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The Analysis of Mind
by Bertrand Russell
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The sort of memory with which we are here concerned is the sort which is a form of knowledge. Whether knowledge itself is reducible to habit is a question to which I shall return in a later lecture; for the present I am only anxious to point out that, whatever the true analysis of knowledge may be, knowledge of past occurrences is not proved by behaviour which is due to past experience. The fact that a man can recite a poem does not show that he remembers any previous occasion on which he has recited or read it. Similarly, the performances of animals in getting out of cages or mazes to which they are accustomed do not prove that they remember having been in the same situation before. Arguments in favour of (for example) memory in plants are only arguments in favour of habit-memory, not of knowledge-memory. Samuel Butler's arguments in favour of the view that an animal remembers something of the lives of its ancestors* are, when examined, only arguments in favour of habit-memory. Semon's two books, mentioned in an earlier lecture, do not touch knowledge-memory at all closely. They give laws according to which images of past occurrences come into our minds, but do not discuss our belief that these images refer to past occurrences, which is what constitutes knowledge-memory. It is this that is of interest to theory of knowledge. I shall speak of it as "true" memory, to distinguish it from mere habit acquired through past experience. Before considering true memory, it will be well to consider two things which are on the way towards memory, namely the feeling of familiarity and recognition.

* See his "Life and Habit and Unconscious Memory."

We often feel that something in our sensible environment is familiar, without having any definite recollection of previous occasions on which we have seen it. We have this feeling normally in places where we have often been before—at home, or in well-known streets. Most people and animals find it essential to their happiness to spend a good deal of their time in familiar surroundings, which are especially comforting when any danger threatens. The feeling of familiarity has all sorts of degrees, down to the stage where we dimly feel that we have seen a person before. It is by no means always reliable; almost everybody has at some time experienced the well-known illusion that all that is happening now happened before at some time. There are occasions when familiarity does not attach itself to any definite object, when there is merely a vague feeling that SOMETHING is familiar. This is illustrated by Turgenev's "Smoke," where the hero is long puzzled by a haunting sense that something in his present is recalling something in his past, and at last traces it to the smell of heliotrope. Whenever the sense of familiarity occurs without a definite object, it leads us to search the environment until we are satisfied that we have found the appropriate object, which leads us to the judgment: "THIS is familiar." I think we may regard familiarity as a definite feeling, capable of existing without an object, but normally standing in a specific relation to some feature of the environment, the relation being that which we express in words by saying that the feature in question is familiar. The judgment that what is familiar has been experienced before is a product of reflection, and is no part of the feeling of familiarity, such as a horse may be supposed to have when he returns to his stable. Thus no knowledge as to the past is to be derived from the feeling of familiarity alone.

A further stage is RECOGNITION. This may be taken in two senses, the first when a thing not merely feels familiar, but we know it is such-and-such. We recognize our friend Jones, we know cats and dogs when we see them, and so on. Here we have a definite influence of past experience, but not necessarily any actual knowledge of the past. When we see a cat, we know it is a cat because of previous cats we have seen, but we do not, as a rule, recollect at the moment any particular occasion when we have seen a cat. Recognition in this sense does not necessarily involve more than a habit of association: the kind of object we are seeing at the moment is associated with the word "cat," or with an auditory image of purring, or whatever other characteristic we may happen to recognize in the cat of the moment. We are, of course, in fact able to judge, when we recognize an object, that we have seen it before, but this judgment is something over and above recognition in this first sense, and may very probably be impossible to animals that nevertheless have the experience of recognition in this first sense of the word.

There is, however, another sense of the word, in which we mean by recognition, not knowing the name of a thing or some other property of it, but knowing that we have seen it before In this sense recognition does involve knowledge about the Fast. This knowledge is memory in one sense, though in another it is not. It does not involve a definite memory of a definite past event, but only the knowledge that something happening now is similar to something that happened before. It differs from the sense of familiarity by being cognitive; it is a belief or judgment, which the sense of familiarity is not. I do not wish to undertake the analysis of belief at present, since it will be the subject of the twelfth lecture; for the present I merely wish to emphasize the fact that recognition, in our second sense, consists in a belief, which we may express approximately in the words: "This has existed before."

There are, however, several points in which such an account of recognition is inadequate. To begin with, it might seem at first sight more correct to define recognition as "I have seen this before" than as "this has existed before." We recognize a thing (it may be urged) as having been in our experience before, whatever that may mean; we do not recognize it as merely having been in the world before. I am not sure that there is anything substantial in this point. The definition of "my experience" is difficult; broadly speaking, it is everything that is connected with what I am experiencing now by certain links, of which the various forms of memory are among the most important. Thus, if I recognize a thing, the occasion of its previous existence in virtue of which I recognize it forms part of "my experience" by DEFINITION: recognition will be one of the marks by which my experience is singled out from the rest of the world. Of course, the words "this has existed before" are a very inadequate translation of what actually happens when we form a judgment of recognition, but that is unavoidable: words are framed to express a level of thought which is by no means primitive, and are quite incapable of expressing such an elementary occurrence as recognition. I shall return to what is virtually the same question in connection with true memory, which raises exactly similar problems.

A second point is that, when we recognize something, it was not in fact the very same thing, but only something similar, that we experienced on a former occasion. Suppose the object in question is a friend's face. A person's face is always changing, and is not exactly the same on any two occasions. Common sense treats it as one face with varying expressions; but the varying expressions actually exist, each at its proper time, while the one face is merely a logical construction. We regard two objects as the same, for common-sense purposes, when the reaction they call for is practically the same. Two visual appearances, to both of which it is appropriate to say: "Hullo, Jones!" are treated as appearances of one identical object, namely Jones. The name "Jones" is applicable to both, and it is only reflection that shows us that many diverse particulars are collected together to form the meaning of the name "Jones." What we see on any one occasion is not the whole series of particulars that make up Jones, but only one of them (or a few in quick succession). On another occasion we see another member of the series, but it is sufficiently similar to count as the same from the standpoint of common sense. Accordingly, when we judge "I have seen THIS before," we judge falsely if "this" is taken as applying to the actual constituent of the world that we are seeing at the moment. The word "this" must be interpreted vaguely so as to include anything sufficiently like what we are seeing at the moment. Here, again, we shall find a similar point as regards true memory; and in connection with true memory we will consider the point again. It is sometimes suggested, by those who favour behaviourist views, that recognition consists in behaving in the same way when a stimulus is repeated as we behaved on the first occasion when it occurred. This seems to be the exact opposite of the truth. The essence of recognition is in the DIFFERENCE between a repeated stimulus and a new one. On the first occasion there is no recognition; on the second occasion there is. In fact, recognition is another instance of the peculiarity of causal laws in psychology, namely, that the causal unit is not a single event, but two or more events Habit is the great instance of this, but recognition is another. A stimulus occurring once has a certain effect; occurring twice, it has the further effect of recognition. Thus the phenomenon of recognition has as its cause the two occasions when the stimulus has occurred; either alone is insufficient. This complexity of causes in psychology might be connected with Bergson's arguments against repetition in the mental world. It does not prove that there are no causal laws in psychology, as Bergson suggests; but it does prove that the causal laws of psychology are Prima facie very different from those of physics. On the possibility of explaining away the difference as due to the peculiarities of nervous tissue I have spoken before, but this possibility must not be forgotten if we are tempted to draw unwarranted metaphysical deductions.

True memory, which we must now endeavour to understand, consists of knowledge of past events, but not of all such knowledge. Some knowledge of past events, for example what we learn through reading history, is on a par with the knowledge we can acquire concerning the future: it is obtained by inference, not (so to speak) spontaneously. There is a similar distinction in our knowledge of the present: some of it is obtained through the senses, some in more indirect ways. I know that there are at this moment a number of people in the streets of New York, but I do not know this in the immediate way in which I know of the people whom I see by looking out of my window. It is not easy to state precisely wherein the difference between these two sorts of knowledge consists, but it is easy to feel the difference. For the moment, I shall not stop to analyse it, but shall content myself with saying that, in this respect, memory resembles the knowledge derived from the senses. It is immediate, not inferred, not abstract; it differs from perception mainly by being referred to the past.

In regard to memory, as throughout the analysis of knowledge, there are two very distinct problems, namely (1) as to the nature of the present occurrence in knowing; (2) as to the relation of this occurrence to what is known. When we remember, the knowing is now, while what is known is in the past. Our two questions are, in the case of memory:

(1) What is the present occurrence when we remember?

(2) What is the relation of this present occurrence to the past event which is remembered?

Of these two questions, only the first concerns the psychologist; the second belongs to theory of knowledge. At the same time, if we accept the vague datum with which we began, to the effect that, in some sense, there is knowledge of the past, we shall have to find, if we can, such an account of the present occurrence in remembering as will make it not impossible for remembering to give us knowledge of the past. For the present, however, we shall do well to forget the problems concerning theory of knowledge, and concentrate upon the purely psychological problem of memory.

Between memory-image and sensation there is an intermediate experience concerning the immediate past. For example, a sound that we have just heard is present to us in a way which differs both from the sensation while we are hearing the sound and from the memory-image of something heard days or weeks ago. James states that it is this way of apprehending the immediate past that is "the ORIGINAL of our experience of pastness, from whence we get the meaning of the term"("Psychology," i, p. 604). Everyone knows the experience of noticing (say) that the clock HAS BEEN striking, when we did not notice it while it was striking. And when we hear a remark spoken, we are conscious of the earlier words while the later ones are being uttered, and this retention feels different from recollection of something definitely past. A sensation fades gradually, passing by continuous gradations to the status of an image. This retention of the immediate past in a condition intermediate between sensation and image may be called "immediate memory." Everything belonging to it is included with sensation in what is called the "specious present." The specious present includes elements at all stages on the journey from sensation to image. It is this fact that enables us to apprehend such things as movements, or the order of the words in a spoken sentence. Succession can occur within the specious present, of which we can distinguish some parts as earlier and others as later. It is to be supposed that the earliest parts are those that have faded most from their original force, while the latest parts are those that retain their full sensational character. At the beginning of a stimulus we have a sensation; then a gradual transition; and at the end an image. Sensations while they are fading are called "akoluthic" sensations.* When the process of fading is completed (which happens very quickly), we arrive at the image, which is capable of being revived on subsequent occasions with very little change. True memory, as opposed to "immediate memory," applies only to events sufficiently distant to have come to an end of the period of fading. Such events, if they are represented by anything present, can only be represented by images, not by those intermediate stages, between sensations and images, which occur during the period of fading.

* See Semon, "Die mnemischen Empfindungen," chap. vi.

Immediate memory is important both because it provides experience of succession, and because it bridges the gulf between sensations and the images which are their copies. But it is now time to resume the consideration of true memory.

Suppose you ask me what I ate for breakfast this morning. Suppose, further, that I have not thought about my breakfast in the meantime, and that I did not, while I was eating it, put into words what it consisted of. In this case my recollection will be true memory, not habit-memory. The process of remembering will consist of calling up images of my breakfast, which will come to me with a feeling of belief such as distinguishes memory-images from mere imagination-images. Or sometimes words may come without the intermediary of images; but in this case equally the feeling of belief is essential.

Let us omit from our consideration, for the present, the memories in which words replace images. These are always, I think, really habit-memories, the memories that use images being the typical true memories.

Memory-images and imagination-images do not differ in their intrinsic qualities, so far as we can discover. They differ by the fact that the images that constitute memories, unlike those that constitute imagination, are accompanied by a feeling of belief which may be expressed in the words "this happened." The mere occurrence of images, without this feeling of belief, constitutes imagination; it is the element of belief that is the distinctive thing in memory.*

* For belief of a specific kind, cf. Dorothy Wrinch "On the Nature of Memory," "Mind," January, 1920.

There are, if I am not mistaken, at least three different kinds of belief-feeling, which we may call respectively memory, expectation and bare assent. In what I call bare assent, there is no time-element in the feeling of belief, though there may be in the content of what is believed. If I believe that Caesar landed in Britain in B.C. 55, the time-determination lies, not in the feeling of belief, but in what is believed. I do not remember the occurrence, but have the same feeling towards it as towards the announcement of an eclipse next year. But when I have seen a flash of lightning and am waiting for the thunder, I have a belief-feeling analogous to memory, except that it refers to the future: I have an image of thunder, combined with a feeling which may be expressed in the words: "this will happen." So, in memory, the pastness lies, not in the content of what is believed, but in the nature of the belief-feeling. I might have just the same images and expect their realization; I might entertain them without any belief, as in reading a novel; or I might entertain them together with a time-determination, and give bare assent, as in reading history. I shall return to this subject in a later lecture, when we come to the analysis of belief. For the present, I wish to make it clear that a certain special kind of belief is the distinctive characteristic of memory.

The problem as to whether memory can be explained as habit or association requires to be considered afresh in connection with the causes of our remembering something. Let us take again the case of my being asked what I had for breakfast this morning. In this case the question leads to my setting to work to recollect. It is a little strange that the question should instruct me as to what it is that I am to recall. This has to do with understanding words, which will be the topic of the next lecture; but something must be said about it now. Our understanding of the words "breakfast this morning" is a habit, in spite of the fact that on each fresh day they point to a different occasion. "This morning" does not, whenever it is used, mean the same thing, as "John" or "St. Paul's" does; it means a different period of time on each different day. It follows that the habit which constitutes our understanding of the words "this morning" is not the habit of associating the words with a fixed object, but the habit of associating them with something having a fixed time-relation to our present. This morning has, to-day, the same time-relation to my present that yesterday morning had yesterday. In order to understand the phrase "this morning" it is necessary that we should have a way of feeling time-intervals, and that this feeling should give what is constant in the meaning of the words "this morning." This appreciation of time-intervals is, however, obviously a product of memory, not a presupposition of it. It will be better, therefore, if we wish to analyse the causation of memory by something not presupposing memory, to take some other instance than that of a question about "this morning."

Let us take the case of coming into a familiar room where something has been changed—say a new picture hung on the wall. We may at first have only a sense that SOMETHING is unfamiliar, but presently we shall remember, and say "that picture was not on the wall before." In order to make the case definite, we will suppose that we were only in the room on one former occasion. In this case it seems fairly clear what happens. The other objects in the room are associated, through the former occasion, with a blank space of wall where now there is a picture. They call up an image of a blank wall, which clashes with perception of the picture. The image is associated with the belief-feeling which we found to be distinctive of memory, since it can neither be abolished nor harmonized with perception. If the room had remained unchanged, we might have had only the feeling of familiarity without the definite remembering; it is the change that drives us from the present to memory of the past.

We may generalize this instance so as to cover the causes of many memories. Some present feature of the environment is associated, through past experiences, with something now absent; this absent something comes before us as an image, and is contrasted with present sensation. In cases of this sort, habit (or association) explains why the present feature of the environment brings up the memory-image, but it does not explain the memory-belief. Perhaps a more complete analysis could explain the memory-belief also on lines of association and habit, but the causes of beliefs are obscure, and we cannot investigate them yet. For the present we must content ourselves with the fact that the memory-image can be explained by habit. As regards the memory-belief, we must, at least provisionally, accept Bergson's view that it cannot be brought under the head of habit, at any rate when it first occurs, i.e. when we remember something we never remembered before.

We must now consider somewhat more closely the content of a memory-belief. The memory-belief confers upon the memory-image something which we may call "meaning;" it makes us feel that the image points to an object which existed in the past. In order to deal with this topic we must consider the verbal expression of the memory-belief. We might be tempted to put the memory-belief into the words: "Something like this image occurred." But such words would be very far from an accurate translation of the simplest kind of memory-belief. "Something like this image" is a very complicated conception. In the simplest kind of memory we are not aware of the difference between an image and the sensation which it copies, which may be called its "prototype." When the image is before us, we judge rather "this occurred." The image is not distinguished from the object which existed in the past: the word "this" covers both, and enables us to have a memory-belief which does not introduce the complicated notion "something like this."

It might be objected that, if we judge "this occurred" when in fact "this" is a present image, we judge falsely, and the memory-belief, so interpreted, becomes deceptive. This, however, would be a mistake, produced by attempting to give to words a precision which they do not possess when used by unsophisticated people. It is true that the image is not absolutely identical with its prototype, and if the word "this" meant the image to the exclusion of everything else, the judgment "this occurred" would be false. But identity is a precise conception, and no word, in ordinary speech, stands for anything precise. Ordinary speech does not distinguish between identity and close similarity. A word always applies, not only to one particular, but to a group of associated particulars, which are not recognized as multiple in common thought or speech. Thus primitive memory, when it judges that "this occurred," is vague, but not false.

Vague identity, which is really close similarity, has been a source of many of the confusions by which philosophy has lived. Of a vague subject, such as a "this," which is both an image and its prototype, contradictory predicates are true simultaneously: this existed and does not exist, since it is a thing remembered, but also this exists and did not exist, since it is a present image. Hence Bergson's interpenetration of the present by the past, Hegelian continuity and identity-in-diversity, and a host of other notions which are thought to be profound because they are obscure and confused. The contradictions resulting from confounding image and prototype in memory force us to precision. But when we become precise, our remembering becomes different from that of ordinary life, and if we forget this we shall go wrong in the analysis of ordinary memory.

Vagueness and accuracy are important notions, which it is very necessary to understand. Both are a matter of degree. All thinking is vague to some extent, and complete accuracy is a theoretical ideal not practically attainable. To understand what is meant by accuracy, it will be well to consider first instruments of measurement, such as a balance or a thermometer. These are said to be accurate when they give different results for very slightly different stimuli.* A clinical thermometer is accurate when it enables us to detect very slight differences in the temperature of the blood. We may say generally that an instrument is accurate in proportion as it reacts differently to very slightly different stimuli. When a small difference of stimulus produces a great difference of reaction, the instrument is accurate; in the contrary case it is not.

* This is a necessary but not a sufficient condition. The subject of accuracy and vagueness will be considered again in Lecture XIII.

Exactly the same thing applies in defining accuracy of thought or perception. A musician will respond differently to very minute differences in playing which would be quite imperceptible to the ordinary mortal. A negro can see the difference between one negro and another one is his friend, another his enemy. But to us such different responses are impossible: we can merely apply the word "negro" indiscriminately. Accuracy of response in regard to any particular kind of stimulus is improved by practice. Understanding a language is a case in point. Few Frenchmen can hear any difference between the sounds "hall" and "hole," which produce quite different impressions upon us. The two statements "the hall is full of water" and "the hole is full of water" call for different responses, and a hearing which cannot distinguish between them is inaccurate or vague in this respect.

Precision and vagueness in thought, as in perception, depend upon the degree of difference between responses to more or less similar stimuli. In the case of thought, the response does not follow immediately upon the sensational stimulus, but that makes no difference as regards our present question. Thus to revert to memory: A memory is "vague" when it is appropriate to many different occurrences: for instance, "I met a man" is vague, since any man would verify it. A memory is "precise" when the occurrences that would verify it are narrowly circumscribed: for instance, "I met Jones" is precise as compared to "I met a man." A memory is "accurate" when it is both precise and true, i.e. in the above instance, if it was Jones I met. It is precise even if it is false, provided some very definite occurrence would have been required to make it true.

It follows from what has been said that a vague thought has more likelihood of being true than a precise one. To try and hit an object with a vague thought is like trying to hit the bull's eye with a lump of putty: when the putty reaches the target, it flattens out all over it, and probably covers the bull's eye along with the rest. To try and hit an object with a precise thought is like trying to hit the bull's eye with a bullet. The advantage of the precise thought is that it distinguishes between the bull's eye and the rest of the target. For example, if the whole target is represented by the fungus family and the bull's eye by mushrooms, a vague thought which can only hit the target as a whole is not much use from a culinary point of view. And when I merely remember that I met a man, my memory may be very inadequate to my practical requirements, since it may make a great difference whether I met Brown or Jones. The memory "I met Jones" is relatively precise. It is accurate if I met Jones, inaccurate if I met Brown, but precise in either case as against the mere recollection that I met a man.

The distinction between accuracy and precision is however, not fundamental. We may omit precision from out thoughts and confine ourselves to the distinction between accuracy and vagueness. We may then set up the following definitions:

An instrument is "reliable" with respect to a given set of stimuli when to stimuli which are not relevantly different it gives always responses which are not relevantly different.

An instrument is a "measure" of a set of stimuli which are serially ordered when its responses, in all cases where they are relevantly different, are arranged in a series in the same order.

The "degree of accuracy" of an instrument which is a reliable measurer is the ratio of the difference of response to the difference of stimulus in cases where the difference of stimulus is small.* That is to say, if a small difference of stimulus produces a great difference of response, the instrument is very accurate; in the contrary case, very inaccurate.

* Strictly speaking, the limit of this, i.e. the derivative of the response with respect to the stimulus.

A mental response is called "vague" in proportion to its lack of accuracy, or rather precision.

These definitions will be found useful, not only in the case of memory, but in almost all questions concerned with knowledge.

It should be observed that vague beliefs, so far from being necessarily false, have a better chance of truth than precise ones, though their truth is less valuable than that of precise beliefs, since they do not distinguish between occurrences which may differ in important ways.

The whole of the above discussion of vagueness and accuracy was occasioned by the attempt to interpret the word "this" when we judge in verbal memory that "this occurred." The word "this," in such a judgment, is a vague word, equally applicable to the present memory-image and to the past occurrence which is its prototype. A vague word is not to be identified with a general word, though in practice the distinction may often be blurred. A word is general when it is understood to be applicable to a number of different objects in virtue of some common property. A word is vague when it is in fact applicable to a number of different objects because, in virtue of some common property, they have not appeared, to the person using the word, to be distinct. I emphatically do not mean that he has judged them to be identical, but merely that he has made the same response to them all and has not judged them to be different. We may compare a vague word to a jelly and a general word to a heap of shot. Vague words precede judgments of identity and difference; both general and particular words are subsequent to such judgments. The word "this" in the primitive memory-belief is a vague word, not a general word; it covers both the image and its prototype because the two are not distinguished.*

* On the vague and the general cf. Ribot: "Evolution of General Ideas," Open Court Co., 1899, p. 32: "The sole permissible formula is this: Intelligence progresses from the indefinite to the definite. If 'indefinite' is taken as synonymous with general, it may be said that the particular does not appear at the outset, but neither does the general in any exact sense: the vague would be more appropriate. In other words, no sooner has the intellect progressed beyond the moment of perception and of its immediate reproduction in memory, than the generic image makes its appearance, i.e. a state intermediate between the particular and the general, participating in the nature of the one and of the other—a confused simplification."

But we have not yet finished our analysis of the memory-belief. The tense in the belief that "this occurred" is provided by the nature of the belief-feeling involved in memory; the word "this," as we have seen, has a vagueness which we have tried to describe. But we must still ask what we mean by "occurred." The image is, in one sense, occurring now; and therefore we must find some other sense in which the past event occurred but the image does not occur.

There are two distinct questions to be asked: (1) What causes us to say that a thing occurs? (2) What are we feeling when we say this? As to the first question, in the crude use of the word, which is what concerns us, memory-images would not be said to occur; they would not be noticed in themselves, but merely used as signs of the past event. Images are "merely imaginary"; they have not, in crude thought, the sort of reality that belongs to outside bodies. Roughly speaking, "real" things would be those that can cause sensations, those that have correlations of the sort that constitute physical objects. A thing is said to be "real" or to "occur" when it fits into a context of such correlations. The prototype of our memory-image did fit into a physical context, while our memory-image does not. This causes us to feel that the prototype was "real," while the image is "imaginary."

But the answer to our second question, namely as to what we are feeling when we say a thing "occurs" or is "real," must be somewhat different. We do not, unless we are unusually reflective, think about the presence or absence of correlations: we merely have different feelings which, intellectualized, may be represented as expectations of the presence or absence of correlations. A thing which "feels real" inspires us with hopes or fears, expectations or curiosities, which are wholly absent when a thing "feels imaginary." The feeling of reality is a feeling akin to respect: it belongs PRIMARILY to whatever can do things to us without our voluntary co-operation. This feeling of reality, related to the memory-image, and referred to the past by the specific kind of belief-feeling that is characteristic of memory, seems to be what constitutes the act of remembering in its pure form.

We may now summarize our analysis of pure memory.

Memory demands (a) an image, (b) a belief in past existence. The belief may be expressed in the words "this existed."

The belief, like every other, may be analysed into (1) the believing, (2) what is believed. The believing is a specific feeling or sensation or complex of sensations, different from expectation or bare assent in a way that makes the belief refer to the past; the reference to the past lies in the belief-feeling, not in the content believed. There is a relation between the belief-feeling and the content, making the belief-feeling refer to the content, and expressed by saying that the content is what is believed.

The content believed may or may not be expressed in words. Let us take first the case when it is not. In that case, if we are merely remembering that something of which we now have an image occurred, the content consists of (a) the image, (b) the feeling, analogous to respect, which we translate by saying that something is "real" as opposed to "imaginary," (c) a relation between the image and the feeling of reality, of the sort expressed when we say that the feeling refers to the image. This content does not contain in itself any time-determination.

The time-determination lies in the nature of the belief feeling, which is that called "remembering" or (better) "recollecting." It is only subsequent reflection upon this reference to the past that makes us realize the distinction between the image and the event recollected. When we have made this distinction, we can say that the image "means" the past event.

The content expressed in words is best represented by the words "the existence of this," since these words do not involve tense, which belongs to the belief-feeling, not to the content. Here "this" is a vague term, covering the memory-image and anything very like it, including its prototype. "Existence" expresses the feeling of a "reality" aroused primarily by whatever can have effects upon us without our voluntary co-operation. The word "of" in the phrase "the existence of this" represents the relation which subsists between the feeling of reality and the "this."

This analysis of memory is probably extremely faulty, but I do not know how to improve it.

NOTE.-When I speak of a FEELING of belief, I use the word "feeling" in a popular sense, to cover a sensation or an image or a complex of sensations or images or both; I use this word because I do not wish to commit myself to any special analysis of the belief-feeling.



LECTURE X. WORDS AND MEANING

The problem with which we shall be concerned in this lecture is the problem of determining what is the relation called "meaning." The word "Napoleon," we say, "means" a certain person. In saying this, we are asserting a relation between the word "Napoleon" and the person so designated. It is this relation that we must now investigate.

Let us first consider what sort of object a word is when considered simply as a physical thing, apart from its meaning. To begin with, there are many instances of a word, namely all the different occasions when it is employed. Thus a word is not something unique and particular, but a set of occurrences. If we confine ourselves to spoken words, a word has two aspects, according as we regard it from the point of view of the speaker or from that of the hearer. From the point of view of the speaker, a single instance of the use of a word consists of a certain set of movements in the throat and mouth, combined with breath. From the point of view of the hearer, a single instance of the use of a word consists of a certain series of sounds, each being approximately represented by a single letter in writing, though in practice a letter may represent several sounds, or several letters may represent one sound. The connection between the spoken word and the word as it reaches the hearer is causal. Let us confine ourselves to the spoken word, which is the more important for the analysis of what is called "thought." Then we may say that a single instance of the spoken word consists of a series of movements, and the word consists of a whole set of such series, each member of the set being very similar to each other member. That is to say, any two instances of the word "Napoleon" are very similar, and each instance consists of a series of movements in the mouth.

A single word, accordingly, is by no means simple it is a class of similar series of movements (confining ourselves still to the spoken word). The degree of similarity required cannot be precisely defined: a man may pronounce the word "Napoleon" so badly that it can hardly be determined whether he has really pronounced it or not. The instances of a word shade off into other movements by imperceptible degrees. And exactly analogous observations apply to words heard or written or read. But in what has been said so far we have not even broached the question of the DEFINITION of a word, since "meaning" is clearly what distinguishes a word from other sets of similar movements, and "meaning" remains to be defined.

It is natural to think of the meaning of a word as something conventional. This, however, is only true with great limitations. A new word can be added to an existing language by a mere convention, as is done, for instance, with new scientific terms. But the basis of a language is not conventional, either from the point of view of the individual or from that of the community. A child learning to speak is learning habits and associations which are just as much determined by the environment as the habit of expecting dogs to bark and cocks to crow. The community that speaks a language has learnt it, and modified it by processes almost all of which are not deliberate, but the results of causes operating according to more or less ascertainable laws. If we trace any Indo-European language back far enough, we arrive hypothetically (at any rate according to some authorities) at the stage when language consisted only of the roots out of which subsequent words have grown. How these roots acquired their meanings is not known, but a conventional origin is clearly just as mythical as the social contract by which Hobbes and Rousseau supposed civil government to have been established. We can hardly suppose a parliament of hitherto speechless elders meeting together and agreeing to call a cow a cow and a wolf a wolf. The association of words with their meanings must have grown up by some natural process, though at present the nature of the process is unknown.

Spoken and written words are, of course, not the only way of conveying meaning. A large part of one of Wundt's two vast volumes on language in his "Volkerpsychologie" is concerned with gesture-language. Ants appear to be able to communicate a certain amount of information by means of their antennae. Probably writing itself, which we now regard as merely a way of representing speech, was originally an independent language, as it has remained to this day in China. Writing seems to have consisted originally of pictures, which gradually became conventionalized, coming in time to represent syllables, and finally letters on the telephone principle of "T for Tommy." But it would seem that writing nowhere began as an attempt to represent speech it began as a direct pictorial representation of what was to be expressed. The essence of language lies, not in the use of this or that special means of communication, but in the employment of fixed associations (however these may have originated) in order that something now sensible—a spoken word, a picture, a gesture, or what not—may call up the "idea" of something else. Whenever this is done, what is now sensible may be called a "sign" or "symbol," and that of which it is intended to call up the "idea" may be called its "meaning." This is a rough outline of what constitutes "meaning." But we must fill in the outline in various ways. And, since we are concerned with what is called "thought," we must pay more attention than we otherwise should do to the private as opposed to the social use of language. Language profoundly affects our thoughts, and it is this aspect of language that is of most importance to us in our present inquiry. We are almost more concerned with the internal speech that is never uttered than we are with the things said out loud to other people.

When we ask what constitutes meaning, we are not asking what is the meaning of this or that particular word. The word "Napoleon" means a certain individual; but we are asking, not who is the individual meant, but what is the relation of the word to the individual which makes the one mean the other. But just as it is useful to realize the nature of a word as part of the physical world, so it is useful to realize the sort of thing that a word may mean. When we are clear both as to what a word is in its physical aspect, and as to what sort of thing it can mean, we are in a better position to discover the relation of the two which is meaning.

The things that words mean differ more than words do. There are different sorts of words, distinguished by the grammarians; and there are logical distinctions, which are connected to some extent, though not so closely as was formerly supposed, with the grammatical distinctions of parts of speech. It is easy, however, to be misled by grammar, particularly if all the languages we know belong to one family. In some languages, according to some authorities, the distinction of parts of speech does not exist; in many languages it is widely different from that to which we are accustomed in the Indo-European languages. These facts have to be borne in mind if we are to avoid giving metaphysical importance to mere accidents of our own speech.

In considering what words mean, it is natural to start with proper names, and we will again take "Napoleon" as our instance. We commonly imagine, when we use a proper name, that we mean one definite entity, the particular individual who was called "Napoleon." But what we know as a person is not simple. There MAY be a single simple ego which was Napoleon, and remained strictly identical from his birth to his death. There is no way of proving that this cannot be the case, but there is also not the slightest reason to suppose that it is the case. Napoleon as he was empirically known consisted of a series of gradually changing appearances: first a squalling baby, then a boy, then a slim and beautiful youth, then a fat and slothful person very magnificently dressed This series of appearances, and various occurrences having certain kinds of causal connections with them, constitute Napoleon as empirically known, and therefore are Napoleon in so far as he forms part of the experienced world. Napoleon is a complicated series of occurrences, bound together by causal laws, not, like instances of a word, by similarities. For although a person changes gradually, and presents similar appearances on two nearly contemporaneous occasions, it is not these similarities that constitute the person, as appears from the "Comedy of Errors" for example.

Thus in the case of a proper name, while the word is a set of similar series of movements, what it means is a series of occurrences bound together by causal laws of that special kind that makes the occurrences taken together constitute what we call one person, or one animal or thing, in case the name applies to an animal or thing instead of to a person. Neither the word nor what it names is one of the ultimate indivisible constituents of the world. In language there is no direct way of designating one of the ultimate brief existents that go to make up the collections we call things or persons. If we want to speak of such existents—which hardly happens except in philosophy—we have to do it by means of some elaborate phrase, such as "the visual sensation which occupied the centre of my field of vision at noon on January 1, 1919." Such ultimate simples I call "particulars." Particulars MIGHT have proper names, and no doubt would have if language had been invented by scientifically trained observers for purposes of philosophy and logic. But as language was invented for practical ends, particulars have remained one and all without a name.

We are not, in practice, much concerned with the actual particulars that come into our experience in sensation; we are concerned rather with whole systems to which the particulars belong and of which they are signs. What we see makes us say "Hullo, there's Jones," and the fact that what we see is a sign of Jones (which is the case because it is one of the particulars that make up Jones) is more interesting to us than the actual particular itself. Hence we give the name "Jones" to the whole set of particulars, but do not trouble to give separate names to the separate particulars that make up the set.

Passing on from proper names, we come next to general names, such as "man," "cat," "triangle." A word such as "man" means a whole class of such collections of particulars as have proper names. The several members of the class are assembled together in virtue of some similarity or common property. All men resemble each other in certain important respects; hence we want a word which shall be equally applicable to all of them. We only give proper names to the individuals of a species when they differ inter se in practically important respects. In other cases we do not do this. A poker, for instance, is just a poker; we do not call one "John" and another "Peter."

There is a large class of words, such as "eating," "walking," "speaking," which mean a set of similar occurrences. Two instances of walking have the same name because they resemble each other, whereas two instances of Jones have the same name because they are causally connected. In practice, however, it is difficult to make any precise distinction between a word such as "walking" and a general name such as "man." One instance of walking cannot be concentrated into an instant: it is a process in time, in which there is a causal connection between the earlier and later parts, as between the earlier and later parts of Jones. Thus an instance of walking differs from an instance of man solely by the fact that it has a shorter life. There is a notion that an instance of walking, as compared with Jones, is unsubstantial, but this seems to be a mistake. We think that Jones walks, and that there could not be any walking unless there were somebody like Jones to perform the walking. But it is equally true that there could be no Jones unless there were something like walking for him to do. The notion that actions are performed by an agent is liable to the same kind of criticism as the notion that thinking needs a subject or ego, which we rejected in Lecture I. To say that it is Jones who is walking is merely to say that the walking in question is part of the whole series of occurrences which is Jones. There is no LOGICAL impossibility in walking occurring as an isolated phenomenon, not forming part of any such series as we call a "person."

We may therefore class with "eating," "walking," "speaking" words such as "rain," "sunrise," "lightning," which do not denote what would commonly be called actions. These words illustrate, incidentally, how little we can trust to the grammatical distinction of parts of speech, since the substantive "rain" and the verb "to rain" denote precisely the same class of meteorological occurrences. The distinction between the class of objects denoted by such a word and the class of objects denoted by a general name such as "man," "vegetable," or "planet," is that the sort of object which is an instance of (say) "lightning" is much simpler than (say) an individual man. (I am speaking of lightning as a sensible phenomenon, not as it is described in physics.) The distinction is one of degree, not of kind. But there is, from the point of view of ordinary thought, a great difference between a process which, like a flash of lightning, can be wholly comprised within one specious present and a process which, like the life of a man, has to be pieced together by observation and memory and the apprehension of causal connections. We may say broadly, therefore, that a word of the kind we have been discussing denotes a set of similar occurrences, each (as a rule) much more brief and less complex than a person or thing. Words themselves, as we have seen, are sets of similar occurrences of this kind. Thus there is more logical affinity between a word and what it means in the case of words of our present sort than in any other case.

There is no very great difference between such words as we have just been considering and words denoting qualities, such as "white" or "round." The chief difference is that words of this latter sort do not denote processes, however brief, but static features of the world. Snow falls, and is white; the falling is a process, the whiteness is not. Whether there is a universal, called "whiteness," or whether white things are to be defined as those having a certain kind of similarity to a standard thing, say freshly fallen snow, is a question which need not concern us, and which I believe to be strictly insoluble. For our purposes, we may take the word "white" as denoting a certain set of similar particulars or collections of particulars, the similarity being in respect of a static quality, not of a process.

From the logical point of view, a very important class of words are those that express relations, such as "in," "above," "before," "greater," and so on. The meaning of one of these words differs very fundamentally from the meaning of one of any of our previous classes, being more abstract and logically simpler than any of them. If our business were logic, we should have to spend much time on these words. But as it is psychology that concerns us, we will merely note their special character and pass on, since the logical classification of words is not our main business.

We will consider next the question what is implied by saying that a person "understands" a word, in the sense in which one understands a word in one's own language, but not in a language of which one is ignorant. We may say that a person understands a word when (a) suitable circumstances make him use it, (b) the hearing of it causes suitable behaviour in him. We may call these two active and passive understanding respectively. Dogs often have passive understanding of some words, but not active understanding, since they cannot use words.

It is not necessary, in order that a man should "understand" a word, that he should "know what it means," in the sense of being able to say "this word means so-and-so." Understanding words does not consist in knowing their dictionary definitions, or in being able to specify the objects to which they are appropriate. Such understanding as this may belong to lexicographers and students, but not to ordinary mortals in ordinary life. Understanding language is more like understanding cricket*: it is a matter of habits, acquired in oneself and rightly presumed in others. To say that a word has a meaning is not to say that those who use the word correctly have ever thought out what the meaning is: the use of the word comes first, and the meaning is to be distilled out of it by observation and analysis. Moreover, the meaning of a word is not absolutely definite: there is always a greater or less degree of vagueness. The meaning is an area, like a target: it may have a bull's eye, but the outlying parts of the target are still more or less within the meaning, in a gradually diminishing degree as we travel further from the bull's eye. As language grows more precise, there is less and less of the target outside the bull's eye, and the bull's eye itself grows smaller and smaller; but the bull's eye never shrinks to a point, and there is always a doubtful region, however small, surrounding it.**

* This point of view, extended to the analysis of "thought" is urged with great force by J. B. Watson, both in his "Behavior," and in "Psychology from the Standpoint of a Behaviorist" (Lippincott. 1919), chap. ix.

** On the understanding of words, a very admirable little book is Ribot's "Evolution of General Ideas," Open Court Co., 1899. Ribot says (p. 131): "We learn to understand a concept as we learn to walk, dance, fence or play a musical instrument: it is a habit, i.e. an organized memory. General terms cover an organized, latent knowledge which is the hidden capital without which we should be in a state of bankruptcy, manipulating false money or paper of no value. General ideas are habits in the intellectual order."

A word is used "correctly" when the average hearer will be affected by it in the way intended. This is a psychological, not a literary, definition of "correctness." The literary definition would substitute, for the average hearer, a person of high education living a long time ago; the purpose of this definition is to make it difficult to speak or write correctly.

The relation of a word to its meaning is of the nature of a causal law governing our use of the word and our actions when we hear it used. There is no more reason why a person who uses a word correctly should be able to tell what it means than there is why a planet which is moving correctly should know Kepler's laws.

To illustrate what is meant by "understanding" words and sentences, let us take instances of various situations.

Suppose you are walking in London with an absent-minded friend, and while crossing a street you say, "Look out, there's a motor coming." He will glance round and jump aside without the need of any "mental" intermediary. There need be no "ideas," but only a stiffening of the muscles, followed quickly by action. He "understands" the words, because he does the right thing. Such "understanding" may be taken to belong to the nerves and brain, being habits which they have acquired while the language was being learnt. Thus understanding in this sense may be reduced to mere physiological causal laws.

If you say the same thing to a Frenchman with a slight knowledge of English he will go through some inner speech which may be represented by "Que dit-il? Ah, oui, une automobile!" After this, the rest follows as with the Englishman. Watson would contend that the inner speech must be incipiently pronounced; we should argue that it MIGHT be merely imaged. But this point is not important in the present connection.

If you say the same thing to a child who does not yet know the word "motor," but does know the other words you are using, you produce a feeling of anxiety and doubt you will have to point and say, "There, that's a motor." After that the child will roughly understand the word "motor," though he may include trains and steam-rollers If this is the first time the child has heard the word "motor," he may for a long time continue to recall this scene when he hears the word.

So far we have found four ways of understanding words:

(1) On suitable occasions you use the word properly.

(2) When you hear it you act appropriately.

(3) You associate the word with another word (say in a different language) which has the appropriate effect on behaviour.

(4) When the word is being first learnt, you may associate it with an object, which is what it "means," or a representative of various objects that it "means."

In the fourth case, the word acquires, through association, some of the same causal efficacy as the object. The word "motor" can make you leap aside, just as the motor can, but it cannot break your bones. The effects which a word can share with its object are those which proceed according to laws other than the general laws of physics, i.e. those which, according to our terminology, involve vital movements as opposed to merely mechanical movements. The effects of a word that we understand are always mnemic phenomena in the sense explained in Lecture IV, in so far as they are identical with, or similar to, the effects which the object itself might have.

So far, all the uses of words that we have considered can be accounted for on the lines of behaviourism.

But so far we have only considered what may be called the "demonstrative" use of language, to point out some feature in the present environment. This is only one of the ways in which language may be used. There are also its narrative and imaginative uses, as in history and novels. Let us take as an instance the telling of some remembered event.

We spoke a moment ago of a child who hears the word "motor" for the first time when crossing a street along which a motor-car is approaching. On a later occasion, we will suppose, the child remembers the incident and relates it to someone else. In this case, both the active and passive understanding of words is different from what it is when words are used demonstratively. The child is not seeing a motor, but only remembering one; the hearer does not look round in expectation of seeing a motor coming, but "understands" that a motor came at some earlier time. The whole of this occurrence is much more difficult to account for on behaviourist lines. It is clear that, in so far as the child is genuinely remembering, he has a picture of the past occurrence, and his words are chosen so as to describe the picture; and in so far as the hearer is genuinely apprehending what is said, the hearer is acquiring a picture more or less like that of the child. It is true that this process may be telescoped through the operation of the word-habit. The child may not genuinely remember the incident, but only have the habit of the appropriate words, as in the case of a poem which we know by heart, though we cannot remember learning it. And the hearer also may only pay attention to the words, and not call up any corresponding picture. But it is, nevertheless, the possibility of a memory-image in the child and an imagination-image in the hearer that makes the essence of the narrative "meaning" of the words. In so far as this is absent, the words are mere counters, capable of meaning, but not at the moment possessing it.

Yet this might perhaps be regarded as something of an overstatement. The words alone, without the use of images, may cause appropriate emotions and appropriate behaviour. The words have been used in an environment which produced certain emotions; by a telescoped process, the words alone are now capable of producing similar emotions. On these lines it might be sought to show that images are unnecessary. I do not believe, however, that we could account on these lines for the entirely different response produced by a narrative and by a description of present facts. Images, as contrasted with sensations, are the response expected during a narrative; it is understood that present action is not called for. Thus it seems that we must maintain our distinction words used demonstratively describe and are intended to lead to sensations, while the same words used in narrative describe and are only intended to lead to images.

We have thus, in addition to our four previous ways in which words can mean, two new ways, namely the way of memory and the way of imagination. That is to say:

(5) Words may be used to describe or recall a memory-image: to describe it when it already exists, or to recall it when the words exist as a habit and are known to be descriptive of some past experience.

(6) Words may be used to describe or create an imagination-image: to describe it, for example, in the case of a poet or novelist, or to create it in the ordinary case for giving information-though, in the latter case, it is intended that the imagination-image, when created, shall be accompanied by belief that something of the sort occurred.

These two ways of using words, including their occurrence in inner speech, may be spoken of together as the use of words in "thinking." If we are right, the use of words in thinking depends, at least in its origin, upon images, and cannot be fully dealt with on behaviourist lines. And this is really the most essential function of words, namely that, originally through their connection with images, they bring us into touch with what is remote in time or space. When they operate without the medium of images, this seems to be a telescoped process. Thus the problem of the meaning of words is brought into connection with the problem of the meaning of images.

To understand the function that words perform in what is called "thinking," we must understand both the causes and the effects of their occurrence. The causes of the occurrence of words require somewhat different treatment according as the object designated by the word is sensibly present or absent. When the object is present, it may itself be taken as the cause of the word, through association. But when it is absent there is more difficulty in obtaining a behaviourist theory of the occurrence of the word. The language-habit consists not merely in the use of words demonstratively, but also in their use to express narrative or desire. Professor Watson, in his account of the acquisition of the language-habit, pays very little attention to the use of words in narrative and desire. He says ("Behavior," pp. 329-330):

"The stimulus (object) to which the child often responds, a box, e.g. by movements such as opening and closing and putting objects into it, may serve to illustrate our argument. The nurse, observing that the child reacts with his hands, feet, etc., to the box, begins to say 'box' when the child is handed the box, 'open box' when the child opens it, 'close box' when he closes it, and 'put doll in box' when that act is executed. This is repeated over and over again. In the process of time it comes about that without any other stimulus than that of the box which originally called out the bodily habits, he begins to say 'box' when he sees it, 'open box' when he opens it, etc. The visible box now becomes a stimulus capable of releasing either the bodily habits or the word-habit, i.e. development has brought about two things: (1) a series of functional connections among arcs which run from visual receptor to muscles of throat, and (2) a series of already earlier connected arcs which run from the same receptor to the bodily muscles.... The object meets the child's vision. He runs to it and tries to reach it and says 'box.'... Finally the word is uttered without the movement of going towards the box being executed.... Habits are formed of going to the box when the arms are full of toys. The child has been taught to deposit them there. When his arms are laden with toys and no box is there, the word-habit arises and he calls 'box'; it is handed to him, and he opens it and deposits the toys therein. This roughly marks what we would call the genesis of a true language-habit."(pp. 329-330).*

* Just the same account of language is given in Professor Watson's more recent book (reference above).

We need not linger over what is said in the above passage as to the use of the word "box" in the presence of the box. But as to its use in the absence of the box, there is only one brief sentence, namely: "When his arms are laden with toys and no box is there, the word-habit arises and he calls 'box.'" This is inadequate as it stands, since the habit has been to use the word when the box is present, and we have to explain its extension to cases in which the box is absent.

Having admitted images, we may say that the word "box," in the absence of the box, is caused by an image of the box. This may or may not be true—in fact, it is true in some cases but not in others. Even, however, if it were true in all cases, it would only slightly shift our problem: we should now have to ask what causes an image of the box to arise. We might be inclined to say that desire for the box is the cause. But when this view is investigated, it is found that it compels us to suppose that the box can be desired without the child's having either an image of the box or the word "box." This will require a theory of desire which may be, and I think is, in the main true, but which removes desire from among things that actually occur, and makes it merely a convenient fiction, like force in mechanics.* With such a view, desire is no longer a true cause, but merely a short way of describing certain processes.

* See Lecture III, above.

In order to explain the occurrence of either the word or the image in the absence of the box, we have to assume that there is something, either in the environment or in our own sensations, which has frequently occurred at about the same time as the word "box." One of the laws which distinguish psychology (or nerve-physiology?) from physics is the law that, when two things have frequently existed in close temporal contiguity, either comes in time to cause the other.* This is the basis both of habit and of association. Thus, in our case, the arms full of toys have frequently been followed quickly by the box, and the box in turn by the word "box." The box itself is subject to physical laws, and does not tend to be caused by the arms full of toys, however often it may in the past have followed them—always provided that, in the case in question, its physical position is such that voluntary movements cannot lead to it. But the word "box" and the image of the box are subject to the law of habit; hence it is possible for either to be caused by the arms full of toys. And we may lay it down generally that, whenever we use a word, either aloud or in inner speech, there is some sensation or image (either of which may be itself a word) which has frequently occurred at about the same time as the word, and now, through habit, causes the word. It follows that the law of habit is adequate to account for the use of words in the absence of their objects; moreover, it would be adequate even without introducing images. Although, therefore, images seem undeniable, we cannot derive an additional argument in their favour from the use of words, which could, theoretically, be explained without introducing images.

*For a more exact statement of this law, with the limitations suggested by experiment, see A. Wohlgemuth, "On Memory and the Direction of Associations," "British Journal of Psychology," vol. v, part iv (March, 1913).

When we understand a word, there is a reciprocal association between it and the images of what it "means." Images may cause us to use words which mean them, and these words, heard or read, may in turn cause the appropriate images. Thus speech is a means of producing in our hearers the images which are in us. Also, by a telescoped process, words come in time to produce directly the effects which would have been produced by the images with which they were associated. The general law of telescoped processes is that, if A causes B and B causes C, it will happen in time that A will cause C directly, without the intermediary of B. This is a characteristic of psychological and neural causation. In virtue of this law, the effects of images upon our actions come to be produced by words, even when the words do not call up appropriate images. The more familiar we are with words, the more our "thinking" goes on in words instead of images. We may, for example, be able to describe a person's appearance correctly without having at any time had any image of him, provided, when we saw him, we thought of words which fitted him; the words alone may remain with us as a habit, and enable us to speak as if we could recall a visual image of the man. In this and other ways the understanding of a word often comes to be quite free from imagery; but in first learning the use of language it would seem that imagery always plays a very important part.

Images as well as words may be said to have "meaning"; indeed, the meaning of images seems more primitive than the meaning of words. What we call (say) an image of St. Paul's may be said to "mean" St. Paul's. But it is not at all easy to say exactly what constitutes the meaning of an image. A memory-image of a particular occurrence, when accompanied by a memory-belief, may be said to mean the occurrence of which it is an image. But most actual images do not have this degree of definiteness. If we call up an image of a dog, we are very likely to have a vague image, which is not representative of some one special dog, but of dogs in general. When we call up an image of a friend's face, we are not likely to reproduce the expression he had on some one particular occasion, but rather a compromise expression derived from many occasions. And there is hardly any limit to the vagueness of which images are capable. In such cases, the meaning of the image, if defined by relation to the prototype, is vague: there is not one definite prototype, but a number, none of which is copied exactly.*

* Cf. Semon, Mnemische Empfindungen, chap. xvi, especially pp. 301-308.

There is, however, another way of approaching the meaning of images, namely through their causal efficacy. What is called an image "of" some definite object, say St. Paul's, has some of the effects which the object would have. This applies especially to the effects that depend upon association. The emotional effects, also, are often similar: images may stimulate desire almost as strongly as do the objects they represent. And conversely desire may cause images*: a hungry man will have images of food, and so on. In all these ways the causal laws concerning images are connected with the causal laws concerning the objects which the images "mean." An image may thus come to fulfil the function of a general idea. The vague image of a dog, which we spoke of a moment ago, will have effects which are only connected with dogs in general, not the more special effects which would be produced by some dogs but not by others. Berkeley and Hume, in their attack on general ideas, do not allow for the vagueness of images: they assume that every image has the definiteness that a physical object would have This is not the case, and a vague image may well have a meaning which is general.

* This phrase is in need of interpretation, as appears from the analysis of desire. But the reader can easily supply the interpretation for himself.

In order to define the "meaning" of an image, we have to take account both of its resemblance to one or more prototypes, and of its causal efficacy. If there were such a thing as a pure imagination-image, without any prototype whatever, it would be destitute of meaning. But according to Hume's principle, the simple elements in an image, at least, are derived from prototypes-except possibly in very rare exceptional cases. Often, in such instances as our image of a friend's face or of a nondescript dog, an image is not derived from one prototype, but from many; when this happens, the image is vague, and blurs the features in which the various prototypes differ. To arrive at the meaning of the image in such a case, we observe that there are certain respects, notably associations, in which the effects of images resemble those of their prototypes. If we find, in a given case, that our vague image, say, of a nondescript dog, has those associative effects which all dogs would have, but not those belonging to any special dog or kind of dog, we may say that our image means "dog" in general. If it has all the associations appropriate to spaniels but no others, we shall say it means "spaniel"; while if it has all the associations appropriate to one particular dog, it will mean that dog, however vague it may be as a picture. The meaning of an image, according to this analysis, is constituted by a combination of likeness and associations. It is not a sharp or definite conception, and in many cases it will be impossible to decide with any certainty what an image means. I think this lies in the nature of things, and not in defective analysis.

We may give somewhat more precision to the above account of the meaning of images, and extend it to meaning in general. We find sometimes that, IN MNEMIC CAUSATION, an image or word, as stimulus, has the same effect (or very nearly the same effect) as would belong to some object, say, a certain dog. In that case we say that the image or word means that object. In other cases the mnemic effects are not all those of one object, but only those shared by objects of a certain kind, e.g. by all dogs. In this case the meaning of the image or word is general: it means the whole kind. Generality and particularity are a matter of degree. If two particulars differ sufficiently little, their mnemic effects will be the same; therefore no image or word can mean the one as opposed to the other; this sets a bound to the particularity of meaning. On the other hand, the mnemic effects of a number of sufficiently dissimilar objects will have nothing discoverable in common; hence a word which aims at complete generality, such as "entity" for example, will have to be devoid of mnemic effects, and therefore of meaning. In practice, this is not the case: such words have VERBAL associations, the learning of which constitutes the study of metaphysics.

The meaning of a word, unlike that of an image, is wholly constituted by mnemic causal laws, and not in any degree by likeness (except in exceptional cases). The word "dog" bears no resemblance to a dog, but its effects, like those of an image of a dog, resemble the effects of an actual dog in certain respects. It is much easier to say definitely what a word means than what an image means, since words, however they originated, have been framed in later times for the purpose of having meaning, and men have been engaged for ages in giving increased precision to the meanings of words. But although it is easier to say what a word means than what an image means, the relation which constitutes meaning is much the same in both cases. A word, like an image, has the same associations as its meaning has. In addition to other associations, it is associated with images of its meaning, so that the word tends to call up the image and the image tends to call up the word., But this association is not essential to the intelligent use of words. If a word has the right associations with other objects, we shall be able to use it correctly, and understand its use by others, even if it evokes no image. The theoretical understanding of words involves only the power of associating them correctly with other words; the practical understanding involves associations with other bodily movements.

The use of words is, of course, primarily social, for the purpose of suggesting to others ideas which we entertain or at least wish them to entertain. But the aspect of words that specially concerns us is their power of promoting our own thought. Almost all higher intellectual activity is a matter of words, to the nearly total exclusion of everything else. The advantages of words for purposes of thought are so great that I should never end if I were to enumerate them. But a few of them deserve to be mentioned.

In the first place, there is no difficulty in producing a word, whereas an image cannot always be brought into existence at will, and when it comes it often contains much irrelevant detail. In the second place, much of our thinking is concerned with abstract matters which do not readily lend themselves to imagery, and are apt to be falsely conceived if we insist upon finding images that may be supposed to represent them. The word is always concrete and sensible, however abstract its meaning may be, and thus by the help of words we are able to dwell on abstractions in a way which would otherwise be impossible. In the third place, two instances of the same word are so similar that neither has associations not capable of being shared by the other. Two instances of the word "dog" are much more alike than (say) a pug and a great dane; hence the word "dog" makes it much easier to think about dogs in general. When a number of objects have a common property which is important but not obvious, the invention of a name for the common property helps us to remember it and to think of the whole set of objects that possess it. But it is unnecessary to prolong the catalogue of the uses of language in thought.

At the same time, it is possible to conduct rudimentary thought by means of images, and it is important, sometimes, to check purely verbal thought by reference to what it means. In philosophy especially the tyranny of traditional words is dangerous, and we have to be on our guard against assuming that grammar is the key to metaphysics, or that the structure of a sentence corresponds at all accurately with the structure of the fact that it asserts. Sayce maintained that all European philosophy since Aristotle has been dominated by the fact that the philosophers spoke Indo-European languages, and therefore supposed the world, like the sentences they were used to, necessarily divisible into subjects and predicates. When we come to the consideration of truth and falsehood, we shall see how necessary it is to avoid assuming too close a parallelism between facts and the sentences which assert them. Against such errors, the only safeguard is to be able, once in a way, to discard words for a moment and contemplate facts more directly through images. Most serious advances in philosophic thought result from some such comparatively direct contemplation of facts. But the outcome has to be expressed in words if it is to be communicable. Those who have a relatively direct vision of facts are often incapable of translating their vision into words, while those who possess the words have usually lost the vision. It is partly for this reason that the highest philosophical capacity is so rare: it requires a combination of vision with abstract words which is hard to achieve, and too quickly lost in the few who have for a moment achieved it.



LECTURE XI. GENERAL IDEAS AND THOUGHT

It is said to be one of the merits of the human mind that it is capable of framing abstract ideas, and of conducting nonsensational thought. In this it is supposed to differ from the mind of animals. From Plato onward the "idea" has played a great part in the systems of idealizing philosophers. The "idea" has been, in their hands, always something noble and abstract, the apprehension and use of which by man confers upon him a quite special dignity.

The thing we have to consider to-day is this: seeing that there certainly are words of which the meaning is abstract, and seeing that we can use these words intelligently, what must be assumed or inferred, or what can be discovered by observation, in the way of mental content to account for the intelligent use of abstract words?

Taken as a problem in logic, the answer is, of course, that absolutely nothing in the way of abstract mental content is inferable from the mere fact that we can use intelligently words of which the meaning is abstract. It is clear that a sufficiently ingenious person could manufacture a machine moved by olfactory stimuli which, whenever a dog appeared in its neighbourhood, would say, "There is a dog," and when a cat appeared would throw stones at it. The act of saying "There is a dog," and the act of throwing stones, would in such a case be equally mechanical. Correct speech does not of itself afford any better evidence of mental content than the performance of any other set of biologically useful movements, such as those of flight or combat. All that is inferable from language is that two instances of a universal, even when they differ very greatly, may cause the utterance of two instances of the same word which only differ very slightly. As we saw in the preceding lecture, the word "dog" is useful, partly, because two instances of this word are much more similar than (say) a pug and a great dane. The use of words is thus a method of substituting for two particulars which differ widely, in spite of being instances of the same universal, two other particulars which differ very little, and which are also instances of a universal, namely the name of the previous universal. Thus, so far as logic is concerned, we are entirely free to adopt any theory as to general ideas which empirical observation may recommend.

Berkeley and Hume made a vigorous onslaught on "abstract ideas." They meant by an idea approximately what we should call an image. Locke having maintained that he could form an idea of triangle in general, without deciding what sort of triangle it was to be, Berkeley contended that this was impossible. He says:

"Whether others, have this wonderful faculty of abstracting their ideas, they best can tell: for myself, I dare be confident I have it not. I find, indeed, I have indeed a faculty of imagining, or representing to myself, the ideas of those particular things I have perceived, and of variously compounding and dividing them. I can imagine a man with two heads, or the upper parts of a man joined to the body of a horse. I can consider the hand, the eye, the nose, each by itself abstracted or separated from the rest of the body. But, then, whatever hand or eye I imagine, it must have some particular shape and colour. Likewise the idea of a man that I frame to myself must be either of a white, or a black, or a tawny, a straight, or a crooked, a tall, or a low, or a middle-sized man. I cannot by any effort of thought conceive the abstract idea above described. And it is equally impossible for me to form the abstract idea of motion distinct from the body moving, and which is neither swift nor slow, curvilinear nor rectilinear; and the like may be said of all other abstract general ideas whatsoever. To be plain, I own myself able to abstract in one sense, as when I consider some particular parts of qualities separated from others, with which, though they are united in some object, yet it is possible they may really exist without them. But I deny that I can abstract from one another, or conceive separately, those qualities which it is impossible should exist so separated; or that I can frame a general notion, by abstracting from particulars in the manner aforesaid—which last are the two proper acceptations of ABSTRACTION. And there is ground to think most men will acknowledge themselves to be in my case. The generality of men which are simple and illiterate never pretend to ABSTRACT NOTIONS. It is said they are difficult and not to be attained without pains and study; we may therefore reasonably conclude that, if such there be, they are confined only to the learned.

"I proceed to examine what can be alleged in defence of the doctrine of abstraction, and try if I can discover what it is that inclines the men of speculation to embrace an opinion so remote from common sense as that seems to be. There has been a late excellent and deservedly esteemed philosopher who, no doubt, has given it very much countenance, by seeming to think the having abstract general ideas is what puts the widest difference in point of understanding betwixt man and beast. 'The having of general ideas,' saith he, 'is that which puts a perfect distinction betwixt man and brutes, and is an excellency which the faculties of brutes do by no means attain unto. For, it is evident we observe no footsteps in them of making use of general signs for universal ideas; from which we have reason to imagine that they have not the faculty of abstracting, or making general ideas, since they have no use of words or any other general signs.' And a little after: 'Therefore, I think, we may suppose that it is in this that the species of brutes are discriminated from men, and it is that proper difference wherein they are wholly separated, and which at last widens to so wide a distance. For, if they have any ideas at all, and are not bare machines (as some would have them), we cannot deny them to have some reason. It seems as evident to me that they do, some of them, in certain instances reason as that they have sense; but it is only in particular ideas, just as they receive them from their senses. They are the best of them tied up within those narrow bounds, and have not (as I think) the faculty to enlarge them by any kind of abstraction.* ("Essay on Human Understanding," Bk. II, chap. xi, paragraphs 10 and 11.) I readily agree with this learned author, that the faculties of brutes can by no means attain to abstraction. But, then, if this be made the distinguishing property of that sort of animals, I fear a great many of those that pass for men must be reckoned into their number. The reason that is here assigned why we have no grounds to think brutes have abstract general ideas is, that we observe in them no use of words or any other general signs; which is built on this supposition-that the making use of words implies the having general ideas. From which it follows that men who use language are able to abstract or generalize their ideas. That this is the sense and arguing of the author will further appear by his answering the question he in another place puts: 'Since all things that exist are only particulars, how come we by general terms?' His answer is: 'Words become general by being made the signs of general ideas.' ("Essay on Human Understanding," Bk. III, chap. III, paragraph 6.) But it seems that a word becomes general by being made the sign, not of an abstract general idea, but of several particular ideas, any one of which it indifferently suggests to the mind. For example, when it is said 'the change of motion is proportional to the impressed force,' or that 'whatever has extension is divisible,' these propositions are to be understood of motion and extension in general; and nevertheless it will not follow that they suggest to my thoughts an idea of motion without a body moved, or any determinate direction and velocity, or that I must conceive an abstract general idea of extension, which is neither line, surface, nor solid, neither great nor small, black, white, nor red, nor of any other determinate colour. It is only implied that whatever particular motion I consider, whether it be swift or slow, perpendicular, horizontal, or oblique, or in whatever object, the axiom concerning it holds equally true. As does the other of every particular extension, it matters not whether line, surface, or solid, whether of this or that magnitude or figure.

"By observing how ideas become general, we may the better judge how words are made so. And here it is to be noted that I do not deny absolutely there are general ideas, but only that there are any ABSTRACT general ideas; for, in the passages we have quoted wherein there is mention of general ideas, it is always supposed that they are formed by abstraction, after the manner set forth in sections 8 and 9. Now, if we will annex a meaning to our words, and speak only of what we can conceive, I believe we shall acknowledge that an idea which, considered in itself, is particular, becomes general by being made to represent or stand for all other particular ideas of the same sort. To make this plain by an example, suppose a geometrician is demonstrating the method of cutting a line in two equal parts. He draws, for instance, a black line of an inch in length: this, which in itself is a particular line, is nevertheless with regard to its signification general, since, as it is there used, it represents all particular lines whatsoever; so that what is demonstrated of it is demonstrated of all lines, or, in other words, of a line in general. And, as THAT PARTICULAR LINE becomes general by being made a sign, so the NAME 'line,' which taken absolutely is particular, by being a sign is made general. And as the former owes its generality not to its being the sign of an abstract or general line, but of all particular right lines that may possibly exist, so the latter must be thought to derive its generality from the same cause, namely, the various particular lines which it indifferently denotes." *

* Introduction to "A Treatise concerning the Principles of Human Knowledge," paragraphs 10, 11, and 12.

Berkeley's view in the above passage, which is essentially the same as Hume's, does not wholly agree with modern psychology, although it comes nearer to agreement than does the view of those who believe that there are in the mind single contents which can be called abstract ideas. The way in which Berkeley's view is inadequate is chiefly in the fact that images are as a rule not of one definite prototype, but of a number of related similar prototypes. On this subject Semon has written well. In "Die Mneme," pp. 217 ff., discussing the effect of repeated similar stimuli in producing and modifying our images, he says: "We choose a case of mnemic excitement whose existence we can perceive for ourselves by introspection, and seek to ekphore the bodily picture of our nearest relation in his absence, and have thus a pure mnemic excitement before us. At first it may seem to us that a determinate quite concrete picture becomes manifest in us, but just when we are concerned with a person with whom we are in constant contact, we shall find that the ekphored picture has something so to speak generalized. It is something like those American photographs which seek to display what is general about a type by combining a great number of photographs of different heads over each other on one plate. In our opinion, the generalizations happen by the homophonic working of different pictures of the same face which we have come across in the most different conditions and situations, once pale, once reddened, once cheerful, once earnest, once in this light, and once in that. As soon as we do not let the whole series of repetitions resound in us uniformly, but give our attention to one particular moment out of the many... this particular mnemic stimulus at once overbalances its simultaneously roused predecessors and successors, and we perceive the face in question with concrete definiteness in that particular situation." A little later he says: "The result is—at least in man, but probably also in the higher animals—the development of a sort of PHYSIOLOGICAL abstraction. Mnemic homophony gives us, without the addition of other processes of thought, a picture of our friend X which is in a certain sense abstract, not the concrete in any one situation, but X cut loose from any particular point of time. If the circle of ekphored engrams is drawn even more widely, abstract pictures of a higher order appear: for instance, a white man or a negro. In my opinion, the first form of abstract concepts in general is based upon such abstract pictures. The physiological abstraction which takes place in the above described manner is a predecessor of purely logical abstraction. It is by no means a monopoly of the human race, but shows itself in various ways also among the more highly organized animals." The same subject is treated in more detail in Chapter xvi of "Die mnemischen Empfindungen," but what is said there adds nothing vital to what is contained in the above quotations.

It is necessary, however, to distinguish between the vague and the general. So long as we are content with Semon's composite image, we MAY get no farther than the vague. The question whether this image takes us to the general or not depends, I think, upon the question whether, in addition to the generalized image, we have also particular images of some of the instances out of which it is compounded. Suppose, for example, that on a number of occasions you had seen one negro, and that you did not know whether this one was the same or different on the different occasions. Suppose that in the end you had an abstract memory-image of the different appearances presented by the negro on different occasions, but no memory-image of any one of the single appearances. In that case your image would be vague. If, on the other hand, you have, in addition to the generalized image, particular images of the several appearances, sufficiently clear to be recognized as different, and as instances of the generalized picture, you will then not feel the generalized picture to be adequate to any one particular appearance, and you will be able to make it function as a general idea rather than a vague idea. If this view is correct, no new general content needs to be added to the generalized image. What needs to be added is particular images compared and contrasted with the generalized image. So far as I can judge by introspection, this does occur in practice. Take for example Semon's instance of a friend's face. Unless we make some special effort of recollection, the face is likely to come before us with an average expression, very blurred and vague, but we can at will recall how our friend looked on some special occasion when he was pleased or angry or unhappy, and this enables us to realize the generalized character of the vague image.

There is, however, another way of distinguishing between the vague, the particular and the general, and this is not by their content, but by the reaction which they produce. A word, for example, may be said to be vague when it is applicable to a number of different individuals, but to each as individuals; the name Smith, for example, is vague: it is always meant to apply to one man, but there are many men to each of whom it applies.* The word "man," on the other hand, is general. We say, "This is Smith," but we do not say "This is man," but "This is a man." Thus we may say that a word embodies a vague idea when its effects are appropriate to an individual, but are the same for various similar individuals, while a word embodies a general idea when its effects are different from those appropriate to individuals. In what this difference consists it is, however, not easy to say. I am inclined to think that it consists merely in the knowledge that no one individual is represented, so that what distinguishes a general idea from a vague idea is merely the presence of a certain accompanying belief. If this view is correct, a general idea differs from a vague one in a way analogous to that in which a memory-image differs from an imagination-image. There also we found that the difference consists merely of the fact that a memory-image is accompanied by a belief, in this case as to the past.

* "Smith" would only be a quite satisfactory representation of vague words if we failed to discriminate between different people called Smith.

It should also be said that our images even of quite particular occurrences have always a greater or a less degree of vagueness. That is to say, the occurrence might have varied within certain limits without causing our image to vary recognizably. To arrive at the general it is necessary that we should be able to contrast it with a number of relatively precise images or words for particular occurrences; so long as all our images and words are vague, we cannot arrive at the contrast by which the general is defined. This is the justification for the view which I quoted on p. 184 from Ribot (op. cit., p. 32), viz. that intelligence progresses from the indefinite to the definite, and that the vague appears earlier than either the particular or the general.

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