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* These words were written by Tchaadaef, who, a few years before, had vigorously attacked the Slavophils for enouncing similar views.
Men who saw in the significant political eruption of 1848 nothing but an outburst of meaningless, aimless anarchy, and who believed that their country was destined to restore order throughout the civilised world, had of course little time or inclination to think of putting their own house in order. No one now spoke of the necessity of social reorganisation: the recently awakened aspirations and expectations seemed to be completely forgotten. The critics returned to their old theory that art and literature should be cultivated for their own sake and not used as a vehicle for the propagation of ideas foreign to their nature. It seemed, in short, as if all the prolific ideas which had for a time occupied the public attention had been merely "writ in water," and had now disappeared without leaving a trace behind them.
In reality the new movement was destined to reappear very soon with tenfold force; but the account of its reappearance and development belongs to a future chapter. Meanwhile I may formulate the general conclusion to be drawn from the foregoing pages. Ever since the time of Peter the Great there has been such a close connection between Russia and Western Europe that every intellectual movement which has appeared in France and Germany has been reflected—albeit in an exaggerated, distorted form—in the educated society of St. Petersburg and Moscow. Thus the window which Peter opened in order to enable his subjects to look into Europe has well served its purpose.
CHAPTER XXVII
THE CRIMEAN WAR AND ITS CONSEQUENCES
The Emperor Nicholas and his System—The Men with Aspirations and the Apathetically Contented—National Humiliation—Popular Discontent and the Manuscript Literature—Death of Nicholas—Alexander II.—New Spirit—Reform Enthusiasm—Change in the Periodical Literature—The Kolokol—The Conservatives—The Tchinovniks—First Specific Proposals—Joint-Stock Companies—The Serf Question Comes to the Front.
The Russians frankly admit that they were beaten in the Crimean War, but they regard the heroic defence of Sebastopol as one of the most glorious events in the military annals of their country. Nor do they altogether regret the result of the struggle. Often in a half-jocular, half-serious tone they say that they had reason to be grateful to the Allies. And there is much truth in this paradoxical statement. The Crimean War inaugurated a new epoch in the national history. It gave the death-blow to the repressive system of the Emperor Nicholas, and produced an intellectual movement and a moral revival which led to gigantic results.
"The affair of December," 1825—I mean the abortive attempt at a military insurrection in St. Petersburg, to which I have alluded in the foregoing chapter—gave the key-note to Nicholas's reign. The armed attempt to overthrow the Imperial power, ending in the execution or exile of many young members of the first families, struck terror into the Noblesse, and prepared the way for a period of repressive police administration. Nicholas had none of the moral limpness and vacillating character of his predecessor. His was one of those simple, vigorous, tenacious, straightforward natures—more frequently to be met with among the Teutonic than among the Slav races—whose conceptions are all founded on a few deep-rooted, semi-instinctive convictions, and who are utterly incapable of accommodating themselves with histrionic cleverness to the changes of external circumstances. From his early youth he had shown a strong liking for military discipline and a decided repugnance to the humanitarianism and liberal principles then in fashion. With "the rights of man," "the spirit of the age," and similar philosophical abstractions his strong, domineering nature had no sympathy; and for the vague, loud-sounding phrases of philosophic liberalism he had a most profound contempt. "Attend to your military duties," he was wont to say to his officers before his accession; "don't trouble your heads with philosophy. I cannot bear philosophers!" The tragic event which formed the prelude to his reign naturally confirmed and fortified his previous convictions. The representatives of liberalism, who could talk so eloquently about duty in the abstract, had, whilst wearing the uniform of the Imperial Guard, openly disobeyed the repeated orders of their superior officers and attempted to shake the allegiance of the troops for the purpose of overthrowing the Imperial power! A man who was at once soldier and autocrat, by nature as well as by position, could of course admit no extenuating circumstances. The incident stereotyped his character for life, and made him the sworn enemy of liberalism and the fanatical defender of autocracy, not only in his own country, but throughout Europe. In European politics he saw two forces struggling for mastery—monarchy and democracy, which were in his opinion identical with order and anarchy; and he was always ready to assist his brother sovereigns in putting down democratic movements. In his own Empire he endeavoured by every means in his power to prevent the introduction of the dangerous ideas. For this purpose a stringent intellectual quarantine was established on the western frontier. All foreign books and newspapers, except those of the most harmless kind, were rigorously excluded. Native writers were placed under strict supervision, and peremptorily silenced as soon as they departed from what was considered a "well-intentioned" tone. The number of university students was diminished, the chairs for political science were suppressed, and the military schools multiplied. Russians were prevented from travelling abroad, and foreigners who visited the country were closely watched by the police. By these and similar measures it was hoped that Russia would be preserved from the dangers of revolutionary agitation.
Nicholas has been called the Don Quixote of Autocracy, and the comparison which the term implies is true in many points. By character and aims he belonged to a time that had passed away; but failure and mishap could not shake his faith in his ideal, and made no change in his honest, stubborn nature, which was as loyal and chivalresque as that of the ill-fated Knight of La Mancha. In spite of all evidence to the contrary, he believed in the practical omnipotence of autocracy. He imagined that as his authority was theoretically unlimited, so his power could work miracles. By nature and training a soldier, he considered government a slightly modified form of military discipline, and looked on the nation as an army which might be made to perform any intellectual or economic evolutions that he might see fit to command. All social ills seemed to him the consequence of disobedience to his orders, and he knew only one remedy—more discipline. Any expression of doubt as to the wisdom of his policy, or any criticism of existing regulations, he treated as an act of insubordination which a wise sovereign ought not to tolerate. If he never said, "L'Etat—c'est moi!" it was because he considered the fact so self-evident that it did not need to be stated. Hence any attack on the administration, even in the person of the most insignificant official, was an attack on himself and on the monarchical principle which he represented. The people must believe—and faith, as we know, comes not by sight—that they lived under the best possible government. To doubt this was political heresy. An incautious word or a foolish joke against the Government was considered a serious crime, and might be punished by a long exile in some distant and inhospitable part of the Empire. Progress should by all means be made, but it must be made by word of command, and in the way ordered. Private initiative in any form was a thing on no account to be tolerated. Nicholas never suspected that a ruler, however well-intentioned, energetic, and legally autocratic he may be, can do but little without the co-operation of his people. Experience constantly showed him the fruitlessness of his efforts, but he paid no attention to its teachings. He had formed once for all his theory of government, and for thirty years he acted according to it with all the blindness and obstinacy of a reckless, fanatical doctrinaire. Even at the close of his reign, when the terrible logic of facts had proved his system to be a mistake—when his armies had been defeated, his best fleet destroyed, his ports blockaded, and his treasury well-nigh emptied—he could not recant. "My successor," he is reported to have said on his deathbed, "may do as he pleases, but I cannot change."
Had Nicholas lived in the old patriarchal times, when kings were the uncontrolled "shepherds of the people," he would perhaps have been an admirable ruler; but in the nineteenth century he was a flagrant anachronism. His system of administration completely broke down. In vain he multiplied formalities and inspectors, and punished severely the few delinquents who happened by some accident to be brought to justice; the officials continued to pilfer, extort, and misgovern in every possible way. Though the country was reduced to what would be called in Europe "a state of siege," the inhabitants might still have said—as they are reported to have declared a thousand years before—"Our land is great and fertile, but there is no order in it."
In a nation accustomed to political life and to a certain amount of self-government, any approach to the system of Nicholas would, of course, have produced wide-spread dissatisfaction and violent hatred against the ruling power. But in Russia at that time no such feelings were awakened. The educated classes—and a fortiori the uneducated—were profoundly indifferent not only to political questions, but also to ordinary public affairs, whether local or Imperial, and were quite content to leave them in the hands of those who were paid for attending to them. In common with the uneducated peasantry, the nobles had a boundless respect—one might almost say a superstitious reverence—not only for the person, but also for the will of the Tsar, and were ready to show unquestioning obedience to his commands, so long as these did not interfere with their accustomed mode of life. The Tsar desired them not to trouble their heads with political questions, and to leave all public matters to the care of the Administration; and in this respect the Imperial will coincided so well with their personal inclinations that they had no difficulty in complying with it.
When the Tsar ordered those of them who held office to refrain from extortion and peculation, his orders were not so punctiliously obeyed, but in this disobedience there was no open opposition—no assertion of a right to pilfer and extort. As the disobedience proceeded, not from a feeling of insubordination, but merely from the weakness that official flesh is heir to, it was not regarded as very heinous. In the aristocratic circles of St. Petersburg and Moscow there was the same indifference to political questions and public affairs. All strove to have the reputation of being "well-intentioned," which was the first requisite for those who desired Court favour or advancement in the public service; and those whose attention was not entirely occupied with official duties, card-playing, and the ordinary routine of everyday life, cultivated belles-lettres or the fine arts. In short, the educated classes in Russia at that time showed a complete indifference to political and social questions, an apathetic acquiescence in the system of administration adopted by the Government, and an unreasoning contentment with the existing state of things.
About the year 1845, when the reaction against Romanticism was awakening in the reading public an interest in the affairs of real life,* began to appear what may be called "the men with aspirations," a little band of generous enthusiasts, strongly resembling the youth in Longfellow's poem who carries a banner with the device "Excelsior," and strives ever to climb higher, without having any clear notion of where he was going or of what he is to do when he reaches the summit. At first they had little more than a sentimental enthusiasm for the true, the beautiful, and the good, and a certain Platonic love for free institutions, liberty, enlightenment, progress, and everything that was generally comprehended at that period under the term "liberal." Gradually, under the influence of current French literature, their ideas became a little clearer, and they began to look on reality around them with a critical eye. They could perceive, without much effort, the unrelenting tyranny of the Administration, the notorious venality of the tribunals, the reckless squandering of the public money, the miserable condition of the serfs, the systematic strangulation of all independent opinion or private initiative, and, above all, the profound apathy of the upper classes, who seemed quite content with things as they were.
* Vide supra, p. 377 et seq.
With such ugly facts staring them in the face, and with the habit of looking at things from the moral point of view, these men could understand how hollow and false were the soothing or triumphant phrases of official optimism. They did not, indeed, dare to express their indignation publicly, for the authorities would allow no public expression of dissatisfaction with the existing state of things, but they disseminated their ideas among their friends and acquaintances by means of conversation and manuscript literature, and some of them, as university professors and writers in the periodical Press, contrived to awaken in a certain section of the young generation an ardent enthusiasm for enlightenment and progress, and a vague hope that a brighter day was about to dawn.
Not a few sympathised with these new conceptions and aspirations, but the great majority of the nobles regarded them—especially after the French Revolution of 1848—as revolutionary and dangerous. Thus the educated classes became divided into two sections, which have sometimes been called the Liberals and the Conservatives, but which might be more properly designated the men with aspirations and the apathetically contented. These latter doubtless felt occasionally the irksomeness of the existing system, but they had always one consolation—if they were oppressed at home they were feared abroad. The Tsar was at least a thorough soldier, possessing an enormous and well-equipped army by which he might at any moment impose his will on Europe. Ever since the glorious days of 1812, when Napoleon was forced to make an ignominious retreat from the ruins of Moscow, the belief that the Russian soldiers were superior to all others, and that the Russian army was invincible, had become an article of the popular creed; and the respect which the voice of Nicholas commanded in Western Europe seemed to prove that the fact was admitted by foreign nations. In these and similar considerations the apathetically contented found a justification for their lethargy.
When it became evident that Russia was about to engage in a trial of strength with the Western Powers, this optimism became general. "The heavy burdens," it was said, "which the people have had to bear were necessary to make Russia the first military Power in Europe, and now the nation will reap the fruits of its long-suffering and patient resignation. The West will learn that her boasted liberty and liberal institutions are of little service in the hour of danger, and the Russians who admire such institutions will be constrained to admit that a strong, all-directing autocracy is the only means of preserving national greatness." As the patriotic fervour and military enthusiasm increased, nothing was heard but praises of Nicholas and his system. The war was regarded by many as a kind of crusade—even the Emperor spoke about the defence of "the native soil and the holy faith"—and the most exaggerated expectations were entertained of its results. The old Eastern Question was at last to be solved in accordance with Russian aspirations, and Nicholas was about to realise Catherine II.'s grand scheme of driving the Turks out of Europe. The date at which the troops would arrive at Constantinople was actively discussed, and a Slavophil poet called on the Emperor to lie down in Constantinople, and rise up as Tsar of a Panslavonic Empire. Some enthusiasts even expected the speedy liberation of Jerusalem from the power of the Infidel. To the enemy, who might possibly hinder the accomplishment of these schemes, very little attention was paid. "We have only to throw our hats at them!" (Shapkami zakidaem) became a favourite expression.
There were, however, a few men in whom the prospect of the coming struggle awoke very different thoughts and feelings. They could not share the sanguine expectations of those who were confident of success. "What preparations have we made," they asked, "for the struggle with civilisation, which now sends its forces against us? With all our vast territory and countless population we are incapable of coping with it. When we talk of the glorious campaign against Napoleon, we forget that since that time Europe has been steadily advancing on the road of progress while we have been standing still. We march not to victory, but to defeat, and the only grain of consolation which we have is that Russia will learn by experience a lesson that will be of use to her in the future."*
* These are the words of Granovski.
These prophets of evil found, of course, few disciples, and were generally regarded as unworthy sons of the Fatherland—almost as traitors to their country. But their predictions were confirmed by events. The Allies were victorious in the Crimea, and even the despised Turks made a successful stand on the line of the Danube. In spite of the efforts of the Government to suppress all unpleasant intelligence, it soon became known that the military organisation was little, if at all, better than the civil administration—that the individual bravery of soldiers and officers was neutralised by the incapacity of the generals, the venality of the officials, and the shameless peculation of the commissariat department. The Emperor, it was said, had drilled out of the officers all energy, individuality, and moral force. Almost the only men who showed judgment, decision, and energy were the officers of the Black Sea fleet, which had been less subjected to the prevailing system. As the struggle went on, it became evident how weak the country really was—how deficient in the resources necessary to sustain a prolonged conflict. "Another year of war," writes an eye-witness in 1855, "and the whole of Southern Russia will be ruined." To meet the extraordinary demands on the Treasury, recourse was had to an enormous issue of paper money; but the rapid depreciation of the currency showed that this resource would soon be exhausted. Militia regiments were everywhere raised throughout the country, and many proprietors spent large sums in equipping volunteer corps; but very soon this enthusiasm cooled when it was found that the patriotic efforts enriched the jobbers without inflicting any serious injury on the enemy.
Under the sting of the great national humiliation, the upper classes awoke from their optimistic resignation. They had borne patiently the oppression of a semi-military administration, and for this! The system of Nicholas had been put to a crucial test, and found wanting. The policy which had sacrificed all to increase the military power of the Empire was seen to be a fatal error, and the worthlessness of the drill-sergeant regime was proved by bitter experience. Those administrative fetters which had for more than a quarter of a century cramped every spontaneous movement had failed to fulfil even the narrow purpose for which they had been forged. They had, indeed, secured a certain external tranquillity during those troublous times when Europe was convulsed by revolutionary agitation; but this tranquillity was not that of healthy normal action, but of death—and underneath the surface lay secret and rapidly spreading corruption. The army still possessed that dashing gallantry which it had displayed in the campaigns of Suvorof, that dogged, stoical bravery which had checked the advance of Napoleon on the field of Borodino, and that wondrous power of endurance which had often redeemed the negligence of generals and the defects of the commissariat; but the result was now not victory, but defeat. How could this be explained except by the radical defects of that system which had been long practised with such inflexible perseverance? The Government had imagined that it could do everything by its own wisdom and energy, and in reality it had done nothing, or worse than nothing. The higher officers had learned only too well to be mere automata; the ameliorations in the military organisation, on which Nicholas had always bestowed special attention, were found to exist for the most part only in the official reports; the shameful exploits of the commissariat department were such as to excite the indignation of those who had long lived in an atmosphere of official jobbery and peculation; and the finances, which people had generally supposed to be in a highly satisfactory condition, had become seriously crippled by the first great national effort.
This deep and wide-spread dissatisfaction was not allowed to appear in the Press, but it found very free expression in the manuscript literature and in conversation. In almost every house—I mean, of course, among the educated classes—words were spoken which a few months before would have seemed treasonable, if not blasphemous. Philippics and satires in prose and verse were written by the dozen, and circulated in hundreds of copies. A pasquil on the Commander in Chief, or a tirade against the Government, was sure to be eagerly read and warmly approved of. As a specimen of this kind of literature, and an illustration of the public opinion of the time, I may translate here one of those metrical tirades. Though it was never printed, it obtained a wide circulation:
"'God has placed me over Russia,' said the Tsar to us, 'and you must bow down before me, for my throne is His altar. Trouble not yourselves with public affairs, for I think for you and watch over you every hour. My watchful eye detects internal evils and the machinations of foreign enemies; and I have no need of counsel, for God inspires me with wisdom. Be proud, therefore, of being my slaves, O Russians, and regard my will as your law.'
"We listened to these words with deep reverence, and gave a tacit consent; and what was the result? Under mountains of official papers real interests were forgotten. The letter of the law was observed, but negligence and crime were allowed to go unpunished. While grovelling in the dust before ministers and directors of departments in the hope of receiving tchins and decorations, the officials stole unblushingly; and theft became so common that he who stole the most was the most respected. The merits of officers were decided at reviews; and he who obtained the rank of General was supposed capable of becoming at once an able governor, an excellent engineer, or a most wise senator. Those who were appointed governors were for the most part genuine satraps, the scourges of the provinces entrusted to their care. The other offices were filled up with as little attention to the merits of the candidates. A stable-boy became Press censor! an Imperial fool became admiral! Kleinmichel became a count! In a word, the country was handed over to the tender mercies of a band of robbers.
"And what did we Russians do all this time?
"We Russians slept! With groans the peasant paid his yearly dues; with groans the proprietor mortgaged the second half of his estate; groaning, we all paid our heavy tribute to the officials. Occasionally, with a grave shaking of the head, we remarked in a whisper that it was a shame and a disgrace—that there was no justice in the courts—that millions were squandered on Imperial tours, kiosks, and pavilions—that everything was wrong; and then, with an easy conscience, we sat down to our rubber, praised the acting of Rachel, criticised the singing of Frezzolini, bowed low to venal magnates, and squabbled with each other for advancement in the very service which we so severely condemned. If we did not obtain the place we wished we retired to our ancestral estates, where we talked of the crops, fattened in indolence and gluttony, and lived a genuine animal life. If any one, amidst the general lethargy, suddenly called upon us to rise and fight for the truth and for Russia, how ridiculous did he appear! How cleverly the Pharisaical official ridiculed him, and how quickly the friends of yesterday showed him the cold shoulder! Under the anathema of public opinion, in some distant Siberian mine he recognised what a heinous sin it was to disturb the heavy sleep of apathetic slaves. Soon he was forgotten, or remembered as an unfortunate madman; and the few who said, 'Perhaps after all he was right,' hastened to add, 'but that is none of our business.'
"But amidst all this we had at least one consolation, one thing to be proud of—the might of Russia in the assembly of kings. 'What need we care,' we said, 'for the reproaches of foreign nations? We are stronger than those who reproach us.' And when at great reviews the stately regiments marched past with waving standards, glittering helmets, and sparkling bayonets, when we heard the loud hurrah with which the troops greeted the Emperor, then our hearts swelled with patriotic pride, and we were ready to repeat the words of the poet—
"Strong is our native country, and great the Russian Tsar."
"Then British statesmen, in company with the crowned conspirator of France, and with treacherous Austria, raised Western Europe against us, but we laughed scornfully at the coming storm. 'Let the nations rave,' we said; 'we have no cause to be afraid. The Tsar doubtless foresaw all, and has long since made the necessary preparations.' Boldly we went forth to fight, and confidently awaited the moment of the struggle.
"And lo! after all our boasting we were taken by surprise, and caught unawares, as by a robber in the dark. The sleep of innate stupidity blinded our Ambassadors, and our Foreign Minister sold us to our enemies.* Where were our millions of soldiers? Where was the well-considered plan of defence? One courier brought the order to advance; another brought the order to retreat; and the army wandered about without definite aim or purpose. With loss and shame we retreated from the forts of Silistria, and the pride of Russia was humbled before the Hapsburg eagle. The soldiers fought well, but the parade-admiral (Menshikof)—the amphibious hero of lost battles—did not know the geography of his own country, and sent his troops to certain destruction.
* Many people at that time imagined that Count Nesselrode, who was then Minister for Foreign Affairs, was a traitor to his adopted country.
"Awake, O Russia! Devoured by foreign enemies, crushed by slavery, shamefully oppressed by stupid authorities and spies, awaken from your long sleep of ignorance and apathy! You have been long enough held in bondage by the successors of the Tartar Khan. Stand forward calmly before the throne of the despot, and demand from him an account of the national disaster. Say to him boldly that his throne is not the altar of God, and that God did not condemn us to be slaves. Russia entrusted to you, O Tsar, the supreme power, and you were as a God upon earth. And what have you done? Blinded by ignorance and passion, you have lusted after power and have forgotten Russia. You have spent your life in reviewing troops, in modifying uniforms, and in appending your signature to the legislative projects of ignorant charlatans. You created the despicable race of Press censors, in order to sleep in peace—in order not to know the wants and not to hear the groans of the people—in order not to listen to Truth. You buried Truth, rolled a great stone to the door of the sepulchre, placed a strong guard over it, and said in the pride of your heart: For her there is no resurrection! But the third day has dawned, and Truth has arisen from the dead.
"Stand forward, O Tsar, before the judgment-seat of history and of God! You have mercilessly trampled Truth under foot, you have denied Freedom, you have been the slave of your own passions. By your pride and obstinacy you have exhausted Russia and raised the world in arms against us. Bow down before your brethren and humble yourself in the dust! Crave pardon and ask advice! Throw yourself into the arms of the people! There is now no other salvation!"
The innumerable tirades of which the above is a fair specimen were not very remarkable for literary merit or political wisdom. For the most part they were simply bits of bombastic rhetoric couched in doggerel rhyme, and they have consequently been long since consigned to well-merited oblivion—so completely that it is now difficult to obtain copies of them.* They have, however, an historical interest, because they express in a more or less exaggerated form the public opinion and prevalent ideas of the educated classes at that moment. In order to comprehend their real significance, we must remember that the writers and readers were not a band of conspirators, but ordinary, respectable, well-intentioned people, who never for a moment dreamed of embarking in revolutionary designs. It was the same society that had been a few months before so indifferent to all political questions, and even now there was no clear conception as to how the loud-sounding phrases could be translated into action. We can imagine the comical discomfiture of those who read and listened to these appeals, if the "despot" had obeyed their summons, and suddenly appeared before them.
* I am indebted for the copies which I possess to friends who copied and collected these pamphlets at the time.
Was the movement, then, merely an outburst of childish petulance? Certainly not. The public were really and seriously convinced that things were all wrong, and they were seriously and enthusiastically desirous that a new and better order of things should be introduced. It must be said to their honour that they did not content themselves with accusing and lampooning the individuals who were supposed to be the chief culprits. On the contrary, they looked reality boldly in the face, made a public confession of their past sins, sought conscientiously the causes which had produced the recent disasters, and endeavoured to find means by which such calamities might be prevented in the future. The public feeling and aspirations were not strong enough to conquer the traditional respect for the Imperial will and create an open opposition to the Autocratic Power, but they were strong enough to do great things by aiding the Government, if the Emperor voluntarily undertook a series of radical reforms.
What Nicholas would have done, had he lived, in face of this national awakening, it is difficult to say. He declared, indeed, that he could not change, and we can readily believe that his proud spirit would have scorned to make concessions to the principles which he had always condemned; but he gave decided indications in the last days of his life that his old faith in his system was somewhat shaken, and he did not exhort his son to persevere in the path along which he himself had forced his way with such obstinate consistency. It is useless, however, to speculate on possibilities. Whilst the Government had still to concentrate all its energies on the defence of the country, the Iron Tsar died, and was succeeded by his son, a man of a very different type.
Of a kind-hearted, humane disposition, sincerely desirous of maintaining the national honour, but singularly free from military ambition and imbued with no fanatical belief in the drill-sergeant system of government, Alexander II. was by no means insensible to the spirit of the time. He had, however, none of the sentimental enthusiasm for liberal institutions which had characterised his uncle, Alexander I. On the contrary, he had inherited from his father a strong dislike to sentimentalism and rhetoric of all kinds. This dislike, joined to a goodly portion of sober common-sense, a limited confidence in his own judgment, and a consciousness of enormous responsibility, prevented him from being carried away by the prevailing excitement. With all that was generous and humane in the movement he thoroughly sympathised, and he allowed the popular ideas and aspirations to find free utterance; but he did not at once commit himself to any definite policy, and carefully refrained from all exaggerated expressions of reforming zeal.
As soon, however, as peace had been concluded, there were unmistakable symptoms that the rigorously repressive system of Nicholas was about to be abandoned. In the manifesto announcing the termination of hostilities the Emperor expressed his conviction that by the combined efforts of the Government and the people, the public administration would be improved, and that justice and mercy would reign in the courts of law. Apparently as a preparation for this great work, to be undertaken by the Tsar and his people in common, the ministers began to take the public into their confidence, and submitted to public criticism many official data which had hitherto been regarded as State secrets. The Minister of the Interior, for instance, in his annual report, spoke almost in the tone of a penitent, and confessed openly that the morality of the officials under his orders left much to be desired. He declared that the Emperor now showed a paternal confidence in his people, and as a proof of this he mentioned the significant fact that 9,000 persons had been liberated from police supervision. The other branches of the Administration underwent a similar transformation. The haughty, dictatorial tone which had hitherto been used by superiors to their subordinates, and by all ranks of officials to the public, was replaced by one of considerate politeness. About the same time those of the Decembrists who were still alive were pardoned. The restrictions regarding the number of students in each university were abolished, the difficulty of obtaining foreign passports was removed, and the Press censors became singularly indulgent. Though no decided change had been made in the laws, it was universally felt that the spirit of Nicholas was no more.
The public, anxiously seeking after a sign, readily took these symptoms of change as a complete confirmation of their ardent hopes, and leaped at once to the conclusion that a vast, all-embracing system of radical reform was about to be undertaken—not secretly by the Administration, as had been the custom in the preceding reign when any little changes had to be made, but publicly, by the Government and the people in common. "The heart trembles with joy," said one of the leading organs of the Press, "in expectation of the great social reforms that are about to be effected—reforms that are thoroughly in accordance with the spirit, the wishes, and the expectations of the public." "The old harmony and community of feeling," said another, "which has always existed between the government and the people, save during short exceptional periods, has been fully re-established. The absence of all sentiment of caste, and the feeling of common origin and brotherhood which binds all classes of the Russian people into a homogeneous whole, will enable Russia to accomplish peacefully and without effort not only those great reforms which cost Europe centuries of struggle and bloodshed, but also many which the nations of the West are still unable to accomplish, in consequence of feudal traditions and caste prejudices." The past was depicted in the blackest colours, and the nation was called upon to begin a new and glorious epoch of its history. "We have to struggle," it was said, "in the name of the highest truth against egotism and the puny interests of the moment; and we ought to prepare our children from their infancy to take part in that struggle which awaits every honest man. We have to thank the war for opening our eyes to the dark sides of our political and social organisation, and it is now our duty to profit by the lesson. But it must not be supposed that the Government can, single-handed, remedy the defects. The destinies of Russia are, as it were, a stranded vessel which the captain and crew cannot move, and which nothing, indeed, but the rising tide of the national life can raise and float."
Hearts beat quicker at the sound of these calls to action. Many heard this new teaching, if we may believe a contemporary authority, "with tears in their eyes"; then, "raising boldly their heads, they made a solemn vow that they would act honourably, perseveringly, fearlessly." Some of those who had formerly yielded to the force of circumstances now confessed their misdemeanours with bitterness of heart. "Tears of repentance," said a popular poet, "give relief, and call us to new exploits." Russia was compared to a strong giant who awakes from sleep, stretches his brawny limbs, collects his thoughts, and prepares to atone for his long inactivity by feats of untold prowess. All believed, or at least assumed, that the recognition of defects would necessarily entail their removal. When an actor in one of the St. Petersburg theatres shouted from the stage, "Let us proclaim throughout all Russia that the time has come for tearing up evil by the roots!" the audience gave way to the most frantic enthusiasm. "Altogether a joyful time," says one who took part in the excitement, "as when, after the long winter, the genial breath of spring glides over the cold, petrified earth, and nature awakens from her deathlike sleep. Speech, long restrained by police and censorial regulations, now flows smoothly, majestically, like a mighty river that has just been freed from ice."
Under these influences a multitude of newspapers and periodicals were founded, and the current literature entirely changed its character. The purely literary and historical questions which had hitherto engaged the attention of the reading public were thrown aside and forgotten, unless they could be made to illustrate some principle of political or social science. Criticisms on style and diction, explanations of aesthetic principles, metaphysical discussions—all this seemed miserable trifling to men who wished to devote themselves to gigantic practical interests. "Science," it was said, "has now descended from the heights of philosophic abstraction into the arena of real life." The periodicals were accordingly filled with articles on railways, banks, free-trade, education, agriculture, communal institutions, local self-government, joint-stock companies, and with crushing philippics against personal and national vanity, inordinate luxury, administrative tyranny, and the habitual peculation of the officials. This last-named subject received special attention. During the preceding reign any attempt to criticise publicly the character or acts of an official was regarded as a very heinous offence; now there was a deluge of sketches, tales, comedies, and monologues, describing the corruption of the Administration, and explaining the ingenious devices by which the tchinovniks increased their scanty salaries. The public would read nothing that had not a direct or indirect bearing on the questions of the day, and whatever had such a bearing was read with interest. It did not seem at all strange that a drama should be written in defence of free-trade, or a poem in advocacy of some peculiar mode of taxation; that an author should expound his political ideas in a tale, and his antagonist reply by a comedy. A few men of the old school protested feebly against this "prostitution of art," but they received little attention, and the doctrine that art should be cultivated for its own sake was scouted as an invention of aristocratic indolence. Here is an ipsa pinxit of the literature of the time: "Literature has come to look at Russia with her own eyes, and sees that the idyllic romantic personages which the poets formerly loved to describe have no objective existence. Having taken off her French glove, she offers her hand to the rude, hard-working labourer, and observing lovingly Russian village life, she feels herself in her native land. The writers of the present have analysed the past, and, having separated themselves from aristocratic litterateurs and aristocratic society, have demolished their former idols."
By far the most influential periodical at the commencement of the movement was the Kolokol, or Bell, a fortnightly journal published in London by Herzen, who was at that time an important personage among the political refugees. Herzen was a man of education and culture, with ultra-radical opinions, and not averse to using revolutionary methods of reform when he considered them necessary. His intimate relations with many of the leading men in Russia enabled him to obtain secret information of the most important and varied kind, and his sparkling wit, biting satire, and clear, terse, brilliant style secured him a large number of readers. He seemed to know everything that was done in the ministries and even in the Cabinet of the Emperor,* and he exposed most mercilessly every abuse that came to his knowledge. We who are accustomed to free political discussion can hardly form a conception of the avidity with which his articles were read, and the effect which they produced. Though strictly prohibited by the Press censure, the Kolokol found its way across the frontier in thousands of copies, and was eagerly perused and commented on by all ranks of the educated classes. The Emperor himself received it regularly, and high-priced delinquents examined it with fear and trembling. In this way Herzen was for some years, though an exile, an important political personage, and did much to awaken and keep up the reform enthusiasm.
* As an illustration of this, the following anecdote is told: One number of the Kolokol contained a violent attack on an important personage of the court, and the accused, or some one of his friends, considered it advisable to have a copy specially printed for the Emperor without the objectionable article. The Emperor did not at first discover the trick, but shortly afterwards he received from London a polite note containing the article which had been omitted, and informing him how he had been deceived.
But where were the Conservatives all this time? How came it that for two or three years no voice was raised and no protest made even against the rhetorical exaggerations of the new-born liberalism? Where were the representatives of the old regime, who had been so thoroughly imbued with the spirit of Nicholas? Where were those ministers who had systematically extinguished the least indication of private initiative, those "satraps" who had stamped out the least symptom of insubordination or discontent, those Press censors who had diligently suppressed the mildest expression of liberal opinion, those thousands of well-intentioned proprietors who had regarded as dangerous free-thinkers and treasonable republicans all who ventured to express dissatisfaction with the existing state of things? A short time before, the Conservatives composed at least nine-tenths of the upper classes, and now they had suddenly and mysteriously disappeared.
It is scarcely necessary to say that in a country accustomed to political life, such a sudden, unopposed revolution in public opinion could not possibly take place. The key to the mystery lies in the fact that for centuries Russia had known nothing of political life or political parties. Those who were sometimes called Conservatives were in reality not at all Conservatives in our sense of the term. If we say that they had a certain amount of conservatism, we must add that it was of the latent, passive, unreasoned kind—the fruit of indolence and apathy. Their political creed had but one article: Thou shalt love the Tsar with all thy might, and carefully abstain from all resistance to his will—especially when it happens that the Tsar is a man of the Nicholas type. So long as Nicholas lived they had passively acquiesced in his system—active acquiescence had been neither demanded nor desired—but when he died, the system of which he was the soul died with him. What then could they seek to defend? They were told that the system which they had been taught to regard as the sheet-anchor of the State was in reality the chief cause of the national disasters; and to this they could make no reply, because they had no better explanation of their own to offer. They were convinced that the Russian soldier was the best soldier in the world, and they knew that in the recent war the army had not been victorious; the system, therefore, must be to blame. They were told that a series of gigantic reforms was necessary in order to restore Russia to her proper place among the nations; and to this they could make no answer, for they had never studied such abstract questions. And one thing they did know: that those who hesitated to admit the necessity of gigantic reforms were branded by the Press as ignorant, narrow-minded, prejudiced, and egotistical, and were held up to derision as men who did not know the most elementary principles of political and economic science. Freely expressed public opinion was such a new phenomenon in Russia that the Press was able for some time to exercise a "Liberal" tyranny scarcely less severe than the "Conservative" tyranny of the censors in the preceding reign. Men who would have stood fire gallantly on the field of battle quailed before the poisoned darts of Herzen in the Kolokol. Under such circumstances, even the few who possessed some vague Conservative convictions refrained from publicly expressing them.
The men who had played a more or less active part during the preceding reign, and who might therefore be expected to have clearer and deeper convictions, were specially incapable of offering opposition to the prevailing Liberal enthusiasm. Their Conservatism was of quite as limp a kind as that of the landed proprietors who were not in the public service, for under Nicholas the higher a man was placed the less likely was he to have political convictions of any kind outside the simple political creed above referred to. Besides this, they belonged to that class which was for the moment under the anathema of public opinion, and they had drawn direct personal advantage from the system which was now recognised as the chief cause of the national disasters.
For a time the name of tchinovnik became a term of reproach and derision, and the position of those who bore it was comically painful. They strove to prove that, though they held a post in the public service, they were entirely free from the tchinovnik spirit—that there was nothing of the genuine tchinovnik about them. Those who had formerly paraded their tchin (official rank) on all occasions, in season and out of season, became half ashamed to admit that they had the rank of General; for the title no longer commanded respect, and had become associated with all that was antiquated, formal, and stupid. Among the young generation it was used most disrespectfully as equivalent to "pompous blockhead." Zealous officials who had lately regarded the acquisition of Stars and Orders as among the chief ends of man, were fain to conceal those hard-won trophies, lest some cynical "Liberal" might notice them and make them the butt of his satire. "Look at the depth of humiliation to which you have brought the country"—such was the chorus of reproach that was ever ringing in their ears—"with your red tape, your Chinese formalism, and your principle of lifeless, unreasoning, mechanical obedience! You asserted constantly that you were the only true patriots, and branded with the name of traitor those who warned you of the insane folly of your conduct. You see now what it has all come to. The men whom you helped to send to the mines turn out to have been the true patriots."*
* It was a common saying at that time that nearly all the best men in Russia had spent a part of their lives in Siberia, and it was proposed to publish a biographical dictionary of remarkable men, in which every article was to end thus: "Exiled to —— in 18—." I am not aware how far the project was seriously entertained, but, of course, the book was never published.
And to these reproaches what could they reply? Like a child who has in his frolics inadvertently set the house on fire, they could only look contrite, and say they did not mean it. They had simply accepted without criticism the existing order of things, and ranged themselves among those who were officially recognised as "the well-intentioned." If they had always avoided the Liberals, and perhaps helped to persecute them, it was simply because all "well-intentioned" people said that Liberals were "restless" and dangerous to the State. Those who were not convinced of their errors simply kept silence, but the great majority passed over to the ranks of the Progressists, and many endeavoured to redeem their past by showing extreme zeal for the Liberal cause.
In explanation of this extraordinary outburst of reform enthusiasm, we must further remember that the Russian educated classes, in spite of the severe northern climate which is supposed to make the blood circulate slowly, are extremely impulsive. They are fettered by no venerable historical prejudices, and are wonderfully sensitive to the seductive influence of grandiose projects, especially when these excite the patriotic feelings. Then there was the simple force of reaction—the rebound which naturally followed the terrific compression of the preceding reign. Without disrespect, the Russians of that time may be compared to schoolboys who have just escaped from the rigorous discipline of a severe schoolmaster. In the first moments of freedom it was supposed that there would be no more discipline or compulsion. The utmost respect was to be shown to "human dignity," and every Russian was to act spontaneously and zealously at the great work of national regeneration. All thirsted for reforming activity. The men in authority were inundated with projects of reform—some of them anonymous, and others from obscure individuals; some of them practical, and very many wildly fantastic. Even the grammarians showed their sympathy with the spirit of the time by proposing to expel summarily all redundant letters from the Russian alphabet!
The fact that very few people had clear, precise ideas as to what was to be done did not prevent, but rather tended to increase, the reform enthusiasm. All had at least one common feeling—dislike to what had previously existed. It was only when it became necessary to forsake pure negation, and to create something, that the conceptions became clearer, and a variety of opinions appeared. At the first moment there was merely unanimity in negation, and an impulsive enthusiasm for beneficent reforms in general.
The first specific proposals were direct deductions from the lessons taught by the war. The war had shown in a terrible way the disastrous consequences of having merely primitive means of communication; the Press and the public began, accordingly, to speak about the necessity of constructing railways, roads and river-steamers. The war had shown that a country which has not developed its natural resources very soon becomes exhausted if it has to make a great national effort; accordingly the public and the Press talked about the necessity of developing the natural resources, and about the means by which this desirable end might be attained. It had been shown by the war that a system of education which tends to make men mere apathetic automata cannot produce even a good army; accordingly the public and the Press began to discuss the different systems of education and the numerous questions of pedagogical science. It had been shown by the war that the best intentions of a Government will necessarily be frustrated if the majority of the officials are dishonest or incapable; accordingly the public and the Press began to speak about the paramount necessity of reforming the Administration in all its branches.
It must not, however, be supposed that in thus laying to heart the lessons taught by the war and endeavouring to profit by them, the Russians were actuated by warlike feelings, and desired to avenge themselves as soon as possible on their victorious enemies. On the contrary, the whole movement and the spirit which animated it were eminently pacific. Prince Gortchakof's saying, "La Russie ne boude pas, elle se recueille," was more than a diplomatic repartee—it was a true and graphic statement of the case. Though the Russians are very inflammable, and can be very violent when their patriotic feelings are aroused, they are, individually and as a nation, singularly free from rancour and the spirit of revenge. After the termination of hostilities they really bore little malice towards the Western Powers, except towards Austria, which was believed to have been treacherous and ungrateful to the country that had saved her in 1849. Their patriotism now took the form, not of revenge, but of a desire to raise their country to the level of the Western nations. If they thought of military matters at all, they assumed that military power would be obtained as a natural and inevitable result of high civilisation and good government.
As a first step towards the realisation of the vast schemes contemplated, voluntary associations began to be formed for industrial and commercial purposes, and a law was issued for the creation of limited liability companies. In the space of two years forty-seven companies of this kind were founded, with a combined capital of 358 millions of roubles. To understand the full significance of these figures, we must know that from the founding of the first joint-stock company in 1799 down to 1853 only twenty-six companies had been formed, and their united capital amounted only to thirty-two millions of roubles. Thus in the space of two years (1857-58) eleven times as much capital was subscribed to joint-stock companies as had been subscribed during half a century previous to the war. The most exaggerated expectations were entertained as to the national and private advantages which must necessarily result from these undertakings, and it became a patriotic duty to subscribe liberally. The periodical literature depicted in glowing terms the marvellous results that had been obtained in other countries by the principle of co-operation, and sanguine readers believed that they had discovered a patriotic way of speedily becoming rich.
These were, however, mere secondary matters, and the public were anxiously waiting for the Government to begin the grand reforming campaign. When the educated classes awoke to the necessity of great reforms, there was no clear conception as to how the great work should be undertaken. There was so much to be done that it was no easy matter to decide what should be done first. Administrative, judicial, social, economical, financial, and political reforms seemed all equally pressing. Gradually, however, it became evident that precedence must be given to the question of serfage. It was absurd to speak about progress, humanitarianism, education, self-government, equality in the eye of the law, and similar matters, so long as one half of the population was excluded from the enjoyment of ordinary civil rights. So long as serfage existed it was mere mockery to talk about re-organising Russia according to the latest results of political and social science. How could a system of even-handed justice be introduced when twenty millions of the peasantry were subject to the arbitrary will of the landed proprietors? How could agricultural or industrial progress be made without free labour? How could the Government take active measures for the spread of national education when it had no direct control over one-half of the peasantry? Above all, how could it be hoped that a great moral regeneration could take place, so long as the nation voluntarily retained the stigma of serfage and slavery?
All this was very generally felt by the educated classes, but no one ventured to raise the question until it should be known what were the views of the Emperor on the subject. How the question was gradually raised, how it was treated by the nobles, and how it was ultimately solved by the famous law of February 19th (March 3d), 1861,* I now propose to relate.
* February 19th according to the old style, which is still used in Russia, and March 3d according to our method of reckoning.
CHAPTER XXVIII
THE SERFS
The Rural Population in Ancient Times—The Peasantry in the Eighteenth Century—How Was This Change Effected?—The Common Explanation Inaccurate—Serfage the Result of Permanent Economic and Political Causes—Origin of the Adscriptio Glebae—Its Consequences—Serf Insurrection—Turning-point in the History of Serfage—Serfage in Russia and in Western Europe—State Peasants—Numbers and Geographical Distribution of the Serf Population—Serf Dues—Legal and Actual Power of the Proprietors—The Serfs' Means of Defence—Fugitives—Domestic Serfs—Strange Advertisements in the Moscow Gazette—Moral Influence of Serfage.
Before proceeding to describe the Emancipation, it may be well to explain briefly how the Russian peasants became serfs, and what serfage in Russia really was.
In the earliest period of Russian history the rural population was composed of three distinct classes. At the bottom of the scale stood the slaves, who were very numerous. Their numbers were continually augmented by prisoners of war, by freemen who voluntarily sold themselves as slaves, by insolvent debtors, and by certain categories of criminals. Immediately above the slaves were the free agricultural labourers, who had no permanent domicile, but wandered about the country and settled temporarily where they happened to find work and satisfactory remuneration. In the third place, distinct from these two classes, and in some respects higher in the social scale, were the peasants properly so called.*
* My chief authority for the early history of the peasantry has been Belaef, "Krestyanye na Rusi," Moscow, 1860; a most able and conscientious work.
These peasants proper, who may be roughly described as small farmers or cottiers, were distinguished from the free agricultural labourers in two respects: they were possessors of land in property or usufruct, and they were members of a rural Commune. The Communes were free primitive corporations which elected their office-bearers from among the heads of families, and sent delegates to act as judges or assessors in the Prince's Court. Some of the Communes possessed land of their own, whilst others were settled on the estates of the landed proprietors or on the extensive domains of the monasteries. In the latter case the peasant paid a fixed yearly rent in money, in produce, or in labour, according to the terms of his contract with the proprietor or the monastery; but he did not thereby sacrifice in any way his personal liberty. As soon as he had fulfilled the engagements stipulated in the contract and had settled accounts with the owner of the land, he was free to change his domicile as he pleased.
If we turn now from these early times to the eighteenth century, we find that the position of the rural population has entirely changed in the interval. The distinction between slaves, agricultural labourers, and peasants has completely disappeared. All three categories have melted together into a common class, called serfs, who are regarded as the property of the landed proprietors or of the State. "The proprietors sell their peasants and domestic servants not even in families, but one by one, like cattle, as is done nowhere else in the whole world, from which practice there is not a little wailing."* And yet the Government, whilst professing to regret the existence of the practice, takes no energetic measures to prevent it. On the contrary, it deprives the serfs of all legal protection, and expressly commands that if any serf shall dare to present a petition against his master, he shall be punished with the knout and transported for life to the mines of Nertchinsk. (Ukaz of August 22d, 1767.**)
* These words are taken from an Imperial ukaz of April 15th, 1721. Polnoye Sobranye Zakonov, No. 3,770.
** This is an ukaz of the liberal and tolerant Catherine! How she reconciled it with her respect and admiration for Beccaria's humane views on criminal law she does not explain.
How did this important change take place, and how is it to be explained?
If we ask any educated Russian who has never specially occupied himself with historical investigations regarding the origin of serfage in Russia, he will probably reply somewhat in this fashion:
"In Russia slavery has never existed (!), and even serfage in the West-European sense has never been recognised by law! In ancient times the rural population was completely free, and every peasant might change his domicile on St. George's Day—that is to say, at the end of the agricultural year. This right of migration was abolished by Tsar Boris Godunof—who, by the way, was half a Tartar and more than half a usurper—and herein lies the essence of serfage in the Russian sense. The peasants have never been the property of the landed proprietors, but have always been personally free; and the only legal restriction on their liberty was that they were not allowed to change their domicile without the permission of the proprietor. If so-called serfs were sometimes sold, the practice was simply an abuse not justified by legislation."
This simple explanation, in which may be detected a note of patriotic pride, is almost universally accepted in Russia; but it contains, like most popular conceptions of the distant past, a curious mixture of fact and fiction. Serious historical investigation tends to show that the power of the proprietors over the peasants came into existence, not suddenly, as the result of an ukaz, but gradually, as a consequence of permanent economic and political causes, and that Boris Godunof was not more to blame than many of his predecessors and successors.*
* See especially Pobedonostsef, in the Russki Vestnik, 1858, No. 11, and "Istoritcheskiya izsledovaniya i statyi" (St. Petersburg, 1876), by the same author; also Pogodin, in the Russkaya Beseda, 1858, No. 4.
Although the peasants in ancient Russia were free to wander about as they chose, there appeared at a very early period—long before the reign of Boris Godunof—a decided tendency in the Princes, in the proprietors, and in the Communes, to prevent migration. This tendency will be easily understood if we remember that land without labourers is useless, and that in Russia at that time the population was small in comparison with the amount of reclaimed and easily reclaimable land. The Prince desired to have as many inhabitants as possible in his principality, because the amount of his regular revenues depended on the number of the population. The landed proprietor desired to have as many peasants as possible on his estate, to till for him the land which he reserved for his own use, and to pay him for the remainder a yearly rent in money, produce, or labour. The free Communes desired to have a number of members sufficient to keep the whole of the Communal land under cultivation, because each Commune had to pay yearly to the Prince a fixed sum in money or agricultural produce, and the greater the number of able-bodied members, the less each individual had to pay. To use the language of political economy, the Princes, the landed proprietors, and the free Communes all appeared as buyers in the labour market; and the demand was far in excess of the supply. Nowadays when young colonies or landed proprietors in an outlying corner of the world are similarly in need of labour, they seek to supply the want by organising a regular system of importing labourers—using illegal violent means, such as kidnapping expeditions, merely as an exceptional expedient. In old Russia any such regularly organised system was impossible, and consequently illegal or violent measures were not the exception, but the rule. The chief practical advantage of the frequent military expeditions for those who took part in them was the acquisition of prisoners of war, who were commonly transformed into slaves by their captors. If it be true, as some assert, that only unbaptised prisoners were legally considered lawful booty, it is certain that in practice, before the unification of the principalities under the Tsars of Moscow, little distinction was made in this respect between unbaptised foreigners and Orthodox Russians.* A similar method was sometimes employed for the acquisition of free peasants: the more powerful proprietors organised kidnapping expeditions, and carried off by force the peasants settled on the land of their weaker neighbours.
* On this subject see Tchitcherin, "Opyty po istorii Russkago prava," Moscow, 1858, p. 162 et seq.; and Lokhvitski, "O plennykh po drevnemu Russkomu pravu," Moscow, 1855.
Under these circumstances it was only natural that those who possessed this valuable commodity should do all in their power to keep it. Many, if not all, of the free Communes adopted the simple measure of refusing to allow a member to depart until he had found some one to take his place. The proprietors never, so far as we know, laid down formally such a principle, but in practice they did all in their power to retain the peasants actually settled on their estates. For this purpose some simply employed force, whilst others acted under cover of legal formalities. The peasant who accepted land from a proprietor rarely brought with him the necessary implements, cattle, and capital to begin at once his occupations, and to feed himself and his family till the ensuing harvest. He was obliged, therefore, to borrow from his landlord, and the debt thus contracted was easily converted into a means of preventing his departure if he wished to change his domicile. We need not enter into further details. The proprietors were the capitalists of the time. Frequent bad harvests, plagues, fires, military raids, and similar misfortunes often reduced even prosperous peasants to beggary. The muzhik was probably then, as now, only too ready to accept a loan without taking the necessary precautions for repaying it. The laws relating to debt were terribly severe, and there was no powerful judicial organisation to protect the weak. If we remember all this, we shall not be surprised to learn that a considerable part of the peasantry were practically serfs before serfage was recognised by law.
So long as the country was broken up into independent principalities, and each land-owner was almost an independent Prince on his estate, the peasants easily found a remedy for these abuses in flight. They fled to a neighbouring proprietor who could protect them from their former landlord and his claims, or they took refuge in a neighbouring principality, where they were, of course, still safer. All this was changed when the independent principalities were transformed into the Tsardom of Muscovy. The Tsars had new reasons for opposing the migration of the peasants and new means for preventing it. The old Princes had simply given grants of land to those who served them, and left the grantee to do with his land what seemed good to him; the Tsars, on the contrary, gave to those who served them merely the usufruct of a certain quantity of land, and carefully proportioned the quantity to the rank and the obligations of the receiver. In this change there was plainly a new reason for fixing the peasants to the soil. The real value of a grant depended not so much on the amount of land as on the number of peasants settled on it, and hence any migration of the population was tantamount to a removal of the ancient landmarks—that is to say, to a disturbance of the arrangements made by the Tsar. Suppose, for instance, that the Tsar granted to a Boyar or some lesser dignitary an estate on which were settled twenty peasant families, and that afterwards ten of these emigrated to neighbouring proprietors. In this case the recipient might justly complain that he had lost half of his estate—though the amount of land was in no way diminished—and that he was consequently unable to fulfil his obligations. Such complaints would be rarely, if ever, made by the great dignitaries, for they had the means of attracting peasants to their estates;* but the small proprietors had good reason to complain, and the Tsar was bound to remove their grievances. The attaching of the peasants to the soil was, in fact, the natural consequence of feudal tenures—an integral part of the Muscovite political system. The Tsar compelled the nobles to serve him, and was unable to pay them in money. He was obliged, therefore, to procure for them some other means of livelihood. Evidently the simplest method of solving the difficulty was to give them land, with a certain number of labourers, and to prevent the labourers from migrating.
* There are plain indications in the documents of the time that the great dignitaries were at first hostile to the adscriptio glebae. We find a similar phenomenon at a much more recent date in Little Russia. Long after serfage had been legalised in that region by Catherine II., the great proprietors, such as Rumyantsef, Razumofski, Bezborodko, continued to attract to their estates the peasants of the smaller proprietors. See the article of Pogodin in the Russkaya Beseda, 1858, No. 4, p. 154.
Towards the free Communes the Tsar had to act in the same way for similar reasons. The Communes, like the nobles, had obligations to the Sovereign, and could not fulfil them if the peasants were allowed to migrate from one locality to another. They were, in a certain sense, the property of the Tsar, and it was only natural that the Tsar should do for himself what he had done for his nobles.
With these new reasons for fixing the peasants to the soil came, as has been said, new means of preventing migration. Formerly it was an easy matter to flee to a neighbouring principality, but now all the principalities were combined under one ruler, and the foundations of a centralised administration were laid. Severe fugitive laws were issued against those who attempted to change their domicile and against the proprietors who should harbour the runaways. Unless the peasant chose to face the difficulties of "squatting" in the inhospitable northern forests, or resolved to brave the dangers of the steppe, he could nowhere escape the heavy hand of Moscow.*
* The above account of the origin of serfage in Russia is founded on a careful examination of the evidence which we possess on the subject, but I must not conceal the fact that some of the statements are founded on inference rather than on direct, unequivocal documentary evidence. The whole question is one of great difficulty, and will in all probability not be satisfactorily solved until a large number of the old local Land-Registers (Pistsoviya Knigi) have been published and carefully studied.
The indirect consequences of thus attaching the peasants to the soil did not at once become apparent. The serf retained all the civil rights he had hitherto enjoyed, except that of changing his domicile. He could still appear before the courts of law as a free man, freely engage in trade or industry, enter into all manner of contracts, and rent land for cultivation.
But as time wore on, the change in the legal relation between the two classes became apparent in real life. In attaching the peasantry to the soil, the Government had been so thoroughly engrossed with the direct financial aim that it entirely overlooked, or wilfully shut its eyes to, the ulterior consequences which must necessarily flow from the policy it adopted. It was evident that as soon as the relation between proprietor and peasant was removed from the region of voluntary contract by being rendered indissoluble, the weaker of the two parties legally tied together must fall completely under the power of the stronger, unless energetically protected by the law and the Administration. To this inevitable consequence the Government paid no attention. So far from endeavouring to protect the peasantry from the oppression of the proprietors, it did not even determine by law the mutual obligations which ought to exist between the two classes. Taking advantage of this omission, the proprietors soon began to impose whatever obligations they thought fit; and as they had no legal means of enforcing fulfilment, they gradually introduced a patriarchal jurisdiction similar to that which they exercised over their slaves, with fines and corporal punishment as means of coercion. From this they ere long proceeded a step further, and began to sell their peasants without the land on which they were settled. At first this was merely a flagrant abuse unsanctioned by law, for the peasant had never been declared the private property of the landed proprietor; but the Government tacitly sanctioned the practice, and even exacted dues on such sales, as on the sale of slaves. Finally the right to sell peasants without land was formally recognised by various Imperial ukazes.*
* For instance, the ukazes of October 13th, 1675, and June 25th, 1682. See Belaef, pp. 203-209.
The old Communal organisation still existed on the estates of the proprietors, and had never been legally deprived of its authority, but it was now powerless to protect the members. The proprietor could easily overcome any active resistance by selling or converting into domestic servants the peasants who dared to oppose his will.
The peasantry had thus sunk to the condition of serfs, practically deprived of legal protection and subject to the arbitrary will of the proprietors; but they were still in some respects legally and actually distinguished from the slaves on the one hand and the "free wandering people" on the other. These distinctions were obliterated by Peter the Great and his immediate successors.
To effect his great civil and military reforms, Peter required an annual revenue such as his predecessors had never dreamed of, and he was consequently always on the look-out for some new object of taxation. When looking about for this purpose, his eye naturally fell on the slaves, the domestic servants, and the free agricultural labourers. None of these classes paid taxes—a fact which stood in flagrant contradiction with his fundamental principle of polity, that every subject should in some way serve the State. He caused, therefore, a national census to be taken, in which all the various classes of the rural population—slaves, domestic servants, agricultural labourers, peasants—should be inscribed in one category; and he imposed equally on all the members of this category a poll-tax, in lieu of the former land-tax, which had lain exclusively on the peasants. To facilitate the collection of this tax the proprietors were made responsible for their serfs; and the "free wandering people" who did not wish to enter the army were ordered, under pain of being sent to the galleys, to inscribe themselves as members of a Commune or as serfs to some proprietor.
These measures had a considerable influence, if not on the actual position of the peasantry, at least on the legal conceptions regarding them. By making the proprietor pay the poll-tax for his serfs, as if they were slaves or cattle, the law seemed to sanction the idea that they were part of his goods and chattels. Besides this, it introduced the entirely new principle that any member of the rural population not legally attached to the land or to a proprietor should be regarded as a vagrant, and treated accordingly. Thus the principle that every subject should in some way serve the State had found its complete realisation. There was no longer any room in Russia for free men.
The change in the position of the peasantry, together with the hardships and oppression by which it was accompanied, naturally increased fugitivism and vagrancy. Thousands of serfs ran away from their masters and fled to the steppe or sought enrolment in the army. To prevent this the Government considered it necessary to take severe and energetic measures. The serfs were forbidden to enlist without the permission of their masters, and those who persisted in presenting themselves for enrolment were to be beaten "cruelly" (zhestoko) with the knout, and sent to the mines.* The proprietors, on the other hand, received the right to transport without trial their unruly serfs to Siberia, and even to send them to the mines for life.**
* Ukaz of June 2d, 1742.
** See ukaz of January 17th, 1765, and of January 28th, 1766.
If these stringent measures had any effect it was not of long duration, for there soon appeared among the serfs a still stronger spirit of discontent and insubordination, which threatened to produce a general agrarian rising, and actually did create a movement resembling in many respects the Jacquerie in France and the Peasant War in Germany. A glance at the causes of this movement will help us to understand the real nature of serfage in Russia.
Up to this point serfage had, in spite of its flagrant abuses, a certain theoretical justification. It was, as we have seen, merely a part of a general political system in which obligatory service was imposed on all classes of the population. The serfs served the nobles in order that the nobles might serve the Tsar. In 1762 this theory was entirely overturned by a manifesto of Peter III. abolishing the obligatory service of the Noblesse. According to strict justice this act ought to have been followed by the liberation of the serfs, for if the nobles were no longer obliged to serve the State they had no just claim to the service of the peasants. The Government had so completely forgotten the original meaning of serfage that it never thought of carrying out the measure to its logical consequences, but the peasantry held tenaciously to the ancient conceptions, and looked impatiently for a second manifesto liberating them from the power of the proprietors. Reports were spread that such a manifesto really existed, and was being concealed by the nobles. A spirit of insubordination accordingly appeared among the rural population, and local insurrections broke out in several parts of the Empire.
At this critical moment Peter III. was dethroned and assassinated by a Court conspiracy. The peasants, who, of course, knew nothing of the real motives of the conspirators, supposed that the Tsar had been assassinated by those who wished to preserve serfage, and believed him to be a martyr in the cause of Emancipation. At the news of the catastrophe their hopes of Emancipation fell, but soon they were revived by new rumours. The Tsar, it was said, had escaped from the conspirators and was in hiding. Soon he would appear among his faithful peasants, and with their aid would regain his throne and punish the wicked oppressors. Anxiously he was awaited, and at last the glad tidings came that he had appeared in the Don country, that thousands of Cossacks had joined his standard, that he was everywhere putting the proprietors to death without mercy, and that he would soon arrive in the ancient capital!
Peter III. was in reality in his grave, but there was a terrible element of truth in these reports. A pretender, a Cossack called Pugatchef, had really appeared on the Don, and had assumed the role which the peasants expected the late Tsar to play. Advancing through the country of the Lower Volga, he took several places of importance, put to death all the proprietors he could find, defeated on more than one occasion the troops sent against him, and threatened to advance into the heart of the Empire. It seemed as if the old troublous times were about to be renewed—as if the country was once more to be pillaged by those wild Cossacks of the southern steppe. But the pretender showed himself incapable of playing the part he had assumed. His inhuman cruelty estranged many who would otherwise have followed him, and he was too deficient in decision and energy to take advantage of favourable circumstances. If it be true that he conceived the idea of creating a peasant empire (muzhitskoe tsarstvo), he was not the man to realise such a scheme. After a series of mistakes and defeats he was taken prisoner, and the insurrection was quelled.*
*Whilst living among the Bashkirs of the province of Samara in 1872 I found some interesting traditions regarding this pretender. Though nearly a century had elapsed since his death (1775), his name, his personal appearance, and his exploits were well known even to the younger generation. My informants firmly believed that he was not an impostor, but the genuine Tsar, dethroned by his ambitious consort, and that he never was taken prisoner, but "went away into foreign lands." When I asked whether he was still alive, and whether he might not one day return, they replied that they did not know.
Meanwhile Peter III. had been succeeded by his consort, Catherine II. As she had no legal right to the throne, and was by birth a foreigner, she could not gain the affections of the people, and was obliged to court the favour of the Noblesse. In such a difficult position she could not venture to apply her humane principles to the question of serfage. Even during the first years of her reign, when she had no reason to fear agrarian disturbances, she increased rather than diminished the power of the proprietors over their serfs, and the Pugatchef affair confirmed her in this line of policy. During her reign serfage may be said to have reached its climax. The serfs were regarded by the law as part of the master's immovable property*—as part of the working capital of the estate—and as such they were bought, sold, and given as presents** in hundreds and thousands, sometimes with the land, and sometimes without it, sometimes in families, and sometimes individually. The only legal restriction was that they should not be offered for sale at the time of the conscription, and that they should at no time be sold publicly by auction, because such a custom was considered as "unbecoming in a European State." In all other respects the serfs might be treated as private property; and this view is to be found not only in the legislation, but also in the popular conceptions. It became customary—a custom that continued down to the year 1861—to compute a noble's fortune, not by his yearly revenue or the extent of his estate, but by the number of his serfs. Instead of saying that a man had so many hundreds or thousands a year, or so many acres, it was commonly said that he had so many hundreds or thousands of "souls." And over these "souls" he exercised the most unlimited authority. The serfs had no legal means of self-defence. The Government feared that the granting to them of judicial or administrative protection would inevitably awaken in them a spirit of insubordination, and hence it was ordered that those who presented complaints should be punished with the knout and sent to the mines.*** It was only in extreme cases, when some instance of atrocious cruelty happened to reach the ears of the Sovereign, that the authorities interfered with the proprietor's jurisdiction, and these cases had not the slightest influence on the proprietors in general.****
* See ukaz of October 7th, 1792.
** As an example of making presents of serfs, the following may be cited. Count Panin presented some of his subordinates for an Imperial recompense, and on receiving a refusal, made them a present of 4000 serfs from his own estates.—Belaef, p. 320.
*** See the ukazes of August 22d, 1767, and March 30th, 1781.
**** Perhaps the most horrible case on record is that of a certain lady called Saltykof, who was brought to justice in 1768. According to the ukaz regarding her crimes, she had killed by inhuman tortures in the course of ten or eleven years about a hundred of her serfs, chiefly of the female sex, and among them several young girls of eleven and twelve years of age. According to popular belief her cruelty proceeded from cannibal propensities, but this was not confirmed by the judicial investigation. Details in the Russki Arkhiv, 1865, pp. 644-652. The atrocities practised on the estate of Count Araktcheyef, the favourite of Alexander I. at the commencement of last century, have been frequently described, and are scarcely less revolting.
The last years of the eighteenth century may be regarded as the turning-point in the history of serfage. Up till that time the power of the proprietors had steadily increased, and the area of serfage had rapidly expanded. Under the Emperor Paul (1796-1801) we find the first decided symptoms of a reaction. He regarded the proprietors as his most efficient officers of police, but he desired to limit their authority, and for this purpose issued an ukaz to the effect that the serfs should not be forced to work for their masters more than three days in the week. With the accession of Alexander I., in 1801, commenced a long series of abortive projects for a general emancipation, and endless attempts to correct the more glaring abuses; and during the reign of Nicholas no less than six committees were formed at different times to consider the question. But the practical result of these efforts was extremely small. The custom of giving grants of land with peasants was abolished; certain slight restrictions were placed on the authority of the proprietors; a number of the worst specimens of the class were removed from the administration of their estates; a few who were convicted of atrocious cruelty were exiled to Siberia;* and some thousands of serfs were actually emancipated; but no decisive radical measures were attempted, and the serfs did not receive even the right of making formal complaints. Serfage had, in fact, come to be regarded as a vital part of the State organisation, and the only sure basis for autocracy. It was therefore treated tenderly, and the rights and protection accorded by various ukazes were almost entirely illusory.
*Speranski, for instance, when Governor of the province of Penza, brought to justice, among others, a proprietor who had caused one of his serfs to be flogged to death, and a lady who had murdered a serf boy by pricking him with a pen-knife because he had neglected to take proper care of a tame rabbit committed to his charge!—Korff, "Zhizn Speranskago," II., p. 127, note.
If we compare the development of serfage in Russia and in Western Europe, we find very many points in common, but in Russia the movement had certain peculiarities. One of the most important of these was caused by the rapid development of the Autocratic Power. In feudal Europe, where there was no strong central authority to control the Noblesse, the free rural Communes entirely, or almost entirely, disappeared. They were either appropriated by the nobles or voluntarily submitted to powerful landed proprietors or to monasteries, and in this way the whole of the reclaimed land, with a few rare exceptions, became the property of the nobles or of the Church. In Russia we find the same movement, but it was arrested by the Imperial power before all the land had been appropriated. The nobles could reduce to serfage the peasants settled on their estates, but they could not take possession of the free Communes, because such an appropriation would have infringed the rights and diminished the revenues of the Tsar. Down to the commencement of the last century, it is true, large grants of land with serfs were made to favoured individuals among the Noblesse, and in the reign of Paul (1796-1801) a considerable number of estates were affected to the use of the Imperial family under the name of appanages (Udyelniya imteniya); but on the other hand, the extensive Church lands, when secularised by Catherine II., were not distributed among the nobles, as in many other countries, but were transformed into State Domains. Thus, at the date of the Emancipation (1861), by far the greater part of the territory belonged to the State, and one-half of the rural population were so-called State Peasants (Gosudarstvenniye krestyanye).
Regarding the condition of these State Peasants, or Peasants of the Domains, as they are sometimes called, I may say briefly that they were, in a certain sense, serfs, being attached to the soil like the others; but their condition was, as a rule, somewhat better than the serfs in the narrower acceptation of the term. They had to suffer much from the tyranny and extortion of the special administration under which they lived, but they had more land and more liberty than was commonly enjoyed on the estates of resident proprietors, and their position was much less precarious. It is often asserted that the officials of the Domains were worse than the serf-owners, because they had not the same interest in the prosperity of the peasantry; but this a priori reasoning does not stand the test of experience.
It is not a little interesting to observe the numerical proportion and geographical distribution of these two rural classes. In European Russia, as a whole, about three-eighths of the population were composed of serfs belonging to the nobles;* but if we take the provinces separately we find great variations from this average. In five provinces the serfs were less than three per cent., while in others they formed more than seventy per cent. of the population! This is not an accidental phenomenon. In the geographical distribution of serfage we can see reflected the origin and history of the institution. |
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