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Sociology and Modern Social Problems
by Charles A. Ellwood
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The Function of the Family in Social Progress.—While the conservative function of the family is very obvious, its function in furthering social progress is perhaps not so obvious. Nevertheless, this is one of the greatest functions of the family life, because the family is the chief or almost sole generator of altruism in human society, and it is upon altruism that society depends for every upward advance in coperation. It is in the family that children learn to love and obey, to be of service, and to respect one another's rights. The amount of altruism in a given group has a very close relation to the quality of its family life. If the family fails to teach the spirit of service and self-sacrifice to its members, it is hardly probable that they will get very much of that spirit from society at large. The ideal of a human brotherhood has no meaning unless family affection gives it meaning. If the family is the chief generator of altruism in human society and if society depends upon altruism for each forward step in moral progress, then the family is the chief source of social progress.

What we have said is a brief presentation of the claims of the family in modern society to count not only as the primary but also as the most important human institution. The family, it is evident, is charged by society with the most important task, not only of producing the new individuals in society, but of training each individual as he comes on the stage of life, adjusting him to society in all of its aspects, such as industry, government, and religion. If the family fails to perform these important functions the chances are that unsocialized individuals will take important places in society, and this means ultimately social anarchy.

The Family Life may be regarded as a School for Socializing the Individual. We need not trace in detail how the family does this for the child. It is evident that the rudiments of morality, of government, of religion, and even of industry and knowledge, must be learned by the child in the family group. If the child fails, for example, to learn morality, to get moral standards and ideals from his family life, he stands but poor chance of getting them later in society. Again, if the child fails to learn what law is and to get proper ideals of the relation of the citizen to the state in his family life, there are good prospects of his being numbered among the lawless elements of society later. In the family, we repeat, the child first experiences all the essential relations of society, learns the meaning of authority, obedience, loyalty, and all the human virtues. Moreover, the family life furnishes the moral and religious concepts which human society has set before it as its goal. The ideal of human brotherhood, for example, is manifestly derived from the family life; so also the religious idea of the Divine Fatherhood. If a nation's family life fails to illustrate these concepts, it is safe to say that they will not have great influence in society generally. The nation whose family life decays, therefore, rots at the core, dries up the springs of all social and civic virtues.

The Family and Industry.—From what has been said in general terms it is evident that the family has a very important relation to the industrial activities of society, and industry a very important bearing upon the family. Primitively all industry centered in the family. Modern industry, as has been well said, is but an enormous expansion of primitive housekeeping; that is, the preparation of food and clothing and shelter by the primitive family group for its own existence is the germ out of which all modern industry has developed. The very word economics means the science or the art of the household.

In primitive communities and in newly settled districts the family often carries on all essential industrial activities. It produces all the raw material, manufactures the finished products, and consumes the same. But with the growth of complex societies there has come a great industrial division of labor, and the family has delegated industrial activity after activity to some other institution until at the present time the modern family performs scarcely any industrial activities, except the preparation of food for immediate consumption. Even this, however, in modern cities seems about to be delegated to some other institution.

All that need be said at present about the delegation of the industrial activities of the family to other industrial institutions is that the movement is not one which need cause any anxiety so long as it does not interfere with the essential function of the family, namely, the birth and rearing of children. Even though children can no longer learn the rudiments of industry in their home life, still it is possible through manual and industrial training in our public schools to teach all children this. And the removal of industries from the home, even such essential industries as the preparation of food, is to be regarded as a boon if it gives more time to the parents, especially to the mother, for the proper care and bringing up of their children.

But the removal of industries from the family group has not always had the beneficent effect of simply giving more time to the parents for the proper care of their children. On the contrary, the removal of these industries has often been followed by the removal of the parents themselves from the home and the practical disintegration of the family. This has been particularly the case where married women have gone into factories. Under such circumstances children have often been neglected, allowed to grow up on the streets, and to grow up as unsocialized individuals in general. It would seem that the labor of married women outside of the home should be forbidden by the state, except in certain instances, with a view to assuring to the state itself a better citizenship. The labor of children in factories and other industrial institutions has sprung very largely from the same general causes. While child labor may have the merit of giving the child some industrial training, still it has been shown that it dwarfs the child in body and mind, produces a one-sided development, fails to prepare for citizenship in the higher sense, and so must be regarded as altogether an evil. Even the labor of the young unmarried women in factories and shops, when they should be preparing for the duties of wifehood and motherhood, is to some extent an evil in society, though not by any means of the same proportions as the labor of married women.

The Subordination of Industry to the Family Life is necessary, therefore, from a social point of view. Industry, as we have seen, was primitively an adjunct of the family life, and all modern industry, if rightfully developed, should be but an adjunct to the family life. Industrial considerations must be, therefore, subordinate to domestic considerations, that is, to considerations of the welfare of parents and their children in the family group. One trouble with modern society is that industry has come to dominate as an independent interest that oftentimes does not recognize its reasonable and socially necessary subordination to the higher interests of society. There can be no sane and stable family life until we are willing to subordinate the requirements of industry, that is, of wealth-getting, to the requirements of the family for the good birth and proper rearing of children.

SELECT REFERENCES

For brief reading:

HENDERSON, Social Elements, Chap. IV. DEWEY AND TUFTS, Ethics, Chap. XXVI. ADLER, Marriage and Divorce, Lecture I.

For more extended reading:

BOSANQUET, The Family. SALEEBY, Parenthood and Race Culture.



CHAPTER IV

THE ORIGIN OF THE FAMILY

We must understand the biological roots of the family before we can understand the family as an institution, and especially before we can understand its origin. Let us note, then, briefly the chief biological facts connected with the family life.

The Biological Foundations of the Family.—(1)The Family rests upon the Great Biological Fact of Sex. While sex does not characterize all animal forms, still it does characterize all except the simplest forms of animal life. These simplest forms multiply or reproduce by fission, but such asexual reproduction is almost entirely confined to the unicellular forms of life. It may be inferred, therefore, that the higher animal types could not have been evolved without sexual reproduction, and something of the meaning or significance of sex in the whole life process will, therefore, be helpful in understanding all of the higher forms of evolution. Biologists tell us that the meaning or purpose of sexual reproduction is to bring about greater organic variation. Now variation, as we have seen, is the raw material upon which natural selection acts to create the higher types. The immense superiority of sexual reproduction over asexual reproduction is due to the fact that it multiplies so greatly the elements of heredity in each new organism, for under sexual reproduction every new organism has two parents, four grandparents, and so on, each of which perhaps contributes something to its heredity. The biological meaning of sex, then, is that it is a device of nature to bring about organic variation. From the point of view of the social life we may note also that sex adds greatly to its variety, enriching it with numerous fruitful variations which undoubtedly further social evolution. The bareness and monotony of a social life without sex can readily be imagined.

While the differences between the sexes have been mainly elaborated through the differences of reproductive function, yet these differences have come to be fundamental to the whole nature of the organism. In the higher animals, therefore, the sexes differ profoundly in many ways from each other. Biologists tell us that the chief difference between the male and female organism is a difference in metabolism, that is, in the rapidity of organic change which goes on within the body. In the male metabolism is much more rapid than in the female; hence the male organism is said to be more katabolic. In the female the rapidity of organic change is less; hence the female is said to be more anabolic. Put in more familiar terms, the male tends to expend energy, is more active, hence also stronger; the female tends more to store up energy, is more passive, conservative, and weaker. These fundamental differences between the sexes express themselves in many ways in the social life. The differences between man and woman, therefore, are not to be thought of as due simply to social customs and usages, the different social environment of the two sexes, but are even more due to a radical and fundamental difference in their whole nature. The belief that the two sexes would become like each other in character if given the same environment is, therefore, erroneous. That these differences are original, or inborn, and not acquired, may be readily seen by observing children of different sex. Even from their earliest years boys are more active, restless, energetic, destructive, untidy, and disobedient, while little girls are quieter, less restless, less destructive, neater, more orderly, and more obedient. These different innate qualities fit the sexes naturally for different functions in human society, and there is, therefore, a natural division of labor between them from the first. Indeed, the division of labor between the two sexes may be said to be the fundamental division of labor in human society.

The causes which produce sex in the individual are not known to any extent and are probably beyond the control of man. In each species the relative number of the two sexes is fixed by nature, probably through some obscure working of natural selection, and in practically all of the higher species of animals, man included, the number of the two sexes is relatively equal. In human society much depends upon this relative numerical equality of the two sexes. Hence it can be readily seen that it is fortunate that man does not know how to control the sex of offspring, for if he did the numerical equality of the two sexes might be disturbed and serious social results would follow.

(2) The Influence of Parental Care. Sex alone could never have produced the family in the sense of a relatively permanent group of parents and offspring. We do not begin to find the family until we get to those higher types where we find some parental care. In the lowest types the relation between the sexes is momentary and the survival of offspring is secured simply through the production of enormous numbers. Thus the sturgeon, a low type of fish, produces between one and two million of eggs at a single spawning, from which it is estimated that not more than a dozen individuals survive till maturity is reached. Thus sexual reproduction of itself necessitates no parental care and in itself could give rise in no way to the family; but quite low in the scale of life we begin to find some parental care as a device to protect immature offspring and secure their survival without the expenditure of such an enormous amount of energy in mere physiological reproduction. Even among the fishes we find some that watch over the eggs after they are spawned and care for their young by leading them to suitable feeding grounds. In such cases a much smaller number of young need to be produced in order that a few may survive until maturity is reached. In the mammals the mother, obviously, must care for the young for some time, since mammals are animals that suckle their young. But this care of the young by a single parent only foreshadows the family as we understand it. Among the mammals it is not until we reach the higher types that we find care of offspring by both parents,—a practice, however, which is common among the birds. It is evident that as soon as both parents are concerned in the care of the offspring they have a much better chance of survival. Hence, natural selection favors the growth of this type of group life and develops powerful instincts to keep male and female together till after the birth and rearing of offspring. Such we find to be the condition among many of the higher mammals, such as some of the carnivora, and especially among the monkeys and apes and man.

If it is allowable at this point to generalize from the facts given, it must be said that the family life is essentially a device of nature for the preservation of offspring through a more or less prolonged infancy. The family group and the instincts upon which it rests were undoubtedly, therefore, instituted by natural selection. Summing up, we may say, then, the animal family group owes its existence, first, to the production of child or immature forms that need more or less prolonged care; secondly, to the prolongation of this period of immaturity in the higher animals, and especially in man; thirdly, to the development, parallel with these two causes, of parental instincts which keep male and female together for the care of the offspring. It is evident, then, that the family life rests, not upon sex attraction, but upon the fact of the child and the corresponding psychological fact of parental instinct. The family, then, has been created by the very conditions of life itself and is not a man-made institution.

The Origin of the Family in the Human Species.—Two great theories of the origin of the family in the human species have in the past been more or less accepted, and these we must now examine and criticize. First, the traditional theory that the human family life was from the beginning a pure monogamy. Secondly, the so-called evolutionary theory that the human family life arose from confused if not promiscuous sex relations. The first of these theories, favored both by the Bible and Aristotle, held undisputed sway down to the middle of the nineteenth century. Then, after the publication of Darwin's Origin of Species in 1859, certain social theorists began to put forward the second theory in the name of evolution. In order that we may see precisely what the origin of the human family life was, and its primitive form, we must now proceed to criticize these two theories, especially the last, which is known as the hypothesis of a primitive state of promiscuity.

The Habits of the Higher Animals. We have already spoken of the origin of the family group in the animal world generally, but it must be admitted that there are some difficulties in arguing directly from the lower animals to man. Man is so separated from the lower animals through having passed through many higher stages of an independent evolution that in many respects his life is peculiar to itself. This is true especially of his family life. If we survey the whole range of animal life and then the whole range of human life, we find that there are but two or three striking similarities between the family life of man and that of the brutes, but a great many striking dissimilarities. The similarities may be summed up by saying that man exhibits in common with all the animals the phenomena of courtship, that is, of the male seeking to win the female, also the phenomenon of male jealousy, and we may perhaps add an instinctive aversion to crossing with the other species. These characteristics of his family life man shares with the brutes below him. There are, however, many things peculiar to the human family life that are found in no animal species below man. The most striking of these differences may be mentioned. (1) Man has no pairing season, as practically all other animals have. (2) The number of young born in the human species is on the whole much smaller than in any other animal species. (3) The dependence of offspring upon parents is far longer in the human species than in any other species. (4) Man has an antipathy to incest or close inbreeding which seems to be instinctive. This is not found clearly in any animal species below man. (5) There is a tendency among human beings to artificial adornment during the period of courtship, but not to natural ornament to any extent, as among many animal species. (6) The indorsement of society is almost invariably sought, both among uncivilized and civilized peoples, before the establishment of a new family—usually through the forms of a religious marriage ceremony. (7) Chastity in women, especially married women, is universally insisted upon, both among uncivilized and civilized peoples, as the basis of human family life. (8) There is a feeling of modesty or of shame as regards matters of sex among the human beings. (9) In humanity we find, besides animal lust, spiritual affection, or love, as a bond of union between the two sexes.

None of these peculiarities of human family life are found in the family life of any animal species below man. It might seem, therefore, that man's family life must be regarded as a special creation unconnected with the family life of the brutes below him. But this view is hardly probable, rather is impossible from the standpoint of evolution. We must say that these peculiarities of human family life are to be explained through the fact that man has passed through many more stages of evolution, particularly of intellectual evolution, than any of the animals below him. If we examine these peculiarities of man's family life carefully, we will see that they all can be explained through natural selection and man's higher intellectual development. That man has no pairing season, has fewer offspring born, and a longer period of dependence of the offspring upon parents, and the like, is directly to be explained through natural selection; while seeking the indorsement of society before forming a new family, sexual modesty, tendencies to artificial adornment, and the like, are to be explained through man's self-consciousness and higher intellectual development, also through the fuller development of his social instincts. The gap between the human family life and brute family life is, therefore, not an unbridgeable one.

That this is so, we see most clearly when we consider the family life of the anthropoid or manlike apes—man's nearest cousins in the animal world. All of these apes, of which the chief representatives are the gorilla, orangutan, and the chimpanzee, live in relatively permanent family groups, usually monogamous. These family groups are quite human in many of their characteristics, such as the care which the male parent gives to the mother and her offspring, and the seeming affection which exists between all members of the group. Such a group of parents and offspring among the higher apes is, moreover, a relatively permanent affair, children of different ages being frequently found along with their parents in such groups. So far as the evidence of animals next to man, therefore, goes, there is no reason for supposing that the human family life sprang from confused or promiscuous sex relations in which no permanent union between male and female parent existed. On the contrary, there is every reason to believe, as Westermarck says, that human family life is an inheritance from man's apelike progenitor.

The Evidence from the Lower Human Races.—The evidence afforded by the lowest peoples in point of culture even more clearly, if anything, refutes the hypothesis of a primitive state of promiscuity. The habits or customs of the lowest peoples were not well known previous to the nineteenth century. Therefore it was possible for such a theory as the patriarchal theory of the primitive family to remain generally accepted, as we have already said, down to the middle of the nineteenth century. This was the theory that the oldest or most primitive type of human family life is that depicted in the opening pages of the Book of Genesis, namely, a family life in which the father or eldest male of the family group is the absolute ruler of the group and practically owner of all persons and property. The belief that this was the primitive type of the human family life was first attacked by a German-Swiss philologist by the name of Bachofen in a work entitled Das Mutterrecht (The Matriarchate), published in 1861, in which he argued that antecedent to the patriarchal period was a matriarchal period, in which women were dominant socially and politically, and in which relationships were traced through mothers only. Bachofen got his evidence for this theory from certain ancient legends, such as that of the Amazons, and other remains in Greek and Roman literature, which seemed to point to a period antecedent to the patriarchal.

In 1876 Mr. J.F. McLennan, a Scotch lawyer, put forth, independently, practically the same theory, basing it upon certain legal survivals which he found among many peoples. With Bachofen, he argued that this matriarchal period must have been characterized by promiscuous relations of the sexes. In 1877 Mr. Lewis H. Morgan, an American ethnologist and sociologist, put forth again, independently, practically the same theory, basing it upon an extensive study of the North American Indian tribes. Morgan had lived among the Iroquois Indians for years and had mastered their system of relationship, which previously had puzzled the whites. He found that they traced relationship through mothers only, and not at all along the male line. This method of reckoning relationship, moreover, he found also characterized practically all of the North American Indian tribes, and he argued that the only explanation of it was that originally sexual relations were of such an unstable or promiscuous character that they would not permit of tracing descent through fathers.

From these theories sociological writers put forth the conclusion that the primitive state was one of promiscuity, or, as Sir John Lubbock called it in his Origin of Civilization, one of "communism in women." Post, a German student of comparative jurisprudence, for example, summed up the theory by saying that "monogamous marriage originally emerged everywhere from pure communism in women, through the intermediate stages of limited communism in women, polyandry, and polygyny." Even Herbert Spencer in his Principles of Sociology, while he avoided accepting such an extreme theory, asserted that in the beginning sex relations were confused and unregulated, and that all forms of marriage—polyandry, polygyny, monogamy, and promiscuity— existed alongside of one another and that monogamy survived through its being the superior form.

Before giving a criticism in detail of this theory let us note whether the evidence from the lowest peoples confirms it. The lowest peoples in point of culture are not the North American Indians nor the African Negroes, but certain isolated groups that live almost in a state of nature, without any attempt to cultivate the soil or to control nature in other respects. Such are the Bushmen of South Africa, the Australian Aborigines, the Negritos of the Philippine Islands and of the Andaman Islands, the Veddahs of Ceylon, and the Fuegians of South America. Now all of these peoples, with a possible exception, practice monogamy and live in relatively stable family groups. Their monogamy, however, is not of the type which we find in patriarchal times or among civilized peoples, but is a simple pairing monogamy, husband and wife remaining together indefinitely if children are born, but if no children are born, separation may easily take place. Westermarck in his History of Human Marriage has reviewed at length all of the evidence from these lower peoples and shows undoubtedly that nothing approaching promiscuity existed among them. Promiscuity is apt to be found at a higher stage of social development, and is especially apt to be found among the nature peoples after the white man has visited them and demoralized their family life. But in all these cases the existence of promiscuity is manifestly something exceptional and abnormal. Perhaps civilized peoples such as the Romans of the decadence have more nearly approximated the condition of promiscuity than any savage people of which we have knowledge. At any rate, one must conclude that the lowest existing savages found in the nineteenth century had definite forms of family life, and that the type usually found was the simple pairing monogamy which we have just mentioned.

Objections to the Hypothesis of a Primitive State of Promiscuity.—We may now briefly sum up the main criticisms of this theory of a primitive state of promiscuity, not only as we may derive them from inductive study of the higher animals and the lower peoples, but also as we may deduce them from known psychological and biological facts or principles.

(1) In the first place, then, the animals next to man, namely, the anthropoid apes, do not show a condition of promiscuity.

(2) The evidence from the lower peoples does not show that such a condition exists or has ever existed among them.

(3) A third argument against this hypothesis may be gained from what we know of primitive economic conditions. Under the most primitive conditions, in which man had no mastery over nature, food supply was relatively scarce, and as a rule only very small groups of people could live together. The smallness of primitive groups, on account of the scarcity of food supply, would prevent anything like promiscuity on a large scale.

(4) A fourth argument of a deductive nature is that the jealousy of the male, which characterizes all higher animals and especially man, would prevent anything like the existence of sexual promiscuity. The tendency of man would have been to appropriate one or more women for himself and drive away all rivals. Long ago Darwin argued that this would prevent anything like the existence of a general state of promiscuity.

(5) A fifth argument against this theory may be got from the general biological fact that sexual promiscuity tends to pathological conditions unfavorable to fecundity, that is, fertility, or the birth of offspring. Physicians have long ago ascertained this fact, and the modern prostitute gives illustration of it by the fact that she has few or no children. Among the lower animal species, in which some degree of promiscuity obtains, moreover, powerful instincts keep the sexes apart except at the pairing season. Now, no such instincts exist in man. Promiscuity in man would, therefore, greatly lessen the birth rate, and any group that practiced it to any extent would soon be eliminated in competition with other groups that did not practice it.

(6) We have finally the general social fact that promiscuity would lead to the neglect of children. Promiscuity means that the male parent does not remain with the female parent to care for the offspring and, therefore, in the human species it would mean that the care of children would be thrown wholly upon the mother. This means that the children would have less chance of surviving. Not only would promiscuity lead to lessening the birth rate, but it would lead to a much higher mortality in children born. This is found to be a striking fact wherever we find any degree of promiscuity among any people. Hence, promiscuity would soon exterminate any people that practiced it extensively in competition with other peoples that did not practice it.

From all of these lines of argument, without going over the evidence in greater detail, it seems reasonable to conclude with Westermarck "that the hypothesis of a primitive state of promiscuity has no foundation in fact and is essentially unscientific." The facts put forth in support of the theory do not justify the conclusion, Westermarck says, that promiscuity has ever been a general practice among a single people and much less that it was the primitive state. Promiscuity is found, however, more or less in the form of sexual irregularities or immorality among all peoples; more often, however, among the civilized than among the uncivilized, but among no people has it ever existed unqualified by more enduring forms of sex relation. Moreover, because promiscuity breaks up the social bonds, throws the burden of the care of children wholly upon the mother, and lessens the birth rate, we are justified in concluding that promiscuity is essentially an antisocial practice. This agrees with the facts generally shown by criminology and sociology, that the elements practicing promiscuity to any great extent in modern societies are those most closely related with the degenerate and criminal elements. Those elements, in other words, in modern society that practice promiscuity are on the road to extinction, and if a people generally were to practice it there is no reason to believe that such a people would meet with any different fate.

The Earliest Form of the Family Life in the Human Species, therefore, is probably that of the simple pairing monogamous family found among many of the higher animals, especially the anthropoid apes, and also found among the lower peoples. This primitive monogamy, however, as we have already seen, was not accompanied by the social, legal, and religious elements that the historic monogamic family has largely rested upon. On the contrary, this primitive monogamy rested solely upon an instinctive basis, and, as we have seen, unless children were born it was apt to be relatively unstable. Permanency in family relations among primitive peoples depended largely upon the birth of children. Thus we find confirmed our conclusion drawn some time ago that family life rests primarily upon the parental instinct. That it still so rests is shown by the fact, as we shall see later, that divorce is many times more common among couples that have no children than among those that have children.

SOME GENERAL CONCLUSIONS, both of theoretical and practical bearing, may here be pointed out. We have seen that the biological processes of life have created the family, and that the family, as an institution, rests upon these biological conditions. Hence it is not too much to say, first, that the family is not a man-made institution; and, secondly, that it rests upon certain fundamental instincts of human nature. Now, both of these statements are also true to a certain extent as to human society in general. There is a sense in which social organization is not wholly man-made, and it is true that all human institutions rest to some extent upon human instincts. This is not saying, of course, that man has not modified and may not modify social organization and human institutions through his reason, but it is saying that the essential elements in human institutions and in the social order must correspond to the conditions of life generally and to the instincts which natural selection has implanted in the species. To attempt to reorganize human society or to reconstruct institutions regardless of the biological conditions of life, or regardless of human instincts, is to meet with certain failure.

A practical conclusion which may be drawn also is that those people who advocate sexual promiscuity in present society, or free love, as they please to style it, are advocating a condition which would result in the elimination of any group that practiced it. Promiscuity, or even great instability in the family life, as we have already seen, would lead to the undermining of everything upon which a higher civilization rests. The people in modern society who advocate such theories as free love, therefore, are more dangerous than the worst anarchist or the most revolutionary socialist. In other words, the modern attack upon the family is more of a menace to all that is worth while in human life than all attacks upon government and property, although it is not usually resented as such; and it is one of the most serious signs of the times that many intellectual people have indorsed such views. We must reemphasize, therefore, the fact that the family is the central institution of human society, that industry and the state must subordinate themselves to its interest. Neither the state nor industry has had much to do with the origin of the family, and neither the state nor industry may safely determine its forms independent of the biological requirements for human survival. Moreover, it is evident that human society from the beginning has in more or less instinctive, and also in more or less conscious, ways attempted to regulate the relations between the sexes with a view to controlling the reproductive process. While material civilization is mainly a control over the food process, moral civilization involves a control over the reproductive process, that is, over the birth and rearing of children; and such control over the reproductive process, which has certainly been one of the aims of all social organization in the past, whether of savage peoples or of civilized peoples, evidently precludes anything like the toleration of promiscuity or even of free love.

SELECT REFERENCES

For brief reading:

WESTERMARCK, History of Human Marriage, Chaps. I-VI. HOWARD, History of Matrimonial Institutions, Vol. I, Chaps. I-III HEINEMAN, Physical Basis of Civilization, Chaps. IV-VII.

For more extended reading:

CRAWLEY, The Mystic Rose: A Study of Primitive Marriage. GEDDES AND THOMSON, Evolution of Sex. LETOURNEAU, The Evolution of Marriage. MORGAN, Ancient Society. STARCKE, The Primitive Family. SPENCER, Principles of Sociology, Vol. I.



CHAPTER V

THE FORMS OF THE FAMILY

The family as an institution has varied greatly in its forms from age to age and from people to people. This is what we should expect, seeing that all organic structures are variable. Such variations in human institutions are due partially to the influences of the environment, partially to the state of knowledge, and partially to many other causes as yet not well understood. The family illustrates in greater or less degree the working of these causes of variation and of change in human institutions.

The Maternal and Paternal Families.—As regards the general form of the family we have to note first of all the two great forms which we may characterize respectively as "the maternal family" and "the paternal family." As we have already seen, Bachofen, Morgan, and others discovered a condition of human society in which relationship was traced through mothers only, and in which property or authority descended along the female line rather than along the male line. Further investigation and research have shown that up to recent times, say up to fifty years ago, one half of all the peoples of the world, if we reckon them by nations and tribes rather than by numbers, practiced this system of reckoning kinship through mothers only, and passed property and authority down along the female line. Ethnologists and sociologists have practically concluded, from the amount of evidence now collected, that this maternal or metronymic system was the primitive system of tracing relationships, and that it was succeeded among the European peoples by the paternal system so long ago that the transition from the one to the other has been forgotten, except as some trace of it has been preserved in customs, legends, and the like.

Among many tribes of the North American Indians this metronymic or maternal system was peculiarly well-developed. Children took their mother's name, not their father's name; belonged to their mother's clan, not their father's clan; and the chief transmitted his authority, if hereditary, not to his own son, but to his eldest sister's son. The relatives on the father's side, indeed, were quite ignored. Frequently the maternal uncle had more legal authority over the children than their own father, seeing that the children belonged to his clan, that is, to their mother's clan.

Now, Bachofen claimed not only that in this stage was kinship reckoned through mothers only, but that women were dominant socially and politically; that there existed a true matriarchy, or rule of the mothers. Do the facts support Bachofen's theory? Let us see. The Iroquois Indians, among whom Morgan lived, were a typical maternal or metronymic people. Among them, without any doubt, the women had a position of influence socially and even politically which often is not found among peoples of higher culture. For example, among the Iroquois the government of the clan was in the hands of four women councilors (Matrons), who were elected by all the adults in the clan. These four women councilors, however, elected a Peace Sachem, who carried out the will of the clan in all matters pertaining to peace generally. Moreover, the councilors of the several clans, four fifths of whom were women, met together to form the Tribal Council; but in this Tribal Council the women sat separate, not participating in the deliberations, but exercising only a veto power on the decisions of the men. In matters of war, however, government was intrusted to two war chiefs elected from the tribe generally, the women here only having the right to veto the decision of the tribe to enter upon the warpath. Thus we see that while the women of the Iroquois Indians had a great deal of social and political influence, the actual work of government was largely turned over by them to the men, and especially was this true of directing the affairs of the tribe in time of war. There is no doubt, however, that in the maternal stage of social evolution women had an influence in domestic, religious, and social matters much greater than they had at many later stages of social development. Among the Zuni of New Mexico, for example, another well-developed maternal people, marriage is always arranged by the bride's parents. The husband goes to live with his wife, and is practically a guest in his wife's house all his life long, she alone having the right of divorce. Indeed, among all maternal peoples the rule is that the husband goes to live with the wife, and not the wife with the husband, the children, as we have already seen, keeping the mother's name and belonging to her kindred or clan.

Nevertheless we cannot agree with Bachofen that a true matriarchy, or government by women, ever existed. On the contrary, among all of these maternal peoples, while the women may have much influence socially and politically, the men, on account of their superior strength, are intrusted with the work not only of protecting and providing for the families and driving away enemies, but also largely with the work of maintaining the internal government and order of the people. Strictly speaking, therefore, there has never been a matriarchal stage of social evolution, but rather a maternal or metronymic stage.

We have already said that this stage was probably the primitive one. How are we to explain, then, that primitive man reckoned kinship through mothers only? Was this due, as Morgan thought, to a primitive practice of promiscuity which prevented tracing relationships through fathers? The reply is, that among the many maternal peoples now well known, among whom relationships are traced through mothers only, we find no evidence of the practice of general promiscuity now or even in remote times. The North American Indians, for example, had quite definite forms of the family life and were very far removed from the practice of promiscuity, though they traced relationship through mothers only. It is evident that the causes of the maternal family and the maternal system of relationship are not so simple as Morgan supposed. What, then, were the causes of the maternal system? It is probable that man in the earliest times did not know the physiological connection between father and child. The physiological connection between mother and child, on the other hand, was an obvious fact which required no knowledge of physiology to establish; therefore, nothing was more natural than for primitive man to recognize that the child was of the mother's blood, but not of the father's blood. Therefore, the child belonged to the mother's people and not to the father's people. If it be asked whether it is possible that there could be any human beings so ignorant that they do not know the physiological connection between father and child, the reply is, that this is apparently the case among a number of very primitive peoples, even down to recent times. It is not infrequent among these peoples to find conception and childbirth attributed to the influence of the spirits, rather than to relations between male and female. While, therefore, a social connection between the father and the children was recognized, leading the father to provide in all ways for his children, as fathers do whether among civilized or uncivilized peoples, yet the blood relationship between the father and the child could not have been clear in the most primitive times.

Perhaps an even more efficient cause, however, of the maternal system was the fact that the mother in primitive times was the stable element in the family life, the constant center of the family. The husband was frequently away from home, hunting or fighting, and oftentimes failed to return. Nothing was more natural, therefore, than that the child should be reckoned as belonging to the mother, take her name and belong to her kindred or clan. Moreover, after the custom of naming children from mothers and reckoning them as belonging to the mother's clan was established, it could not be displaced by the mere discovery of the physiological connection between the father and the child. On the contrary social habits, like habits in the individual, tend to persist until they work badly. We find, therefore, the maternal system persisting among peoples who for many generations had come fully to recognize the physiological connection of father and child. Indeed, the maternal system could never have been done away with if social evolution had not brought about new and complex conditions which caused the system to break down and to be replaced by the paternal system.

The Paternal or Patriarchal Family. At a certain stage we find, then, that a vast revolution took place in human society, especially in the family life, and the family and society generally came to be organized more definitely in regard to the male element. At a certain period, indeed, we find that the authority of the husband and father in the family has become supreme, and that he is practically owner of all persons and property of the family group, the wife and children being reduced, if not to the position of property, at least to the position of subject persons. This is the patriarchal family, classical pictures of which we find set forth in the pages of the Old Testament. How, then, did the transition take place from the maternal system, in which the mother was so important in the family, to the paternal system, in which the father was so all-important? What were the causes which brought about the breakdown of the maternal system and the gradual development of the patriarchal family? Some of these causes we can clearly make out from the study of social history.

(1) War was unquestionably a cause of the breakdown of the maternal system through the fact that women were captured in war, held as slaves, and made wives or concubines by their captors. These captured wives were regarded as the property of the captor. Any children born to them were, therefore, also regarded as the property of the captor. Furthermore, these captured wives were separated from their kindred, and their children could not possibly belong to any clan except their husband's. Manifestly this cause could not have worked in the earliest times, when slave captives were not valuable; but as soon as slavery became instituted in any form, then women slaves were particularly valued, not only for their labor, but because they might be either concubines or wives. It is evident, then, that war and slavery would thus indirectly tend to undermine the maternal system.

(2) Wife purchase would operate in the same way. Among peoples that had developed a commercial life as well as slavery it early became the practice to purchase wives. It is evident that these purchased wives would be regarded as a sort of property, and the husband would naturally claim the children as belonging to him. Among certain North American Indians we find exactly this state of affairs. If a man married a wife without paying the purchase price for her, then her children took her name and belonged to her clan; but if he had purchased her, say with a number of blankets, then the children took his name and belonged to his clan.

(3) The decisive cause, however, of the breakdown of the maternal system was the development of the pastoral stage of industry. Now, the grazing of flocks and herds requires considerable territory and necessitates small and compact groups widely separated from one another. Hence, in the pastoral stage the wife must go with the husband and be far removed from the influence and authority of her own kindred. This gave the husband greater power over his wife. Moreover, the care of flocks and herds accentuated the value of the male laborer, while primitively woman had been the chief laborer. In the pastoral stage the man had the main burden of caring for the flocks and herds. Under such circumstances nothing was more natural than that the authority of the owner of the family property should gradually become supreme in all matters, and we find, therefore, among all pastoral peoples that the family is itself a little political unit, the children taking the father's name, property and authority passing down along the male line, while the eldest living male is usually the ruler of the whole group.

(4) After all these causes came another factor—ancestor worship. While ancestor worship exists to some extent among maternal peoples, it is usually not well-developed for some reason or other until the paternal stage is reached. Ancestor worship, being the worship of the departed ancestors as heroes, seems to develop more readily where the line of ancestors are males. It may be suggested that the male ancestor is apt to be a more heroic figure than the female ancestor. At any rate, when ancestor worship became fully developed it powerfully tended to reenforce the authority of the patriarch, because he was, as the eldest living ancestor, the representative of the gods upon earth, therefore his power became almost divine. Religion thus finally came in to place the patriarchal family upon a very firm basis.

Thus we see how each of these two great forms, the maternal family and the paternal family, arose out of natural conditions, and therefore they may be said to represent two great stages in the social evolution of man. It is hardly necessary to point out that civilized societies are now apparently entering upon a third stage, in which there will be relative equality given to the male and the female elements that go to make up the family.

Polyandry.—We must notice now the various forms of marriage by which the family has been constituted among different peoples and in different ages. Marriage, like the family itself, is variable, and an indefinite number of forms may be found among various peoples. We shall notice, however, only the three leading forms,—polyandry, polygyny, and monogamy,—and attempt to show the natural conditions which favor each. It is evident that if we assume that the primitive form of the family was that of a simple pairing monogamy, the burden is laid upon us to show how such different types as polyandry and polygyny arose.

Polyandry, or the union of one woman with several men, is a relatively rare form of marriage and the family, found only in certain isolated regions of the world. It is particularly found in Tibet, a barren and inhospitable plateau north of India and forming a part of the Chinese Empire. It is also found in certain other isolated mountainous regions in India, and down to recent times also in Arabia. In none of these places does it exist exclusively, but rather alongside of monogamy and perhaps other forms of the family. Thus in Tibet the upper classes practice polygyny and monogamy, while among the lower classes we find polyandry and monogamy. In all these regions where polyandry occurs, moreover, it is to be noted that the conditions of life are harsh and severe. Tibet is an exceptionally inhospitable region, with a climate of arctic rigor, the people living mainly by grazing. Under such circumstances it is conceivably difficult for one man to support and protect a family. At any rate, the form of polyandry which we find in Tibet suggests that such economic conditions may have been the main cause of its existence. Ordinarily in Tibet a polyandrous family is formed by an older brother taking a wife, and then admitting his younger brothers into partnership with him. The older brother is frequently absent from home, looking after the flocks, and in his absence one of the younger brothers assumes the headship of the family. Under such circumstances we can see how the natural human instincts which would oppose polyandry under ordinary circumstances, namely, the jealousy of the male, might become greatly modified, or cease to act altogether. Certain other conditions besides economic ones might also favor the existence of polyandry, such as the scarcity of women. Summing up, we can say, then, that this rare form of the family seems to have as its causes: (1) In barren and inhospitable countries the labor of one man is sometimes found not sufficient to support a family. (2) Also there probably exists in such regions an excess of males. This might be due to one of two causes: First, the practice of exposing female infants might lead to a scarcity of women; secondly, in such regions it is found that from causes not well understood a larger number of males are born. It may be noted as a general fact that when the conditions of life are hard in human society, owing to famine, war, or barrenness of the soil, a larger number of male births take place. We may therefore infer that this would disturb the numerical proportion of the sexes in such regions. (3) A third cause may be suggested as having something to do with the matter, namely, that habits of close inbreeding, or intermarriage, might perhaps tend to overcome the natural repugnance to such a relation. Moreover, close inbreeding also, as the experiments of stock-breeders show, would tend to produce a surplus of male births, and so would act finally in the same way as the second cause.

POLYGYNY, [Footnote: The word "polygamy" is too broad in its meaning to use as a scientific term for this form of the family. "Polygamy" comes from two Greek words meaning "much married;" hence it includes "polyandry" (having several husbands) and "polygyny" (having several wives).] or the union of one man with several women, is a much more common form of marriage. It is, in fact, to be found sporadically among all peoples and in all ages. It has perhaps existed at least sporadically from the most primitive times, because we find that at least one of the anthropoid apes, namely, the gorilla, practices it to some extent. It is manifest, however, that it could not have existed to any extent among primitive men, except where food supply was exceptionally abundant. In the main, polygyny is a later development, then, which comes in when some degree of wealth has been accumulated, that is, sufficient food supply to make it possible for one man to support several families. Polygyny came in especially after women came to be captured in war and kept as slaves or wives. The practice of wife capture, indeed, and the honor attached to the custom, had much to do in making the practice of polygyny common among certain peoples. Wherever slavery has existed, we may also note, polygyny, either in its legal form or in its illegal form of concubinage, has flourished. Polygyny, indeed, is closely related with the institution of slavery and is practically coextensive with it. In the ancient world it existed among the Hebrews and among practically all of the peoples of the Orient, and also sporadically among our own Teutonic ancestors. In modern times polygyny still exists among all the Mohammedan peoples and to a greater or less degree among all semicivilized peoples. It exists in China in the form of concubinage. It even exists in the United States, for all the evidence seems to show that the Utah Mormons still practice polygyny to some extent, although it may be doubted whether polygynous unions are being formed among them at the present time.

Two facts always need to be borne in mind regarding polygyny: First, that wherever it is practiced it is relatively confined to the upper and wealthy classes, for the reason that the support of more than one family is something which only the wealthy classes in a given society could assume. Secondly, it follows that under ordinary circumstances only a small minority of a given population practice polygyny, even in countries in which it is sanctioned. In Mohammedan countries like Turkey and Egypt, for example, it is estimated that not more than five per cent of the families are polygynous, while in other regions the percentage seems to be still smaller. The reason for this is not only the economic one just mentioned, but that everywhere the sexes are relatively equal in numbers, and therefore it is impossible for polygyny to become a widespread general custom. If some men have more than one wife it is evident that other men will probably have to forego marriage entirely. This is not saying that under certain circumstances, namely, the importation of large numbers of women, a higher per cent of polygynous families may not exist. It is said that among the negroes on the west coast of Africa the number of polygynous families reaches as high as fifty per cent, owing to the fact that female slaves are largely imported into that district, and that they serve not only as wives, but do the bulk of the agricultural labor, the male negro preferring female slaves, who can do his work and be wives at the same time, to male slaves. But such cases as these are altogether exceptional and manifestly could not become general.

Summing up, we may say that the causes of polygyny are, then:

(1) First of all, the brutal lust of man. No doubt man's animal propensities have had much to do with the existence of this form of the family. Nevertheless, while male sensuality is at the basis of polygyny, it would be a mistake to think that sensuality is an adequate explanation in all cases. On the contrary, we find many other causes, chiefly, perhaps, economic, operating also to favor the development of polygyny.

(2) One of these is wife capture, as we have already seen. The captured women in war were held as trophies and slaves, and later became wives or concubines. Among all peoples at a certain stage the honor of wife capture has alone been a prolific cause of polygyny.

(3) Another cause, after slavery became developed, was the high value set on women as laborers. Among many barbarous peoples the women do the main part of the work. They are more tractable as slaves, and consequently a high value is set upon their labor. As we have already seen, these female slaves usually serve at the same time as concubines, if not legal wives of their masters.

(4) Another cause which we can perhaps hardly appreciate at the present time is the high valuation set on children. We see this cause operating particularly in the case of the patriarchs of the Old Testament. Under the patriarchal family great value was set upon children as necessary to continue the family line. Where the device of adoption was not resorted to, therefore, in case of barrenness or the birth exclusively of female children, nothing was more natural than that polygyny should be resorted to in order to insure the family succession. In the patriarchal family also a high valuation was necessarily set upon children, because the larger the family grew the stronger it was.

(5) Finally, religion came to sanction polygyny. The religious sanction of polygyny cannot be looked upon as one of its original causes, but when once established it reacted powerfully to reenforce and maintain the institution. How the religious sanction came about we can readily see when we remember that very commonly religions confuse the practice of the nobility with what is noble or commendable morally. The polygynous practices of the nobility, therefore, under certain conditions came to receive the sanction of religion. When this took place polygyny became firmly established as a social institution, very difficult to uproot, as all the experience of Christian missionaries among peoples practicing polygyny goes to show. We may note also the general truth, that while religion does not originate human institutions or the forms of human association, it is preeminently that which gives fixity and stability to institutions through the supernatural sanction that it accords them.

Some judgment of the social value of polygyny may not be out of place in connection with this subject. Admitting, as all students of social history must, that in certain times and places the polygynous form of family has been advantageous, has served the interests of social survival and even of civilization, yet viewed from the standpoint of present society it seems that our judgment of polygyny must be wholly unfavorable. In the first place, as we have already seen, polygyny is essentially an institution of barbarism. It arose largely through the practice of wife capture and the keeping of female slaves. While often adjusted to the requirements of barbarous societies, it seems in no way adjusted to a high civilization. Polygyny, indeed, must necessarily rest upon the subjection and degradation of women. Necessarily the practice of polygyny must disregard the feelings of women, for women are jealous creatures as well as men. No high regard for the feelings of women, therefore, would be consistent with the practice of polygyny. Finally, all the evidence that we have goes to show that under polygyny children are neglected, and, at least from the standpoint of a high civilization, inadequately socialized. This must necessarily be so, because in the polygynous family the care of the children rests almost entirely with the mother. While we have no statistics of infant mortality from polygynous countries, it seems probable that infant mortality is high, and we know from experience with polygynous families in our own state of Utah, according to the testimony of those who have worked among them, that delinquent children are especially found in such households. Fatherhood, in the full sense of the word, can hardly be said to exist under polygyny.

Those philosophers, like Schopenhauer, who advocate the legalizing of polygyny in civilized countries, are hardly worth replying to. It is safe to say that any widespread practice of polygyny in civilized communities would lead to a reversion to the moral standards of barbarism in many if not in all matters. That polygyny is still a burning question in the United States of the twentieth century is merely good evidence that we are not very far removed yet from barbarism.

MONOGAMY, as we have already seen, has been the prevalent form of marriage in all ages and in all countries. Wherever other forms have existed monogamy has existed alongside of them as the dominant, even though perhaps not the socially honored, form. All other forms of the family must be regarded as sporadic variations, on the whole unsuited to long survival, because essentially inconsistent with the nature of human society. In civilized Europe monogamy has been the only form of the family sanctioned for ages by law, custom, and religion. The leading peoples of the world, therefore, practice monogamy, and it is safe to say that the connection between monogamy and progressive forms of civilization is not an accident.

What, then, are the social advantages of monogamy which favor the development of a higher type of culture? These advantages are numerous, but perhaps the most important of them can be grouped under six heads.

(1) The number of the two sexes, as we have already seen, is everywhere approximately equal. This means that monogamy is in harmony with the biological conditions that exist in the human species. The equal number of the two sexes has probably been brought about through natural selection. Why nature should favor this proportion of the sexes can perhaps be in part understood when we reflect that with such proportion there can be the largest number of family groups, and hence the best possible conditions for the rearing of offspring.

(2) Monogamy secures the superior care of children in at least two respects. First, it very greatly decreases mortality in children, because under monogamy both husband and wife unite in their care. Again, monogamy secures the superior upbringing and, therefore, the superior socialization of the child. In the monogamous family much greater attention can be given to the training of children by both parents. In other forms of the family not only is the death rate higher among children, but from the point of view of modern civilization, at least, they are inferiorly socialized.

(3) The monogamic family alone produces affections and emotions of the higher type. It is only in the monogamic family that the highest type of altruistic affection can be cultivated. It is difficult to understand, for example, how anything like unselfish affection between husband and wife can exist under polygyny. Under monogamy, husband and wife are called upon to sacrifice selfish desires in the mutual care of children. Monogamy is, therefore, fitted as a form of the family to foster altruism in the highest degree, and, as we have seen, the higher the type of altruism produced by the family life, the higher the type of the social life generally, other things being equal. It is especially to the credit of monogamy that it has created fatherhood in the fullest sense of the term, and therefore taught the male element in human society the value of service and self-sacrifice. Under polygynous conditions the father cannot devote himself to any extent to his children or to any one wife, since he is really the head of several households, and therefore, as we have already noted, fatherhood in the fullest sense scarcely exists under polygyny.

(4) Under monogamy, moreover, all family relationships are more definite and strong, and thus family bonds, and ultimately social bonds, are stronger. In the polygynous household the children of the different wives are half brothers and half sisters, hence family affection has little chance to develop among them, and as a matter of fact between children of different wives there is constant pulling and hauling. Moreover, because the children in a polygynous family are only half brothers this immensely complicates relationships, and even the line of ancestors. Legal relations and all blood relationships are, therefore, more entangled. It is no inconsiderable social merit of monogamy that it makes blood relationships simple and usually perfectly definite. All of this has an effect upon society at large, because the cohesive power of blood relationship, even in modern societies, is something still worth taking into account. But of course the main influence of all this is to be found in the family group itself, because it is only under such simple and definite relations as we find in the monogamous family that there is ample stimulus to develop the higher family affections.

(5) From all this it follows that monogamy favors the development of high types of religion and morals, family affection being an indispensable root of any high type of ethical religion. That form of the family which favors the development of the highest type of this affection will, therefore, favor the development of the highest type of religion. We see this even more plainly, perhaps, in ancient times than in the present time, because it was monogamy that favored the development of ancestor worship through making the line of ancestors clear and definite, and thus monogamy helped to develop this type of religion, which became the basis of still higher types.

(6) Monogamy not only favors the preservation of the lives of the children, but also favors the preservation of the lives of the parents, because it is only under monogamy that we find aged parents cared for by their children to any extent. Under polygyny the wife who has grown old is discarded for a young wife, and usually ends her days in bitterness. The father, too, under polygyny is rarely cared for by the children, because the polygynous household has never given the opportunity for close affections between parents and children. That monogamy, therefore, helps to lengthen life through favoring care of parents by children in old age is an element in its favor, for it adds not a little to the happiness of life, and so to the strength of social bonds, that people do not have to look forward to a cheerless and friendless old age.

In brief, the monogamic family presents such superior unity and harmony from every point of view that it is much more fitted to produce a higher type of culture. From whatever point of view we may look at it, therefore, there are many reasons why civilized societies cannot afford to sanction any other form of the family than that of monogamy.

The Relation of the Form of the Family to the Form of Industry.—As we have already seen, the form of the family is undoubtedly greatly influenced by the form of industry. This is so markedly the case that some sociologists and economists have claimed that the form of the family life is but a reflection of the form of the industrial life; that the family in its changes and variations slavishly follows the changes in economic conditions. That such an extreme view as this is a mistake can readily be seen from a brief review of the causes which have produced certain types of family life in certain periods. Thus, the maternal type of the family cannot be said by any means to have been determined by economic conditions. On the contrary, primarily the maternal family, as we have seen, was determined by certain intellectual conceptions, namely, the absence of knowledge of the physiological connection between father and child, though the economic conditions of primitive life tended powerfully to continue the maternal family long after intellectual conditions had changed. Again, it has been said that the patriarchal family owed its existence entirely to a form of industry, namely, pastoral industry, but, as we have seen, other factors also operated to produce the patriarchal type of the family, such as war, religion, and perhaps man's inherent desire to dominate. Moreover, religion continued the patriarchal family in many cases long after pastoral industry had ceased to be the chief economic form.

So too with the forms of marriage. While polygyny has been claimed to be due entirely to economic causes, we have seen that these so-called economic causes have only been the opportunities for the polygynous instincts of man to assert themselves. These polygynous instincts of man have asserted themselves more or less under all conditions of society, but under certain conditions, when there was an accumulation of wealth, and especially with the institution of slavery, they had greater opportunity to assert themselves than elsewhere. Thus the basic cause of polygyny is not economic, but psychological; and given certain moral and economic conditions of society, these polygynous tendencies assert themselves. Monogamy, on the other hand, has in no sense been determined by economic conditions but is fundamentally determined by the biological fact of the numerical equality of the sexes. This is doubtless the main reason why monogamy has been the prevalent form of the family everywhere. Certain moral and psychological factors which go along with the development of higher types of culture have, however, powerfully reenforced monogamy. It is doubtful if economic conditions can to any extent be shown to have equally reenforced the monogamic life.

Our conclusion must be, then, that while the form of the family and the form of industry are closely related, so closely that the form of industry continually affects more or less the family life, yet there is no reason for concluding that the form of the family is wholly or even chiefly determined by the form of industry.

SELECT REFERENCES

For brief reading:

WESTERMARCK, History of Human Marriage, Chaps. XX-XXII.

For more extended reading:

MCLENNAN, The Patriarchal Theory. MORGAN, Ancient Society. PARSONS, The Family. WAKE, The Development of Marriage and Kinship.



CHAPTER VI

THE HISTORICAL DEVELOPMENT OF THE FAMILY

While we cannot enter into the historical evolution of the family as an institution among the different civilized peoples, still it will be profitable for us to consider the history of the family among some single representative people in order that we may see the forces which have made and unmade the family life, and incidentally also to a great degree, the general social life of that people. We shall select the ancient Romans as the people among whom we can thus best study in outline the development of the family. While the family life of the ancient Hebrews is of particular interest to us because of the close connection of our religion and ethics with that of the Hebrews, yet in the family life of the ancient Romans constructive and destructive factors are more clearly marked and, therefore, the study of ancient Roman family life is best fitted to bring out those factors. The ancient Romans were among the earliest civilized of the Aryan peoples, and their institutions are, therefore, of peculiar interest to us as representing approximately the early Aryan type. What we shall say concerning Roman family life, moreover, will apply, with some modifications and qualifications, to the family life of other Aryan peoples, especially the Greeks. The Greeks and the Romans, indeed, were so closely related in their early culture that for the purpose of institutional history they may be considered practically one people. Without any attempt, then, to sketch the history of the family as an institution in general, let us note some of the salient features of the family life of the ancient Romans.

The Early Roman Family.—(1) Ancestor Worship as the Basis of the Early Roman Family. What we have said thus far indicates a close connection between the family life and religion among all peoples. This was especially true of the early Romans. It may be said, indeed, that ancestor worship was the constitutive principle of their family life. Among them the family seemed to have lost in part its character as a purely social institution and to have become specialized into a religious institution. At any rate, the early Roman family existed very largely for the sake of perpetuating the worship of ancestors. Of course, ancestor worship could have had nothing to do with the origin of the family life among the Romans. The type of their family life was patriarchal, and we have already noticed the causes which brought about the existence of the patriarchal family. But while ancestor worship had nothing to do with the origin of the family, once it was thoroughly established it became the basis of the family life and transformed the family as an institution.

The early Romans shared certain superstitions with many primitive peoples, which, if not the basis of ancestor worship, powerfully reinforced it. They believed, for example, that the soul continued in existence after death, and that persons would be unhappy unless buried in tombs with suitable offerings, and that if left unburied, or without suitable offerings, the souls of these persons would return to torment the living, Inasmuch as in the patriarchal family only sons could perform religious rites, that is, could make offerings to the departed spirits, these superstitions acted as a powerful stimulus to preserve the family in order that offerings might continue to be made at the graves of ancestors.

Thus, as we have already said, among the early Romans the family was practically a religious institution with ancestor worship as its constitutive principle. It is supposed by de Coulanges that in the earliest times the dead ancestors were buried beneath the hearth. At any rate, the hearth was the place where offerings were made to the departed ancestors, and the flame on the hearth was believed to represent the spirit of the departed. The house under such circumstances became a temple and the whole atmosphere of the family life was necessarily a religious one.

(2) The Authority in the Early Roman Family was vested, as in all patriarchal families, in the father or eldest living male of the family group. Under ancestor worship he became the living representative of the departed ancestors, the link between the living and the dead. Here we may note that the family was not considered as constituted simply of its living members, but that it included also all of its dead members. Inasmuch as the dead were more numerous and were thought to be more powerful than the living, they were by far the more important element in the life of the family. The position of the house father, as representative of the departed ancestors, and as the link between the living and the dead, naturally made his authority almost divine. Hence, the house father was himself, then, almost a deity, having absolute power over all persons within the group, even to the extent of life and death. This absolute power, which was known in the early Roman family as the "patria potestas," could not, however, be exercised arbitrarily. The house father, as representative of the departed ancestors, was necessarily controlled by religious scruples and traditions. It was impossible for him to act other than for what he believed to be the will of the ancestors. Disobedience to him was, therefore, disobedience to the divine ancestors, and hence was sacrilegious.

(3) Relationship in the Early Roman Family was determined by community of worship, inasmuch as only descendants upon the male side could perform religious rites, and inasmuch as married women worshiped the household gods of their husbands' ancestors; therefore, only descendants on the male side could worship the same ancestors and were relatives in the full religious and legal sense. These were known as "agnates." Later, some relationship on the mother's side came to be recognized, but relatives on the mother's side were known as a "cognates," and for a long time property could not pass to them. Indeed, in the earliest times the property of the family, as we have already implied, was kept as a unit, held in trust by the eldest living member of the family group for the good of all the family. In other words, the house father in earliest times did not possess the right to make a will but the property of the family passed intact from him to his eldest male heir.

(4) The Marriage Ceremony among the Early Romans was necessarily of a religious character. It was constituted essentially of the induction of the bride into the worship of her husband's ancestors. But before this could be done the bride's father had first to free her from the worship of her household gods, in later times a certificate of manumission being given not unlike the manumission of the slave. After the bride had been released from the worship of her father's ancestors, the bridegroom and his friends brought her to his father's house, where a ceremony of adoption was practically gone through with, adopting the bride into the family of her husband. The essence of this ceremony, as we have already said, was the induction of the bride into the worship of her husband's ancestors through their both making an offering on the family hearth and eating a sacrificial meal together. After that the wife worshiped at her husband's altar and had no claim upon the household gods of her father.

Under such circumstances it is not surprising that marriage was practically indissoluble. A wife who was driven out of her husband's household or deserted was without family gods of any sort, having no claim upon those of her husband, and became, therefore, a social outcast. Under such circumstances it is not surprising that divorce was practically unknown. It is said, indeed, that for five hundred and twenty years after Rome was founded there was not a single divorce in Rome. While this may be an exaggeration, it is historically certain that divorce was so rare in early Rome as to be practically unknown.

In case of a failure of sons to be born there was no taking of a second wife, as among the Hebrews. Polygyny was unknown in early Rome. The Roman device to prevent the failure of the family succession in such cases was adoption. Younger sons of other families were adopted if no sons were born, and these adopted sons, taking the family name, became the same legally as sons by birth. Inasmuch as the position of younger sons in the patriarchal household was not an enviable one there was never lack of candidates for the position of eldest son in some family group in which no sons had been born.

Not only was the early Roman family life the most stable that the world has ever known, but it must also be considered to have been of a relatively pure type. Chastity was rigidly enforced among the women, but of course, as in all primitive peoples, was not enforced among the men. Still it was expected that the married men at least should remain relatively faithful to their wives. On the whole, therefore, the early Roman family life must be judged to have been of a singularly high and stable type. While the position of women and children in the early Roman family was one of subjection, the family itself was nevertheless of a high type. But it was inevitable that it should decay, and this decay began comparatively early. Inasmuch as the early Roman family was based upon ancestor worship, a religion which was fitted for relatively small isolated groups, it was inevitable that the family life should decay with this ancestor worship. How early the decay of ancestor worship began it is impossible to say. Perhaps the nature gods, Jupiter, Venus, and the rest, existed alongside of ancestor worship from the earliest times. At any rate, we find their worship growing rapidly within the period of authentic history and undermining the domestic worship, while at a still later period skeptical philosophy undermined both religions. Along with the decay of ancestor worship went many economic and political changes which marked the dissolution of the patriarchal family. Let us see what some of the steps in this decadence were.

(5) The Decadence, (a) One of the earliest steps toward the breaking down of the patriarchal family which we find is the limiting of the power of the house father. This took place very early—as soon as the Council of Elders, or Senate, was formed to look after matters of collective interest. Gradually the paternal power diminished, until it was confined to matters concerning the family group proper.

(b) A second step was when the right to make a will was conceded. This right, as we have seen, did not exist in the earliest Roman times, but with the development of property and of a more complex economic life the house father was given the right to divide his property among his children, at first only on the male side, but later among any of his children, and still later to bequeath it to whom he pleased.

(c) Thus women came to be given the right to hold property, a thing which was unknown in the earliest times; and becoming property holders, their other rights in many respects began to increase. Originally the wife had no right to divorce her husband, but in the second century B.C. women also gained the right of divorcing their husbands.

(d) The rights of children were increased along with the rights of women, particularly of younger children.

(e) The right of plebeians to intermarry with the noble families became recognized. All of these changes we should perhaps regard as good in themselves, but they nevertheless marked the disintegration of the patriarchal family. The decay of the family life did not stop with these changes, however, but went on to the decay of the family bonds themselves.

Later Roman Family Life.—By the beginning of the Christian era the relations between the sexes had become very loose. Men not only frequently divorced their wives, but women frequently divorced their husbands. Indeed, a complete revolution passed over the Roman family. Marriage became a private contract, whereas, as we have seen, in the beginning it was a religious bond. Many loose forms of marriage were developed, which amounted practically to temporary marriages. In all cases it was easy for a husband or wife to divorce each other for very trivial causes. Among certain classes of Roman society the instability of the family became so great that we find Seneca saying that there were women who reckoned their years by their husbands, and Juvenal recording one woman as having eight husbands in five years.

Women and children achieved their practical emancipation, as we would say. Women, especially, were free to do as they saw fit. Marriages were formed and dissolved at pleasure among certain classes, and among all classes the instability of the family life had become very great.

Along with all this, of course, went a growth of vice. It is not too much to say that the Romans of the first and second centuries A.D. approached as closely to a condition of promiscuity as any civilized people of which we have knowledge.

Causes of the Decadence. When we examine the causes of this great revolution in Roman family life from the austere morals and stable family of the early Romans to the laxity and promiscuity of the later Romans, we find that these causes can perhaps be grouped under four or five principal heads, (1) First among all the causes we must put the destruction of the domestic religion, namely, ancestor worship, through the growth of nature worship and skeptical philosophy. The destruction of the domestic religion necessarily shattered the foundations of the Roman family, since, as we have already seen, there was the closest connection between the family life of the early Romans and ancestor worship. But it is not probable that ancestor worship was destroyed merely through the growth of nature worship and of skeptical philosophy. As we have already seen, it was a religion which was mainly adapted to isolated groups. Changes in economic and political conditions, therefore, were to some extent prior to the decay of the domestic religion.

(2) Changes in economic conditions, that is, in the form of industry, were, then, among the more important causes of the decay of the early Roman family. The patriarchal family, as we have already seen, belonged essentially to the pastoral stage of industry, and as soon as settled agricultural life, commerce, and manufacturing industry developed, this destroyed the isolated patriarchal groups, and so also in time affected even the religion which was their basis. Again, the increase of population going along with the changes in the methods in obtaining a living destroyed the old conditions under which the family had been the political unit.

(3) We have therefore as a third cause the breaking up of old political conditions. Family groups were welded into small cities and the authority of the patriarch was destroyed. Legislation designed to meet the new social conditions often profoundly affected the whole family group, and weakened family bonds.

(4) The growth of divorce and of vice may be put down as a fourth cause of the decay of the Roman family. Some may say that this was an effect of the decay of the Roman family rather than a cause, but it was also a cause as well as an effect, for it is a peculiarity of social life that what is at one stage an effect reacts to become a cause at a later stage; and this was certainly the case with the growth of divorce and vice in Rome, in its effect upon the Roman family. Moreover, much of this came from Greece through imitation. The family life had decayed in Greece much earlier than it had in Rome, and when Rome conquered Greece it annexed its vices also. While the most radical social changes do not usually come about merely through imitation, yet the imitation of a foreign people is frequently, in the history of a particular nation, one of the most potent causes in bringing about social changes. It was certainly so in the case of the growth of divorce and vice in Rome.

To sum up and to generalize: we may say that the causes of the decay of the Roman family life were very complex, and that this is true of nearly all important social changes. It is impossible to reduce the causes of these changes to any single principle or set of causes. While we have seen that changes in economic conditions were undoubtedly very influential in bringing about the profound changes in the Roman family, still we have no ground for regarding the economic changes as determinative of all the rest. We know as yet little of the development of industry in antiquity. What little we do know, however, furnishes good ground for claiming that changes in the methods of getting a living are among the most influential causes of social change in general; but there is nothing which warrants the sweeping generalization of Karl Marx and his followers, "that the method of the production of the material life determines the social, political, and spiritual life process in general." On the contrary, the evolution of the Roman family clearly shows moral and psychological factors at work quite independent of economic causes. The decay of ancestor worship, for example, cannot be wholly attributed to the change in the method of getting a living. The very growth of population and accompanying changes in political conditions probably had quite as much to do with the undermining of ancestor worship. Moreover, while religion may not be an original determining cause of social forms, it is, nevertheless, as we have already seen, especially that which gives them stability and permanency, so much so that the life history of a culture is frequently the life history of a religion. The decay of religious ideas and beliefs, therefore, from any cause, frequently proves the important element working for social change in all societies. So, too, changes in political conditions, especially changes in law through new legislation, frequently prove a profound modifying influence in societies. Lastly, there are certain moral causes inherent in the individual, oftentimes involving perverted expressions of instinct, which lead to profound social changes. Such was the vice which Rome copied very largely from Greece, but which proved the final solvent in its family life.

In general we may say, then, that there is no single principle which will explain the evolution of the family from the earliest times down to the present. Any attempt to reduce the evolution of the family to a single principle, or to show that it has been controlled by a single set of causes, must inevitably end in failure. The economic determinism of Marx and his followers, the ideological conceptions of Hegel, the geographical influences of Buckle and his school, and like explanations, are all found wanting when they are applied to the actual history of the family. It is not different with the theories of recent sociologists, who would strive to explain all social changes through a single principle. Professor Giddings' principle of "Consciousness of Kind" and Tarde's principle of "Imitation" will not go further in explaining the changes in the family life than some of the older principles that we have just mentioned. Human life is, indeed, too complex to be explained in terms of any single principle or any single set of causes. The family in particular is an organic structure which responds first to one set of stimuli and then to another. Now it is modified by economic conditions, now by religious ideas, now by legislation, now by imitation, and so on through the whole set of possible stimuli which may impinge upon and modify the activity of a living organism. So it is with all institutions.

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