 (52 Stat. 31), were sustained in an opinion by Justice Roberts, who spoke for the Court in the latter case.
[473] United States v. The William, 28 Fed. Cas. No. 16,700, 614, 620-623 passim (1808). Other parts of this opinion are considered below in connection with the prohibiting of interstate commerce. See also Gibbons v. Ogden, 9 Wheat. 1, 191 (1824); United States v. Marigold, 9 How. 560 (1850).
[474] 289 U.S. 48 (1933).
[475] Ibid. 57, 58.
[476] 5 Stat. 566 Sec. 28.
[477] 9 Stat. 237 (1848).
[478] 24 Stat. 409.
[479] 35 Stat. 614; 38 Stat. 275.
[480] 29 Stat. 605.
[481] 192 U.S. 470 (1904).
[482] 223 U.S. 166 (1912); cf. United States v. California, 332 U.S. 19 (1947).
[483] 239 U.S. 325 (1915).
[484] Ibid. 329.
[485] 236 U.S. 216 (1915).
[486] Ibid. 222. See also Robert B. Cushman, National Police Power Under the Commerce Clause, 3 Selected Essays on Constitutional Law, 62-79.
[487] Groves v. Slaughter, 15 Pet. 449, 488-489 (1841).
The Issue
A little reflection will suffice to show that, as a matter of fact, any regulation at all of commerce implies some measure of power to prohibit it, since it is the very nature of regulation to lay down terms on which the activity regulated will be permitted and for noncompliance with which it will not be permitted. It is also evident that when occasion does arise for an outright prohibition of an activity, the power to enact the required prohibition ordinarily must belong to the body which is vested with authority to regulate it, which in this instance is Congress.
What, then, are the outstanding differences between such conditional prohibitions of commerce and that with which this resume deals? There seem to be three such differences. First, there is often a difference of modus operandi between the statutes already considered and those about to be considered. The former impinge upon persons or agencies engaged in interstate commerce and their activities in connection therewith, whereas the latter look primarily to things, or the subject matter, of the trade or commerce prohibited. Secondly, there is a difference in purpose between the two categories of Congressional statutes. The purpose of the acts already treated is to lay down the conditions on which a designated branch of commerce among the States may be carried on; that of the acts now to be treated is to eliminate outright a designated branch of trade among the States. In other words, whereas the former acts were, in general, preservative of the commerce which they regulated because of its value to society, the latter regard the commerce which they reach as detrimental to society. The third, and most important difference from the point of view of Constitutional Law, is the difference in relation of the two categories of acts respectively to the reserved powers of the States. The enactments of Congress already dealt with frequently intrude upon the ordinary field of jurisdiction of the States; but when they do so, it is because the acts or things which they thus bring under national control are regarded as "local incidents" of interstate commerce itself. The relation of the enactments about to be considered to the reserved powers of the States is precisely the inverse of this. Their very purpose is to reach and control matters ordinarily governed by the State's police power, sometimes in order to make State policy more effective, sometimes in order to supply a corrective to it.
The Argument Denying Congress' Power To Prohibit Interstate Commerce
The principal argument against the constitutionality of prohibitory Congressional legislation pivoted on the dual conception of the Federal System "The Federal Equilibrium". The Constitution, the argument ran, clearly contemplates two spheres of governmental activity, that of the States, that of the United States; and while the latter government is generally supreme when the two collide with one another in the exercise of their respective powers, yet collision is not contemplated as the rule of life of the system, but the contrary. And since there are these two spheres, the line to be drawn between them, in order to secure harmony instead of collision, should recognize that the objects which the National Government was established to promote are relatively few, while those which the States were retained to advance comprise the principal objectives of government, the protection of the public health, safety, morals, and welfare. The power to promote these ends is, indeed, the very definition of the police power of the States—that power for which all other powers of the States exist. Seriously to impair the police power of the States, or to diminish their autonomy in its employment, would be, in fact to remove their reason for being, and so the reason for the Federal System itself.
So while the power of Congress to regulate commerce among the States and with foreign nations is in terms a single power, in the intention of the framers it comprised two very different powers. In the field of foreign relations, the National Government is completely sovereign, and the power to regulate commerce with foreign nations is but a branch of this sovereign power. The power to regulate commerce among the States is, on the other hand, not a sovereign power except for purposes of commercial advantage; in other respects it is confronted at every turn by the police power of the States, and hence requires to be defined in relation to the known and frequently reiterated objectives of that power.
Indeed, it was urged on the authority of Madison that the power to regulate commerce among the States was not bestowed upon the National Government "to be used for * * * positive purposes," but merely as "a negative and preventive provision against injustice among the States themselves." Madison IV, Letters and Other Writings, 15 (Philadelphia, 1865). Furthermore, it is a power which was designed for the promotion and advancement of commerce, not a power to strike commerce down in order to advance other purposes and programs. Grant that the power to regulate commerce among the States is the power to prohibit it at the discretion of Congress, and you at once endow Congress with power which it may use as a weapon to consolidate substantially all power in the hands of the National Government.
Thus, if Congress may prohibit ad libitum the carrying on of interstate commerce, it may make deprivation of the right to engage in interstate commerce in any of its phases, even the right to move from one State to another, a sanction of ever-increasing efficacy for whatever standards of conduct it may choose to lay down in any field of human action; and since laws passed by Congress in pursuance of its powers are generally supreme over conflicting State laws, these standards would supersede the conflicting standards imposed under the police powers of the States. Henceforth, in effect, the police power would exist solely by "leave and license" of Congress—as "the power to govern men and things" it would be at an end; and by the same token the Federal System, which is the outstanding feature of government under the Constitution, would be at an end. In the First Employers' Liability Cases, (Howard v. Illinois Central R. Co., 207 U.S. 463 (1908)), the majority of the Court, speaking through Justice White, gave special attention to the Government's argument that though the act, in terms, governed the liability of "every" interstate carrier to "any" of its employees, whether engaged in interstate commerce or not when the liability fell, it was none the less constitutional "because one who engaged in interstate commerce thereby submits all his business concerns to the regulating power of Congress." Justice White answered: "To state the proposition is to refute it. It assumes that because one engages in interstate commerce he thereby endows Congress with power not delegated to it by the Constitution; in other words, with the right to legislate concerning matters of purely State concern. It rests upon the conception that the Constitution destroyed that freedom of commerce which it was its purpose to preserve, since it treats the right to engage in interstate commerce as a privilege which cannot be availed of except upon such conditions as Congress may prescribe, even although the conditions would be otherwise beyond the power of Congress. It is apparent that if the contention were well founded it would extend the power of Congress to every conceivable subject, however inherently local, would obliterate all the limitations of power imposed by the Constitution, and would destroy the authority of the States as to all conceivable matters which from the beginning have been, and must continue to be, under their control so long as the Constitution endures." Ibid. 502-503. See also Justice White's dissenting opinion, for himself, Chief Justice Fuller, and Justices Peckham and Holmes, in Northern Securities Co. v. United States, 193 U.S. 197, 396-397 (1904).
The Argument Asserting the Power
The thesis that the power to regulate commerce among the States comprises in general the power to prohibit it turns on the proposition stated by Marshall in his opinion in Gibbons v. Ogden, that this power is vested "in Congress as absolutely as it would be in a single government, having in its Constitution the same restrictions on the exercise of the power as are found in the Constitution of the United States. The wisdom and discretion of Congress," Marshall continued, "their identity with the people, and the influence which their constituents possess at elections, are, in this, as in many other instances, as that, for example, of declaring war, the sole restraints on which they have relied, to secure them from its abuse." 9 Wheat. 1, 196-197 (1824).
That the National Government is a government of limited powers, the advocates of this view conceded; but the powers which it uncontrovertibly possesses, they urged, may be utilized to promote all good causes, of which fact, it was asserted, the Preamble of the Constitution itself was proof. There the objectives of the Constitution and so, presumably, of the Government created by it, are stated to be "more perfect union," "justice," "domestic tranquillity," "the common defense," "the general welfare," and "liberty." It was to forward these broad general purposes, then, that the commercial power, like its other powers, was bestowed upon the National Government. No doubt it was expected that the States, too, would use the powers still left them to assist the same purposes, which indeed are those of good government always. Yet that circumstance should not operate to withdraw the powers delegated to the National Government from the service of these same ends. The fact, in other words, that the power to govern commerce among the States was bestowed by the Constitution on the National Government should not imply that it thereby became available merely for the purpose of fostering such commerce. It ought, on the contrary, to be applicable, as would be the equivalent power in England or France for instance, to aid and support all recognized objectives of government. See Juilliard v. Greenman (Legal Tender Case), 110 U.S. 421, 447-448 (1884). As originally possessed by the several States, the power to regulate commerce with one another included the power to prohibit it at discretion; on what principle, then, it was asked, can it be contended that the power delegated to Congress is not as exhaustive and complete as the power it was designed to supersede? See especially Justice Holmes' dissenting opinion in Hammer v. Dagenhart, 247 U.S. 251, 277-281 (1918).
And, the protagonists of this view continued, if the public health, safety, morals, and general welfare must depend solely upon the police powers of the States, they must in modern conditions, often fail of realization in this country. With goods flowing over State lines in ever-increasing quantities, and people in ever-increasing numbers, how was it possible to regard the States as watertight compartments? At least, then, when local legislative programs break down on account of the division of the country into States, it becomes the clear duty of Congress to adopt supplementary legislation to remedy the situation. In doing so, it is not undermining the Federal System; it is supporting it, by making it viable in modern conditions. The assemblage of the States in one Union was never intended to put one State at the mercy of another. If, however, well considered programs of legislation are rendered abortive in a State in consequence of the flow of commerce into it from other States, then it becomes the duty—certainly it is within the discretion of Congress—which alone can govern commerce among the States, to supply the required relief. See especially Assistant Attorney General Maury's argument. In re Rapier, 143 U.S. 110, 127-129 (1892).
In this connection the advocates of this view cited discussion contemporaneous with Jefferson's Embargo, and under the embargo itself, as supporting their position. In the case of the Brigantine William the validity of the embargo was challenged before the United States District Court of Massachusetts on the ground that the power to regulate commerce did not embrace the power to prohibit it. Judge Davis answered: "It will be admitted that partial prohibitions are authorized by this expression; and how shall the degree, or extent, of the prohibition be adjusted, but by the discretion of the National Government, to whom the subject appears to have been committed? * * * The power to regulate commerce is not to be confined to the adoption of measures, exclusively beneficial to commerce itself, or tending to its advancement; but, in our national system, as in all modern sovereignties, it is also to be considered as an instrument for other purposes of general policy and interest. * * * the national right, or power, under the Constitution, to adapt regulations of commerce to other purposes, than the mere advancement of commerce, appears to be unquestionable. * * * The situation of the United States, in ordinary times, might render legislative interferences, relative to commerce, less necessary; but the capacity and power of managing and directing it, for the advancement of great national purposes, seems an important ingredient of sovereignty." And in confirmation of this argument Judge Davis cited the clause of Sec. 9 of article I of the Constitution interdicting a prohibition of the slave trade till 1808. This clause clearly proves that those who framed the Constitution perceived that "under the power of regulating commerce, Congress would be authorized to abridge it, in favour of the great principles of humanity and justice." Fed. Cas. No. 16,700, 614, 621 (1808).
The embargo, to be sure, operated on foreign commerce; but that there is any difference between Congress's power in relation to foreign and to interstate commerce the advocates of the view under consideration denied. The power to "regulate" is the power which belongs to Congress as to the one as well as to the other; and if this comprehends the power to prohibit in the one case, it must equally, by acknowledged principles of statutory construction, comprehend it in the other case as well. Nor in fact, the argument continued, does it make any difference, by approved principles of statutory construction, what purposes the framers of the Constitution may have immediately in mind when they gave Congress power to regulate commerce among the States; the governing consideration is that they gave Congress the power, to be exercised in accordance with its judgment of what are proper occasions for its use. "The reasons which may have caused the framers of the Constitution to repose the power to regulate interstate commerce in Congress do not, however, affect or limit the extent of the power itself." Justice Peckham for the Court in Addyston Pipe & Steel Co. v. United States, 175 U.S. 211, 228 (1899).
References
See especially the arguments of counsel In re Rapier, 143 U.S. 110 (1892); Champion v. Ames (Lottery Case), 188 U.S. 321 (1903); Hammer v. Dagenhart, 247 U.S. 251 (1918); 3 Selected Essays on Constitutional Law, 103, 138, 165, 295, 314, 336. Indeed, regulation of interstate commerce by Congress may take the form of a positive adoption by it of a regime of State regulation in the form of statutes (e.g., pilotage) or of administrative regulations in some degree (as in the Motor Carrier Act of 1935); or Congress may "regulate" through the device of divestment of a subject matter of its interstate character, thus indirectly causing State laws to apply, as was done by the Wilson Act of 1890 in respect to intoxicating liquors, or by the McCarran Act of 1945 following the United States v. South-Eastern Underwriters Association, 322 U.S. 533 (1944), in respect to the insurance business. In a sense, Congress may delegate to the States its power to regulate interstate commerce.
[488] 23 Stat. 31.
[489] 32 Stat. 791.
[490] 33 Stat. 1264.
[491] 33 Stat. 1269.
[492] 37 Stat. 315.
[493] 39 Stat. 1165.
[494] Illinois Central R. Co. v. McKendree, 203 U.S. 514 (1906). See also United States v. DeWitt, 9 Wall. 41 (1870). Of the nature of a quarantine act is the Federal Firearms Act of 1938 (52 Stat 1250).
[495] Champion v. Ames (The Lottery Case), 188 U.S. 321 (1903).
[496] 28 Stat 963.
[497] 143 U.S. 110 (1892).
[498] Champion v. Ames (The Lottery Case), 188 U.S. 321 (1903).
[499] 9 Wheat. 1, 227 (1824).
[500] 114 U.S. 622, 630 (1885).
[501] 26 Stat. 313 (1890); 37 Stat. 699 (1913), "The Webb-Kenyon Act."
[502] 31 Stat. 188 (1900).
[503] 45 Stat. 1084 (1929), "The Hawes-Cooper Act."
[504] 36 Stat. 825 (1910), "The Mann Act."
[505] 41 Stat. 324 (1919).
[506] 47 Stat. 326 (1932).
[507] 48 Stat. 794 (1934).
[508] 48 Stat. 979 (1934).
[509] 54 Stat. 686 (1940).
[510] Hoke v. United States, 227 U.S. 308, 322 (1913). In Caminetti v. United States, 242 U.S. 470 (1917) the act was held to apply to the case of transportation of a woman for immoral purposes, although no commercial motive was present; and in Cleveland v. United States, 329 U.S. 14 (1946), to the transportation of a plural wife by the member of a religious sect a tenet of which is polygamy.
[511] United States v. Hill, 248 U.S. 420, 425 (1919).
[512] 247 U.S. 251 (1918).
[513] 39 Stat. 675 (1916).
[514] 247 U.S. at 275.
[515] Ibid. 271-272.
[516] 267 U.S. 432 (1925).
[517] 41 Stat. 324 (1919).
[518] 267 U.S. at 436-439. See also Kentucky Whip & Collar Co. v. Illinois C.R. Co., 299 U.S. 334 (1937).
[519] United States v. Darby, 312 U.S. 100, 116-117 (1941).
[520] Roland Co. v. Walling, 326 U.S. 657, 669 (1946).
[521] Polish Alliance v. Labor Board, 322 U.S. 643, 650 (1944). Cf. the opinion of Chief Justice Vinson for the Court in Bus Employees v. Wisconsin Board, 340 U.S. 383 (1951).
[522] Federalist No. 32.
[523] 9 Wheat. 1, 11, 226 (1824).
[524] Madison, IV, Letters and Other Writings, 14-15 (Philadelphia, 1865).
[525] 9 Wheat. 1, 203.
[526] 9 Wheat. at 210-211.
[527] 9 Wheat. at 13-14; also ibid. 16.
[528] 9 Wheat. 17-18, 209.
[529] 12 Wheat. 419 (1827).
[530] 12 How. 299 (1851).
[531] Congressional regulation of commerce, however, does not have to be uniform. The uniformity rule is a test of the invalidity of State legislation affecting commerce, not the validity of Congressional legislation regulating commerce. Clark Distilling Co. v. W.M.R. Co., 242 U.S. 311, 327 (1917); Currin v. Wallace, 306 U.S. 1, 14 (1939); Prudential Ins. Co. v. Benjamin, 328 U.S. 408 (1946).
[532] Simpson v. Shepard, 230 U.S. 352 (1913).
[533] Ibid. 400-402.
[534] McCarroll v. Dixie Greyhound Lines, 309 U.S. 176, 188-189 (1940). F.D.G. Ribble's State and National Power Over Commerce (Columbia University Press, 1937) is an excellent study both of the Court's formulas and of the arbitral character of its task in this field of Constitutional Law. On the latter point, see especially Chapters X and XII. The late Chief Justice Stone took repeated occasion to stress the "balancing" and "adjusting" role of the Court when applying the commerce clause in relation to State power. See his words in South Carolina State Highway Dept. v. Barnwell Bros., 303 U.S. 177, 184-192 (1938); California v. Thompson, 313 U.S. 109, 113-116 (1941); Parker v. Brown, 317 U.S. 341, 362-363 (1943); and Southern Pacific v. Arizona, 325. U.S. 761, 766-770 (1945). See also Justice Black for the Court in United States v. South-Eastern Underwriters Assoc., 322 U.S. 533, 548-549 (1944).
[535] 12 Wheat. 419 (1827).
[536] Compare, for example, May v. New Orleans, 178 U.S. 496 (1900); and the recent case of Hooven & Allison Co. v. Evatt, 324 U.S. 652 (1945). In the latter case the benefits of the original package doctrine were extended to imports from the Philippine Islands title to which did not vest in the importer until their arrival in the United States.
[537] Freeman v. Hewit, 329 U.S. 249, 251 (1946).
[538] Philadelphia & R.R. Co. v. Pennsylvania (State Freight Tax Case), 15 Wall. 232 (1873).
[539] Headnotes. Said the Court: "The rule has been asserted with great clearness, that whenever the subjects over which a power to regulate commerce is asserted are in their nature national, or admit of one uniform system or plan of regulation, they may justly be said to be of such a nature as to require exclusive legislation by Congress. Surely transportation of passengers or merchandise through a State, or from one State to another, is of this nature. It is of national importance that over that subject there should be but one regulating power, for if one State can directly tax persons or property passing through it, or tax them indirectly by levying a tax upon their transportation, every other may, and thus commercial intercourse between States remote from each other may be destroyed." 15 Wall. at 279-280, citing Cooley v. Port Wardens, 12 How. 299 (1851); Gilman. v. Philadelphia, 3 Wall. 713 (1866); Crandall v. Nevada, 6 Wall. 35, 42 (1868).
[540] 116 U.S. 517 (1886).
[541] Ibid. 527.
[542] Heisler v. Thomas Colliery Co., 260 U.S. 245 (1922).
[543] 262 U.S. 172 (1923).
[544] Ibid. 178. See also Diamond Match Co. v. Ontonagon 188 U.S. 82 (1903).
[545] Hope Natural Gas Co. v. Hall, 274 U.S. 284 (1927). See also American Manufacturing Co. v. St. Louis, 250 U.S. 459 (1919) in which there was imposed a license tax on manufacture of goods computed upon the amount of sales of the goods.
[546] 286 U.S. 165 (1932).
[547] Coverdale v. Arkansas-Louisiana Pipe Line Co., 303 U.S. 604 (1938).
[548] Toomer v. Witsell, 334 U.S. 385 (1948).
[549] Dahnke-Walker Milling Co. v. Bondurant, 257 U.S. 282 (1921). Here a Tennessee corporation, in pursuance of its practice of purchasing grain in Kentucky to be transported to and used in its Tennessee mill, made a contract for the purchase of wheat, to be delivered in Kentucky on the cars of a public carrier, intending to forward it as soon as delivery was made. It was held that the transaction was in interstate commerce, notwithstanding the contract was made and to be performed in Kentucky; and that the possibility that the purchaser might change its mind after delivery and sell the grains in Kentucky or consign it to some other place in that State did not affect the essential character of the transaction. Interstate commerce, said the Court, "is not confined to transportation from one State to another, but comprehends all commercial intercourse between different States and all the component parts of that intercourse." Ibid. 290. Followed in Lemke v. Farmers Grain Co., 258 U.S. 50 (1922); and Flanagan v. Federal Coal Co., 267 U.S. 222 (1925).
[550] Eureka Pipe Line Co. v. Hallanan, 257 U.S. 265 (1921).
[551] United Fuel Gas Co. v. Hallanan, 257 U.S. 277 (1921).
[552] Ibid. 281. See also State Tax Commission v. Interstate Natural Gas Co., 284 U.S. 41 (1931) holding invalid a State privilege tax imposed on a foreign corporation selling to distributors in the State natural gas piped in from another State, whose only activity was the use of a thermometer and meter and reduction of pressure to permit vendee to draw off the gas. "The work done by the plaintiff is done upon the flowing gas to help the delivery and seems to us plainly to be an incident to the interstate commerce between Louisiana and Mississippi." Ibid. 44.
[553] 12 Wheat. 419 (1827).
[554] Ibid. 449.
[555] 8 Wall. 123 (1860).
[556] Ibid. 140.
[557] 114 U.S. 622 (1885). See also Pittsburgh & S. Coal Co. v. Bates, 156 U.S. 577 (1895).
[558] 114 U.S. at 632-633.
[559] Ibid. 634.
[560] See Wagner v. Covington, 251 U.S. 95 (1919).
[561] Brimmer v. Rebman, 138 U.S. 78 (1891); Patapsco Guano Co. v. Board of Agriculture, 171 U.S. 345 (1898); Red "C" Oil Mfg. Co. v. Board of Agriculture, 222 U.S. 380 (1912); Savage v. Jones, 225 U.S. 501 (1912); Foote & Co. v. Stanley, 232 U.S. 494 (1914).
[562] Standard Oil Co. v. Graves, 249 U.S. 389 (1919); Askren v. Continental Oil Co., 252 U.S. 444 (1920); Bowman v. Continental Oil Co., 256 U.S. 642 (1921); Texas Co. v. Brown, 258 U.S. 466 (1922).
[563] Sonneborn Bros. v. Cureton, 262 U.S. 506 (1923). Reviewing cases. Cf. Phipps v. Cleveland Refining Co., 261 U.S. 449 (1923).
[564] See pp. 178, 238-239.
[565] Eastern Air Transport, Inc. v. South Carolina Tax Comm'n., 285 U.S. 147, 153 (1932).
[566] Rast v. Van Deman and Lewis, 240 U.S. 342 (1916). See also Tanner v. Little, 240 U.S. 369 (1916), and Pitney v. Washington, 240 U.S. 387 (1916) upholding a Washington statute imposing a prohibitive license tax upon merchants using trading stamps or coupons redeemable in merchandise.
[567] Howe Machine Co. v. Gage, 100 U.S. 676 (1880); Emert v. Missouri, 156 U.S. 296 (1895); Singer Sewing Machine Co. v. Brickell, 233 U.S. 304 (1914); Wagner v. City of Covington, 251 U.S. 95 (1919); Caskey Baking Co. v. Virginia, 313 U.S. 117 (1941).
[568] 197 U.S. 60 (1905). See also Armour Packing Co. v. Lacy, 200 U.S. 226 (1906).
[569] 91 U.S. 275 (1876); see also Ward v. Maryland, 12 Wall. 418 (1871).
[570] See Cook v. Pennsylvania, 97 U.S. 566 (1878); Guy v. Baltimore, 100 U.S. 434 (1880); Tiernan v. Rinker, 102 U.S. 123 (1880); Howe Machine Co. v. Gage, 100 U.S. 676 (1880); Webber v. Virginia, 103 U.S. 344 (1881); Walling v. Michigan, 116 U.S. 446 (1886); Darnell & Son Co. v. Memphis, 208 U.S. 113 (1908), where was held void a property tax on lumber which discriminated in favor of the local product: Bethlehem Motor Corp. v. Flynt, 256 U.S. 421 (1921), where a license tax on distributors was held to be invalidated by the provision made for a rebate under conditions that could be met only by manufacturers within the taxing State. |
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