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Proportional Representation - A Study in Methods of Election
by John H. Humphreys
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The problem simplified by proportional representation.

It will have been observed that the difficulties of redistribution arise from the system of single-member constituencies, and it is this which also renders all schemes useless for the purpose of securing equality in the value of votes. An effective and simple solution of all difficulties is available. Abandon the system of single-member constituencies with their ever-changing boundaries, and treat the natural divisions of the country (its counties, large towns, &c.) as permanent constituencies with representation varying with the rise or fall of their population. This is the scheme of redistribution required by a system of proportional representation, and its adoption would simplify the most difficult of all the problems of electoral reform. It would make possible that automatic redistribution of seats, which must be an essential feature of any satisfactory scheme of redistribution, without involving these alterations of boundaries which, in addition to their other disadvantages and even dangers, interfere so seriously with administrative efficiency. With such a system the areas for local or parliamentary purposes might easily be brought into agreement. Already "we have strong county patriotism fostered by tradition, by ecclesiastical and judicial affairs, county council government, county territorial organization, and even county cricket and football; to have, therefore, county electoral areas would be at once popular and intelligible to all; besides, it would be a reversion to an old tradition ";[8] and if the large towns were made parliamentary constituencies this also would be a reversion to the conditions which existed before 1885. It would be infinitely easier to add representatives to or take them away from such electoral areas than it would be to redivide the boroughs and counties for the purpose of creating new constituencies.

Commenting on the work of the Delimitation Commission, to which was entrusted the duty of creating the new constituencies for the South African Assembly and Provincial Councils, the Secretary, in a letter to the author, says: "The task set the Commission proved exceedingly difficult. While it was, so to speak, imperative to give due consideration to all the principles enjoined by the Act, the great object naturally was the framing of constituencies both for the Union Assembly and for the Provincial Councils which would be able to send representatives who, in turn, would reflect the will of the various sections of the people. The conditions enjoined by the Act made it very difficult to produce schemes which could on all hands be considered entirely satisfactory.... Good as the result is, there is no question that had the first recommendation of the South African Convention in favour of proportional representation been adopted, the work of the Commission would not only have been much simplified, but the chances of framing constituencies with representatives forming a true mirror of the various sections of the people would have been increased by more than fifty per cent.... If there had been any doubt in my mind my work on this Commission has removed that doubt, and proved to me that the only remedy for our various electoral ills is a system of proportional representation." This considered testimony, from one who has been immersed in the practical details of redistribution, is of great value, but it can occasion no surprise, for proportional representation admits of automatic redistribution of seats, provides for the permanence of boundaries, renders gerrymandering impossible, and, above all, secures equality in the value of votes.

The case of Ireland. There is one special difficulty,[9] however, which must be faced in the consideration of any scheme of redistribution for the United Kingdom—the number of representatives to be allotted to Ireland. The permanent over-representation of any one part of a kingdom united for common purposes cannot easily be defended, but the South African Constitution furnishes an example of a larger representation being accorded temporarily to the smaller states for the purpose of facilitating the union of all; whilst in South Africa, Australia, and the United States the separate states or provinces have equal representation, irrespective of size, in the Senate. If the continued over-representation of Ireland would in any way facilitate the process of the unification of the United Kingdom, that in itself would be a very powerful and sufficient reason for maintaining the number of Irish members at its present level. A system of proportional representation might simplify the solution of this particular difficulty, for the over-representation of Ireland would not have the same disturbing effect upon the composition of the House of Commons if the different divisions of political opinions within Ireland obtained their fair share of representation. For proportional representation would produce a very important modification of the electoral conditions within Ireland. According to Mr. J. Rooke Corbett, the Irish Unionists who, at the General Election of 1906, obtained 18 representatives, were entitled to 34. But that is not the only change that would take place. There would result a softening of those racial divisions which are now the chief characteristic of Irish representation. Moderate opinion would be encouraged to take a more active part in elections and to seek representation. Nor can it be said that the political conditions of Ireland are such as to render proportional representation within Ireland either impracticable or nugatory in its effect. Mr. Archibald E. Dobbs, High Sheriff of county Antrim, has framed a scheme with special reference to Irish conditions[10], and Lord MacDonnell, who was intimately associated with the details of the Irish Council Bill of 1907, has said: "He made the subject the matter of as close a study as he could at the time, and everything he read more fully satisfied him of the great desirability of the system. He felt that it was more needed in Ireland than in any other part of the British Empire, because, although for the purpose of general politics the division into Nationalists and Unionists could be defended, for the purpose he had in view—the internal administration of Ireland—it was essential that all views, not only the Nationalists and the Unionists, but the great political school of thought under the name of the old Whigs should also be represented. The results of his labours perhaps it would not be discreet for him to disclose, but he was quite satisfied of the practicability in Ireland of a scheme of proportional representation[11]."

Three-cornered contests.

But even if the Electoral Reform Bill provided for a simplification of the franchise and a redistribution of seats, yet such a measure could not be described as a complete and effective scheme of reform. The Bill must provide a solution for the further problem arising from three-cornered contests, which have greatly increased in number in recent elections. On what principle is this difficulty to be solved? Formerly there was a strong demand for the second ballot, but its defects have been so constantly exposed that the remedy more generally advocated is the one recommended by the Royal Commission on Electoral Systems, viz., the adoption of the alternative vote (the transferable vote in single-member constituencies). This proposal, however, ignores the real difficulty, which is found in the fact that three parties, and not two, are now seeking representation. Three-cornered contests have, so far, affected adversely the fortunes of the Liberal Party; and the alternative vote, whilst tending, at least temporarily, to redress the situation, does so without providing any adequate guarantee for the fair representation of other parties. Were this remedy adopted it may be assumed that Liberal candidates would be nominated in those constituencies which are now represented by members of the Labour Party, and at least there would be a cessation of the process of withdrawing Liberal candidates from other constituencies ear-marked by the Labour Party. Were all these constituencies contested by the three parties it might easily happen that the smallest party would obtain no representation whatever. Conservative electors might record their second choice for the Liberal candidate, and in this way secure in each case the defeat of the Labour candidates. On the other hand, an alliance between Labour and Conservatives might procure the defeat of the Liberal candidates. The representation of any one party would depend upon the action taken by members of other parties.

As the probable effects of the alternative vote becomes more fully understood its inadequacy as a remedy will be more clearly realized, and this proposal, instead of facilitating, may hinder the passage of a comprehensive measure of reform. On the contrary, the wider reform of proportional representation, providing as it would for the just and fair representation of three parties (and this is the problem for which a solution has to be found), has far greater claims to the consideration of practical politicians. It simplifies the problem of redistribution; it is the way by which equality in the value of votes can be secured; it provides for the fair representation of three parties, and, in guaranteeing the adequate representation of minorities, facilitates the adoption of a simple franchise. Proportional representation is, as it were, the master key which unlocks the difficulties associated with a comprehensive measure of electoral reform. Based on a broad simple principle, the justice of which is apparent to all, it provides the means by which each of the separate parts of such a measure can be most easily and effectively dealt with. Indeed, it is difficult to conceive on what other principle any permanent solution of the electoral problem can be based, or by what other means the difficulties inherent in a comprehensive measure of reform can be successfully overcome.

Partial adoption of proportional representation not desirable

Some who recognize the great merits of proportional representation have suggested its application to urban constituencies by way of experiment. Thus, Mr. Winston Churchill has expressed the opinion that "the proportional representation of great cities was a point upon which electoral reformers ought to concentrate their minds."[12] A partial application of the reform might be of value as further evidence of its practicability, but there is no need for this further evidence. The full benefits of the system cannot be expected from such experiments, and although a partial measure is apparently working satisfactorily in Wuertemberg, the history of the movement shows that such schemes usually arouse fierce opposition. An attempt to introduce a partial scheme in Belgium provoked a storm of indignation and had to be withdrawn, and the amendment to the original draft of the South African Constitution, carried in the Cape Parliament, limiting the proposed application of proportional representation to the towns, resulted in its complete abandonment for the elections for the House of Assembly. All partial applications of proportional representation are apt to work unfairly. In Belgium, the Catholics were stronger in the rural districts than in the towns and the proportional representation of the towns alone would have strengthened the political position of the Catholics. Similarly the limitation of proportional representation to the towns in South Africa would have strengthened the political position of the Dutch in those constituencies without giving a corresponding advantage to the minorities in the country areas. Were a partial application attempted in Great Britain it would be necessary to overcome the initial difficulty of selecting the constituencies to which the experiment should be applied, and in the absence of an agreement between the parties, it would be difficult, if not impossible, to escape the fatal charge of partisan selection.

Proportional representation and democratic principles.

What hinders the adoption of a complete scheme of proportional representation? Is it not primarily a lack of courage and of trust in the principle of democracy? But does it need a greater courage, a greater belief in the value of the democratic principle than the grant of self-government to the Transvaal and to the Orange River Colony within a few years of the Boer War? The courage and faith in the latter case have been abundantly justified, and were statesmen actuated by a similar courage and belief in democracy to propose a system of proportional representation there would undoubtedly be a public response which would astonish them; for reforms which are obviously based upon justice are quickly and gladly accepted. Democracy cannot be carried to its highest pitch of perfection if the electoral methods by which representative institutions are brought into being are fundamentally defective. "By proportional representation," said Mr. James Gibb, "if electors were enabled to put more intelligence and conscience into their votes, the nation would be the gainer. The character of the electorate is of paramount importance, one outcome of it being the character of the House of Commons. The electors have not yet had a fair chance of showing what they can do in the making of a House of Commons. The question put to them is in such a form that they can hardly give an intelligible reply. The single-member system seems to imply a belief that the elector's liberty of choice must be narrow. We have now arrived at a point when another step is due in the evolution of the people's liberties, when an individual elector should obtain a greater freedom of choice and therefore a more intimate relation to national affairs.[13] Further, the smooth working of democratic institutions requires that no section of the electors should be permanently divorced from the governing body. Such separation begets a feeling of hostility towards the institutions of the country. Thus, Lord Dunraven has referred to Ireland as a country in the government of which some of its best citizens are not allowed to take part. Similarly, many British settlers in the Orange Free State, although resident for several years, never had any representative in the State Assembly. The natural feeling arose that the government of the country was a matter which did not concern them, and they never attended the meetings addressed by the member of the Assembly for the district. It may be true that minorities must suffer, but there is no reason why they should suffer needlessly. Here justice and expediency go hand in hand. It is to the advantage of the country that all should be associated with the representative body which speaks in the name of the whole, whether that body be a town council, a county council, or a House of Commons.

Constitutional reform.

As pointed out in the opening chapter, the question of electoral reform is intimately associated with the constitutional problem which has occupied Parliament since 1906. This problem contains two factors—the relation between the two Houses of Parliament, and the constitution of the House of Lords. The House of Commons claims greater power in legislation on the ground that it is the expression of the national will. This demand has called forth a movement for reforming the House of Lords in order that it may fulfil more adequately its duties as a Second Chamber. The Unionist leaders have proposed that the peers should delegate their powers to a small number and that the House should be strengthened by the introduction of nominated and elected elements. With regard to the suggestion that a certain number of Lords of Parliament should be nominated by the Crown, all evidence points to the fact that such nominations invariably become party in character. No Government can afford to ignore the claims of the party which supports it, or to miss the opportunity of strengthening its position in one of the Houses of Parliament. The Canadian Senate, which is a nominated body, fails to give satisfaction, and there is a strong demand for its reform. At the conclusion of Sir John Macdonald's long lease of power the Senate consisted nearly wholly of Conservatives. Now that the Liberal Government has been in office for a good many years, the Senate is nearly wholly Liberal. Obviously, the introduction of a nominated element will not provide a Second Chamber that will command public confidence.

The elected element might be chosen indirectly by the County Councils or by the House of Commons, or the much bolder course of direct popular election, advocated by Sir Edward Grey, might be adopted. Direct election is distinctly preferable to indirect election by bodies created for other purposes. The experience of the United States, France, Sweden, and all other countries where the Upper House is elected by local legislatures, provincial councils, or municipalities, show that elections to the local authorities are fought on questions of national politics. But whether indirect or direct election is determined upon, it is already clear that the only possible method of election is that of proportional representation. The Royal Commission on Electoral Systems has reported that there is much to be said in favour of the transferable vote as a method of election for a Second Chamber, and this verdict has since been endorsed in numerous articles in the press. Thus a writer in the Quarterly Review says that: "If an elected element is thought to be necessary for the popularity and effectiveness of a reformed Upper House, then let a certain number of members be elected in large constituencies by means of proportional representation."[14] Were the minimum age qualifying for a vote in such elections raised to twenty-five or more there would naturally be provided the conservative tendency to which that House is intended to give expression, and were peers eligible as candidates doubtless such peers as were interested in politics would experience little difficulty in securing election.[15]

The principle of election has been adopted for the Senates of Australia and of South Africa. In the former the majority system with direct election is used; in the latter, a proportional system with indirect election. The difference in the results is most striking. In Australia each of the States is polled as a separate constituency, each elector having three votes. The result of the election of 1910 was as follows:—

AUSTRALIA: SENATE ELECTIONS, 1910

State. Votes Polled. Labour Non-Labour Seats Obtained. Votes. Votes. Labour. Non-Labour. Victoria 648,889 692,474 3 — New South Wales 736,666 735,566 3 — Queensland 244,292 124,048 3 — South Australia 171,858 148,626 3 — Western Australia 128,452 109,565 3 — Tasmania 92,033 75,115 3 — ————- ————- — — 2,021,090 1,997,029[16] 18 —

It will be seen that the Labour Party polled 2,021,090 votes and obtained 18 seats, whilst their opponents, with a poll of no less than 1,997,029 votes, obtained none. So effectively does the majority system in the form of the block vote blot out minorities. The Hon. W. Pember Reeves, in commenting upon these figures,[17] said that: "Such results give rise to revolutions."

In South Africa each State is represented by eight Senators chosen by the local Parliaments by means of the single transferable vote. The first elections gave the following result:—

SOUTH AFRICA: SENATE ELECTIONS, 1910

Seats Obtained. States. Dutch Parties[18] British Parties[18]

Cape Colony South African 6 Progressive 2 Transvaal Het Volk and Progressive and Nationalist 5 Labour 3 Natal Dutch 1 British 7 Orange Free State Orangia Unie 6 Constitutionalist 2 — — Total 18 Total 14

In the one case minorities are completely suppressed; in the other the minority in each State obtains representation.

These two illustrations show that if the House of Lords is to be strengthened by the infusion of an elected element chosen by large constituencies, a true system of election must be adopted. This is the conclusion arrived at by Professor Ramsay Muir[19] after a careful examination of the different methods by which a Second Chamber can be constituted. All suggestions as to the selection of peers by hereditary peers, of peers qualified by service, by nomination, by indirect election, by direct election on a limited franchise, are ruled out and the direct election of a new Second Chamber by the single transferable vote is advocated in order that the new House may contain those elements which fail to secure representation with a system of single-member constituencies. But if, by the adoption of direct popular election and proportional representation, the Upper House were made more truly representative than the Lower, then whatever resolutions were passed defining the relations between the two Houses there is not much doubt that power would tend to pass into the hands of the more representative House. In commenting upon the Royal Commission's report The Nation[20] said: "Perhaps the most pregnant sentence in this whole report is that in which the Commission suggests that proportional representation might be a suitable basis for an elective Senate. We have our liberty of choice, and democracy may find its account in either alternative. We may prefer to retain an imperfectly representative Lower House. But if we place above it a really representative Senate the whole balance of the Constitution might be altered, and the Senate become the more venerable, the more democratic, and in the end, the more powerful Chamber. We may, on the other hand, reform the House of Commons, and render any Senate superfluous. In either event, proportional representation may become the ultimate key to our constitutional problem."

Federal Home Rule.

The same question, the method of election, must enter into the consideration of those larger schemes, Federal Home Rule and Imperial Federation, which have been mooted in the discussion of the constitutional relations between the two Houses of the Parliament of the United Kingdom. A writer in The Times,[21] whose series of letters attracted considerable attention, said that the "central idea of Federalism appears to be that our present single Imperial Parliament, which does, or makes an attempt at doing, all the complicated work—first of the Empire, and second of the United Kingdom of Great Britain and Ireland, and third of the various countries which together make up the United Kingdom—is no longer adequate to the purpose. The Federalists therefore propose that the Imperial Parliament, while maintaining its supremacy absolutely intact, shall delegate a large part of its functions to a number of subordinate national or provincial Parliaments, who shall manage the domestic affairs of England, Scotland, Ireland and Wales, or of such other territorial divisions as may be agreed upon. These national or provincial Parliaments will be entirely independent one of another, but all will acknowledge the full and absolute sovereignty of the Imperial Parliament." Mr. Birrell stated that "Federation beginning here at home, as it is called, is ripening for a speedy decision. Such a Federation once established would be able to find room for our Dominions overseas as and when they wished to come in. We should have then a truly Imperial Parliament, at the door of which any one of our Dominions could come in, and as it were hang up its hat and coat in his Mother's House and take part in common Imperial proceedings, and in the government of this great Empire."[22] These are great changes, and without entering too deeply into details of how these new bodies are to be brought into being, it is certain that one of the conditions of their successful working is that they must be fully representative. It is inconceivable that a national council can be set up for Wales, or for Scotland, or for Ireland, without provision for the adequate representation of minorities. Lord Morley, in instituting the new Councils in India, was compelled to make provision for the representation of Muhammedans. Mr. Birrell, in the Irish Council Bill of 1907, proposed that minorities should be represented by members nominated by the Crown. It is impossible to reconcile this reactionary proposal with democratic principles, and there can be no possible reason for its adoption when there is a method of election available which enables minorities to choose their own representatives.

Imperial federation.

Mr. Birrell's vision of an Imperial Parliament for the British Empire raises once more the value of a true method of election. An Imperial Parliament will not accomplish its purpose—the consolidation of the Empire—if the basis of representation is such as to give undue emphasis to the separate interests of the constituent States. Further, it would seem desirable that the establishment of such a Parliament should be preceded by the more complete unification of the various States, for in no other Empire are there so many racial divisions, and it is from these that the greatest of political difficulties spring—in Ireland the division between north and south; in the United Kingdom between Ireland and Great Britain; in South Africa between the Dutch and British; in Canada between the French and British. The majority system of election brings out these differences in their acutest form. In Canada in 1910 no representative from the Province of Quebec attended the National Conference of Canadian Conservatives; of the four Provinces forming the South African Union it was in the Orange Free State, where in the local Parliament the minority was almost wholly deprived of representation, that racial differences gave rise to the keenest feeling. Proportional representation has proved itself to have been of the greatest value in bi-racial countries such as Belgium where the representation of political parties no longer coincides with racial divisions. The adoption of proportional representation in the United Kingdom, in Canada, and for all elections in South Africa would complete the consolidation of these various divisions of the Empire, and even where racial difficulties do not exist, as in Australia and New Zealand, the fair representation of all classes of citizens would free questions of Imperial politics from the dangers of exaggerated party majorities.

Conclusion.

Whether it is a question of improving existing institutions, or the creation of further representative bodies, the method of election is all important. All other departments or human activity show continuous improvement, and the substitution of scientific for rule-of-thumb methods of election is an improvement long overdue. It may even be said that the continued successful working of representative institutions demand such an improvement. The accomplishment of other electoral reforms can be more easily attained by the adoption of a system which allows of the fair representation of all. The reform of the House of Lords, whether by the delegation of the powers of existing peers to a small number, or by the introduction of an elected element, or its establishment on a completely democratic basis, necessitates the adequate representation of minorities. Federal Home Rule is impracticable unless due provision is made for minority representation. But in the contemplation of newer legislative bodies it must not be forgotten that it is of the utmost importance that the prestige of the House of Commons—the mother of parliaments, and, as such, the glory of English-speaking peoples—should be maintained at the highest level. Yet its predominance in the Parliament of the United Kingdom can be permanently secured only if it is made fully and completely representative. The House of Commons must once more renew itself; it must establish itself on sounder foundations. Its privileges and powers have been won by the efforts of past generations. To the present generation falls the opportunity of perfecting its organization and of strengthening its foundations by making it in truth the expression of the national will.

[Footnote 1: Reply to Deputation of Liberal members at House of Commons, 20 May 1908.]

[Footnote 2: "This number might be reduced to eleven, if minor variations were grouped."—Sir Charles Dilke, National Liberal Club, 10 May 1909.]

[Footnote 3: The Essentials of Self-Government, 1909, p. 62.]

[Footnote 4: Section 41 of the South Africa Act, 1909, reads thus: "As soon as may be after every quinquennial census the Governor-General-in-Council shall appoint a commission consisting of three Judges of the Supreme Court of South Africa to carry out any redivision which may have become necessary as between the different electoral divisions in each Province, and to provide for the allocation of the number of members to which such Province may have become entitled under the provisions of this Act."]

[Footnote 5: The Town Clerk of Edinburgh, Dr. Hunter, urges a rearrangement of the Parliamentary Divisions of the city, so as to assimilate them to the municipal wards. "Confusion and unnecessary expense are caused by the present arrangement.... The municipal area of the city is represented in Parliament partly by the four city members, partly by the member for Leith Burghs, and partly by the member for the County of Midlothian. The distinction thus existing between the Municipal and Parliamentary divisions of the city necessitates the annual making up of separate rolls of voters for municipal and for Parliamentary purposes respectively, involving heavy additional expense (amounting to upwards of L1100 per annum), which would be avoided if the areas for both purposes were assimilated." Assimilation is desirable "not merely in order to save needless expense, but in the interests of candidates and electors as well as of the electoral agencies. In the dual arrangement at present existing the usual organizations for electoral purposes of all kinds have to be duplicated. Not one of the Parliamentary wards correspond with any of the municipal wards."—The Scotsman, 9 August 1910.]

[Footnote 6: "The General Election of January 1910, and the Bearing of the Results on some Problems of Representation." Paper read before the Royal Statistical Society, 19 April 1910. Mr. Rosenbaum, however, rejects proportional representation on political grounds. These have been considered in the two previous chapters.]

[Footnote 7: "Electoral Statistics." Paper read before the Manchester Statistical Society, 12 December 1906.]

[Footnote 8: Joseph King, M.P., in evidence before the Royal Commission on Electoral Systems, 1909.]

[Footnote 9: This difficulty would disappear with the adoption of Home Rule.]

[Footnote 10: Real Representation for Ireland, 1908.]

[Footnote 11: Report of Annual Meeting of the Proportional Representation Society, 21 July 1909.—Representation, vol. ii. p. 154.]

[Footnote 12: In reply to a deputation of the Manchester Liberal Federation, 22 May 1909.]

[Footnote 13: Minutes of Evidence, Royal Commission on Electoral Systems, 1910 (Cd. 6352), p. 104.]

[Footnote 14: Cf. "Two Chambers or One," Quarterly Review, July 1910.]

[Footnote 15: The indirect election of the United States Senate gives so little satisfaction that the House of Representatives on 14 April 1911 approved of the proposed amendment to the Constitution providing for popular election by 296 votes to 6.]

[Footnote 16: Of these, the Fusionists polled 1,830,353 votes.]

[Footnote 17: Address to the London School of Economics, 5 October 1910.]

[Footnote 18: These broad distinctive titles are here given, although the author recognizes that the Nationalist and Unionist parties in South Africa are not exclusively Dutch or British.]

[Footnote 19: Peers and Bureaucrats, by Ramsay Muir, Professor of Modern History at Liverpool University.]

[Footnote 20: 21 May 1910.]

[Footnote 21: "Pacificus," The Times, 31 October 1910.]

[Footnote 22: Address to the Eighty Club, 25 July 1910.]



APPENDIX I

THE JAPANESE ELECTORAL SYSTEM—THE SINGLE NON-TRANSFERABLE VOTE

The following memorandum has been written by Mr. Kametaro Hayasbida, the Chief Secretary of the Japanese House of Representatives, in reply to a series of questions, the particulars of which are set out in the memorandum.

Failure of single member system.

The Original Election Law of our country was promulgated in 1889, the same year in which took place the promulgation of the Constitution. Under this law the system of small electoral districts was single-adopted, and each Fu or Ken (administrative district) was divided into several electoral districts each of which constituted a single-member constituency (with the exception of some large districts which, impossible of further division, had two seats allotted with the system of scrutin de liste). The system was, however, found in practice to be very unsatisfactory, as it often happened that a minority of the voters, instead of the majority, in certain Fu or Ken obtained the majority of the members returned, and, on the other hand, a party with a majority at the polls could not sometimes, as the result of the grouping of the voters in the small electoral districts, secure any representation at all. Under such circumstances it was utterly impossible for each political party to obtain representation in reasonable proportion to the strength of its voters; or, in other words, the electors of the country at large had never succeeded in being properly represented in their legislative body. As the inadequacy of the system was thus apparently shown I formulated in 1891, by somewhat what modifying Marshal's cumulative voting system, a system of large electoral districts combined with that of the single vote, and urged for a revision of the Election Law.

Multi-member constituencies. Single vote adopted 1900.

Since then several elections had taken place; and the defects of the existing law were more strongly pronounced at each successive election. It was, however, not until the year 1898 that the Government at last introduced a Bill for a revision of the law with the view of adopting the system I had the honour of formulating. After heated discussion in three successive sessions, the Bill was passed in 1900 and sanctioned as a law. This is our present Election Law. In the revised system the Fu, Ken, and Shi (the administrative districts) constitute at the same time the electoral districts, and a voter in each district has but one vote for one candidate, while several seats (according to the population) are allotted to the district.

The above is a brief historical sketch of our electoral system. I shall now try to answer your questions in order.

Equitable results.

As to the first question whether our system secures the representation of each party in reasonable proportion to its voting strength, I cannot do better than answer it by pointing out a few instances in the General Election which took place on the 15 May 1908.

TABLE I

THE CITY OF TOKYO (11 seats)

Seats in Seats Parties. Votes. Proportion Obtained. to votes. Seiyu-Kwai (Liberals) 6,579 2.71 2 Konsei-honto (Progressives) 2,216 0.91 1 Daido-ha (Conservatives) 2,879 1.18 2 Yuko-Kwai (Radicals) 4,656 1.91 2 Churitsu (Independent) 10,414 4.29 4 ——— ——- — Total 26,744 11.00 11

All parties except the Seiyu-kwai and Daido-ha succeeded in obtaining their representatives in reasonable proportion to their respective voting strength. The explanation given for the particular case of the Seiyu-kwai is that the party, unable for some reason or other to limit the number of candidates, had placed five candidates instead of three or four, and caused its own defeat by splitting the votes. I take at random, or rather in the order they come, a few more districts, and the results obtained are as follows:—

TABLE II

TOKYO-FU (5 seats)

Parties. Number of Seats in Seats Candidates. Votes. Proportion Obtained to Votes. Seiyu-kwai 5 12,794 4.02 4 Kensei-honto - - - - Daido-ha. 1 13,122 .98 1 Churitsu - - - - ——— —— - Total 6 15,916 5.00 5

TABLE III

THE CITY OF KYOTO (3 seats)

Parties. Number of Seats in Seats Candidates. Votes. Proportion Obtained to Votes. Seiyu-kwai 1 1,284 0.45 - Kensei-honto - - - - Daido-ha - - - - Yuko-Kwai - - - - Churitsu 3 7,304 2.55 3 - ——- —— - Total 4 8,588 3.00 3

TABLE IV

KYOTO-FU (5 seats)

Parties. Number of Seats in Seats Candidates. Votes. Proportion Obtained. to Votes. Seiyu-kwai 5 18,928 4.01 4 Kensei-honto — — — — Daido-ha — — — — Yuko-kwai — — — — Churitsu 1 4,701 0.99 1 ——————————————————— Total.... 6 23,629 5.00 5

TABLE V

THE CITY OF OSAKA (6 seats)

Parties. Number of Seats in Seats Candidates. Votes. Proportion Obtained. to Votes. Seiyu-kwai 5 8,666 3.32 4 Kensei-honto — — — — Daido-ha — — — — Yuko-kwai 1 2,612 1.00 1 Churitsu 2 4,368 1.68 1 ——————————————————————- Total.... 8 15,646 6.00 6

TABLE VI

OSAKU-FU (6 seats)

Parties. Number of Seats in Seats Candidates. Votes. Proportion Obtained. to Votes. Seiyu-kwai 5 15,137 3.57 5 Kensei-honto — — — — Daido-ha 1 2,199 0.52 — Yuko-kwai 1 1,304 0.31 — Churitsu 3 6,786 1.60 1 ——————————————————————- Total.... 10 25,426 6.00 6

Throughout all electoral districts similar results were obtained. The Churitsu (i.e. those belonging to no party), considered as a group, had not everywhere been as successful as the other parties, as observe in Tables V. and VI. Each candidate of this group is quite independent of the other, and has no political views or propaganda in common, nor any organization whatever. Therefore, each case is totally different from the other. Although all independent candidates or voters are in these tables grouped as Churitsu, it is not proper to consider them in the same category with the other parties.

Now, judging from the results in the General Election, a few instances of which are given above, I may say that our present system, if not fully satisfactory, tolerably secures the representation of each political party in approximate proportion to its voting capacity.

The new system and party organization.

As to the first part of your second question, whether, to obtain these results, the system involves a great deal of calculation on the part of political organizations as to the exact number of their supporters, I should say that, as the same system and method of election are uniformly adopted in the city, county, borough and village elections as well as in the elections of the Prefectural Assembly, it is not a very difficult task for all political parties to ascertain from the results of all these elections their relative strength, and to estimate the number of their supporters.

As to the second part of the question, whether it is necessary to issue precise instructions to the electors as to the candidates for whom they should vote, my answer is this: as every political organization through its branch in every Fu and Ken and the sub-branches in the cities, counties, towns and villages, is always in close touch with its constituents, and is constantly explaining its position and propaganda, with the view not only to instruct them but also to extend the sphere of its influence, it is not so difficult as it seems to decide the number of candidates. When it is once decided efforts are made on the part of the organization to distribute the votes among the candidates in such a way that not one of them receives a defeat at the hands of the other party. To attain this object the methods are not very complicated, for every elector has but one vote for one candidate; and, moreover, the stronger candidates, so long as their own position is secured, will endeavour to distribute a portion of their votes among the weaker candidates. This being the case, the member returned with the greatest number of votes may not be the most popular candidate, but the party as a whole is much more likely to succeed in getting representatives in proportion to the strength of its voters.

The position of independents.

As to the third question, whether the system enables men of independent mind and character to maintain their position in Parliament, I should emphatically state that the revised system is much better than the old in this respect. Under the old system even such a prominent man as Mr. M. Matsuda (the Speaker of the House of Representatives some years ago, and the Minister of Finance in the present Government) suffered several defeats. But under the new system it has never happened that the leader of a party has lost his seat at any election, as he may seek his election at the safest district. To men of independent mind and character the new system offers the greater opportunity to maintain their position in the House, for in the election they may, in spite of the opposition of parties, draw their votes from all parts within a large electoral district. It may be said that the larger electoral district we have, the greater opportunity we afford to independent candidates. For instance, both Mr. Y. Ozaki, the Mayor of Tokyo, and Mr. S. Shimada, by being independent candidates, have never lost their seat in Parliament, and in the last General Election were returned for their native prefecture or town with a great number of votes.

This brings me to the end of my answers to your inquiries. In conclusion I may say a few words about the public opinions in our country as to the Election Laws.

Public opinion and the new system.

Despite the fact that the new system enables the elector of the country to be more reasonably represented in the House, still there are some ambitious politicians urging for their own selfish purpose to restore the old system. But, as almost all prominent members in both Houses are fully cognizant of the relative merits and demerits of the two systems, there is not much chance of our returning to the old system.

APPENDIX II

THE SECOND BALLOT

A Note on the German General Elections of 1903 and 1907.

The German Reichstag, which consists of 397 members, is elected by a system of single-member constituencies. Every member, however, must have obtained a majority of the votes polled, either at a first or second ballot, in the constituency for which he has been returned. The German Official Returns furnish very complete details of the elections, including the figures for the first and second ballots, and the summaries at the end of the Returns disclose a very striking divergence between the proportions of seats obtained and votes polled by the various political parties. These discrepancies have attracted general attention, and have usually been attributed to the great variation in the size of German constituencies. As a matter of fact, the effect of redistribution on the proportionality between seats and votes is not nearly so large as is generally supposed. Apart from the consequences of neglecting the votes of the minority or minorities in each constituency, wherein lies the gravest defect of a single-member system, the second ballot is a disturbing factor of considerable importance. So far from diminishing the disproportion between seats and votes polled by the various parties, the second ballot frequently increases that disproportion. In order to appreciate the respective effects of unequal constituencies and of the second ballots it is necessary to consider these two factors separately. This will be facilitated by making a comparison between the results which would have been obtained without second ballots with the results actually obtained. The following tables, which are based upon the official returns, give the votes polled and the seats obtained by the five principal groups:—

GERMAN GENERAL ELECTION, 1903

Parties. Votes. Results without Results with Second Ballot. Second Ballot. Social Democrats 3,010,771 122 81 (31.7%) (30.7%) (20.4%) Centre Party 1,875,273 104 100 (19.7%) (26.2%) (25.2%) National Liberals 1,317,401 32 51 (13.9%) ( 8.1%) (12.8%) Conservatives 1,281,852 79 75 (13.6%) (19.9%) (18.9%) Radical Parties 872,653 11 36 ( 9.2%) ( 2.8%) ( 9.1%)

GERMAN GENERAL ELECTION, 1907

Parties. Votes. Results without Results with Second Ballot. Second Ballot. Social Democrats 3,259,029 73 43 (28.9%) (18.4%) (10.8%) Centre Party 2,179,743 101 105 (19.3%) (26.4%) (26.4%) National Liberals 1,630,681 47 54 (14.5%) (11.8%) (13.6%) Conservatives 1,632,072 91 84 (13.6%) (22.9%) (21.2%) Radical Parties 1,233,933 30 49 (10.9%) ( 7.6%) (12.3%)

The effect of unequal constituencies on representation.

The Social Democrats were affected to a greater extent than any other party by both the factors referred to. In 1903 the Socialists polled 31.7 per cent, of the votes, and, at the first ballots, were at the head of the poll in 122, or 30.7 per cent, of the constituencies. In other words, if the system of second ballots had not been in force, the Social Democrats would have obtained very nearly their fair share of representation. If, in addition, there had been a redistribution of seats by which the sizes of constituencies had been equalized, the Social Democrats would have obtained more than their share of representation. The strength of the party lay in the large towns, and if, for example, Berlin had the additional eight seats to which it was entitled nearly all of them would have fallen to the Social Democrats. Again the three divisions of the district of Hamburg returned Social Democrats with overwhelming majorities. Were the representation allotted to Hamburg doubled, as it should be, all six seats might possibly have fallen to the Social Democrats.[1] An equalization of the size of constituencies might have produced in 1903 the phenomenon which has occurred so often in England. The largest party would have secured a number of seats far in excess of that to which it was entitled by reason of its strength. In 1907 the Socialists polled 28.9 of the votes, but only succeeded in reaching the head of the poll at the first ballot in 73, or 18.4 per cent. of the constituencies. A redistribution of seats would have added to their representation in the large towns, and the first ballots would have yielded a result which would have corresponded more fairly with their polling strength.

The effect of second ballots.

In both years the system of second ballots has had the effect of reducing very considerably the representation of the Social Democrats. In the year 1903 the Social Democrats won 56 constituencies by absolute majorities, and were engaged in the second ballots in 118 constituencies. In 66 of these constituencies they were at the head of the poll, but succeeded in maintaining this position at the second ballots in 24 only. In the remaining 52 constituencies they were second on the poll, and at the second ballots they were able to win only one of these seats. In these 118 constituencies the Socialists polled 1,170,000 votes at the first ballots, whilst the other parties polled 1,920,000. As a result of the second ballots the Socialists obtained 25 seats and the remaining parties obtained 93 seats.

The figures of the year 1907 tell a similar tale. At the first ballots the Social Democrats were at the head of the poll in 73 constituencies. The second ballots reduced this number to 43. They were engaged in the second ballots in 90 constituencies; they were at the head of the poll in the first ballot in 44 of these constituencies, but kept this position in 11 only; they were second on the poll in the remaining 46 constituencies and won in 3 cases only. In these 90 constituencies the Social Democrats polled at the first ballot 1,185,000 votes, whilst the other parties taken together polled 1,888,000 votes; the Socialists obtained 14 seats, the other parties obtained 76 seats.

In both these elections the second ballots affected very adversely the representation of the largest party. If this party, without the second ballot and with a fair distribution of seats, might have obtained more than its share of representation, then the second ballots would have acted as a corrective, but not necessarily so. There is no reason why the second ballots should not have added to the over-representation already obtained. This will be seen from the figures of the elections in the Kingdom of Saxony. This division of the German Empire is entitled to 23 representatives in the Reichstag. In 1903 the Socialists won 18 of these seats with absolute majorities; they were engaged in the second ballots in the remaining five constituencies; they won four (all those in which they were at the head of the poll at the first ballots) and only lost the one constituency in which they were second on the poll. The Social Democrats, who at the first ballots polled 58.8 per cent, of the votes, thus obtained 22 seats out of 23, and the second ballots in this case only confirmed the overwhelming preponderance which the system of single-member constituencies had conferred upon the larger party.

Second ballots and the swing of the pendulum.] It would, indeed, seem that a system of second ballots rather accentuates those great changes in representation which are the normal characteristic of a system of single-member constituencies. In the elections in Saxony in 1907 the Social Democrats were still by far the largest party, obtaining 48.5 per cent. of the votes. They succeeded in obtaining eight seats by absolute majorities and were engaged at the second ballots in eight other constituencies. They lost every one of these constituencies, although at the first ballots they had been at the head of the poll in five of them. The unfavourable swing of the pendulum reduced their representation at the first ballots, and the second ballots merely increased their misfortunes.

Nor would redistribution have lessened the violence of these changes in the constituencies in which second ballots were necessary. Thus, for example, Frankfort-On-Main, with an electorate of 77,164, should return two members instead of one. The constituency was won by the Socialists in the second ballots of 1903, but was lost at the second ballots in 1907. In both years the Socialist candidate was at the head of the poll at the first ballots. Similarly the constituency of Elberfeld-Barmen, with an electorate of 67,241, won by an absolute majority in 1903, was lost by the Socialists at the second ballots in 1907, although their candidate had been at the head of the poll at the first ballot. If these and other constituencies had received additional representatives, the violence of the changes in the composition of the legislative body would in all probability have been increased.

The second ballot and the representation of minorities.

A study of the statistics of the German General Elections shows that the representation obtained by the various parties depends very largely upon their supremacy in certain localities. In these districts the minorities have been unrepresented for many years, the second ballots having in no way saved them from practical disfranchisement. Thus the Centre Party is in the ascendant in the Rhenish Provinces. In the district of Cologne, Muenster, and Aix-la-Chapelle, the Centre Party monopolizes the representation, returning in 1907 every one of the 15 members to which the districts were entitled. In the adjoining districts of Dusseldorf, Coblentz and Treves they returned 16 out of 24. In Bavaria, the districts of Lower Bavaria, the Upper Palatinate, Lower Franconia and Schwabia, which are entitled to 23 members, were represented wholly by members of the Centre Party. Taking the kingdom of Bavaria as a whole, the Centre Party obtained 34 seats out of 48, although they polled only 44.7 per cent of the votes at the first ballots. There is therefore reproduced in Germany the conditions which obtain in certain parts of the United Kingdom—the permanent supremacy of one party which monopolizes, or nearly so, the representation of the district.

Summary

The system of second ballots has therefore had a considerable influence in creating that divergence between the votes polled and the seats obtained which has characterized German elections. The representation of any one party depends, to a very large degree, upon the attitude taken towards it by other parties. The system in no way acts as a corrective to the anomalies arising from single-member constituencies, and may even accentuate the violent changes associated with them. Moreover, the system does not provide representation for minorities, and therefore does not ensure a fully representative character to popularly elected legislative bodies. It may be mentioned that all the criticisms here directed against the second ballot apply with nearly equal force to the use of the alternative vote (see p. 95), a thinly disguised form of the same principle which appears to be meeting with some acceptance in this country.

[Footnote 1: The minority would, of course, have had a better chance with six divisions. Dr. Ed. Bernstein, to whom the author submitted this memorandum, makes the following comment: "I am not so sure that the equalization of the size of the constituencies would in 1903 have secured to the Social Democratic party a number of seats far in excess of its voting strength. But this is a subordinate consideration. The possibility of an unproportional representation of parties, even if the seats are equally distributed, is undeniably there, and this ought to settle the question.]

APPENDIX III

THE SWEDISH SYSTEM OF PROPORTIONAL REPRESENTATION

The principle of proportional representation was first discussed in Sweden in 1867. The new Danish Constitution of that year provided for the use of the transferable vote (Andrae's scheme) in the election of the Upper House, and Herr S. G. Troil proposed in the Swedish Parliament that the three most important of its committees should be elected by means of the same system. The motion was not carried, and a similar motion, made by Professor H. L. Ryoen in 1878, was equally unsuccessful. It was not until 1896 that the next step was taken, when the Government, in view of the increasing demand for a more democratic franchise, proposed a proportional system of election. Nothing came of this proposal immediately, but from this date the agitation for an extension of the franchise gave rise to the demand for the proportional method of election in order to ensure the representation of minorities.

The former constitution of the two chambers.]

The story of the struggle for reform will best be understood if prefaced by a statement of the franchise conditions previously existing in Sweden. The Upper, or First, Chamber of the Riksdag, was elected by members of the provincial councils and of the councils of the five largest towns. The other towns sent members to their provincial councils. The members of provincial councils were elected in two stages; the primary electors chose electors of the second degree, who in turn chose the councillors. The primary electors in the country[1] had ten votes for every 100 kroner of rateable income, subject to a limit of 5000 votes. The electors of the second degree had only one vote in the election of councillors, and councillors had only one vote in the election of members of the First Chamber of the Riksdag. Owing to the great advantage conferred upon primary electors possessed of large incomes these electors largely controlled not only the composition of the town and provincial councils, but also the composition of the Upper Chamber. The election of members of the Lower Chamber of Parliament was direct; every person of not less than 800 kroner income was entitled to vote, but no one was entitled to more than one vote.

The struggle for electoral reform.

In 1899 M. Branting, the leader of the Socialist Party, proposed the adoption of proportional representation, coupled with universal and equal suffrage for the election of town councils. The main object of this proposal was to place town councils on a more democratic basis, but as the five largest councils elected representatives to the First Chamber the proposal would have had some influence upon the composition of that House. M. Branting's proposal was rejected, and when revived two years later met a similar fate. In 1902 two Liberals (MM. Hedlund and Carlsson) proposed that provincial councils should be elected by a proportional method on the basis of manhood suffrage, whilst a similar proposition was made in the same year in respect of the elections of the Lower House of Parliament. Both these motions were rejected, but in response to a demand from both Houses for an inquiry a Royal Commission was appointed to consider the problem of electoral reform. The Commission reported in the following year in favour of a list system of proportional representation with official ballot papers, and the Government proposed this system combined with manhood suffrage for the election of members for the Lower Chamber. This proposal was accepted in 1904 in the Upper Chamber, but rejected in the Lower Chamber by five votes. Next year it was again discussed, accepted by the Upper Chamber but rejected in the Lower by a majority of ten. A change of ministry took place, and in 1906 M. Staaff, the Liberal Prime Minister, proposed manhood suffrage with the "majority" system of election. But the Moderate Party insisted upon a proportional system, and the proposals of the Liberal ministry were rejected by the Upper Chamber. M. Alfred Petersson, of Paboda, then proposed manhood suffrage with a proportional system for the Lower Chamber, and a proportional system for the Upper Chamber, which, however, was to be elected as before by the provincial councils. This proposal was rejected by the Lower Chamber but accepted by the Upper Chamber, and M, Staaff resigned. The Moderates, with M. Lindman as Prime Minister, then introduced a Bill incorporating M. Petersson's proposals with the addition of the direct election of provincial councils and a less plutocratic franchise. This measure, which was adopted by both Houses in 1907, was confirmed after a General Election in 1909.

The Swedish law of 1909.

Under this law the proportional system is applied to elections for both Houses of Parliament, all parliamentary committees, town councils and provincial councils. For the Lower Chamber there is manhood suffrage. The Upper Chamber is elected still by the provincial councils and by the town councils of the five largest towns, but the elections of provincial councils are now direct. But, in order to maintain as much continuity as possible in the composition of the Upper Chamber, only one-sixth of the House is renewed every year. The maximum number of votes in the elections of both provincial and town councils is forty. The first election under the new system took place in 1909, when the Stockholm Town Council and several provincial councils were called upon to elect their proportion of members of the Upper House. In March 1910 the first elections to the Stockholm Town Council were held, and in the following May there were elections under the new system for all the provincial councils. In 1911 the first elections to the Lower House of Parliament will take place.

In Sweden, even under the new law, there are no official ballot papers and no nominations of candidates. This arrangement is supposed to preserve to the electors the fullest possible liberty in voting. In practice the party organizations print ballot papers containing the names of the candidates whom they support, and these printed forms are accepted by the returning officers. Every elector, however, is at liberty to strike out any of the names on these papers, to substitute other names, to vary the order in which the names are printed, or to prepare his own ballot paper.[2]

The Swedish system of proportional representation.]

The mechanism of the proportional system adopted has had regard to the practice mentioned in the preceding paragraph. The first proposal, that of M. Petersson, of Paboda, was only a crude approximation towards a proportional system. His scheme, in brief, was (1) that the number of votes recorded for each candidate should be ascertained; (2) that the candidate with the highest number of votes should be declared elected; (3) that a further count should then take place, the papers on which the successful candidate's name appeared being treated as of the value of one-half. The remaining candidates whose names appeared on these papers would be credited with half a vote in respect of each such paper. The non-elected candidates would then be arranged according to the number of votes obtained, the highest being declared elected. As soon as any two names on any ballot paper had been declared successful a fresh count would take place, such papers being treated as of the value of one-third. This process of reducing the value of the paper as soon as a further candidate appearing thereon was elected was to be continued until all the seats were allotted. The principle underlying this distribution of seats is the same as that contained in the d'Hondt rule of the Belgian system. A group of electors which was more than twice as numerous as any other group would obtain two seats before any was allotted to a smaller group. If the group was more than three times as large as any other it would obtain three seats before the smaller group received one, and so on. It was at once recognized that this scheme would tell considerably in favour of well-organized parties—parties whose supporters would accept the ballot papers printed for them without question. An example will make this clear. If, taking an extreme case, in an election for three members 8000 voters placed the names of two candidates, P and Q, on each of their ballot papers, whilst a more loosely organized group of 13,000 voters spread its support over four candidates, T, S, V and W, different sections voting for these candidates independently, the following result might take place:—

P Q . . 8,000 T . . . 4,000 S . . . 3,500 V . . . 3,000 W . . . 2,500

Candidate P, being the first in order on the 8000 ballot papers of the first group, would be declared elected, and Q, the remaining name on these ballot papers, would be credited with 4000 votes—half the original value of the papers. Q and T, having 4000 votes each, would then be declared elected. Thus one group, with 8000 votes, would carry two seats, and the other, with 13,000 votes, would only obtain one—a result due to a lack of combination.

The allotment of seats to parties.

The plan finally adopted is based on M. Petersson's proposal, but provides, as in the Belgian scheme, for the official recognition of parties. Electors may write at the head of their ballot papers the name or motto of a party. The papers bearing the same name or motto are then grouped together, the numbers in each group ascertained, and the seats available are allotted to these groups in accordance with the d'Hondt rule, irrespective of the number of votes obtained by individual candidates. Thus, in the example given, if electors of the second group had all headed their ballot papers with the same party name or motto the particular way in which they had distributed their votes among the candidates would not have affected the number of seats obtained by the group as a whole. The first group would have obtained one, and the second two seats.

The selection of the successful candidates.

The position of the candidates on each list is determined in accordance with the original proposal of M. Petersson. The candidate receiving the highest number of votes is declared elected, the papers on which his name appears are then marked down to the value of one-half, the relative position of the remaining candidates ascertained afresh, and the highest of these declared elected, and so on. This procedure, called the reduction rule, is however subordinate to a further rule (the rule of the order of preference), which is as follows. If more than one-half of the supporters of a party list have placed the same candidate at the head of their ballot papers, the first seat apportioned to the list is allotted to this candidate; if more than two-thirds have placed the same two candidates in the same order at the head of the ballot papers, these two candidates have the first claim to the seats apportioned to the party; if more than three-fourths have placed the same three candidates in the same order at the head of the list, these are given the first, second, and third seats, and so on. The selection of the successful candidates is determined in accordance with this rule so far as possible, but as soon as the application of the rule breaks down the relative claims of the non-elected candidates on the list are determined in accordance with the reduction rule. But if, say, three candidates have been declared elected in accordance with the rule of the order of preference, and it is necessary to choose others by the reduction rule, the papers containing these three names are treated as of the value of one-fourth in determining the relative position of the remaining candidates of the group.

Free voters and double candidatures.

In order to complete the description of the Swedish system two subsidiary features, which will seldom come into play in actual elections, must be mentioned. Provision is made for those electors who owe no party allegiance, and who therefore do not wish to place any party name or motto at the head of their list. Such voters are called "free voters," and the votes recorded for their candidates are ascertained. These candidates are placed in a group by themselves, called the free group, but the number of votes recorded for each individual candidate in this group, and not the total number of votes recorded for all the candidates, forms the basis of comparison with the totals of the party lists in the allotment of seats. The second feature provides for the improbable case of two groups of electors or parties having placed the same candidate upon their list. In the event of such candidate being so favourably placed in two lists as to be elected by both parties, then, for the purpose of ascertaining the new value of the papers on which his name appears, each list is debited with half a seat. When, as already explained, one seat has been allotted to a list, the list total is divided by two in accordance with the d'Hondt rule for the purpose of the fresh comparison of totals; but if this candidate has already been elected on another list the total would be divided by one and a half instead of by two. A fresh total would be ascertained for each of the lists containing the candidate's name.

An election at Carlskrona.

The author was permitted by the courtesy of the Burgomaster of Carlskrona to watch the election of provincial councillors on 24 May 1910, to represent the city in the Bleking provincial council, and a description of this election will show how the system works in practice. Carlskrona is entitled to nine members. For the purpose of the election the town was divided into two parts, but the polling place in each division was at the town hall. The register was prepared fourteen days before the election, and stated in addition to the name, address, and occupation of the elector, the amount of his (or her) rateable income and the number of votes to which he (or she) was entitled. The conduct of the election was in the hands of the Burgomaster, assisted by the magistrates of the town. As already explained, there were no official ballot papers and no nominations of candidates. Each elector voted for such candidates as he pleased, provided they possessed the necessary qualifications—those of an ordinary elector. Three parties—the Moderate, Liberal, and Labour—contested the election. Each party printed ballot papers containing the names of the candidates adopted by the party organization and with the name of the party at the head of the ballot paper. The ballot paper issued by the Moderate party was in the following form:—

De Moderata

Borgmaestaren—O. Holmdahl. Grosshandlaren—N. P. Nordstroem. Lasarettslaekaren—R. Lundmark. Disponenten—H. Berggren. Kommendoeren—G. Lagercrantz. Radmannen—C. G. Ewerlof. Chefsintendenten—I. Neuendorff. Kaptenen, friherre—F. E. von Otter. Underofficeren af 2: dra graden—O. W. Stroemberg. Folkskollaeraren—H. E. Mattsson. Byggmaestaren—K. J. A. Johansson. Handlanden—Aug. Andren.

The Poll.

The ballot papers could be obtained at the committee rooms on, or prior to, the day of election, and also on the day of election from party agents at the doors of the polling stations. Each elector took his ballot paper folded to the Burgomaster, or presiding magistrate, who endorsed the back with the number of votes to which the elector was entitled. The presiding magistrate was assisted by two others who checked the accuracy of the proceedings. The poll opened at 10 A.M., the proceedings were adjourned for lunch at 1 P.M., the poll was again opened during the afternoon and closed about 8 P.M. The counting took place next day when, as comparatively few electors took advantage of their right to vary the order of the names as printed on the ballot papers, the number of votes recorded for each candidate was easily ascertained. Nor did the varying values of the ballot papers present any great difficulty. A calculating machine made the necessary additions both quickly and accurately. In this election only one paper was spoiled,[3] and it was very obvious that the provision of printed ballot papers by the party organizations made the act of voting a very simple one. The votes recorded for the different parties were as follows:—

Moderate . . . . . 20,334 Liberal . . . . . 8,732 Labour . . . . . 3,617

_The allotment of seats to parties.

There were nine seats to be distributed among the three parties. The distribution was carried out in accordance the d'Hondt rule, but the method of applying this rule differed from that employed in Belgium. In Belgium the party totals would have been divided by the numerals 1, 2, 3, &c., and the quotients ranged in order of magnitude, the ninth in order being termed the "electoral quotient." Each party would have received as many seats as its total contained this quotient. The Swedish method provides for the allotment of one seat at a time, and it does so because of the possibility of the same candidate being elected by more than one party. Save in the rare case mentioned, the arithmetical operations, though differently presented, are identical with those of the Belgian system. Thus, at Carlskrona the first seat was given to the Moderates—that party having received the highest number of votes. Before the next seat was allotted the value of the Moderate total was reduced by one-half, and the new total was then compared with the original totals of the other parties. The totals to be considered in the allotment of the second seat were, therefore, as follows:—

Moderate. . . . . 10,167 Liberal . . . . . 8,732 Labour . . . . . 3,617

The Moderate party being still credited with the highest total received the second seat, and their original total, 20,334, was then divided by three in order to ascertain to whom the third seat should be allotted. The totals at this stage were as follows:—

Moderate . . . . . 6,778 Liberal . . . . . 8,732 Labour . . . . . 3,617

The Liberal total being now the highest, this party received the third seat, and in order to ascertain to whom the fourth seat should be given the Liberal total was reduced in value by one-half, the totals of the other parties remaining as at the previous allotment. The totals for comparison were now:—

Moderate . . . . . 6,778 Liberal . . . . . 4,366 Labour . . . . . 3,617

The Moderate total was again the highest, and the party received the fourth seat. The process of reducing the totals in succession according to the foregoing rule was continued until all the nine seats were allotted. In this election the Moderates obtained six seats, the Liberals two, and Labour one.

The selection of the successful candidates.

The returning officer had then to determine which candidates on each list should be declared successful. In the Carlskrona election this task was extremely simple, for the large majority of the voters had accepted the ballot papers provided for them by their parties. No less than 19,756 votes out of a total of 20,334 had been received for the Moderate list as printed by the party organization. The totals for each candidate were quickly ascertained. Moreover, it was possible to select all the successful candidates by the rule of the order of preference. More than six-sevenths of the Moderate votes having been recorded for the list as printed, the first six names on the list were declared elected. Of the Liberal votes, 8118 out of a total of 8732 were recorded for the party list as printed, and as this number constituted more than two-thirds of the total, the first two names on the list were declared elected. With regard to the Labour party, 3580 out of a total of 3617 votes had been recorded for the party list, and the first candidate on the list was therefore declared elected.

_The election of suppleants.

In common with all continental systems, supplementary members (suppleants) were chosen for the purpose of taking the place of an elected member who might die or retire before the council had run its course. The method adopted in Sweden is peculiar to itself. In Belgium the same rules serve for the election of the suppleants as for the election of members, and they are called upon to serve in the order in which they stand at the declaration of the poll. In Sweden it is held that each elected member must have a suppleant, or deputy, special to himself. The method of selection may be illustrated from the Carlskrona election. The candidate who was to be regarded as suppleant to Burgomaster Holmdahl (the first on the Moderate list) was chosen as follows: Holmdahl had received 20,334 votes, his name having appeared on every ballot paper of the Moderate party; the votes recorded for the unelected candidates on these papers were ascertained, the result being:—

Neuendorfs . . . . . 20,334 von Otter . . . . . 20,242 Stroemberg . . . . . 19,913 Mattsson . . . . . 20,119 Johansson . . . . . 20,237 Andren . . . . . . 20,170

Neuendorff being the candidate who had received the highest number of votes on these papers, was declared elected as suppleant to Holmdahl. A suppleant for Nordstroem, the second elected member, was then chosen from among the remaining five non-elected members. Nordstroem's votes were 20,235, and the votes recorded for the non-elected members on the same papers were:—

von Otter 20,143 Stroemberg 19,913 Mattsson 20,055 Johansson 20,195 Andren 20,071

Johansson, being highest with 20,195 votes, was declared suppleant to Nordstroem.

This method of choosing the suppleant seems to be unsatisfactory. The party as such does not determine who shall be called upon to fill a vacancy in its ranks; whether a non-elected member succeeds to a vacancy as a suppleant depends very largely on accident. A good illustration occurred in the selection of a suppleant from the Labour list. The party's candidates were as follows:—

Kloo. Karlsson. Ostergren. Olsson. Ek. Johansson. Jensen. Fagerberg. Pettersson.

The first candidate on the list had been declared elected, and obviously, in the opinion of the party, the next favourite was Karlsson, and had there been a second seat awarded to the list Karlsson would have been declared elected. In determining, however, whether he should be declared elected as a suppleant, his position on the list did not count, and as the party list had been voted for without alteration by most of the Labour voters, five of the non-elected candidates were credited with the same number of votes. The choice of the suppleant was made by lot, and fell in this case upon Johansson, the sixth name on the list. It may be said that there is; considerable dissatisfaction with the method of electing suppleant candidates, and the Stockholm Dagblad, in its issue of the 29 May 1910, stated that the choice of suppleant, although there might have been many thousand votes given to every candidate, depended upon so small a difference in the totals received by each that even one ballot paper might determine the result. This is a detail in the system that can easily be remedied, and steps are already being taken to bring the election of suppleants into agreement with the election of ordinary members.

Comparison with Belgian system.

It will be of interest to compare the Swedish with the Belgian system. It has been shown that the method of allotting seats to different groups is identical in principle in both countries. This method, the d'Hondt rule, favours the largest parties, and this explains why, in the smaller Belgian constituencies, cartels or combinations of parties take place. The Swedish system enables such combined action to take place with greater facility. It enables two parties to make use of the same motto without presenting a common list of candidates. No inter-party negotiations are required, as in Belgium, with reference to the order in which the names of candidates shall appear upon the list. In Sweden each group can put forward its own list of candidates, and so long as the electors make use of the same motto at the head of the ballot paper the combination gains the additional representation which may fall to it as a result of being treated as one party, whilst the share falling to each section is determined by the number of votes recorded for their respective candidates.

The Swedish method of choosing the successful candidates from the various lists differs materially from that used in Belgium. In Sweden the d'Hondt rule is used not only for the allotment of seats to parties, but also in the selection of the successful candidates. In Belgium the use of the d'Hondt rule is restricted to the former purpose, and when once the electoral quotient is ascertained the rule is discarded. The difference in the two methods can be illustrated from the Stockholm municipal election of 1910. In the fifth ward the ballot paper of the Moderate party was as follows:—

Welin. Norstrom. Boalt. Roberg. Palmgren. Bohman. Ringholm. Herlitz. ————————— Hafstrom. Svensson. von Rosen. Freden.

The line in the ballot paper divides the eight candidates for election as members from those who were standing for election as suppleants only. The votes recorded for the Moderate party numbered 118,483, of which 86,851 were given for the party ticket as printed. The number of votes accepting the party order of the first three candidates was about 93,000. This latter number was more than three-fourths, but less than four-fifths of the total, and therefore only the first three candidates on the ballot paper could be declared elected in accordance with the rule of the order of preference. The remaining four members had to be chosen by the reduction rule; the votes recorded for the five non-elected candidates were ascertained, the papers containing the names of the three elected candidates being treated for this purpose as of the value of one-fourth.

Some of the supporters of the eighth and sixth candidates had struck out the names of the fourth and other candidates. This manoeuvre had the result of placing these two candidates in the order named at the head of the poll at the fourth and fifth counts, and they were accordingly elected. Other candidates had received exclusive support, and it should be pointed out that it is the total amount of exclusive support recorded for all candidates which determines how soon the application of the rule of the order of preference breaks down. As soon as this takes place the election of any one candidate may depend, as in the election of the suppleants, upon the action of a comparatively small number of voters. Thus, some supporters of the fifth candidate, a Miss Palmgren, had struck out the names of all candidates save hers. Those papers which contained her name alone were treated as of full value, and although the votes of these supporters only numbered 1100, or less than 1 per cent. of the whole, they were sufficient to turn the scale in her favour. As, however, 86,851 votes out of a total of 118,453, had been recorded for the list as printed, showing that this proportion of voters preferred the fourth candidate to those that succeeded him, it would certainly seem that the result was not fair to this candidate. In Belgium if seven seats were won by a party which polled 118,453 votes, the electoral quotient would not be more than one-seventh of this total, and the election of the first candidate, instead of absorbing one-half the value of the votes, would consume only one-seventh. The election of the first two candidates would absorb two-sevenths instead of two-thirds, the election of three candidates would consume three-sevenths instead of three-fourths, and the election of four candidates would consume four-sevenths instead of four-fifths. In the Stockholm election more than five-sevenths of the voters had supported the party list as it was printed, and according to the Belgian system the first five candidates would have been declared elected.

The system and party organization.

The Swedish rule of selecting successful candidates is defended on the ground that it confers great power upon the electors. These can if necessary more effectively express their disapproval of the list put forward by the party organization, and as it is thought that a large number of voters too readily accept the party lead, a counterpoise is considered desirable. Recent experience in Belgium, however, would tend to show that a greater knowledge of their power has induced more and more electors to make use of the opportunity which that system allows of expressing individual preferences. If we regard a party as consisting of two groups—those that follow the party lead, and those which, whilst supporting the party, desire to assert their own preferences—then as between these two groups the Belgian system is strictly fair. If a party wins seven seats and four-sevenths of the party support the official list, this group would obtain four out of the seven seats; but in Sweden, as has been shown, at least four-fifths must support the official list before the first four candidates can be sure of election. The Swedish system discriminates in favour of the dissentients within a party, and this discrimination may have unexpected effects on party organization. The Belgian method has induced parties to welcome the support of all sections, knowing that such sections will not obtain more than their fair share of influence. In Sweden the tendency may be for party organizers to regard the support of various sections with suspicion, because, whilst these sections will obtain the full advantage of the party vote, their independent action may result in the gain of the section at the expense of the party as a whole. As a result of the Stockholm election referred to, the opinion was expressed by party organizers that it would be necessary to limit the number of candidates on a list to the number which the party knew it could carry. This would be an undesirable outcome of a rule designed to secure greater freedom for the elector, for it would tend to make party discipline more strict and parties exclusive rather than inclusive, as is the case in Belgium. It should, however, be added that in the large majority of the provincial council elections the selection of candidates was made in accordance with the rule of the order of preference. It would, therefore, seem that party organizers, as a rule, took care to present lists of candidates acceptable to the party as a whole.

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