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The Analysis of Mind
by Bertrand Russell
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* "Mind in Evolution" (Macmillan, 1915), pp. 236-237.

The popular conception of instinct errs by imagining it to be infallible and preternaturally wise, as well as incapable of modification. This is a complete delusion. Instinct, as a rule, is very rough and ready, able to achieve its result under ordinary circumstances, but easily misled by anything unusual. Chicks follow their mother by instinct, but when they are quite young they will follow with equal readiness any moving object remotely resembling their mother, or even a human being (James, "Psychology," ii, 396). Bergson, quoting Fabre, has made play with the supposed extraordinary accuracy of the solitary wasp Ammophila, which lays its eggs in a caterpillar. On this subject I will quote from Drever's "Instinct in Man," p. 92:

"According to Fabre's observations, which Bergson accepts, the Ammophila stings its prey EXACTLY and UNERRINGLY in EACH of the nervous centres. The result is that the caterpillar is paralyzed, but not immediately killed, the advantage of this being that the larva cannot be injured by any movement of the caterpillar, upon which the egg is deposited, and is provided with fresh meat when the time comes.

"Now Dr. and Mrs. Peckham have shown that the sting of the wasp is NOT UNERRING, as Fabre alleges, that the number of stings is NOT CONSTANT, that sometimes the caterpillar is NOT PARALYZED, and sometimes it is KILLED OUTRIGHT, and that THE DIFFERENT CIRCUMSTANCES DO NOT APPARENTLY MAKE ANY DIFFERENCE TO THE LARVA, which is not injured by slight movements of the caterpillar, nor by consuming food decomposed rather than fresh caterpillar."

This illustrates how love of the marvellous may mislead even so careful an observer as Fabre and so eminent a philosopher as Bergson.

In the same chapter of Dr. Drever's book there are some interesting examples of the mistakes made by instinct. I will quote one as a sample:

"The larva of the Lomechusa beetle eats the young of the ants, in whose nest it is reared. Nevertheless, the ants tend the Lomechusa larvae with the same care they bestow on their own young. Not only so, but they apparently discover that the methods of feeding, which suit their own larvae, would prove fatal to the guests, and accordingly they change their whole system of nursing" (loc. cit., p. 106).

Semon ("Die Mneme," pp. 207-9) gives a good illustration of an instinct growing wiser through experience. He relates how hunters attract stags by imitating the sounds of other members of their species, male or female, but find that the older a stag becomes the more difficult it is to deceive him, and the more accurate the imitation has to be. The literature of instinct is vast, and illustrations might be multiplied indefinitely. The main points as regards instinct, which need to be emphasized as against the popular conceptions of it, are:

(1) That instinct requires no prevision of the biological end which it serves;

(2) That instinct is only adapted to achieve this end in the usual circumstances of the animal in question, and has no more precision than is necessary for success AS A RULE;

(3) That processes initiated by instinct often come to be performed better after experience;

(4) That instinct supplies the impulses to experimental movements which are required for the process of learning;

(5) That instincts in their nascent stages are easily modifiable, and capable of being attached to various sorts of objects.

All the above characteristics of instinct can be established by purely external observation, except the fact that instinct does not require prevision. This, though not strictly capable of being PROVED by observation, is irresistibly suggested by the most obvious phenomena. Who can believe, for example, that a new-born baby is aware of the necessity of food for preserving life? Or that insects, in laying eggs, are concerned for the preservation of their species? The essence of instinct, one might say, is that it provides a mechanism for acting without foresight in a manner which is usually advantageous biologically. It is partly for this reason that it is so important to understand the fundamental position of instinct in prompting both animal and human behaviour.



LECTURE III. DESIRE AND FEELING

Desire is a subject upon which, if I am not mistaken, true views can only be arrived at by an almost complete reversal of the ordinary unreflecting opinion. It is natural to regard desire as in its essence an attitude towards something which is imagined, not actual; this something is called the END or OBJECT of the desire, and is said to be the PURPOSE of any action resulting from the desire. We think of the content of the desire as being just like the content of a belief, while the attitude taken up towards the content is different. According to this theory, when we say: "I hope it will rain," or "I expect it will rain," we express, in the first case, a desire, and in the second, a belief, with an identical content, namely, the image of rain. It would be easy to say that, just as belief is one kind of feeling in relation to this content, so desire is another kind. According to this view, what comes first in desire is something imagined, with a specific feeling related to it, namely, that specific feeling which we call "desiring" it. The discomfort associated with unsatisfied desire, and the actions which aim at satisfying desire, are, in this view, both of them effects of the desire. I think it is fair to say that this is a view against which common sense would not rebel; nevertheless, I believe it to be radically mistaken. It cannot be refuted logically, but various facts can be adduced which make it gradually less simple and plausible, until at last it turns out to be easier to abandon it wholly and look at the matter in a totally different way.

The first set of facts to be adduced against the common sense view of desire are those studied by psycho-analysis. In all human beings, but most markedly in those suffering from hysteria and certain forms of insanity, we find what are called "unconscious" desires, which are commonly regarded as showing self-deception. Most psycho-analysts pay little attention to the analysis of desire, being interested in discovering by observation what it is that people desire, rather than in discovering what actually constitutes desire. I think the strangeness of what they report would be greatly diminished if it were expressed in the language of a behaviourist theory of desire, rather than in the language of every-day beliefs. The general description of the sort of phenomena that bear on our present question is as follows: A person states that his desires are so-and-so, and that it is these desires that inspire his actions; but the outside observer perceives that his actions are such as to realize quite different ends from those which he avows, and that these different ends are such as he might be expected to desire. Generally they are less virtuous than his professed desires, and are therefore less agreeable to profess than these are. It is accordingly supposed that they really exist as desires for ends, but in a subconscious part of the mind, which the patient refuses to admit into consciousness for fear of having to think ill of himself. There are no doubt many cases to which such a supposition is applicable without obvious artificiality. But the deeper the Freudians delve into the underground regions of instinct, the further they travel from anything resembling conscious desire, and the less possible it becomes to believe that only positive self-deception conceals from us that we really wish for things which are abhorrent to our explicit life.

In the cases in question we have a conflict between the outside observer and the patient's consciousness. The whole tendency of psycho-analysis is to trust the outside observer rather than the testimony of introspection. I believe this tendency to be entirely right, but to demand a re-statement of what constitutes desire, exhibiting it as a causal law of our actions, not as something actually existing in our minds.

But let us first get a clearer statement of the essential characteristic of the phenomena.

A person, we find, states that he desires a certain end A, and that he is acting with a view to achieving it. We observe, however, that his actions are such as are likely to achieve a quite different end B, and that B is the sort of end that often seems to be aimed at by animals and savages, though civilized people are supposed to have discarded it. We sometimes find also a whole set of false beliefs, of such a kind as to persuade the patient that his actions are really a means to A, when in fact they are a means to B. For example, we have an impulse to inflict pain upon those whom we hate; we therefore believe that they are wicked, and that punishment will reform them. This belief enables us to act upon the impulse to inflict pain, while believing that we are acting upon the desire to lead sinners to repentance. It is for this reason that the criminal law has been in all ages more severe than it would have been if the impulse to ameliorate the criminal had been what really inspired it. It seems simple to explain such a state of affairs as due to "self-deception," but this explanation is often mythical. Most people, in thinking about punishment, have had no more need to hide their vindictive impulses from themselves than they have had to hide the exponential theorem. Our impulses are not patent to a casual observation, but are only to be discovered by a scientific study of our actions, in the course of which we must regard ourselves as objectively as we should the motions of the planets or the chemical reactions of a new element.

The study of animals reinforces this conclusion, and is in many ways the best preparation for the analysis of desire. In animals we are not troubled by the disturbing influence of ethical considerations. In dealing with human beings, we are perpetually distracted by being told that such-and-such a view is gloomy or cynical or pessimistic: ages of human conceit have built up such a vast myth as to our wisdom and virtue that any intrusion of the mere scientific desire to know the facts is instantly resented by those who cling to comfortable illusions. But no one cares whether animals are virtuous or not, and no one is under the delusion that they are rational. Moreover, we do not expect them to be so "conscious," and are prepared to admit that their instincts prompt useful actions without any prevision of the ends which they achieve. For all these reasons, there is much in the analysis of mind which is more easily discovered by the study of animals than by the observation of human beings.

We all think that, by watching the behaviour of animals, we can discover more or less what they desire. If this is the case—and I fully agree that it is—desire must be capable of being exhibited in actions, for it is only the actions of animals that we can observe. They MAY have minds in which all sorts of things take place, but we can know nothing about their minds except by means of inferences from their actions; and the more such inferences are examined, the more dubious they appear. It would seem, therefore, that actions alone must be the test of the desires of animals. From this it is an easy step to the conclusion that an animal's desire is nothing but a characteristic of a certain series of actions, namely, those which would be commonly regarded as inspired by the desire in question. And when it has been shown that this view affords a satisfactory account of animal desires, it is not difficult to see that the same explanation is applicable to the desires of human beings.

We judge easily from the behaviour of an animal of a familiar kind whether it is hungry or thirsty, or pleased or displeased, or inquisitive or terrified. The verification of our judgment, so far as verification is possible, must be derived from the immediately succeeding actions of the animal. Most people would say that they infer first something about the animal's state of mind—whether it is hungry or thirsty and so on—and thence derive their expectations as to its subsequent conduct. But this detour through the animal's supposed mind is wholly unnecessary. We can say simply: The animal's behaviour during the last minute has had those characteristics which distinguish what is called "hunger," and it is likely that its actions during the next minute will be similar in this respect, unless it finds food, or is interrupted by a stronger impulse, such as fear. An animal which is hungry is restless, it goes to the places where food is often to be found, it sniffs with its nose or peers with its eyes or otherwise increases the sensitiveness of its sense-organs; as soon as it is near enough to food for its sense-organs to be affected, it goes to it with all speed and proceeds to eat; after which, if the quantity of food has been sufficient, its whole demeanour changes it may very likely lie down and go to sleep. These things and others like them are observable phenomena distinguishing a hungry animal from one which is not hungry. The characteristic mark by which we recognize a series of actions which display hunger is not the animal's mental state, which we cannot observe, but something in its bodily behaviour; it is this observable trait in the bodily behaviour that I am proposing to call "hunger," not some possibly mythical and certainly unknowable ingredient of the animal's mind.

Generalizing what occurs in the case of hunger, we may say that what we call a desire in an animal is always displayed in a cycle of actions having certain fairly well marked characteristics. There is first a state of activity, consisting, with qualifications to be mentioned presently, of movements likely to have a certain result; these movements, unless interrupted, continue until the result is achieved, after which there is usually a period of comparative quiescence. A cycle of actions of this sort has marks by which it is broadly distinguished from the motions of dead matter. The most notable of these marks are—(1) the appropriateness of the actions for the realization of a certain result; (2) the continuance of action until that result has been achieved. Neither of these can be pressed beyond a point. Either may be (a) to some extent present in dead matter, and (b) to a considerable extent absent in animals, while vegetable are intermediate, and display only a much fainter form of the behaviour which leads us to attribute desire to animals. (a) One might say rivers "desire" the sea water, roughly speaking, remains in restless motion until it reaches either the sea or a place from which it cannot issue without going uphill, and therefore we might say that this is what it wishes while it is flowing. We do not say so, because we can account for the behaviour of water by the laws of physics; and if we knew more about animals, we might equally cease to attribute desires to them, since we might find physical and chemical reactions sufficient to account for their behaviour. (b) Many of the movements of animals do not exhibit the characteristics of the cycles which seem to embody desire. There are first of all the movements which are "mechanical," such as slipping and falling, where ordinary physical forces operate upon the animal's body almost as if it were dead matter. An animal which falls over a cliff may make a number of desperate struggles while it is in the air, but its centre of gravity will move exactly as it would if the animal were dead. In this case, if the animal is killed at the end of the fall, we have, at first sight, just the characteristics of a cycle of actions embodying desire, namely, restless movement until the ground is reached, and then quiescence. Nevertheless, we feel no temptation to say that the animal desired what occurred, partly because of the obviously mechanical nature of the whole occurrence, partly because, when an animal survives a fall, it tends not to repeat the experience.

There may be other reasons also, but of them I do not wish to speak yet. Besides mechanical movements, there are interrupted movements, as when a bird, on its way to eat your best peas, is frightened away by the boy whom you are employing for that purpose. If interruptions are frequent and completion of cycles rare, the characteristics by which cycles are observed may become so blurred as to be almost unrecognizable. The result of these various considerations is that the differences between animals and dead matter, when we confine ourselves to external unscientific observation of integral behaviour, are a matter of degree and not very precise. It is for this reason that it has always been possible for fanciful people to maintain that even stocks and stones have some vague kind of soul. The evidence that animals have souls is so very shaky that, if it is assumed to be conclusive, one might just as well go a step further and extend the argument by analogy to all matter. Nevertheless, in spite of vagueness and doubtful cases, the existence of cycles in the behaviour of animals is a broad characteristic by which they are prima facie distinguished from ordinary matter; and I think it is this characteristic which leads us to attribute desires to animals, since it makes their behaviour resemble what we do when (as we say) we are acting from desire.

I shall adopt the following definitions for describing the behaviour of animals:

A "behaviour-cycle" is a series of voluntary or reflex movements of an animal, tending to cause a certain result, and continuing until that result is caused, unless they are interrupted by death, accident, or some new behaviour-cycle. (Here "accident" may be defined as the intervention of purely physical laws causing mechanical movements.)

The "purpose" of a behaviour-cycle is the result which brings it to an end, normally by a condition of temporary quiescence-provided there is no interruption.

An animal is said to "desire" the purpose of a behaviour cycle while the behaviour-cycle is in progress.

I believe these definitions to be adequate also to human purposes and desires, but for the present I am only occupied with animals and with what can be learnt by external observation. I am very anxious that no ideas should be attached to the words "purpose" and "desire" beyond those involved in the above definitions.

We have not so far considered what is the nature of the initial stimulus to a behaviour-cycle. Yet it is here that the usual view of desire seems on the strongest ground. The hungry animal goes on making movements until it gets food; it seems natural, therefore, to suppose that the idea of food is present throughout the process, and that the thought of the end to be achieved sets the whole process in motion. Such a view, however, is obviously untenable in many cases, especially where instinct is concerned. Take, for example, reproduction and the rearing of the young. Birds mate, build a nest, lay eggs in it, sit on the eggs, feed the young birds, and care for them until they are fully grown. It is totally impossible to suppose that this series of actions, which constitutes one behaviour-cycle, is inspired by any prevision of the end, at any rate the first time it is performed.* We must suppose that the stimulus to the performance of each act is an impulsion from behind, not an attraction from the future. The bird does what it does, at each stage, because it has an impulse to that particular action, not because it perceives that the whole cycle of actions will contribute to the preservation of the species. The same considerations apply to other instincts. A hungry animal feels restless, and is led by instinctive impulses to perform the movements which give it nourishment; but the act of seeking food is not sufficient evidence from which to conclude that the animal has the thought of food in its "mind."

* For evidence as to birds' nests, cf. Semon, "Die Mneme," pp. 209, 210.

Coming now to human beings, and to what we know about our own actions, it seems clear that what, with us, sets a behaviour-cycle in motion is some sensation of the sort which we call disagreeable. Take the case of hunger: we have first an uncomfortable feeling inside, producing a disinclination to sit still, a sensitiveness to savoury smells, and an attraction towards any food that there may be in our neighbourhood. At any moment during this process we may become aware that we are hungry, in the sense of saying to ourselves, "I am hungry"; but we may have been acting with reference to food for some time before this moment. While we are talking or reading, we may eat in complete unconsciousness; but we perform the actions of eating just as we should if we were conscious, and they cease when our hunger is appeased. What we call "consciousness" seems to be a mere spectator of the process; even when it issues orders, they are usually, like those of a wise parent, just such as would have been obeyed even if they had not been given. This view may seem at first exaggerated, but the more our so-called volitions and their causes are examined, the more it is forced upon us. The part played by words in all this is complicated, and a potent source of confusions; I shall return to it later. For the present, I am still concerned with primitive desire, as it exists in man, but in the form in which man shows his affinity to his animal ancestors.

Conscious desire is made up partly of what is essential to desire, partly of beliefs as to what we want. It is important to be clear as to the part which does not consist of beliefs.

The primitive non-cognitive element in desire seems to be a push, not a pull, an impulsion away from the actual, rather than an attraction towards the ideal. Certain sensations and other mental occurrences have a property which we call discomfort; these cause such bodily movements as are likely to lead to their cessation. When the discomfort ceases, or even when it appreciably diminishes, we have sensations possessing a property which we call PLEASURE. Pleasurable sensations either stimulate no action at all, or at most stimulate such action as is likely to prolong them. I shall return shortly to the consideration of what discomfort and pleasure are in themselves; for the present, it is their connection with action and desire that concerns us. Abandoning momentarily the standpoint of behaviourism, we may presume that hungry animals experience sensations involving discomfort, and stimulating such movements as seem likely to bring them to the food which is outside the cages. When they have reached the food and eaten it, their discomfort ceases and their sensations become pleasurable. It SEEMS, mistakenly, as if the animals had had this situation in mind throughout, when in fact they have been continually pushed by discomfort. And when an animal is reflective, like some men, it comes to think that it had the final situation in mind throughout; sometimes it comes to know what situation will bring satisfaction, so that in fact the discomfort does bring the thought of what will allay it. Nevertheless the sensation involving discomfort remains the prime mover.

This brings us to the question of the nature of discomfort and pleasure. Since Kant it has been customary to recognize three great divisions of mental phenomena, which are typified by knowledge, desire and feeling, where "feeling" is used to mean pleasure and discomfort. Of course, "knowledge" is too definite a word: the states of mind concerned are grouped together as "cognitive," and are to embrace not only beliefs, but perceptions, doubts, and the understanding of concepts. "Desire," also, is narrower than what is intended: for example, WILL is to be included in this category, and in fact every thing that involves any kind of striving, or "conation" as it is technically called. I do not myself believe that there is any value in this threefold division of the contents of mind. I believe that sensations (including images) supply all the "stuff" of the mind, and that everything else can be analysed into groups of sensations related in various ways, or characteristics of sensations or of groups of sensations. As regards belief, I shall give grounds for this view in later lectures. As regards desires, I have given some grounds in this lecture. For the present, it is pleasure and discomfort that concern us. There are broadly three theories that might be held in regard to them. We may regard them as separate existing items in those who experience them, or we may regard them as intrinsic qualities of sensations and other mental occurrences, or we may regard them as mere names for the causal characteristics of the occurrences which are uncomfortable or pleasant. The first of these theories, namely, that which regards discomfort and pleasure as actual contents in those who experience them, has, I think, nothing conclusive to be said in its favour.* It is suggested chiefly by an ambiguity in the word "pain," which has misled many people, including Berkeley, whom it supplied with one of his arguments for subjective idealism. We may use "pain" as the opposite of "pleasure," and "painful" as the opposite of "pleasant," or we may use "pain" to mean a certain sort of sensation, on a level with the sensations of heat and cold and touch. The latter use of the word has prevailed in psychological literature, and it is now no longer used as the opposite of "pleasure." Dr. H. Head, in a recent publication, has stated this distinction as follows:**

* Various arguments in its favour are advanced by A. Wohlgemuth, "On the feelings and their neural correlate, with an examination of the nature of pain," "British Journal of Psychology," viii, 4. (1917). But as these arguments are largely a reductio ad absurdum of other theories, among which that which I am advocating is not included, I cannot regard them as establishing their contention.

** "Sensation and the Cerebral Cortex," "Brain," vol. xli, part ii (September, 1918), p. 90. Cf. also Wohlgemuth, loc. cit. pp. 437, 450.

"It is necessary at the outset to distinguish clearly between 'discomfort' and 'pain.' Pain is a distinct sensory quality equivalent to heat and cold, and its intensity can be roughly graded according to the force expended in stimulation. Discomfort, on the other hand, is that feeling-tone which is directly opposed to pleasure. It may accompany sensations not in themselves essentially painful; as for instance that produced by tickling the sole of the foot. The reaction produced by repeated pricking contains both these elements; for it evokes that sensory quality known as pain, accompanied by a disagreeable feeling-tone, which we have called discomfort. On the other hand, excessive pressure, except when applied directly over some nerve-trunk, tends to excite more discomfort than pain."

The confusion between discomfort and pain has made people regard discomfort as a more substantial thing than it is, and this in turn has reacted upon the view taken of pleasure, since discomfort and pleasure are evidently on a level in this respect. As soon as discomfort is clearly distinguished from the sensation of pain, it becomes more natural to regard discomfort and pleasure as properties of mental occurrences than to regard them as separate mental occurrences on their own account. I shall therefore dismiss the view that they are separate mental occurrences, and regard them as properties of such experiences as would be called respectively uncomfortable and pleasant.

It remains to be examined whether they are actual qualities of such occurrences, or are merely differences as to causal properties. I do not myself see any way of deciding this question; either view seems equally capable of accounting for the facts. If this is true, it is safer to avoid the assumption that there are such intrinsic qualities of mental occurrences as are in question, and to assume only the causal differences which are undeniable. Without condemning the intrinsic theory, we can define discomfort and pleasure as consisting in causal properties, and say only what will hold on either of the two theories. Following this course, we shall say:

"Discomfort" is a property of a sensation or other mental occurrence, consisting in the fact that the occurrence in question stimulates voluntary or reflex movements tending to produce some more or less definite change involving the cessation of the occurrence.

"Pleasure" is a property of a sensation or other mental occurrence, consisting in the fact that the occurrence in question either does not stimulate any voluntary or reflex movement, or, if it does, stimulates only such as tend to prolong the occurrence in question.*

* Cf. Thorndike, op. cit., p. 243.

"Conscious" desire, which we have now to consider, consists of desire in the sense hitherto discussed, together with a true belief as to its "purpose," i.e. as to the state of affairs that will bring quiescence with cessation of the discomfort. If our theory of desire is correct, a belief as to its purpose may very well be erroneous, since only experience can show what causes a discomfort to cease. When the experience needed is common and simple, as in the case of hunger, a mistake is not very probable. But in other cases—e.g. erotic desire in those who have had little or no experience of its satisfaction—mistakes are to be expected, and do in fact very often occur. The practice of inhibiting impulses, which is to a great extent necessary to civilized life, makes mistakes easier, by preventing experience of the actions to which a desire would otherwise lead, and by often causing the inhibited impulses themselves to be unnoticed or quickly forgotten. The perfectly natural mistakes which thus arise constitute a large proportion of what is, mistakenly in part, called self-deception, and attributed by Freud to the "censor."

But there is a further point which needs emphasizing, namely, that a belief that something is desired has often a tendency to cause the very desire that is believed in. It is this fact that makes the effect of "consciousness" on desire so complicated.

When we believe that we desire a certain state of affairs, that often tends to cause a real desire for it. This is due partly to the influence of words upon our emotions, in rhetoric for example, and partly to the general fact that discomfort normally belongs to the belief that we desire such-and-such a thing that we do not possess. Thus what was originally a false opinion as to the object of a desire acquires a certain truth: the false opinion generates a secondary subsidiary desire, which nevertheless becomes real. Let us take an illustration. Suppose you have been jilted in a way which wounds your vanity. Your natural impulsive desire will be of the sort expressed in Donne's poem:

When by thy scorn, O Murderess, I am dead,

in which he explains how he will haunt the poor lady as a ghost, and prevent her from enjoying a moment's peace. But two things stand in the way of your expressing yourself so naturally: on the one hand, your vanity, which will not acknowledge how hard you are hit; on the other hand, your conviction that you are a civilized and humane person, who could not possibly indulge so crude a desire as revenge. You will therefore experience a restlessness which will at first seem quite aimless, but will finally resolve itself in a conscious desire to change your profession, or go round the world, or conceal your identity and live in Putney, like Arnold Bennett's hero. Although the prime cause of this desire is a false judgment as to your previous unconscious desire, yet the new conscious desire has its own derivative genuineness, and may influence your actions to the extent of sending you round the world. The initial mistake, however, will have effects of two kinds. First, in uncontrolled moments, under the influence of sleepiness or drink or delirium, you will say things calculated to injure the faithless deceiver. Secondly, you will find travel disappointing, and the East less fascinating than you had hoped—unless, some day, you hear that the wicked one has in turn been jilted. If this happens, you will believe that you feel sincere sympathy, but you will suddenly be much more delighted than before with the beauties of tropical islands or the wonders of Chinese art. A secondary desire, derived from a false judgment as to a primary desire, has its own power of influencing action, and is therefore a real desire according to our definition. But it has not the same power as a primary desire of bringing thorough satisfaction when it is realized; so long as the primary desire remains unsatisfied, restlessness continues in spite of the secondary desire's success. Hence arises a belief in the vanity of human wishes: the vain wishes are those that are secondary, but mistaken beliefs prevent us from realizing that they are secondary.

What may, with some propriety, be called self-deception arises through the operation of desires for beliefs. We desire many things which it is not in our power to achieve: that we should be universally popular and admired, that our work should be the wonder of the age, and that the universe should be so ordered as to bring ultimate happiness to all, though not to our enemies until they have repented and been purified by suffering. Such desires are too large to be achieved through our own efforts. But it is found that a considerable portion of the satisfaction which these things would bring us if they were realized is to be achieved by the much easier operation of believing that they are or will be realized. This desire for beliefs, as opposed to desire for the actual facts, is a particular case of secondary desire, and, like all secondary desire its satisfaction does not lead to a complete cessation of the initial discomfort. Nevertheless, desire for beliefs, as opposed to desire for facts, is exceedingly potent both individually and socially. According to the form of belief desired, it is called vanity, optimism, or religion. Those who have sufficient power usually imprison or put to death any one who tries to shake their faith in their own excellence or in that of the universe; it is for this reason that seditious libel and blasphemy have always been, and still are, criminal offences.

It is very largely through desires for beliefs that the primitive nature of desire has become so hidden, and that the part played by consciousness has been so confusing and so exaggerated.

We may now summarize our analysis of desire and feeling.

A mental occurrence of any kind—sensation, image, belief, or emotion—may be a cause of a series of actions, continuing, unless interrupted, until some more or less definite state of affairs is realized. Such a series of actions we call a "behaviour-cycle." The degree of definiteness may vary greatly: hunger requires only food in general, whereas the sight of a particular piece of food raises a desire which requires the eating of that piece of food. The property of causing such a cycle of occurrences is called "discomfort"; the property of the mental occurrences in which the cycle ends is called "pleasure." The actions constituting the cycle must not be purely mechanical, i.e. they must be bodily movements in whose causation the special properties of nervous tissue are involved. The cycle ends in a condition of quiescence, or of such action as tends only to preserve the status quo. The state of affairs in which this condition of quiescence is achieved is called the "purpose" of the cycle, and the initial mental occurrence involving discomfort is called a "desire" for the state of affairs that brings quiescence. A desire is called "conscious" when it is accompanied by a true belief as to the state of affairs that will bring quiescence; otherwise it is called "unconscious." All primitive desire is unconscious, and in human beings beliefs as to the purposes of desires are often mistaken. These mistaken beliefs generate secondary desires, which cause various interesting complications in the psychology of human desire, without fundamentally altering the character which it shares with animal desire.



LECTURE IV. INFLUENCE OF PAST HISTORY ON PRESENT OCCURRENCES IN LIVING ORGANISMS

In this lecture we shall be concerned with a very general characteristic which broadly, though not absolutely, distinguishes the behaviour of living organisms from that of dead matter. The characteristic in question is this:

The response of an organism to a given stimulus is very often dependent upon the past history of the organism, and not merely upon the stimulus and the HITHERTO DISCOVERABLE present state of the organism.

This characteristic is embodied in the saying "a burnt child fears the fire." The burn may have left no visible traces, yet it modifies the reaction of the child in the presence of fire. It is customary to assume that, in such cases, the past operates by modifying the structure of the brain, not directly. I have no wish to suggest that this hypothesis is false; I wish only to point out that it is a hypothesis. At the end of the present lecture I shall examine the grounds in its favour. If we confine ourselves to facts which have been actually observed, we must say that past occurrences, in addition to the present stimulus and the present ascertainable condition of the organism, enter into the causation of the response.

The characteristic is not wholly confined to living organisms. For example, magnetized steel looks just like steel which has not been magnetized, but its behaviour is in some ways different. In the case of dead matter, however, such phenomena are less frequent and important than in the case of living organisms, and it is far less difficult to invent satisfactory hypotheses as to the microscopic changes of structure which mediate between the past occurrence and the present changed response. In the case of living organisms, practically everything that is distinctive both of their physical and of their mental behaviour is bound up with this persistent influence of the past. Further, speaking broadly, the change in response is usually of a kind that is biologically advantageous to the organism.

Following a suggestion derived from Semon ("Die Mneme," Leipzig, 1904; 2nd edition, 1908, English translation, Allen & Unwin, 1921; "Die mnemischen Empfindungen," Leipzig, 1909), we will give the name of "mnemic phenomena" to those responses of an organism which, so far as hitherto observed facts are concerned, can only be brought under causal laws by including past occurrences in the history of the organism as part of the causes of the present response. I do not mean merely—what would always be the case—that past occurrences are part of a CHAIN of causes leading to the present event. I mean that, in attempting to state the PROXIMATE cause of the present event, some past event or events must be included, unless we take refuge in hypothetical modifications of brain structure. For example: you smell peat-smoke, and you recall some occasion when you smelt it before. The cause of your recollection, so far as hitherto observable phenomena are concerned, consists both of the peat smoke (present stimulus) and of the former occasion (past experience). The same stimulus will not produce the same recollection in another man who did not share your former experience, although the former experience left no OBSERVABLE traces in the structure of the brain. According to the maxim "same cause, same effect," we cannot therefore regard the peat-smoke alone as the cause of your recollection, since it does not have the same effect in other cases. The cause of your recollection must be both the peat-smoke and the past occurrence. Accordingly your recollection is an instance of what we are calling "mnemic phenomena."

Before going further, it will be well to give illustrations of different classes of mnemic phenomena.

(a) ACQUIRED HABITS.—In Lecture II we saw how animals can learn by experience how to get out of cages or mazes, or perform other actions which are useful to them but not provided for by their instincts alone. A cat which is put into a cage of which it has had experience behaves differently from the way in which it behaved at first. We can easily invent hypotheses, which are quite likely to be true, as to connections in the brain caused by past experience, and themselves causing the different response. But the observable fact is that the stimulus of being in the cage produces differing results with repetition, and that the ascertainable cause of the cat's behaviour is not merely the cage and its own ascertainable organization, but also its past history in regard to the cage. From our present point of view, the matter is independent of the question whether the cat's behaviour is due to some mental fact called "knowledge," or displays a merely bodily habit. Our habitual knowledge is not always in our minds, but is called up by the appropriate stimuli. If we are asked "What is the capital of France?" we answer "Paris," because of past experience; the past experience is as essential as the present question in the causation of our response. Thus all our habitual knowledge consists of acquired habits, and comes under the head of mnemic phenomena.

(b) IMAGES.—I shall have much to say about images in a later lecture; for the present I am merely concerned with them in so far as they are "copies" of past sensations. When you hear New York spoken of, some image probably comes into your mind, either of the place itself (if you have been there), or of some picture of it (if you have not). The image is due to your past experience, as well as to the present stimulus of the words "New York." Similarly, the images you have in dreams are all dependent upon your past experience, as well as upon the present stimulus to dreaming. It is generally believed that all images, in their simpler parts, are copies of sensations; if so, their mnemic character is evident. This is important, not only on its own account, but also because, as we shall see later, images play an essential part in what is called "thinking."

(c) ASSOCIATION.—The broad fact of association, on the mental side, is that when we experience something which we have experienced before, it tends to call up the context of the former experience. The smell of peat-smoke recalling a former scene is an instance which we discussed a moment ago. This is obviously a mnemic phenomenon. There is also a more purely physical association, which is indistinguishable from physical habit. This is the kind studied by Mr. Thorndike in animals, where a certain stimulus is associated with a certain act. This is the sort which is taught to soldiers in drilling, for example. In such a case there need not be anything mental, but merely a habit of the body. There is no essential distinction between association and habit, and the observations which we made concerning habit as a mnemic phenomenon are equally applicable to association.

(d) NON-SENSATIONAL ELEMENTS IN PERCEPTION.—When we perceive any object of a familiar kind, much of what appears subjectively to be immediately given is really derived from past experience. When we see an object, say a penny, we seem to be aware of its "real" shape we have the impression of something circular, not of something elliptical. In learning to draw, it is necessary to acquire the art of representing things according to the sensation, not according to the perception. And the visual appearance is filled out with feeling of what the object would be like to touch, and so on. This filling out and supplying of the "real" shape and so on consists of the most usual correlates of the sensational core in our perception. It may happen that, in the particular case, the real correlates are unusual; for example, if what we are seeing is a carpet made to look like tiles. If so, the non-sensational part of our perception will be illusory, i.e. it will supply qualities which the object in question does not in fact have. But as a rule objects do have the qualities added by perception, which is to be expected, since experience of what is usual is the cause of the addition. If our experience had been different, we should not fill out sensation in the same way, except in so far as the filling out is instinctive, not acquired. It would seem that, in man, all that makes up space perception, including the correlation of sight and touch and so on, is almost entirely acquired. In that case there is a large mnemic element in all the common perceptions by means of which we handle common objects. And, to take another kind of instance, imagine what our astonishment would be if we were to hear a cat bark or a dog mew. This emotion would be dependent upon past experience, and would therefore be a mnemic phenomenon according to the definition.

(e) MEMORY AS KNOWLEDGE.—The kind of memory of which I am now speaking is definite knowledge of some past event in one's own experience. From time to time we remember things that have happened to us, because something in the present reminds us of them. Exactly the same present fact would not call up the same memory if our past experience had been different. Thus our remembering is caused by—

(1) The present stimulus,

(2) The past occurrence.

It is therefore a mnemic phenomenon according to our definition. A definition of "mnemic phenomena" which did not include memory would, of course, be a bad one. The point of the definition is not that it includes memory, but that it includes it as one of a class of phenomena which embrace all that is characteristic in the subject matter of psychology.

(f) EXPERIENCE.—The word "experience" is often used very vaguely. James, as we saw, uses it to cover the whole primal stuff of the world, but this usage seems objection able, since, in a purely physical world, things would happen without there being any experience. It is only mnemic phenomena that embody experience. We may say that an animal "experiences" an occurrence when this occurrence modifies the animal's subsequent behaviour, i.e. when it is the mnemic portion of the cause of future occurrences in the animal's life. The burnt child that fears the fire has "experienced" the fire, whereas a stick that has been thrown on and taken off again has not "experienced" anything, since it offers no more resistance than before to being thrown on. The essence of "experience" is the modification of behaviour produced by what is experienced. We might, in fact, define one chain of experience, or one biography, as a series of occurrences linked by mnemic causation. I think it is this characteristic, more than any other, that distinguishes sciences dealing with living organisms from physics.

The best writer on mnemic phenomena known to me is Richard Semon, the fundamental part of whose theory I shall endeavour to summarize before going further:

When an organism, either animal or plant, is subjected to a stimulus, producing in it some state of excitement, the removal of the stimulus allows it to return to a condition of equilibrium. But the new state of equilibrium is different from the old, as may be seen by the changed capacity for reaction. The state of equilibrium before the stimulus may be called the "primary indifference-state"; that after the cessation of the stimulus, the "secondary indifference-state." We define the "engraphic effect" of a stimulus as the effect in making a difference between the primary and secondary indifference-states, and this difference itself we define as the "engram" due to the stimulus. "Mnemic phenomena" are defined as those due to engrams; in animals, they are specially associated with the nervous system, but not exclusively, even in man.

When two stimuli occur together, one of them, occurring afterwards, may call out the reaction for the other also. We call this an "ekphoric influence," and stimuli having this character are called "ekphoric stimuli." In such a case we call the engrams of the two stimuli "associated." All simultaneously generated engrams are associated; there is also association of successively aroused engrams, though this is reducible to simultaneous association. In fact, it is not an isolated stimulus that leaves an engram, but the totality of the stimuli at any moment; consequently any portion of this totality tends, if it recurs, to arouse the whole reaction which was aroused before. Semon holds that engrams can be inherited, and that an animal's innate habits may be due to the experience of its ancestors; on this subject he refers to Samuel Butler.

Semon formulates two "mnemic principles." The first, or "Law of Engraphy," is as follows: "All simultaneous excitements in an organism form a connected simultaneous excitement-complex, which as such works engraphically, i.e. leaves behind a connected engram-complex, which in so far forms a whole" ("Die mnemischen Empfindungen," p. 146). The second mnemic principle, or "Law of Ekphory," is as follows: "The partial return of the energetic situation which formerly worked engraphically operates ekphorically on a simultaneous engram-complex" (ib., p. 173). These two laws together represent in part a hypothesis (the engram), and in part an observable fact. The observable fact is that, when a certain complex of stimuli has originally caused a certain complex of reactions, the recurrence of part of the stimuli tends to cause the recurrence of the whole of the reactions.

Semon's applications of his fundamental ideas in various directions are interesting and ingenious. Some of them will concern us later, but for the present it is the fundamental character of mnemic phenomena that is in question.

Concerning the nature of an engram, Semon confesses that at present it is impossible to say more than that it must consist in some material alteration in the body of the organism ("Die mnemischen Empfindungen," p. 376). It is, in fact, hypothetical, invoked for theoretical uses, and not an outcome of direct observation. No doubt physiology, especially the disturbances of memory through lesions in the brain, affords grounds for this hypothesis; nevertheless it does remain a hypothesis, the validity of which will be discussed at the end of this lecture.

I am inclined to think that, in the present state of physiology, the introduction of the engram does not serve to simplify the account of mnemic phenomena. We can, I think, formulate the known laws of such phenomena in terms, wholly, of observable facts, by recognizing provisionally what we may call "mnemic causation." By this I mean that kind of causation of which I spoke at the beginning of this lecture, that kind, namely, in which the proximate cause consists not merely of a present event, but of this together with a past event. I do not wish to urge that this form of causation is ultimate, but that, in the present state of our knowledge, it affords a simplification, and enables us to state laws of behaviour in less hypothetical terms than we should otherwise have to employ.

The clearest instance of what I mean is recollection of a past event. What we observe is that certain present stimuli lead us to recollect certain occurrences, but that at times when we are not recollecting them, there is nothing discoverable in our minds that could be called memory of them. Memories, as mental facts, arise from time to time, but do not, so far as we can see, exist in any shape while they are "latent." In fact, when we say that they are "latent," we mean merely that they will exist under certain circumstances. If, then, there is to be some standing difference between the person who can remember a certain fact and the person who cannot, that standing difference must be, not in anything mental, but in the brain. It is quite probable that there is such a difference in the brain, but its nature is unknown and it remains hypothetical. Everything that has, so far, been made matter of observation as regards this question can be put together in the statement: When a certain complex of sensations has occurred to a man, the recurrence of part of the complex tends to arouse the recollection of the whole. In like manner, we can collect all mnemic phenomena in living organisms under a single law, which contains what is hitherto verifiable in Semon's two laws. This single law is:

IF A COMPLEX STIMULUS A HAS CAUSED A COMPLEX REACTION B IN AN ORGANISM, THE OCCURRENCE OF A PART OF A ON A FUTURE OCCASION TENDS TO CAUSE THE WHOLE REACTION B.

This law would need to be supplemented by some account of the influence of frequency, and so on; but it seems to contain the essential characteristic of mnemic phenomena, without admixture of anything hypothetical.

Whenever the effect resulting from a stimulus to an organism differs according to the past history of the organism, without our being able actually to detect any relevant difference in its present structure, we will speak of "mnemic causation," provided we can discover laws embodying the influence of the past. In ordinary physical causation, as it appears to common sense, we have approximate uniformities of sequence, such as "lightning is followed by thunder," "drunkenness is followed by headache," and so on. None of these sequences are theoretically invariable, since something may intervene to disturb them. In order to obtain invariable physical laws, we have to proceed to differential equations, showing the direction of change at each moment, not the integral change after a finite interval, however short. But for the purposes of daily life many sequences are to all in tents and purposes invariable. With the behaviour of human beings, however, this is by no means the case. If you say to an Englishman, "You have a smut on your nose," he will proceed to remove it, but there will be no such effect if you say the same thing to a Frenchman who knows no English. The effect of words upon the hearer is a mnemic phenomena, since it depends upon the past experience which gave him understanding of the words. If there are to be purely psychological causal laws, taking no account of the brain and the rest of the body, they will have to be of the form, not "X now causes Y now," but—

"A, B, C,... in the past, together with X now, cause Y now." For it cannot be successfully maintained that our understanding of a word, for example, is an actual existent content of the mind at times when we are not thinking of the word. It is merely what may be called a "disposition," i.e. it is capable of being aroused whenever we hear the word or happen to think of it. A "disposition" is not something actual, but merely the mnemic portion of a mnemic causal law.

In such a law as "A, B, C,... in the past, together with X now, cause Y now," we will call A, B, C,... the mnemic cause, X the occasion or stimulus, and Y the reaction. All cases in which experience influences behaviour are instances of mnemic causation.

Believers in psycho-physical parallelism hold that psychology can theoretically be freed entirely from all dependence on physiology or physics. That is to say, they believe that every psychical event has a psychical cause and a physical concomitant. If there is to be parallelism, it is easy to prove by mathematical logic that the causation in physical and psychical matters must be of the same sort, and it is impossible that mnemic causation should exist in psychology but not in physics. But if psychology is to be independent of physiology, and if physiology can be reduced to physics, it would seem that mnemic causation is essential in psychology. Otherwise we shall be compelled to believe that all our knowledge, all our store of images and memories, all our mental habits, are at all times existing in some latent mental form, and are not merely aroused by the stimuli which lead to their display. This is a very difficult hypothesis. It seems to me that if, as a matter of method rather than metaphysics, we desire to obtain as much independence for psychology as is practically feasible, we shall do better to accept mnemic causation in psychology protem, and therefore reject parallelism, since there is no good ground for admitting mnemic causation in physics.

It is perhaps worth while to observe that mnemic causation is what led Bergson to deny that there is causation at all in the psychical sphere. He points out, very truly, that the same stimulus, repeated, does not have the same consequences, and he argues that this is contrary to the maxim, "same cause, same effect." It is only necessary, however, to take account of past occurrences and include them with the cause, in order to re-establish the maxim, and the possibility of psychological causal laws. The metaphysical conception of a cause lingers in our manner of viewing causal laws: we want to be able to FEEL a connection between cause and effect, and to be able to imagine the cause as "operating." This makes us unwilling to regard causal laws as MERELY observed uniformities of sequence; yet that is all that science has to offer. To ask why such-and-such a kind of sequence occurs is either to ask a meaningless question, or to demand some more general kind of sequence which includes the one in question. The widest empirical laws of sequence known at any time can only be "explained" in the sense of being subsumed by later discoveries under wider laws; but these wider laws, until they in turn are subsumed, will remain brute facts, resting solely upon observation, not upon some supposed inherent rationality.

There is therefore no a priori objection to a causal law in which part of the cause has ceased to exist. To argue against such a law on the ground that what is past cannot operate now, is to introduce the old metaphysical notion of cause, for which science can find no place. The only reason that could be validly alleged against mnemic causation would be that, in fact, all the phenomena can be explained without it. They are explained without it by Semon's "engram," or by any theory which regards the results of experience as embodied in modifications of the brain and nerves. But they are not explained, unless with extreme artificiality, by any theory which regards the latent effects of experience as psychical rather than physical. Those who desire to make psychology as far as possible independent of physiology would do well, it seems to me, if they adopted mnemic causation. For my part, however, I have no such desire, and I shall therefore endeavour to state the grounds which occur to me in favour of some such view as that of the "engram."

One of the first points to be urged is that mnemic phenomena are just as much to be found in physiology as in psychology. They are even to be found in plants, as Sir Francis Darwin pointed out (cf. Semon, "Die Mneme," 2nd edition, p. 28 n.). Habit is a characteristic of the body at least as much as of the mind. We should, therefore, be compelled to allow the intrusion of mnemic causation, if admitted at all, into non-psychological regions, which ought, one feels, to be subject only to causation of the ordinary physical sort. The fact is that a great deal of what, at first sight, distinguishes psychology from physics is found, on examination, to be common to psychology and physiology; this whole question of the influence of experience is a case in point. Now it is possible, of course, to take the view advocated by Professor J. S. Haldane, who contends that physiology is not theoretically reducible to physics and chemistry.* But the weight of opinion among physiologists appears to be against him on this point; and we ought certainly to require very strong evidence before admitting any such breach of continuity as between living and dead matter. The argument from the existence of mnemic phenomena in physiology must therefore be allowed a certain weight against the hypothesis that mnemic causation is ultimate.

* See his "The New Physiology and Other Addresses," Griffin, 1919, also the symposium, "Are Physical, Biological and Psychological Categories Irreducible?" in "Life and Finite Individuality," edited for the Aristotelian Society, with an Introduction. By H. Wildon Carr, Williams & Norgate, 1918.

The argument from the connection of brain-lesions with loss of memory is not so strong as it looks, though it has also, some weight. What we know is that memory, and mnemic phenomena generally, can be disturbed or destroyed by changes in the brain. This certainly proves that the brain plays an essential part in the causation of memory, but does not prove that a certain state of the brain is, by itself, a sufficient condition for the existence of memory. Yet it is this last that has to be proved. The theory of the engram, or any similar theory, has to maintain that, given a body and brain in a suitable state, a man will have a certain memory, without the need of any further conditions. What is known, however, is only that he will not have memories if his body and brain are not in a suitable state. That is to say, the appropriate state of body and brain is proved to be necessary for memory, but not to be sufficient. So far, therefore, as our definite knowledge goes, memory may require for its causation a past occurrence as well as a certain present state of the brain.

In order to prove conclusively that mnemic phenomena arise whenever certain physiological conditions are fulfilled, we ought to be able actually to see differences between the brain of a man who speaks English and that of a man who speaks French, between the brain of a man who has seen New York and can recall it, and that of a man who has never seen that city. It may be that the time will come when this will be possible, but at present we are very far removed from it. At present, there is, so far as I am aware, no good evidence that every difference between the knowledge possessed by A and that possessed by B is paralleled by some difference in their brains. We may believe that this is the case, but if we do, our belief is based upon analogies and general scientific maxims, not upon any foundation of detailed observation. I am myself inclined, as a working hypothesis, to adopt the belief in question, and to hold that past experience only affects present behaviour through modifications of physiological structure. But the evidence seems not quite conclusive, so that I do not think we ought to forget the other hypothesis, or to reject entirely the possibility that mnemic causation may be the ultimate explanation of mnemic phenomena. I say this, not because I think it LIKELY that mnemic causation is ultimate, but merely because I think it POSSIBLE, and because it often turns out important to the progress of science to remember hypotheses which have previously seemed improbable.



LECTURE V. PSYCHOLOGICAL AND PHYSICAL CAUSAL LAWS

The traditional conception of cause and effect is one which modern science shows to be fundamentally erroneous, and requiring to be replaced by a quite different notion, that of LAWS OF CHANGE. In the traditional conception, a particular event A caused a particular event B, and by this it was implied that, given any event B, some earlier event A could be discovered which had a relation to it, such that—

(1) Whenever A occurred, it was followed by B;

(2) In this sequence, there was something "necessary," not a mere de facto occurrence of A first and then B.

The second point is illustrated by the old discussion as to whether it can be said that day causes night, on the ground that day is always followed by night. The orthodox answer was that day could not be called the cause of night, because it would not be followed by night if the earth's rotation were to cease, or rather to grow so slow that one complete rotation would take a year. A cause, it was held, must be such that under no conceivable circumstances could it fail to be followed by its effect.

As a matter of fact, such sequences as were sought by believers in the traditional form of causation have not so far been found in nature. Everything in nature is apparently in a state of continuous change,* so that what we call one "event" turns out to be really a process. If this event is to cause another event, the two will have to be contiguous in time; for if there is any interval between them, something may happen during that interval to prevent the expected effect. Cause and effect, therefore, will have to be temporally contiguous processes. It is difficult to believe, at any rate where physical laws are concerned, that the earlier part of the process which is the cause can make any difference to the effect, so long as the later part of the process which is the cause remains unchanged. Suppose, for example, that a man dies of arsenic poisoning, we say that his taking arsenic was the cause of death. But clearly the process by which he acquired the arsenic is irrelevant: everything that happened before he swallowed it may be ignored, since it cannot alter the effect except in so far as it alters his condition at the moment of taking the dose. But we may go further: swallowing arsenic is not really the proximate cause of death, since a man might be shot through the head immediately after taking the dose, and then it would not be of arsenic that he would die. The arsenic produces certain physiological changes, which take a finite time before they end in death. The earlier parts of these changes can be ruled out in the same way as we can rule out the process by which the arsenic was acquired. Proceeding in this way, we can shorten the process which we are calling the cause more and more. Similarly we shall have to shorten the effect. It may happen that immediately after the man's death his body is blown to pieces by a bomb. We cannot say what will happen after the man's death, through merely knowing that he has died as the result of arsenic poisoning. Thus, if we are to take the cause as one event and the effect as another, both must be shortened indefinitely. The result is that we merely have, as the embodiment of our causal law, a certain direction of change at each moment. Hence we are brought to differential equations as embodying causal laws. A physical law does not say "A will be followed by B," but tells us what acceleration a particle will have under given circumstances, i.e. it tells us how the particle's motion is changing at each moment, not where the particle will be at some future moment.

* The theory of quanta suggests that the continuity is only apparent. If so, we shall be able theoretically to reach events which are not processes. But in what is directly observable there is still apparent continuity, which justifies the above remarks for the prevent.

Laws embodied in differential equations may possibly be exact, but cannot be known to be so. All that we can know empirically is approximate and liable to exceptions; the exact laws that are assumed in physics are known to be somewhere near the truth, but are not known to be true just as they stand. The laws that we actually know empirically have the form of the traditional causal laws, except that they are not to be regarded as universal or necessary. "Taking arsenic is followed by death" is a good empirical generalization; it may have exceptions, but they will be rare. As against the professedly exact laws of physics, such empirical generalizations have the advantage that they deal with observable phenomena. We cannot observe infinitesimals, whether in time or space; we do not even know whether time and space are infinitely divisible. Therefore rough empirical generalizations have a definite place in science, in spite of not being exact of universal. They are the data for more exact laws, and the grounds for believing that they are USUALLY true are stronger than the grounds for believing that the more exact laws are ALWAYS true.

Science starts, therefore, from generalizations of the form, "A is usually followed by B." This is the nearest approach that can be made to a causal law of the traditional sort. It may happen in any particular instance that A is ALWAYS followed by B, but we cannot know this, since we cannot foresee all the perfectly possible circumstances that might make the sequence fail, or know that none of them will actually occur. If, however, we know of a very large number of cases in which A is followed by B, and few or none in which the sequence fails, we shall in PRACTICE be justified in saying "A causes B," provided we do not attach to the notion of cause any of the metaphysical superstitions that have gathered about the word.

There is another point, besides lack of universality and necessity, which it is important to realize as regards causes in the above sense, and that is the lack of uniqueness. It is generally assumed that, given any event, there is some one phenomenon which is THE cause of the event in question. This seems to be a mere mistake. Cause, in the only sense in which it can be practically applied, means "nearly invariable antecedent." We cannot in practice obtain an antecedent which is QUITE invariable, for this would require us to take account of the whole universe, since something not taken account of may prevent the expected effect. We cannot distinguish, among nearly invariable antecedents, one as THE cause, and the others as merely its concomitants: the attempt to do this depends upon a notion of cause which is derived from will, and will (as we shall see later) is not at all the sort of thing that it is generally supposed to be, nor is there any reason to think that in the physical world there is anything even remotely analogous to what will is supposed to be. If we could find one antecedent, and only one, that was QUITE invariable, we could call that one THE cause without introducing any notion derived from mistaken ideas about will. But in fact we cannot find any antecedent that we know to be quite invariable, and we can find many that are nearly so. For example, men leave a factory for dinner when the hooter sounds at twelve o'clock. You may say the hooter is THE cause of their leaving. But innumerable other hooters in other factories, which also always sound at twelve o'clock, have just as good a right to be called the cause. Thus every event has many nearly invariable antecedents, and therefore many antecedents which may be called its cause.

The laws of traditional physics, in the form in which they deal with movements of matter or electricity, have an apparent simplicity which somewhat conceals the empirical character of what they assert. A piece of matter, as it is known empirically, is not a single existing thing, but a system of existing things. When several people simultaneously see the same table, they all see something different; therefore "the" table, which they are supposed all to see, must be either a hypothesis or a construction. "The" table is to be neutral as between different observers: it does not favour the aspect seen by one man at the expense of that seen by another. It was natural, though to my mind mistaken, to regard the "real" table as the common cause of all the appearances which the table presents (as we say) to different observers. But why should we suppose that there is some one common cause of all these appearances? As we have just seen, the notion of "cause" is not so reliable as to allow us to infer the existence of something that, by its very nature, can never be observed.

Instead of looking for an impartial source, we can secure neutrality by the equal representation of all parties. Instead of supposing that there is some unknown cause, the "real" table, behind the different sensations of those who are said to be looking at the table, we may take the whole set of these sensations (together possibly with certain other particulars) as actually BEING the table. That is to say, the table which is neutral as between different observers (actual and possible) is the set of all those particulars which would naturally be called "aspects" of the table from different points of view. (This is a first approximation, modified later.)

It may be said: If there is no single existent which is the source of all these "aspects," how are they collected together? The answer is simple: Just as they would be if there were such a single existent. The supposed "real" table underlying its appearances is, in any case, not itself perceived, but inferred, and the question whether such-and-such a particular is an "aspect" of this table is only to be settled by the connection of the particular in question with the one or more particulars by which the table is defined. That is to say, even if we assume a "real" table, the particulars which are its aspects have to be collected together by their relations to each other, not to it, since it is merely inferred from them. We have only, therefore, to notice how they are collected together, and we can then keep the collection without assuming any "real" table as distinct from the collection. When different people see what they call the same table, they see things which are not exactly the same, owing to difference of point of view, but which are sufficiently alike to be described in the same words, so long as no great accuracy or minuteness is sought. These closely similar particulars are collected together by their similarity primarily and, more correctly, by the fact that they are related to each other approximately according to the laws of perspective and of reflection and diffraction of light. I suggest, as a first approximation, that these particulars, together with such correlated others as are unperceived, jointly ARE the table; and that a similar definition applies to all physical objects.*

*See "Our Knowledge of the External World" (Allen & Unwin), chaps. iii and iv.

In order to eliminate the reference to our perceptions, which introduces an irrelevant psychological suggestion, I will take a different illustration, namely, stellar photography. A photographic plate exposed on a clear night reproduces the appearance of the portion of the sky concerned, with more or fewer stars according to the power of the telescope that is being used. Each separate star which is photographed produces its separate effect on the plate, just as it would upon ourselves if we were looking at the sky. If we assume, as science normally does, the continuity of physical processes, we are forced to conclude that, at the place where the plate is, and at all places between it and a star which it photographs, SOMETHING is happening which is specially connected with that star. In the days when the aether was less in doubt, we should have said that what was happening was a certain kind of transverse vibration in the aether. But it is not necessary or desirable to be so explicit: all that we need say is that SOMETHING happens which is specially connected with the star in question. It must be something specially connected with that star, since that star produces its own special effect upon the plate. Whatever it is must be the end of a process which starts from the star and radiates outwards, partly on general grounds of continuity, partly to account for the fact that light is transmitted with a certain definite velocity. We thus arrive at the conclusion that, if a certain star is visible at a certain place, or could be photographed by a sufficiently sensitive plate at that place, something is happening there which is specially connected with that star. Therefore in every place at all times a vast multitude of things must be happening, namely, at least one for every physical object which can be seen or photographed from that place. We can classify such happenings on either of two principles:

(1) We can collect together all the happenings in one place, as is done by photography so far as light is concerned;

(2) We can collect together all the happenings, in different places, which are connected in the way that common sense regards as being due to their emanating from one object.

Thus, to return to the stars, we can collect together either—

(1) All the appearances of different stars in a given place, or,

(2) All the appearances of a given star in different places.

But when I speak of "appearances," I do so only for brevity: I do not mean anything that must "appear" to somebody, but only that happening, whatever it may be, which is connected, at the place in question, with a given physical object—according to the old orthodox theory, it would be a transverse vibration in the aether. Like the different appearances of the table to a number of simultaneous observers, the different particulars that belong to one physical object are to be collected together by continuity and inherent laws of correlation, not by their supposed causal connection with an unknown assumed existent called a piece of matter, which would be a mere unnecessary metaphysical thing in itself. A piece of matter, according to the definition that I propose, is, as a first approximation,* the collection of all those correlated particulars which would normally be regarded as its appearances or effects in different places. Some further elaborations are desirable, but we can ignore them for the present. I shall return to them at the end of this lecture.

*The exact definition of a piece of matter as a construction will be given later.

According to the view that I am suggesting, a physical object or piece of matter is the collection of all those correlated particulars which would be regarded by common sense as its effects or appearances in different places. On the other hand, all the happenings in a given place represent what common sense would regard as the appearances of a number of different objects as viewed from that place. All the happenings in one place may be regarded as the view of the world from that place. I shall call the view of the world from a given place a "perspective." A photograph represents a perspective. On the other hand, if photographs of the stars were taken in all points throughout space, and in all such photographs a certain star, say Sirius, were picked out whenever it appeared, all the different appearances of Sirius, taken together, would represent Sirius. For the understanding of the difference between psychology and physics it is vital to understand these two ways of classifying particulars, namely:

(1) According to the place where they occur;

(2) According to the system of correlated particulars in different places to which they belong, such system being defined as a physical object.

Given a system of particulars which is a physical object, I shall define that one of the system which is in a given place (if any) as the "appearance of that object in that place."

When the appearance of an object in a given place changes, it is found that one or other of two things occurs. The two possibilities may be illustrated by an example. You are in a room with a man, whom you see: you may cease to see him either by shutting your eyes or by his going out of the room. In the first case, his appearance to other people remains unchanged; in the second, his appearance changes from all places. In the first case, you say that it is not he who has changed, but your eyes; in the second, you say that he has changed. Generalizing, we distinguish—

(1) Cases in which only certain appearances of the object change, while others, and especially appearances from places very near to the object, do not change;

(2) Cases where all, or almost all, the appearances of the object undergo a connected change.

In the first case, the change is attributed to the medium between the object and the place; in the second, it is attributed to the object itself.*

* The application of this distinction to motion raises complications due to relativity, but we may ignore these for our present purposes.

It is the frequency of the latter kind of change, and the comparatively simple nature of the laws governing the simultaneous alterations of appearances in such cases, that have made it possible to treat a physical object as one thing, and to overlook the fact that it is a system of particulars. When a number of people at a theatre watch an actor, the changes in their several perspectives are so similar and so closely correlated that all are popularly regarded as identical with each other and with the changes of the actor himself. So long as all the changes in the appearances of a body are thus correlated there is no pressing prima facie need to break up the system of appearances, or to realize that the body in question is not really one thing but a set of correlated particulars. It is especially and primarily such changes that physics deals with, i.e. it deals primarily with processes in which the unity of a physical object need not be broken up because all its appearances change simultaneously according to the same law—or, if not all, at any rate all from places sufficiently near to the object, with in creasing accuracy as we approach the object.

The changes in appearances of an object which are due to changes in the intervening medium will not affect, or will affect only very slightly, the appearances from places close to the object. If the appearances from sufficiently neighbouring places are either wholly un changed, or changed to a diminishing extent which has zero for its limit, it is usually found that the changes can be accounted for by changes in objects which are between the object in question and the places from which its appearance has changed appreciably. Thus physics is able to reduce the laws of most changes with which it deals to changes in physical objects, and to state most of its fundamental laws in terms of matter. It is only in those cases in which the unity of the system of appearances constituting a piece of matter has to be broken up, that the statement of what is happening cannot be made exclusively in terms of matter. The whole of psychology, we shall find, is included among such cases; hence their importance for our purposes.

We can now begin to understand one of the fundamental differences between physics and psychology. Physics treats as a unit the whole system of appearances of a piece of matter, whereas psychology is interested in certain of these appearances themselves. Confining ourselves for the moment to the psychology of perceptions, we observe that perceptions are certain of the appearances of physical objects. From the point of view that we have been hitherto adopting, we might define them as the appearances of objects at places from which sense-organs and the suitable parts of the nervous system form part of the intervening medium. Just as a photographic plate receives a different impression of a cluster of stars when a telescope is part of the intervening medium, so a brain receives a different impression when an eye and an optic nerve are part of the intervening medium. An impression due to this sort of intervening medium is called a perception, and is interesting to psychology on its own account, not merely as one of the set of correlated particulars which is the physical object of which (as we say) we are having a perception.

We spoke earlier of two ways of classifying particulars. One way collects together the appearances commonly regarded as a given object from different places; this is, broadly speaking, the way of physics, leading to the construction of physical objects as sets of such appearances. The other way collects together the appearances of different objects from a given place, the result being what we call a perspective. In the particular case where the place concerned is a human brain, the perspective belonging to the place consists of all the perceptions of a certain man at a given time. Thus classification by perspectives is relevant to psychology, and is essential in defining what we mean by one mind.

I do not wish to suggest that the way in which I have been defining perceptions is the only possible way, or even the best way. It is the way that arose naturally out of our present topic. But when we approach psychology from a more introspective standpoint, we have to distinguish sensations and perceptions, if possible, from other mental occurrences, if any. We have also to consider the psychological effects of sensations, as opposed to their physical causes and correlates. These problems are quite distinct from those with which we have been concerned in the present lecture, and I shall not deal with them until a later stage.

It is clear that psychology is concerned essentially with actual particulars, not merely with systems of particulars. In this it differs from physics, which, broadly speaking, is concerned with the cases in which all the particulars which make up one physical object can be treated as a single causal unit, or rather the particulars which are sufficiently near to the object of which they are appearances can be so treated. The laws which physics seeks can, broadly speaking, be stated by treating such systems of particulars as causal units. The laws which psychology seeks cannot be so stated, since the particulars themselves are what interests the psychologist. This is one of the fundamental differences between physics and psychology; and to make it clear has been the main purpose of this lecture.

I will conclude with an attempt to give a more precise definition of a piece of matter. The appearances of a piece of matter from different places change partly according to intrinsic laws (the laws of perspective, in the case of visual shape), partly according to the nature of the intervening medium—fog, blue spectacles, telescopes, microscopes, sense-organs, etc. As we approach nearer to the object, the effect of the intervening medium grows less. In a generalized sense, all the intrinsic laws of change of appearance may be called "laws of perspective." Given any appearance of an object, we can construct hypothetically a certain system of appearances to which the appearance in question would belong if the laws of perspective alone were concerned. If we construct this hypothetical system for each appearance of the object in turn, the system corresponding to a given appearance x will be independent of any distortion due to the medium beyond x, and will only embody such distortion as is due to the medium between x and the object. Thus, as the appearance by which our hypothetical system is defined is moved nearer and nearer to the object, the hypothetical system of appearances defined by its means embodies less and less of the effect of the medium. The different sets of appearances resulting from moving x nearer and nearer to the object will approach to a limiting set, and this limiting set will be that system of appearances which the object would present if the laws of perspective alone were operative and the medium exercised no distorting effect. This limiting set of appearances may be defined, for purposes of physics, as the piece of matter concerned.



LECTURE VI. INTROSPECTION

One of the main purposes of these lectures is to give grounds for the belief that the distinction between mind and matter is not so fundamental as is commonly supposed. In the preceding lecture I dealt in outline with the physical side of this problem. I attempted to show that what we call a material object is not itself a substance, but is a system of particulars analogous in their nature to sensations, and in fact often including actual sensations among their number. In this way the stuff of which physical objects are composed is brought into relation with the stuff of which part, at least, of our mental life is composed.

There is, however, a converse task which is equally necessary for our thesis, and that is, to show that the stuff of our mental life is devoid of many qualities which it is commonly supposed to have, and is not possessed of any attributes which make it incapable of forming part of the world of matter. In the present lecture I shall begin the arguments for this view.

Corresponding to the supposed duality of matter and mind, there are, in orthodox psychology, two ways of knowing what exists. One of these, the way of sensation and external perception, is supposed to furnish data for our knowledge of matter, the other, called "introspection," is supposed to furnish data for knowledge of our mental processes. To common sense, this distinction seems clear and easy. When you see a friend coming along the street, you acquire knowledge of an external, physical fact; when you realize that you are glad to meet him, you acquire knowledge of a mental fact. Your dreams and memories and thoughts, of which you are often conscious, are mental facts, and the process by which you become aware of them SEEMS to be different from sensation. Kant calls it the "inner sense"; sometimes it is spoken of as "consciousness of self"; but its commonest name in modern English psychology is "introspection." It is this supposed method of acquiring knowledge of our mental processes that I wish to analyse and examine in this lecture.

I will state at the outset the view which I shall aim at establishing. I believe that the stuff of our mental life, as opposed to its relations and structure, consists wholly of sensations and images. Sensations are connected with matter in the way that I tried to explain in Lecture V, i.e. each is a member of a system which is a certain physical object. Images, though they USUALLY have certain characteristics, especially lack of vividness, that distinguish them from sensations, are not INVARIABLY so distinguished, and cannot therefore be defined by these characteristics. Images, as opposed to sensations, can only be defined by their different causation: they are caused by association with a sensation, not by a stimulus external to the nervous system—or perhaps one should say external to the brain, where the higher animals are concerned. The occurrence of a sensation or image does not in itself constitute knowledge but any sensation or image may come to be known if the conditions are suitable. When a sensation—like the hearing of a clap of thunder—is normally correlated with closely similar sensations in our neighbours, we regard it as giving knowledge of the external world, since we regard the whole set of similar sensations as due to a common external cause. But images and bodily sensations are not so correlated. Bodily sensations can be brought into a correlation by physiology, and thus take their place ultimately among sources of knowledge of the physical world. But images cannot be made to fit in with the simultaneous sensations and images of others. Apart from their hypothetical causes in the brain, they have a causal connection with physical objects, through the fact that they are copies of past sensations; but the physical objects with which they are thus connected are in the past, not in the present. These images remain private in a sense in which sensations are not. A sensation SEEMS to give us knowledge of a present physical object, while an image does not, except when it amounts to a hallucination, and in this case the seeming is deceptive. Thus the whole context of the two occurrences is different. But in themselves they do not differ profoundly, and there is no reason to invoke two different ways of knowing for the one and for the other. Consequently introspection as a separate kind of knowledge disappears.

The criticism of introspection has been in the main the work of American psychologists. I will begin by summarizing an article which seems to me to afford a good specimen of their arguments, namely, "The Case against Introspection," by Knight Dunlap ("Psychological Review," vol xix, No. 5, pp. 404-413, September, 1912). After a few historical quotations, he comes to two modern defenders of introspection, Stout and James. He quotes from Stout such statements as the following: "Psychical states as such become objects only when we attend to them in an introspective way. Otherwise they are not themselves objects, but only constituents of the process by which objects are recognized" ("Manual," 2nd edition, p. 134. The word "recognized" in Dunlap's quotation should be "cognized.") "The object itself can never be identified with the present modification of the individual's consciousness by which it is cognized" (ib. p. 60). This is to be true even when we are thinking about modifications of our own consciousness; such modifications are to be always at least partially distinct from the conscious experience in which we think of them.

At this point I wish to interrupt the account of Knight Dunlap's article in order to make some observations on my own account with reference to the above quotations from Stout. In the first place, the conception of "psychical states" seems to me one which demands analysis of a somewhat destructive character. This analysis I shall give in later lectures as regards cognition; I have already given it as regards desire. In the second place, the conception of "objects" depends upon a certain view as to cognition which I believe to be wholly mistaken, namely, the view which I discussed in my first lecture in connection with Brentano. In this view a single cognitive occurrence contains both content and object, the content being essentially mental, while the object is physical except in introspection and abstract thought. I have already criticized this view, and will not dwell upon it now, beyond saying that "the process by which objects are cognized" appears to be a very slippery phrase. When we "see a table," as common sense would say, the table as a physical object is not the "object" (in the psychological sense) of our perception. Our perception is made up of sensations, images and beliefs, but the supposed "object" is something inferential, externally related, not logically bound up with what is occurring in us. This question of the nature of the object also affects the view we take of self-consciousness. Obviously, a "conscious experience" is different from a physical object; therefore it is natural to assume that a thought or perception whose object is a conscious experience must be different from a thought or perception whose object is a physical object. But if the relation to the object is inferential and external, as I maintain, the difference between two thoughts may bear very little relation to the difference between their objects. And to speak of "the present modification of the individual's consciousness by which an object is cognized" is to suggest that the cognition of objects is a far more direct process, far more intimately bound up with the objects, than I believe it to be. All these points will be amplified when we come to the analysis of knowledge, but it is necessary briefly to state them now in order to suggest the atmosphere in which our analysis of "introspection" is to be carried on.

Another point in which Stout's remarks seem to me to suggest what I regard as mistakes is his use of "consciousness." There is a view which is prevalent among psychologists, to the effect that one can speak of "a conscious experience" in a curious dual sense, meaning, on the one hand, an experience which is conscious of something, and, on the other hand, an experience which has some intrinsic nature characteristic of what is called "consciousness." That is to say, a "conscious experience" is characterized on the one hand by relation to its object and on the other hand by being composed of a certain peculiar stuff, the stuff of "consciousness." And in many authors there is yet a third confusion: a "conscious experience," in this third sense, is an experience of which we are conscious. All these, it seems to me, need to be clearly separated. To say that one occurrence is "conscious" of another is, to my mind, to assert an external and rather remote relation between them. I might illustrate it by the relation of uncle and nephew a man becomes an uncle through no effort of his own, merely through an occurrence elsewhere. Similarly, when you are said to be "conscious" of a table, the question whether this is really the case cannot be decided by examining only your state of mind: it is necessary also to ascertain whether your sensation is having those correlates which past experience causes you to assume, or whether the table happens, in this case, to be a mirage. And, as I explained in my first lecture, I do not believe that there is any "stuff" of consciousness, so that there is no intrinsic character by which a "conscious" experience could be distinguished from any other.

After these preliminaries, we can return to Knight Dunlap's article. His criticism of Stout turns on the difficulty of giving any empirical meaning to such notions as the "mind" or the "subject"; he quotes from Stout the sentence: "The most important drawback is that the mind, in watching its own workings, must necessarily have its attention divided between two objects," and he concludes: "Without question, Stout is bringing in here illicitly the concept of a single observer, and his introspection does not provide for the observation of this observer; for the process observed and the observer are distinct" (p. 407). The objections to any theory which brings in the single observer were considered in Lecture I, and were acknowledged to be cogent. In so far, therefore, as Stout's theory of introspection rests upon this assumption, we are compelled to reject it. But it is perfectly possible to believe in introspection without supposing that there is a single observer.

William James's theory of introspection, which Dunlap next examines, does not assume a single observer. It changed after the publication of his "Psychology," in consequence of his abandoning the dualism of thought and things. Dunlap summarizes his theory as follows:

"The essential points in James's scheme of consciousness are SUBJECT, OBJECT, and a KNOWING of the object by the subject. The difference between James's scheme and other schemes involving the same terms is that James considers subject and object to be the same thing, but at different times In order to satisfy this requirement James supposes a realm of existence which he at first called 'states of consciousness' or 'thoughts,' and later, 'pure experience,' the latter term including both the 'thoughts' and the 'knowing.' This scheme, with all its magnificent artificiality, James held on to until the end, simply dropping the term consciousness and the dualism between the thought and an external reality"(p. 409).

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