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History of Human Society
by Frank W. Blackmar
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Toward the close of their career, the Arabian doctors began the practice of dissecting and the closer study of anatomy and physiology, which added much to the power of the science. Yet they still believed in the "elixir of life," and tried to work miracle cures, which in many respects may have been successful. It is a question whether they went any farther into the practice of miracle cures than the quacks and charlatans and faith doctors of modern times have gone. The influence of their study of medicine was seen in the great universities, and especially in the foundation of the University at Salerno at a later time, which was largely under the Arabian influence.

Metaphysics and Exact Science.—It would seem that the Arab-Moors were well calculated to develop psychological science. Their minds seemed to be in a special measure metaphysical. They laid the foundation of their metaphysical speculations on the philosophy of the Greeks, particularly that of Aristotle, but later they attempted to develop originality, although they succeeded in doing little more, as a rule, than borrowing from others. In the early period of Arabian development the Koran stood in the way of any advancement in philosophy. It was only at intervals that philosophy could gain any advancement. Indeed, the philosophers were driven away from their homes, but they carried with them many followers into a larger field. The long list of philosophers who, after the manner of the Greeks, each attempted to develop his own separate system, might be mentioned, showing the zeal with which they carried on inquiry into metaphysical science. As may be supposed, they added little to the sum of human knowledge, but developed a degree of culture by their philosophical speculations.

But it is in the exact sciences that the Arabs seem to have met with the greatest success. The Arabic numerals, probably brought from India to Bagdad, led to a new and larger use of arithmetic. The decimal system and the art of figures were {311} introduced into Spain in the ninth century, and gave great advancement in learning. But, strange to relate, these numerals, though used so early by the Arabs in Spain, were not common in Germany until the fifteenth century. The importance of their use cannot be overestimated, for by means of them the Arabians easily led the world in astronomy, mechanics, and mathematics.

The science of algebra is generally attributed to the Arabians. Its name is derived from gabara, to bind parts together, and yet the origin of this science is not certain. It is thought that the Arabs derived their knowledge from the Greeks, but in all probability algebra had its first origin among the philosophers of India.

The Arabians used geometry, although they added little to its advancement. Geometry had reached at this period an advanced stage of progress in the problems of Euclid. It was to the honor of the Arabians that they were the first of any of the Western peoples to translate Euclid and use it, for it was not until the sixteenth century that it was freely translated into the modern languages.

But in trigonometry the Arabians, by the introduction of the use of the sine, or half-chord, of the double arc in the place of the arc itself, made great advancement, especially in the calculations of surveying and astronomy. In the universities and colleges of Spain under Arabian dominion we find, then, that students had an opportunity of mastering nearly all of the useful elementary mathematics. Great attention was paid to the study of astronomy. Here, as before, they used the Greek knowledge, but they advanced the study of the science greatly by the introduction of instruments, such as those for measuring time by the movement of the pendulum and the measurement of the heavenly bodies by the astrolabe.

Likewise they employed the word "azimuth" and many other terms which show a more definite knowledge of the relation of the heavenly bodies. They were enabled, also, to {312} measure approximately a degree of latitude. They knew that the earth was of spheroid form. But we find astrology accompanying all this knowledge of astronomy. While the exact knowledge of the heavenly bodies had been developed to a certain degree, the science of star influence, or astrology, was cultivated to a still greater extent. Thus they sought to show the control of mind forces on earth, and, indeed, of all natural forces by the heavenly bodies. This placed mystical lore in the front rank of their philosophical speculations.

Geography and History.—In the study of the earth the Arabians showed themselves to be practical and accurate geographers. They applied their mathematical and astronomical knowledge to the study of the earth, and thus gave an impulse to exploration. While their theories of the origin of the earth were crude and untenable, their practical writings on the subject derived from real knowledge, and the practical instruction in schools by the use of globes and maps, were of immense practical value.

Their history was made up chiefly of the histories of cities and the lives of prominent men. There was no national history of the rise and development of the Arabian kingdom, for historical writing and study were in an undeveloped state.

Discoveries, Inventions, and Achievements.—It cannot be successfully claimed that the Arabians exhibited very much originality in the advancement of the civilized arts, yet they had the ability to take what they found elsewhere developed by other scholars, improve upon it, and apply it to the practical affairs of life. Thus, although the Chinese discovered gunpowder over 3,000 years ago, it remained for the Arabs to bring it into use in the siege of Mecca in the year 690, and introduce it into Spain some years later. The Persians called it Chinese salt, the Arabians Indian snow, indicating that it might have originated in different countries. The Arab-Moors used it in their wars with the Christians as early as the middle of the thirteenth century. They excelled also in making paper from flax, or cotton, which was probably an imitation {313} of the paper made by the Chinese from silk. We find also that the Arabs had learned to print from movable type, and the introduction of paper made the printing-press possible. Linen paper made from old clothes was said to be in use as early as 1106.

Without doubt the Arab-Moors introduced into Spain the use of the magnet in connection with the mariner's compass. But owing to the fact that it was not needed in the short voyages along the coast of the Mediterranean, it did not come into a large use until the great voyages on the ocean, in the beginning of the fourteenth century. Yet the invention of the mariner's compass, so frequently attributed to Flavio Giorgio, may be as well attributed to the Arab-Moors.

Knives and swords of superior make, leather, silk, and glass, as well as large collections of delicate jewelry, show marked advancement in Arabian industrial art and mechanical skill.

One of the achievements of the Arab-Moors in Spain was the introduction of agriculture, and its advancement to an important position among the industries by means of irrigation. The great, fertile valleys of Spain were thus, through agricultural skill, made "to blossom as the rose." Seeds were imported from different parts of the world, and much attention was given to the culture of all plants which could be readily raised in this country. Rice and cotton and sugar-cane were cultivated through the process of irrigation. Thus Spain was indebted to the Arab-Moors not only for the introduction of industrial arts and skilled mechanics, but the establishment of agriculture on a firm foundation.

Language and Literature.—The language of the Arabians is said to be peculiarly rich in synonyms. For instance, it is said there are 1,000 expressions for the word "camel," and the same number for the word "sword," while there are 4,000 for the word "misfortune." Very few remnants of the Arabic remain in the modern European languages. Quite a number of words in the Spanish language, fewer in English and in {314} other modern languages, are the only remnants of the use of this highly developed Arabian speech. It represents the southern branch of the Semitic language, and is closely related to the Hebrew and the Aramaic. The unity and compactness of the language are very much in evidence. Coming little in contact with other languages, it remained somewhat exclusive, and retained its original form.

When it came into Spain the Arabic language reigned almost supreme, on account of the special domination of Arabic influences. Far in the north of Spain, however, among the Christians who had adopted the Low Latin, was the formation of the Spanish language. The hatred of the Spaniards for the Arabs led these people to refuse to use the language of the conquerors. Nevertheless, the Arabic had some influence in the formation of the Spanish language. The isolated geographic terms, and especial names of things, as well as idioms of speech, show still that the Arabian influence may be traced in the Spanish language.

In literature the Arabians had a marked development. The Arabian poetry, though light in its character, became prominent. There were among these Arabians in Spain ardent and ready writers, with fertile fancy and lively perception, who recited their songs to eager listeners. The poet became a universal teacher. He went about from place to place singing his songs, and the troubadours of the south of France received in later years much of their impulse indirectly from the Arabic poets. While the poetry was not of a high order, it was wide-reaching in its influence, and extended in later days to Italy, Sicily, and southern France, and had a quickening influence in the development of the light songs of the troubadours. The influence of this lighter literature through Italy, Sicily, and southern France on the literature of Europe and of England in later periods is well marked by the historians. In the great schools rhetoric and grammar were also taught to a considerable extent. In the universities these formed one of the great branches of special culture. We find, then, on the linguistic {315} side that the Arabians accomplished a great deal in the advancement of the language and literature of Europe.

Art and Architecture.—Perhaps the Arabians in Spain are known more by their architecture than any other phase of their culture. Not that there was anything especially original in it, except in the combination which they made of the architecture of other nations. In the building of their great mosques, like that of Cordova and of the Alhambra, they perpetuated the magnificence and splendor of the East. Even the actual materials with which they constructed these magnificent buildings were obtained from Greece and the Orient, and placed in their positions in a new combination. The great original feature of the Mooresque architecture is found in the famous horseshoe arch, which was used so extensively in their mosques and palaces. It represented the Roman arch, slightly bent into the form of a horseshoe. Yet from architectural strength it must be considered that the real support resting on the pillar was merely the half-circle of the Roman arch, while the horseshoe was a continuation for ornamental purposes.

The Arab-Moors were forbidden the use of sculpture, which they never practised, and hence the artistic features were limited to architectural and art decorations. Many of the interior decorations of the walls of these great buildings show advanced skill. Upon the whole, their buildings are remarkable mainly in the perpetuation of Oriental architecture rather than in the development of any originality except in skill of decoration and combination.

The Government of the Arab-Moors Was Peculiarly Centralized.—The caliph was at the head as an absolute monarch. He appointed viceroys in the different provinces for their control. The only thing that limited the actual power of the caliph was the fact that he was a theocratic governor. Otherwise he was supreme in power. There was no constitutional government, and, indeed, but little precedent in law. The government depended somewhat upon the whims and caprices {316} of a single individual. It was said that in the beginning the caliph was elected by the people, but in a later period the office became hereditary. It is true the caliph, who was called the "vicar of God," or "the shadow of God," had his various ministers appointed from the wise men to carry out his will. Yet, such was the power of the people what when in Spain they were displeased with the rulings of the judges, they would pelt the officers or storm the palace, thus in a way limiting the power of these absolute rulers.

The government, however, was in a precarious condition. There could be nothing permanent under such a regime, for permanency of government is necessary to the advancement of civilization. The government was non-progressive. It allowed no freedom of the people and gave no incentive to advancement, and it was a detriment many times to the progressive spirit. Closely connected with a religion which in itself was non-progressive, we find limitations set upon the advancement of the civilization of the Arab-Moors in Spain.

Arabian Civilization Soon Reached Its Limits.—One views with wonder and astonishment the brilliant achievements of the Arabian civilization, extending from the Tagus to the Indus. But brilliant as it was, one is impressed at every turn with the instability of the civilization and with its peculiar limitations. It reached its culmination long before the Christian conquest. What the Arabians have given to the European world was formulated rapidly and given quickly, and the results were left to be used by a more slowly developing people, who rested their civilization upon a permanent basis. Much stress has been laid by Mr. Draper and others upon the great civilization of the Arabians, comparing it favorably with the civilization of Christian Europe. But it must be remembered that the Arab-Moors, especially in Spain, had come so directly in contact with Oriental nations that they were enabled to borrow and utilize for a time the elements of civilization advanced by these more mature peoples. However, built as it was upon borrowed materials, the structure once completed, {317} there was no opportunity for growth or original development. It reached its culmination, and would have progressed no further in Spain, even had not the Christians under Ferdinand and Isabella conquered the Arab-Moors and eventually overcome and destroyed their civilization. In this conquest, in which the two leading faiths of the Western world were fighting for supremacy, doubtless the Christian world could not fully appreciate what the Arab-Moors accomplished, nor estimate their value to the economic system of Spain.

Subsequent facts of history show that, the Christian religion once having a dominant power in Spain, the church became less liberal in its views and its rule than that exhibited by the government of the Arab-Moors. Admitting that the spirit of liberty had burst forth in old Asturias, a seat of Nordic culture, it soon became obscure in the arbitrary domination of monarchy, and of the church through the instrumentality of Torquemada and the Inquisition. Nevertheless, the civilization of the Arab-Moors cannot be pictured as an ideal one, because it was lacking in the fundamentals of continuous progress. Knowledge had not yet become widely disseminated, nor truth free enough to arouse vigorous qualities of life which make for permanency in civilization. With all of its borrowed art and learning and its adaptation to new conditions, still the civilization was sufficiently non-progressive to be unsuited to carry the burden of the development of the human race. Nevertheless, in the contemplation of human progress, the Arab-Moors of Spain are deserving of attention because of their universities and their studies, which influenced other parts of mediaeval Europe at a time when they were breaking away from scholastic philosophy and assuming a scientific attitude of mind.

SUBJECTS FOR FURTHER STUDY

1. What contributions to art and architecture did the Arab-Moors make in Spain?

2. The nature of their government.

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3. How did their religion differ from the Christian religion in principle and in practice?

4. The educational contribution of the universities of the Arab-Moors.

5. What contributions to science and learning came from the Arabian civilization?

6. Why and by whom were the Arab-Moors driven from Spain? What were the economic and political results?

7. What was the influence of the Arabs on European civilization?



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CHAPTER XX

THE CRUSADES STIR THE EUROPEAN MIND

What Brought About the Crusades.—We have learned from the former chapters that the Arabs had spread their empire from the Euphrates to the Strait of Gibraltar, and that the Christian and Mohammedan religions had compassed and absorbed the entire religious life over this whole territory. As Christianity had become the great reforming religion of the western part of Europe, so Mohammedanism had become the reforming religion of Asia. The latter was more exacting in its demands and more absolute in its sway than the former, spreading its doctrines mainly by force, while the former sought more to extend its doctrine by a leavening process. Nevertheless, when the two came in contact, a fierce struggle for supremacy ensued. The meteorlike rise of Mohammedanism had created consternation and alarm in the Christian world as early as the eighth century. There sprang up not only fear of Islamism, but a hatred of its followers.

After the Arabian Empire had become fully established, there arose to the northeast of Bagdad, the Moslem capital, a number of Turkish tribes that were among the more recent converts to Mohammedanism. Apparently they took the Mohammedan religion as embodied in the Koran literally and fanatically, and, considering nothing beyond these, sought to propagate the doctrine through conquest by sword. They are frequently known as Seljuks. It is to the credit of the Arabs, whether in Mesopotamia, Africa, or Spain, that their minds reached beyond the Koran into the wider ranges of knowledge, a fact which tempered their fanatical zeal, but the Seljuk Turks swept forward with their armies until they conquered the Byzantine Empire of the East, the last branch of the great Roman Empire. They had also conquered Jerusalem and {320} taken possession of the holy sepulchre, to which pilgrimages of Christians were made annually, and aroused the righteous indignation of the Christians of the Western world. The ostensible purpose of the crusades was to free Palestine, the oppressed Christians, and the holy sepulchre from the domination of the Turks.

It must be remembered that the period of the Middle Ages was represented by fancies and theories and an evanescent idealism which controlled the movements of the people to a large extent. Born of religious sentiment, there dwelt in the minds of Christian people a reverence for the land of the birth of Christ, to which pilgrims passed every year to show their adoration for the Saviour and patriotism for the land of his birth. These pilgrims were interfered with by the Mohammedans and especially by the Seljuk Turks.

The Turks in their blind zeal for Mohammedanism could see nothing in the Christian belief worthy of respect or even civil treatment. The persecution of Christians awakened the sympathy of all Europe and filled the minds of people with resentment against the occupation of Jerusalem by the Turks. This is one of the earliest indications of the development of religious toleration, which heralded the development of a feeling that people should worship whom they pleased unmolested, though it was like a voice crying in the wilderness, for many centuries passed before religious toleration could be acknowledged.

There were other considerations which made occasion for the crusades. Gregory VII preached a crusade to protect Constantinople and unify the church under one head. But trouble with Henry IV of Germany caused him to abandon the enterprise. There still dwelt in the minds of the people an ideal monarchy, as represented by the Roman Empire. It was considered the type of all good government, the one expression of the unity of all people. Many dreamed of the return of this empire to its full temporal sway. It was a species of idealism which lived on through the Middle Ages long after the {321} Western Empire had passed into virtual decay. In connection with this idea of a universal empire controlling the whole world was the idea of a universal religion which should unite all religious bodies under one common organization. The centre of this organization was to be the papal authority at Rome.

There dwelt then in the minds of all ecclesiastics this common desire for the unity of all religious people in one body regardless of national boundaries. And it must be said that these two ideas had much to do with giving Europe unity of thought and sentiment. Disintegrated as it was, deflected and disturbed by a hundred forces, thoughts of a common religion and of universal empire nevertheless had much to do to harmonize and unify the people of Europe. Hence, it was when Urban II, who had inherited all of the great religious improvements instituted by Gregory VII, preached a crusade to protect Constantinople, on the one hand, and to deliver Jerusalem, on the other, and made enthusiastic inflammatory speeches, that Europe awoke like an electric flash. Peter the Hermit, on the occasion of the first crusade, was employed to travel throughout Europe to arouse enthusiasm in the minds of the people.

The crusades so suddenly inaugurated extended over a period of nearly two hundred years, in which all Europe was in a restless condition. The feudal life which had settled down and crystallized all forms of human society throughout Europe had failed to give that variety and excitement which it entertained in former days. Thousands of knights in every nation were longing for the battle-field. Many who thought life at home not worth living, and other thousands of people seeking opportunities for change, sought diversion abroad. All Europe was ready to exclaim "God wills it!" and "On to Jerusalem!" to defend the Holy City against the Turk.

Specific Causes of the Crusades.—If we examine more specifically into the real causes of the crusades we shall find, as Mr. Guizot has said, that there were two causes, the one moral, the other social. The moral cause is represented in the {322} desire to relieve suffering humanity and fight against the injustice of the Turks. Both the Mohammedan and the Christian, the two most modern of all great religions, were placed upon a moral basis. Morality was one of the chief phases of both religions; yet they had different conceptions of morality, and no toleration for each other. Although prior to the Turkish invasion the Mohammedans, through policy, had tolerated the visitations of the Christians, the two classes of believers had never gained much respect for each other, and after the Turkish invasion the enmity between them became intense. It was the struggle of these two systems of moral order that was the great occasion and one of the causes of the crusades.

The social cause, however, was that already referred to—the desire of individuals for a change from the monotony which had settled down over Europe under the feudal regime. It was the mind of man, the enthusiasm of the individual, over-leaping the narrow bounds of his surroundings, and looking for fields of exploitation and new opportunities for action. The social cause represents, then, the spontaneous outburst of long-pent-up desires, a return to the freedom of earlier years, when wandering and plundering were among the chief occupations of the Teutonic tribes. To state the causes more specifically, perhaps it may be said that the ambition of temporal and spiritual princes and the feudal aristocracy for power, the general poverty of the community on account of overpopulation leading the multitudes to seek relief through change, and a distinct passion for pilgrimages were influential in precipitating this movement.

Unification of Ideals and the Breaking of Feudalism.—It is to be observed that the herald of the crusades thrilled all Europe, and that, on the basis of ideals of empire and church, there were a common sentiment or feeling and a common ground for action. All Europe soon placed itself on a common plane in the interest of a common cause. At first it would seem that this universal movement would have tended to {323} develop a unity of Western nations. To the extent of breaking down formal custom, destroying the sterner aspects of feudalism, and levelling the barriers of classes, it was a unifier of European thought and life.

But a more careful consideration reveals the fact that although all groups and classes of people ranged themselves on one side of the great and common cause, the effect was not merely to break down feudalism but, in addition, to build up nationality. There was a tendency toward national unity. The crusades in the latter part of the period became national affairs, rather than universal or European affairs, even though the old spirit of feudalism, whereby each individual followed by his own group of retainers sought his own power and prestige, still remained. The expansion of this spirit to larger groups invoked the national spirit and national life. While, in the beginning, the papacy and the church were all-powerful in their controlling influence on the crusades, in the later period we find different nationalities, especially England, France, and Germany, struggling for predominance, the French nation being more strongly represented than any other.

Among the important results of the crusades, then, were the breaking down of feudalism and the building up of national life. The causes of this result are evident. Many of the nobility were slain in battle or perished through famine and suffering, or else had taken up their abode under the new government that had been established at Jerusalem. This left a larger sway to those who were at home in the management of the affairs of the territory. Moreover, in the later period, the stronger national lines had been developed, which caused the subordination of the weaker feudal lords to the more powerful. Many, too, of the strong feudal lords had lost their wealth, as well as their position, in carrying on the expenses of the crusades. There was, consequently, the beginning of the remaking of all Europe upon a national basis. First, the enlarged ideas of life broke the bounds of feudalism; second, the failure to unite the nations in the common sentiment of a Western {324} Empire had left the political forces to cluster around new nationalities which sprang up in different sections of Europe.

The Development of Monarchy.—The result of this centralization was to develop monarchy, an institution which became universal in the process of the development of government in Europe. It became the essential form of government and the type of national unity. Through no other known process of the time could the chaotic state of the feudal regime be reduced to a system. Constitutional liberty could not have survived under these conditions. The monarchy was not only a permanent form of government, but it was possessed of great flexibility, and could adapt itself to almost any conditions of the social life. While it may, primarily, have rested on force and the predominance of power of certain individuals, in a secondary sense it represented not only the unity of the race from which it had gained great strength, but also the moral power of the tribe, as the expression of their will and sentiments of justice and righteousness. It is true that it drew a sharp line between the governing and the governed; it made the one all-powerful and the other all-subordinate; yet in many instances the one man represented the collective will of the people, and through him and his administration centred the wisdom of a nation.

Among the Teutonic peoples, too, there was something more than sentiment in this form of government. It was an old custom that the barbarian monarch was elected by the people and represented them; and whether he came through hereditary rank, from choice of nobles, or from the election of the people, this idea of monarchy was never lost sight of in Europe in the earliest stages of existence, and it was perverted to a great extent only by the Louis's of France and the Stuarts of England, in the modern era. Monarchy, then, as an institution, was advanced by the crusades; for a national life was developed and centralization took place, the king expressed the unity of it all, and so everywhere throughout Europe it became the universal type.

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The Crusades Quickened Intellectual Development.—The intense activity of Europe in a common cause could not do otherwise than stimulate intellectual life. In a measure, it was an emancipation of mind, the establishment of large and liberal ideas. This freedom of the mind arose, not so much from any product of thought contributed by the Orientals to the Christians, although in truth the former were in many ways far more cultured than the latter, but rather from the development which comes from observation and travel. A habit of observing the manners and customs, the government, the laws, the life of different nations, and the action and reaction of the different elements of human life, tended to develop intellectual activity. Both Greek and Mohammedan had their influence on the minds of those with whom they came in contact, and Christians returned to their former homes possessed of new information and new ideas, and quickened with new impulses.

The crusades also furnished material for poetic imagination and for literary products. It was the development of the old saga hero under new conditions, those of Christianity and humanity, and this led to greater and more profound sentiments concerning life. The crusades also took men out from their narrow surroundings and the belief that the Christian religion, supported by the monasteries, or cloisters, embodied all that was worth living in this life and a preparation for a passage into a newer, happier future life beyond. Humanity, according to the doctrine of the church, had not been worth the attention of the thoughtful. Life, as life, was not worth living. But the mingling of humanity on a broader basis and under new circumstances quickened the thoughts and sentiments of man in favor of his fellows. It gave an enlarged view of the life of man as a human creature. There was a thought engendered, feeble though it was at first, that the life on earth was really important and that it could be enlarged and broadened in many ways, and hence it was worth saving here for its own sake. The culmination of this idea appeared in the period of the Renaissance, a century later.

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The Commercial Effects of the Crusades.—A new opportunity for trade was offered, luxuries were imported from the East in exchange for money or for minerals and fish of the West. Cotton, wine, dyestuffs, glassware, grain, spice, fruits, silk, and jewelry, as well as weapons and horses, came pouring in from the Orient to enlarge and enrich the life of the Europeans. For, with all the noble spirit manifested in government and in social life, western Europe was semibarbaric in the meagreness of the articles of material wealth there represented. The Italian cities, seizing the opportunity of the contact of the West with the East, developed a surprising trade with the Oriental cities and with the northwest of Europe, and thus enhanced their power.[1] From this impulse of trade that carried on commerce with the Orient largely through the Italian cities, there sprang up a group of Hanse towns in the north of Europe. From a financial standpoint we find that money was brought into use and became from this time on a necessity. Money-lending became a business, and those who had treasure instead of keeping it lying idle and unfruitful were now able to develop wealth, not only for the borrower but also for the lender. This tended to increase the rapid movement of wealth and to stimulate productive industry and trade in every direction.

General Influence of the Crusades on Civilization.—We see, then, that it mattered little whether Jerusalem was taken by the Turks or the Christians, or whether thousands of Christians lost their lives in a great and holy cause, or whether the Mohammedans triumphed or were defeated at Jerusalem—the great result of the crusades was one of education of the people of Europe. The boundaries of life were enlarged, the power of thought increased, the opportunities for doing and living multiplied. It was the breaking away from the narrow shell of its own existence to the newly discovered life of the Orient that gave Europe its first impulse toward a larger life. And to this extent the crusades may be said to have been a {327} great civilizer. Many regard them as merely accidental phenomena difficult to explain, and yet, by tracing the various unobserved influences at work in their preparation, we shall see it was merely one phase of a great transitional movement in the progress of human life, just as we have seen that the feudal system was transitional between one form of government and another. The influence of the crusades on civilization was immense in giving it an impulse forward.

Under the general intellectual awakening, commercial enterprise was quickened, industry developed, and new ideas of government and art obtained. The boundaries of Christian influences were extended and new nationalities were strengthened. Feudalism was undermined by means of the consolidation of fiefs, the association of lord and vassal, the introduction of a new military system, the transfer of estates, and the promotion of the study and use of Roman jurisprudence. Ecclesiasticism was greatly strengthened at Rome, through the power of the pope and the authority of his legates, the development of monastic orders, by the introduction of force and the use of the engine of excommunication. But something was gained for the common people, for serfs could be readily emancipated and there was a freer movement among all people. Ideas of equality began to be disseminated, which had their effect on the relation of affairs. Upon the whole it may be stated in conclusion that the emancipation of the mind had begun.

SUBJECTS FOR FURTHER STUDY

1. Show how the crusades helped to break down feudalism and prepare for monarchy.

2. What intellectual benefit were the crusades to Europe?

3. Were there humanitarian and democratic elements of progress in the crusades?

4. What was the effect of the crusades on the power of the church?

5. What was the general influence of the crusades on civilization?

6. How did the crusades stimulate commerce?



[1] See Chapter XXI.



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CHAPTER XXI

ATTEMPTS AT POPULAR GOVERNMENT

The Cost of Popular Government.—The early forms of government were for the most part based upon hereditary authority or upon force. The theories of government first advanced seldom had reference to the rule of the popular will. The practice of civil affairs, enforcing theories of hereditary government or the rule of force, interfered with the rights of self-government of the people. Hence every attempt to assume popular government was a struggle against old systems and old ideas. Freedom has been purchased by money or blood. Men point with interest to the early assemblies of the Teutonic people to show the germs of democratic government, afterward to be overshadowed by imperialism, but a careful consideration would show that even this early stage of pure democracy was only a developed state from the earlier hereditary nobility. The Goddess of Liberty is ideally a creature of beautiful form, but really her face is scarred and worn, her figure gnarled and warped with time, and her garments besprinkled with blood. The selfishness of man, the struggle for survival, and the momentum of governmental machinery, have prevented the exercise of justice and of political equality.

The liberty that has been gained is an expensive luxury. It has cost those who have tried to gain it the treasures of accumulated wealth and the flower of youth. When it has once been gained, the social forces have rendered the popular will non-expressive of the best government. Popular government, although ideally correct, is difficult to approximate, and frequently when obtained in name is far from real attainment. After long oppression and subservience to monarchy or aristocracy, when the people, suddenly gaining power through great expense of treasure and blood, assume self-government, they find to their distress that they are incapable of it when {329} struggling against unfavorable conditions. The result is a mismanaged government and an extra expense to the people. There has been through many centuries a continual struggle for popular government. The end of each conflict has seen something gained, yet the final solution of the problem has not been reached. Nevertheless, imperfect as government by the people may be, it is, in the long run, the safest and best, and it undoubtedly will triumph in the end. The democratic government of great nations is the most difficult of all forms to maintain, and it is only through the increased wisdom of the people that its final success may be achieved. The great problem now confronting it arises from purely economic considerations.

The Feudal Lord and the Towns.—Feudalism made its stronghold in country life. The baronial castle was built away from cities and towns—in a locality favorable for defense. This increased the importance of country life to a great extent, and placed the feudal lord in command of large tracts of territory. Many of the cities and towns were for a time accorded the municipal privileges that had been granted them under Roman rule; but in time these wore away, and the towns, with a few exceptions, became included in large feudal tracts, and were held, with other territory, as feudatories. In Italy, where feudalism was less powerful, the greater barons were obliged to build their castles in the towns, or, indeed, to unite with the towns in government. But in France and Germany, and even to a certain extent in England, the feudal lord kept aloof from the town.

There was, consequently, no sympathy existing between the feudal lord and the people of the cities. It was his privilege to collect feudal dues and aids from the cities, and beyond this he cared nothing for their welfare. It became his duty and privilege to hold the baronial court in the towns at intervals and to regulate their internal affairs, but he did this through a subordinate, and troubled himself little about any regulation or administration except to further his own ends.

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The Rise of Free Cities.—Many of the towns were practically run by the surviving machinery of the old Roman municipal system, while many were practically without government except the overlordship of the feudal chief by his representative officer. The Romans had established a complete system of municipal government in all their provinces. Each town or city of any importance had a complete municipal machinery copied after the government of the imperial city. When the Roman system began to decay, the central government failed first, and the towns found themselves severed from any central imperial government, yet in possession of machinery for local self-government. When the barbarians invaded the Roman territory, and, avoiding the towns, settled in the country, the towns fell into the habit of managing their own affairs as far as feudal regime would permit.

It appears, therefore, that the first attempts at local self-government were made in the cities and towns. In fact, liberty of government was preserved in the towns, through the old Roman municipal life, which lived on, and, being shorn of the imperial idea, took on the spirit of Roman republicanism. It was thus that the principles of Roman municipal government were kept through the Middle Ages and became useful in the modern period, not only in developing independent nationality but in perpetuating the rights of a people to govern themselves.

The people of the towns organized themselves into municipal guilds to withstand the encroachments of the barons on their rights and privileges. This gave a continued coherence to the city population, which it would not otherwise have had or perpetuated. In thus perpetuating the idea of self-government, this cohesive organization, infused with a common sentiment of defense, made it possible to wrest liberty from the feudal baron. When he desired to obtain money or supplies in order to carry on a war, or to meet other expenditures, he found it convenient to levy on the cities for this purpose. His exactions, coming frequently and irregularly, aroused the {331} citizens to opposition. A bloody struggle ensued, which usually ended in compromise and the purchase of liberty by the citizens by the payment of an annual tax to the feudal lord for permission to govern themselves in regard to all internal affairs. It was thus that many of the cities gained their independence of feudal authority, and that some, in the rise of national life, gained their independence as separate states, such, for instance, as Hamburg, Venice, Luebeck, and Bremen.

The Struggle for Independence.—In this struggle for independent life the cities first strove for just treatment. In many instances this was accorded the citizens, and their friendly relations with the feudal lord continued. When monarchy arose through the overpowering influence of some feudal lord, the city remained in subjection to the king, but in most instances the free burgesses of the towns were accorded due representation in the public assembly wherever one existed. Many cities, failing to get justice, struggled with more or less success for independence. The result of the whole contest was to develop the right of self-government and finally to preserve the principle of representation. It was under these conditions that the theory of "taxation without representation is tyranny" was developed. A practical outcome of this struggle for freedom has been the converse of this principle—namely, that representation without taxation is impossible. Taxation, therefore, is the badge of liberty—of a liberty obtained through blood and treasure.

The Affranchisement of Cities Developed Municipal Organization.—The effect of the affranchisement of cities was to develop an internal organization, usually on the representative plan. There was not, as a rule, a pure democracy, for the influences of the Roman system and the feudal surroundings, rapidly tending toward monarchy, rendered it impossible that the citizens of the so-called free cities should have the privileges of a pure democracy, hence the representative plan prevailed. There was not sufficient unity of purpose, nor common sentiment of the ideal government, sufficient to maintain {332} permanently the principles and practice of popular government. Yet there was a popular assembly, in which the voice of the people was manifested in the election of magistrates, the voting of taxes, and the declaration of war. In the mediaeval period, however, the municipal government was, in its real character, a business corporation, and the business affairs of the town were uppermost after defense against external forces was secured, hence it occurred that the wealthy merchants and the nobles who dwelt within the town became the most influential citizens in the management of municipal affairs.

There sprang up, as an essential outcome of these conditions, an aristocracy within the city. In many instances this aristocracy was reduced to an oligarchy, and the town was controlled by a few men; and in extreme cases the control fell into the hands of a tyrant, who for a time dominated the affairs of the town. Whatever the form of the municipal government, the liberties of the people were little more than a mere name, recognized as a right not to be denied. Having obtained their independence of foreign powers, the towns fell victims to internal tyranny, yet they were the means of preserving to the world the principles of local self-government, even though they were not permitted to enjoy to a great extent the privileges of exercising them. It remained for more favorable circumstances to make this possible.

The Italian Cities.—The first cities to become prominent after the perpetuation of the Roman system by the introduction of barbarian blood were those of northern Italy. These cities were less influenced by the barbarian invasion than others, on account of, first, their substantial city organization; second, the comparatively small number of invaders that surrounded them; and, third, the opportunity for trade presented by the crusades, which they eagerly seized. Their power was increased because, as stated above, the feudal nobility, unable to maintain their position in the country, were forced to live in the cities. The Italian cities were, therefore, less interfered with by barbarian and feudal influences, and continued to {333} develop strength. The opportunity for immense trade and commerce opened up through the crusades made them wealthy. Another potent cause of the rapid advancement of the Italian cities was their early contact with the Greeks and the Saracens, for they imbibed the culture of these peoples, which stimulated their own culture and learning. Also, the invasions of the Saracens on the south and of the Hungarians on the north caused them to strengthen their fortifications. They enclosed their towns with walls, and thus made opportunity for the formation of small, independent states within the walls.

Comparatively little is known of the practice of popular government, although most of these cities were in the beginning republican and had popular elections. In the twelfth century freedom was granted, in most instances, to the peasantry. There were a parliament, a republican constitution, and a secret council (credenza) that assisted the consuls. There was also a great council called a senate, consisting of about a hundred representatives of the people. The chief duty of the senate was to discuss important public measures and refer them to the parliament for their approval. In this respect it resembled the Greek senate (boule). The secret council superintended the public works and administered the public finance. These forms of government were not in universal use, but are as nearly typical as can be found, as the cities varied much in governmental practice. It is easy to see that the framework of the government is Roman, while the spirit of the institutions, especially in the earlier part of their history, is affected by Teutonic influence. There was a large number of these free towns in Italy from the close of the twelfth to the beginning of the fourteenth century. At the close of this period, the republican phase of their government declined, and each was ruled by a succession of tyrants, or despots (podestas).

In vain did the people attempt to regain their former privileges; they succeeded only in introducing a new kind of despotism in the captains of the people. The cities had fallen {334} into the control of the wealthy families, and it mattered not what was the form of government, despotism prevailed. In many of the cities the excessive power of the despots made their reign a prolonged terror. As long as enlightened absolutism prevailed, government was administered by upright rulers and judges in the interests of the people; but when the power fell into the hands of unscrupulous men, the privileges and rights of the people were lost. It is said that absolutism, descending from father to son, never improves in the descent; in the case of some of the Italian cities it produced monsters. As the historian says: "The last Visconti, the last La Scalas, the last Sforzas, the last Farnesi, the last Medici—magnificent promoters of the humanities as their ancestors had been—were the worst specimens of the human race." The situation of government was partially relieved by the introduction at a later period of the trade guilds. All the industrial elements were organized into guilds, each one of which had its representation in the government. This was of service to the people, but nothing could erase the blot of despotism.

The despots were of different classes, according to the method by which they obtained power. First, there were nobles, who were representatives of the emperor, and governed parts of Lombardy while it was under the federated government, a position which enabled them to obtain power as captains of the people. Again, there were some who held feudal rights over towns and by this means became rulers or captains. There were others who, having been raised to office by the popular vote, had in turn used the office as a means to enslave the people and defeat the popular will. The popes, also, appointed their nephews and friends to office and by this means obtained supremacy. Merchant princes, who had become wealthy, used their money to obtain and hold power. Finally, there were the famous condottieri, who captured towns and made them principalities. Into the hands of such classes as these the rights and privileges of the people were continually falling, and the result was disastrous to free government.

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Government of Venice.—Florence and Venice represent the two typical towns of the group of Italian cities. Wealthy, populous, and aggressive, they represent the greatest power, the highest intellectual development, becoming cities of culture and learning. In 1494 the inhabitants of Florence numbered 90,000, of whom only 3,200 were burghers, or full citizens, while Venice had 100,000 inhabitants and only 5,000 burghers. This shows what a low state popular government had reached—only one inhabitant in twenty was allowed the rights of citizens.

Venice was established on the islands and morasses of the Adriatic Coast by a few remnants of the Beneti, who sought refuge upon them from the ravages of the Huns. These people were early engaged in fishing, and later began a coast trade which, in time, enlarged into an extensive commerce. In early times it had a municipal constitution, and the little villages had their own assemblies, discussed their own affairs, and elected their own magistrates. Occasionally the representatives of the several tribal villages met to discuss the affairs of the whole city. This led to a central government, which, in 697 A.D., elected a doge for life. The doges possessed most of the attributes of kings, became despotic and arbitrary, and finally ruled with absolute sway, so that the destinies of the republic were subjected to the rule of one man. Aristocracy established itself, and the first families struggled for supremacy.

Venice was the oldest republic of modern times, and continued the longest. "It was older by 700 years than the Lombard republics, and it survived them for three centuries. It witnessed the fall of the Roman Empire; it saw Italy occupied by Odoacer, by Charlemagne, and by Napoleon." Its material prosperity was very great, and great buildings remain to this day as monuments of an art and architecture the foundations of which were mostly laid before the despots were at the height of their power.

Government of Florence.—There was a resemblance between Florence and Athens. Indeed, the former has been called the {336} Athens of the West, for in it the old Greek idea was first revived; in it the love for the artistic survived. Both cities were devoted to the accumulating of wealth, and both were interested in the struggles over freedom and general politics. Situated in the valley of the Arno, under the shadow of the Apennines, Florence lacked the charm of Venice, situated on the sea. It was early conquered by Sulla and made into a military city of the Romans, and by a truce the Roman government and the Roman spirit prevailed in the city. It was destroyed by the Goths and rebuilt by the Franks, but still retained the Roman spirit. It was then a city of considerable importance, surrounded by a wall six miles in circumference, having seventy towers.

After it was rebuilt, the city was governed by a senate, but finally the first families predominated. Then there arose, in 1215, the great struggle between the papal and the imperial parties, the Ghibellines and the Guelphs—internal dissensions which were not quieted until these two opposing factions were driven out and a popular government established, with twelve seignors, or rulers, as the chief officers. Soon after this the art guilds obtained considerable power. They elected priors of trades every two months. At first there were seven guilds that held control in Florence; they were the lawyers, who were excluded from all offices, the physicians, the bankers, the mercers, the woollen-drapers, the dealers in foreign cloths, and the dealers in pelts from the north. Subsequently, men following the baser arts—butchers, retailers of cloth, blacksmiths, bakers, shoemakers, builders—were admitted to the circle of arts, until there were twenty-one.

After having a general representative council, it was finally (1266) determined that each of the seven greater arts should have a council of its own. The next step in government was the appointment of a gonfalconier of justice by the companies of arts that had especial command of citizens. But soon a struggle began between the commons and the nobility, in which for a long time the former were successful. Under the {337} leadership of Giano della Bella they enacted ordinances of justice destroying the power of the nobles, making them ineligible to the office of prior, and fining each noble 13,000 pounds for any offense against the law. The testimony of two credible persons was sufficient to convict a person if their testimony agreed; hence it became easy to convict persons of noble blood. Yet the commons were in the end obliged to succumb to the power of the nobility and aristocracy, and the light of popular government went out.

The Lombard League.—The Lombard cities of the north of Italy were established subsequent to the invasion of the Lombards, chiefly through the peculiar settlement of the Lombard dukes over different territories in a loose confederation. But the Lombards found cities already existing, and became the feudal proprietors of these and the territory. There were many attempts to unite these cities into a strong confederation, but owing to the nature of the feudal system and the general independence and selfishness of each separate city, they proved futile. We find here the same desire for local self-government that existed in the Greek cities, the indulgence of which was highly detrimental to their interests in time of invasion or pressure from external power. There were selfishness and rivalry between all these cities, not only in the attempt to outdo each other in political power, but by reason of commercial jealousy. "Venice first, Christians next, and Italy afterward" was the celebrated maxim of Venice.

To the distressing causes which kept the towns apart, the strife between the Guelphs and the Ghibellines increased the trouble. Nor had the pope any desire to see a strong, unified government so near him. In those days popes were usually not honored in their own country, and, moreover, had enough to do to control their refractory subjects to the north of the Alps. Unity was impossible among cities so blindly and selfishly opposed to one another, and it was, besides, especially prevented by jealous sovereigns from without, who wished rather to see these cities acting independently and separately {338} than effectively, in a strong, united government. Under these circumstances it was impossible there should be a strong and unified government; yet, could they have been properly utilized, all the materials were at hand for developing a national life which would have withstood the shock of opposing nationalities through centuries. The attempt to make a great confederation, a representative republic, failed, however, and with it failed the real hopes of republicanism in Italy.

The Rise of Popular Assemblies in France.—In the early history of France, while feudalism yet prevailed, it became customary for the provinces to have their popular assemblies. These assemblies usually were composed of all classes of the people, and probably had their origin in the calls made by feudal lords to unite all those persons within their feudatories who might have something to say respecting the administration of the government and the law. In them the three estates were assembled—the clergy, the nobility, and the commons. Many of these old provincial assemblies continued for a long time, for instance, in Brittany and Languedoc, where they remained until the period of the revolution.

It appears that every one of these provinces had its own provincial assembly, and a few of these assemblies survived until modern times, so that we know somewhat of their nature. Although their powers were very much curtailed on the rise of monarchy, especially in the time of the Louis's, yet the provinces in which they continued had advantages over those provinces which had lost the provincial assemblies. They had purchased of the crown the privilege of collecting all taxes demanded by the central government, and they retained the right to tax themselves for the expenses of their local administration and to carry on improvements, such as roads and water-courses, without any administration of the central government. Notwithstanding much restriction upon their power within their own domain, they moved with a certain freedom which other provinces did not possess.

Rural Communes Arose in France.—Although feudalism had prevailed over the entire country, there was a continual growth {339} of local self-government at the time when feudalism was gradually passing into monarchial power. It was to the interest of the kings to favor somewhat the development of local self-government, especially the development of the cities while the struggle for dominion over feudalism was going on; but when the kings had once obtained power they found themselves confronted with the uprising spirit of local government. The struggle between king and people went on for some centuries, until the time when everything ran to monarchy and all the rights of the people were wrested from them; indeed, the perfection of the centralized government of the French monarch left no opportunity for the voice of the people to be heard.

The rural communes existed by rights obtained from feudal lords who had granted them charters and given them self-government over a certain territory. These charters allowed the inhabitants of a commune to regulate citizenship and the administration of property, and to define feudal rights and duties. Their organ of government was a general assembly of all the inhabitants, which either regulated the affairs of a commune directly or else delegated especial functions to communal officers who had power to execute laws already passed or to convoke the general assembly of the people on new affairs. The collection of taxes for both the central and the local government, the management of the property of the commune, and the direction of the police system represented the chief powers of the commune. The exercise of these privileges led into insistence upon the right of every man, whether peasant, freeman, or noble, to be tried by his peers.

The Municipalities of France.—As elsewhere related, the barbarians found the cities and towns of France well advanced in their own municipal system. This system they modified but little, only giving somewhat of the spirit of political freedom. In the struggle waged later against the feudal nobility these towns gradually obtained their rights, by purchase or agreement, and became self-governing. In this struggle we find the Christian church, represented by the bishop, always arraying itself on the side of the commons against the nobility, {340} and thus establishing democracy. Among the municipal privileges which were wrested from the nobility was included the right to make all laws that might concern the people; to raise their own taxes, both local and for the central government; to administer justice in their own way, and to manage their own police system. The relations of the municipality to the central government or the feudal lord forced them to pay a certain tribute, which gave them a legal right to manage themselves.

Their pathway was not always smooth, however, but, on the contrary, full of contention and struggle against overbearing lords who sought to usurp authority. Their internal management generally consisted of two assemblies—one a general assembly of citizens, in which they were all well represented, the other an assembly of notables. The former elected the magistrates, and performed all legislative actions; the latter acted as a sort of advisory council to assist the magistrates. Sometimes the cities had but one assembly of citizens, which merely elected magistrates and exercised supervision over them. The magistracy generally consisted of aldermen, presided over by a mayor, and acted as a general executive council for the city.

Municipal freedom gradually declined through adverse circumstances. Within the city limits tyranny, aristocracy, or oligarchy sometimes prevailed, wresting from the people the rights which they had purchased or fought for. Without was the pressure of the feudal lord, which gradually passed into the general fight of the king for royal supremacy. The king, it is true, found the towns very strong allies in his struggle against the nobility. They too had commenced a struggle against the feudal lords, and there was a common bond of sympathy between them. But when the feudal lords were once mastered, the king must turn his attention to reducing the liberties of the people, and gradually, through the influence of monarchy and centralization of government, the rights and privileges of the people of the towns of France passed away.

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The States-General Was the First Central Organization.—It ought to be mentioned here that after the monarchy was moderately well established, Philip the Fair (1285-1314) called the representatives of the nation together. He called in the burghers of the towns, the nobility, and the clergy and formed a parliament for the discussion of the affairs of the realm. It appeared that the constitutional development which began so early in England was about to obtain in France. But it was not to be realized, for in the three centuries that followed—namely, the fourteenth, fifteenth, and sixteenth—the monarchs of France managed to keep this body barely in existence, without giving it any real power. When the king was secure upon his throne and imperialism had received its full power, the nobility, the clergy, and the commons were no longer needed to support the throne of France, and, consequently, the will of the people was not consulted. It is true that each estate of nobility, clergy, and commons met separately from time to time and made out its own particular grievances to the king, but the representative power of the people passed away and was not revived again until, on the eve of the revolution, Louis XVI, shaken with terror, once more called together the three estates in the last representative body held before the political deluge burst upon the French nation.

Failure of Attempts at Popular Government in Spain.—There are signs of popular representation in Spain at a very early date, through the independent towns. This representation was never universal or regular. Many of the early towns had charter rights which they claimed as ancient privileges granted by the Roman government. These cities were represented for a time in the popular assembly, or Cortes, but under the reign of Ferdinand and Isabella the Cortes were seldom called, and when they were, it was for the advantage of the sovereign rather than of the people. Many attempts were made in Spain, from time to time, to fan into flame this enthusiasm for popular representation, but the predominance of monarchy and the dogmatic centralized power of the church tended to {342} repress all real liberty. Even in these later days sudden bursts of enthusiasm for constitutional liberty and constitutional privilege are heard from the southern peninsula; but the transition into monarchy was so sudden that the rights of the people were forever curtailed. The frequent outbursts for liberty and popular government came from the centres where persisted the ideas of freedom planted by the northern barbarians.

Democracy in the Swiss Cantons.—It is the boast of some of the rural districts of Switzerland, that they never submitted to the feudal regime, that they have never worn the yoke of bondage, and, indeed, that they were never conquered. It is probable that several of the rural communes of Switzerland have never known anything other than a free peasantry. They have continually practised the pure democracy exemplified by the entire body of citizens meeting in the open field to make the laws and to elect their officers. Although it is true that in these rural communities of Switzerland freedom has been a continuous quantity, yet during the twelfth and thirteenth centuries Switzerland, as a whole, was dominated by feudalism. This feudalism differed somewhat from the French feudalism, for it represented a sort of overlordship of absentee feudal chiefs, which, leaving the people more to themselves, made vassalage less irksome.

At the beginning of the fourteenth century, in the year 1309, the cantons, Schwyz, Uri, and Unterwalden, lying near Lake Lucerne, gained, through the emperor, Henry VII, the recognition of their independence in all things except allegiance to the empire. Each of these small states had its own government, varying somewhat from that of its neighbors. Yet the rural cantons evinced a strong spirit of pure democracy, for they had already, about half a century previous, formed themselves into a league which proved the germ of confederacy, which perpetuated republican institutions in the Middle Ages. The spirit of freedom prevailing throughout diverse communities brought the remainder of the Swiss cantons into the confederation.

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The first liberties possessed by the various cantons were indigenous to the soil. From time immemorial they had clung to the ancient right of self-government, and had developed in their midst a local system which feudalism never succeeded in eradicating. It mattered not how diverse their systems of local government, they had a common cause against feudal domination, and this brought them into a close union in the attempt to throw off such domination. It is one of the remarkable phenomena of political history, that proud, aristocratic cities with monarchial tendencies could be united with humble and rude communes which held expressly to pure democracy. It is but another illustration of the truth that a particular form of government is not necessary to the development of liberty, but it is the spirit, bravery, independence, and unity of the people that make democracy possible. Another important truth, also, is illustrated here—that Italian, German, and French people who respect each other's liberty and have a common cause may dwell together on a basis of unity and mutual support.

Switzerland stands, then, for the perpetuation of the early local liberties of the people. It has always been the synonym of freedom and the haven of refuge for the politically oppressed of all nations, and its freedom has always had a tendency to advance civilization, not only within the boundaries of the Swiss government, but throughout all Europe. Progressive ideas of religion and education have ever accompanied liberty in political affairs. The long struggle with the feudal lords and the monarchs of European governments, and with the Emperor of Germany, united the Swiss people on a basis of common interests and developed a spirit of independence. At the same time, it had a tendency to warp their judgments respecting the religious rights and liberties of a people, and more than once the Swiss have shown how narrow in conception of government a republic can be. Yet, upon the whole, it must be conceded that the watch-fires of liberty have never been extinguished in Switzerland, and that the light they {344} have shed has illumined many dark places in Europe and America.

The Ascendancy of Monarchy.—Outside of Switzerland the faint beginning of popular representation was gradually overcome by the ascendancy of monarchy. Feudalism, after its decline, was rapidly followed by the development of monarchy throughout Europe. The centralization of power became a universal principle, uniting in one individual the government of an entire nation. It was an expression of unity, and was essential to the redemption of Europe from the chaotic state in which it had been left by declining feudalism.

Monarchy is not necessarily the rule of a single individual. It may be merely the proclamation of the will of the people through one man, the expression of the voice of the people from a single point. Of all forms of government a monarchy is best adapted to a nation or people needing a strong central government able to act with precision and power. As illustrative of this, it is a noteworthy fact that the old Lombard league of confederated states could get along very well until threatened with foreign invasion; then they needed a king. The Roman republic, with consuls and senate, moved on very well in times of peace, but in times of war it was necessary to have a dictator, whose voice should have the authority of law. The President of the United States is commander-in-chief of the army, which position in time of war gives him a power almost resembling imperialism. Could Greece have presented against her invaders a strong monarchy which could unite all her heroes in one common command, her enemies would not so easily have prevailed against her.

Monarchy, then, in the development of European life seemed merely a stage of progress not unlike that of feudalism itself—a stage of progressive government; and it was only when it was carried to a ridiculous extreme in France and in England—in France under the Louis's and in England under the Stuarts—that it finally appeared detrimental to the highest interests of the people. On the other hand, the weak {345} republicanism of the Middle Ages had not sufficient unity or sufficient aggressiveness to maintain itself, and gave way to what was then a form of government better adapted to conditions and surroundings. But the fires of liberty, having been once lighted, were to burst forth again in a later period and burn with sufficient heat to purify the governments of the world.

Beginning of Constitutional Liberty in England.—When the Normans entered England, feudalism was in its infancy and wanted yet the form of the Roman system. The kings of the English people soon became the kings of England, and the feudal system spread over the entire island. But this feudalism was already in the grasp of monarchy which prevailed much more easily in England than in France. There came a time in England, as elsewhere, when the people, seeking their liberties, were to be united with the king to suppress the feudal nobility, and there sprang up at this time some elements of popular representative government, most plainly visible in the parliament of Simon de Montfort (1265) and the "perfect parliament" of 1295, the first under the reign of Henry III, and the second under Edward I. In one or two instances prior to this, county representation was summoned in parliament in order to facilitate the method of assessing and collecting taxes, but these two parliaments marked the real beginnings of constitutional liberty in England, so far as local representation is concerned.

Prior to this, in 1215, the nobles and the commons, working together, had wrested the concession of the great Magna Charta from King John, and thus had established a precedent of the right of each class of individuals to have its share in the government of the realm; under its declaration king, nobility, and commons, each a check upon the other, each struggling for power, and all developing through the succeeding generations the liberty of the people under the constitution. This long, slow process of development, reminding one somewhat of the struggle of the plebeians of Rome against the patricians, {346} finally made the lower house of parliament, which represents the people of the realm, the most prominent factor in the government of the English people—and at last, without a cataclysm like the French Revolution, established liberty of speech, popular representation, and religious liberty.

We find, then, that in England and in other parts of Europe a liberalizing tendency set in after monarchy had been established and become predominant, which limited the actions of kings and declared for the liberties of the people. Imperialism in monarchy was limited by the constitution of the people. England laid the foundations of democracy in recognizing the rights of representation of all classes.

SUBJECTS FOR FURTHER STUDY

1. What phases of popular government are to be noted in the Italian cities?

2. What is the relation of "enlightened absolutism" to social progress?

3. The characteristics of mediaeval guilds.

4. Why were the guilds discontinued?

5. The rise and decline of popular assemblies and rural communes of France.

6. The nature of the government of the Swiss cantons.

7. The transition from feudalism to monarchy.

8. In what ways was the idea of popular government perpetuated in Europe?



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CHAPTER XXII

THE INTELLECTUAL AWAKENING OF EUROPE

Social Evolution Is Dependent Upon Variation.—The process by which ideas are born and propagated in human society is strangely analogous to the methods of biological evolution. The laws of survival, of adaptation, of variation and mutation prevail, and the evidence of conspicuous waste is ever present. The grinding and shifting of human nature under social law is similar to the grinding and shifting of physical nature under organic law. When we consider the length of time it takes physical nature to accomplish the ultimate of fixed values, seventy millions of years or more to produce an oak-tree, millions of years to produce a horse or a man, we should not be impatient with the slow processes of human society nor the waste of energy in the process. For human society arises out of the confusion of ideas and progresses according to the law of survival.

New ideas must be accepted, diffused, used, and adapted to new conditions. It would seem that Europe had sufficient knowledge of life contributed by the Orient, by Greek, Roman, and barbarian to go forward; but first must come a period of readjustment of old truth to new environment and the discovery of new truth. For several centuries, in the Dark Ages, the intellectual life of man lay dormant. Then must come a quickening of the spirit before the world could advance. However, in considering human progress, the day of small things must "not be despised." For in the days of confusion and low tide of regression there are being established new modes of life and thought which through right adaptation will flow on into the full tide of progress. Revivals come which gather up and utilize the scattered and confused ideas of life, adapting and utilizing them by setting new standards and imparting new impulses of progress.

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The Revival of Progress Throughout Europe.—Human society, as a world of ideas, is a continuous quantity, and therefore it is difficult to mark off any definite period of time to show social causation. Roughly speaking, the period from the beginning of the eighth century to the close of the fifteenth is a period of intellectual ferment, the climax of which extended from the eleventh to the close of the fifteenth century. It was in this period that the forces were gathering in preparation for the achievements of the modern era of progress. There was one general movement, an awakening along the whole line of human endeavor in the process of transition from the old world to the new. It was a revival of art, language, literature, philosophy, theology, politics, law, trade, commerce, and the additions of invention and discovery. It was the period of establishing schools and laying the foundation of universities. In this there was a more or less continuous progress of the freedom of the mind, which permitted reflective thought, which subsequently led on to the religious reformation that permitted freedom of belief, and the French Revolution, which permitted freedom of political action. It was the rediscovery of the human mind, a quickening of intellectual liberty, a desire of alert minds for something new. It was a call for humanity to move forward.

The Revival of Learning a Central Idea of Progress.—As previously stated, the church had taken to itself by force of circumstances the power in the Western world relinquished by the fallen Roman Empire. In fighting the battles against unbelief, ignorance, and political corruption, it had become a powerful hierarchy. As the conservator of learning, it eventually began to settle the limits of knowledge and belief on its own interpretation and to force this upon the world. It saved the elements of knowledge from the destruction of the barbarians, but in turn sought to lock up within its own precincts of belief the thoughts of the ages, presuming to do the thinking for the world. It became dogmatic, arbitrary, conservative, and conventional. Moreover, this had become the {349} attitude of all inert Europe. The several movements that sought to overcome this stifling condition of the mind are called the "revival of learning."

A more specific use of the term renaissance, or revival of learning, refers especially to the restoration of the intellectual continuity of Europe, or the rebirth of the human mind. It is generally applied to what is known as humanism, or the revival of classical learning. Important as this phase of general progress is, it can be considered only as a part of the great revival of progress. Humanism, or the revival of classical learning, having its origin and first great impulse in Italy, it has become customary to use humanism and the Italian renaissance interchangeably, yet without careful consideration; for although the Italian renaissance is made up largely of humanism, it had such wide-reaching consequences on the progress of all Europe as not to be limited by the single influence of the revival of the classical learning.

Influence of Charlemagne.—Clovis founded the Frankish kingdom, which included the territory now occupied by France and the Netherlands. Subsequently this kingdom was enlarged under the rule of Charles Martel, who turned back the Moslem invasion at Poitiers in 732, and became ruler of Europe north of the Alps. His son Pepin enlarged and strengthened the kingdom, so that when his successor Charlemagne came into power in 768 he found himself in control of a vast inland empire. He conquered Rome and all north Italy and assumed the title of Roman emperor. The movement of Charlemagne was a slight and even a doubtful beginning of the revival. Possibly his reform was a faint flickering of the watch-fires of intellectual and civil activity, but they went out and darkness obscured the horizon until the breaking of the morn of liberty. Yet in the darkness of the ages that followed new forces were forming unobserved by the contemporary historian—forces which should give a new awakening to the mind of all Europe.

Charlemagne re-established the unity of government which {350} had been lost in the decline of the old Roman government; he enlarged the boundary of the empire, established an extensive system of administration, and promoted law and order. He did more than this: he promoted religion by favoring the church in the advancement of its work throughout the realm. But unfortunately, in the attempt to break down feudalism, he increased it by giving large donations to the church, and so helped to develop ecclesiastical feudalism, and laid the foundation of subsequent evils. He was a strong warrior, a great king, and a master of civil government.

Charlemagne believed in education, and insisted that the clergy should be educated, and he established schools for the education of his subjects. He promoted learning among his civil officers by establishing a school all the graduates of which were to receive civil appointments. It was the beginning of the civil service method in Europe. Charlemagne was desirous, too, of promoting learning of all kinds, and gathered together the scattered fragments of the German language, and tried to advance the educational interests of his subjects in every direction. But the attempts to make learning possible, apparently, passed for naught in later days when the iron rule of Charlemagne had passed away, and the weaker monarchs who came after him were unable to sustain his system. Darkness again spread over Europe, to be dispelled finally by other agencies.

The Attitude of the Church Was Retrogressive.—The attitude of the Christian church toward learning in the Middle Ages was entirely arbitrary. It had become thoroughly institutionalized and was not in sympathy with the changes that were taking place outside of its own policy. It assumed an attitude of hostility to everything that tended toward the development of free and independent thought outside the dictates of the authorities of the church. It found itself, therefore, in an attitude of bitter opposition to the revival of learning which had spread through Europe. It was unfortunate that the church appeared so diametrically opposed to freedom of {351} thought and independent activity of mind. Even in England, when the new learning was first introduced, although Henry VIII favored it, the church in its blind policy opposed it, and when the renaissance in Germany had passed continuously into the Reformation, Luther opposed the new learning with as much vigor as did the papalists themselves.

But from the fact of the church's assuming this attitude toward the new learning, it must not be inferred that there was no learning within the church, for there were scholars in theology, logic, and law, astute and learned. Yet the church assumed that it had a sort of proprietorship or monopoly of learning, and that only what it might see fit to designate was to receive attention, and then only in the church's own way; all other knowledge was to be opposed. The ecclesiastical discussions gave evidence of intense mental activity within the church, but, having little knowledge of the outside world to invigorate it or to give it something tangible upon which to operate, the mind passed into speculative fields that were productive of little permanent culture. Dwelling only upon a few fundamental conceptions at first, it soon tired itself out with its own weary round.

The church recognized in all secular advocates of literature and learning its own enemies, and consequently began to expunge from the literary world as far as possible the remains of the declining Roman and Greek culture. It became hostile to Greek and Latin literature and art and sought to repress them. In the rise of new languages and literature in new nationalities every attempt was made by the church to destroy the effects of the pagan life. The poems and sagas treating of the religion and mythologies of these young, rising nationalities were destroyed. The monuments of the first beginnings of literature, the products of a period so hard to compass by the historian, were served in the same way as were the Greek and Latin masterpieces.

The church said, if men will persist in study, let them ponder the precepts of the gospels as interpreted by the church. {352} For those who inquired about the problems of life, the churchmen pointed to the creeds and the dogmas of the church, which had settled all things. If men were too persistent in inquiring about the nature of this world, they were told that it is of little importance, only a prelude to the world to come; that they should spend their time in preparation for the future. Even as great a man as Gregory of Tours said: "Let us shun the lying fables of the poets and forego the wisdom of the sages at enmity with God, lest we incur the condemnation of endless death by the sentence of our Lord." Saint Augustine deplored the waste of time spent in reading Virgil, while Alcuin regretted that in his boyhood he had preferred Virgil to the legends of the saints. With the monks such considerations gave excuse for laziness and disregard of rhetoric.

But in this movement of hostility to the new learning, the church went too far, and soon found the entire ecclesiastical system face to face with a gross ignorance, which must be eradicated or the superstructure would fall. As Latin was the only vehicle of thought in those days, it became a necessity that the priests should study Virgil and the other Latin authors, consequently the churches passed from their opposition to pagan authors to a careful utilization of them, until the whole papal court fell under the influence of the revival of learning, and popes and prelates became zealous in the promotion and, indeed, in the display of learning. When the son of Lorenzo the Magnificent became Pope Leo X, the splendor of the ducal court of Florence passed to the papal throne, and no one was more zealous in the patronage of learning than he. He encouraged learning and art of every kind, and built a magnificent library. It was merely the transferrence of the pomp of the secular court to the papacy.

Such was the attitude of the church toward the new learning—first, a bitter opposition; second, a forced toleration; and third, the absorption of its best products. Yet in all this the spirit of the church was not for the freedom of mind nor independence of thought. It could not recognize this freedom nor {353} the freedom of religious belief until it had been humiliated by the spirit of the Reformation.

Scholastic Philosophy Marks a Step in Progress.—There arose in the ninth century a speculative philosophy which sought to harmonize the doctrine of the church with the philosophy of Neo-Platonism and the logic of Aristotle. The scholastic philosophy may be said to have had its origin with John Scotus Erigena, who has been called "the morning star of scholasticism." He was the first bold thinker to assert the supremacy of reason and openly to rebel against the dogma of the church. In laying the foundation of his doctrine, he starts with a philosophical explanation of the universe. His writings and translations were forerunners of mysticism and set forth a peculiar pantheistic conception. His doctrine appears to ignore the pretentious authority of the church of his time and to refer to the earlier church for authority. In so doing he incorporated the doctrine of emanation advanced by the Neo-Platonists, which held that out of God, the supreme unity, evolve the particular forms of goodness, and that eventually all things will return to God. In like manner, in the creation of the universe the species comes from the genera by a process of unfolding.

The complete development and extension of scholastic philosophy did not come until the thirteenth and fourteenth centuries. The term "scholastics" was first applied to those who taught in the cloister schools founded by Charlemagne. It was at a later period applied to the teachers of the seven liberal arts—grammar, rhetoric, and dialectic, in the Trivium, and arithmetic, geometry, music, and astronomy, in the Quadrivium. Finally it was applied to all persons who occupied themselves with science or philosophy. Scholastic philosophy in its completed state represents an attempt to harmonize the doctrines of the church with Aristotelian philosophy.

There were three especial doctrines developed in the scholastic philosophy, called respectively nominalism, realism, and conceptualism. The first asserted that there are no generic {354} types, and consequently no abstract concepts. The formula used to express the vital point in nominalism is "Universalia post rem." Its advocates asserted that universals are but names. Roscellinus was the most important advocate of this doctrine. In the fourteenth century William of Occam revived the subject of nominalism, and this had much to do with the downfall of scholasticism, for its inductive method suggested the acquiring of knowledge through observation.

Realism was a revival of the Platonic doctrine that ideas are the only real things. The formula for it was "Universalia ante rem." By it the general name preceded that of the species. Universal concepts represent the real; all else is merely illustrative of the real. The only real sphere is the one held in the mind, mathematically correct in every way. Balls and globes and other actual things are but the illustrations of the genus. Perhaps Anselm was the strongest advocate of this method of reasoning.

It remained for Abelard to unite these two theories of philosophical reasoning into one, called conceptualism. He held that universals are not ideals, but that they exist in the things themselves. The formula given was "Universalia in re." This was a step in advance, and laid something of a foundation for the philosophy of classification in modern science.

The scholastic philosophers did much to sharpen reason and to develop the mind, but they failed for want of data. Indeed, this has been the common failure of man, for in the height of civilization men speculate without sufficient knowledge. Even in the beginning of scientific thought, for lack of facts, men spent much of their time in speculation. The scholastic philosophers were led to consider many unimportant questions which could not be well settled. They asked the church authorities why the sacramental wine and bread turned into blood and flesh, and what was the necessity of the atonement? And in considering the nature of pure being they asked: "How many angels can dance at once on the point of a needle?" and "In moving from point to point, do angels pass through {355} intervening space?" They asked seriously whether "angels had stomachs," and "if a starving ass were placed exactly midway between two stacks of hay would he ever move?" But it must not be inferred that these people were as ridiculous as they appear, for each question had its serious side. Having no assistance from science, they fell single-handed upon dogmatism; yet many times they busied themselves with unprofitable discussions, and some of them became the advocates of numerous doctrines and dogmas which had a tendency to confuse knowledge, although in defense of which wits were sharpened.

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