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Formation of the Union
by Albert Bushnell Hart
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72. POLITICAL METHODS IN 1789.

[Sidenote: Current political theories.]

The chief intellectual interest of the people was in politics. The State and the national constitutions both protected freedom of speech, and Americans were accustomed freely to discuss public men and public measures. Public opinion was, however, created by a comparatively small number of persons,—the leading planters of the South, merchants and great families in the Middle States, the gentlemen and clergy in New England. Already two different schools of political thought had appeared. The one is typified by John Adams's elaborate work, "The Defence of the American Constitutions," published in 1787. "The rich, the well-born, and the able," he says, "... must be separated from the mass and placed by themselves in a senate." The leading spirit in the other school was Thomas Jefferson. He wrote in 1787: "I am persuaded that the good sense of the people will always be found the best army. They may be led astray for a moment, but will soon correct themselves." The accepted principle of republican government was nevertheless that there should be a limited number of voters, following the lead of experienced statesmen of a higher social class.

[Sidenote: Political methods.]

A few symptoms of a change in political methods were visible. In 1788 a nominating convention was held in Harrisburg; this method of selecting candidates by representatives of the voters of their party was rapidly extended. In 1789 the secret Columbian Order, or Tammany Society, was formed in New York. At first benevolent and literary, the correspondent of the Massachusetts Historical Society, by 1800 it had become a political organization and was controlling local elections. In several States, and particularly in New York, factions had grown up about leading families of public men; in a few years they became political machines subject to the direction of a few leaders. Buying of votes was almost unknown, but there was much disorder at elections.

[Sidenote: Respect for authority.]

In many respects both the State and national governments were weak. The legislatures had, during the Revolution, been accustomed to ride roughshod over the minority, and they were still inclined to grant charters and privileges only to party friends; Federalist legislatures would charter only Federalist banks. Americans enjoyed their individual liberty, but resented the use of force either for collecting taxes or for upholding the authority of government; and the States were not accustomed unhesitatingly to accept the action of Congress. On the other hand, the Anglo-Saxon respect for law was recovering from the shock of the Revolution. There was a strong feeling of loyalty to the State governments, and the beginning of national interest and patriotism. By common consent the new Constitution was put quietly into effect by those who expected its success.

73. ORGANIZATION OF CONGRESS (1789).

[Sidenote: First congressional election.]

The first step in the organization of the government was to elect senators and representatives. The Senate was small, and was expected to be a kind of executive council. In due time John Adams was chosen vice-president, and became chairman. The Senate sat for several years in secret session; but from the journal of William Maclay, senator from Pennsylvania, we learn many interesting details, and know that the casting vote of the chairman was often necessary to settle important questions. The time and manner of electing members of the House was left to the States. In some cases all the members from a State were elected on one general ticket; in others the State was divided into districts. Among the distinguished members were Theodore Sedgwick and Elbridge Gerry of Massachusetts, Jonathan Trumbull of Connecticut, and James Madison of Virginia. From the first, the custom obtained that a member of the House should be a resident of the district from which he was chosen.

[Sidenote: Organization of Congress.]

The House organized April 6. In the Speaker appeared an officer until now unknown in the Federal system. At first he was only a moderator; after about a year he was given the power to appoint committees; and from that time dates the growth of those powers which have made him second in influence only to the President of the United States. The procedure was modelled partly on that of the old Congress, and partly upon that of the State legislatures: it is noticeable, however, that the system of permanent committees so familiar during the previous twelve years was not immediately readopted; It began to come in about 1794. The first act on the statute book was passed June 1, 1789, and prescribed a form of oath. Congress voted itself a moderate per diem of six dollars. The only other important question relative to the form of Congress was that of apportionment. On April 5, 1792, a bill allotting the members of the House to the States was the subject of the first executive veto.

[Sidenote: Amendments.]

One important function was performed before Congress adjourned, by submitting to the States twelve amendments to the Constitution. These were made up by comparison of the propositions submitted by the States at the time of ratification, and practically constituted a brief bill of rights. In due time all but two unimportant clauses were ratified by the States, and the great objection to the Constitution was thus removed.

The importance of the First Congress was that the general forms adopted for the transaction of its business have continued without serious change to the present day. Its officers have increased, its powers have developed, its political importance has expanded; but its parliamentary procedure is still much the same as in 1789.

74. ORGANIZATION OF THE EXECUTIVE (1789, 1790).

[Sidenote: The first President.]

While the senators and representatives were being selected, Presidential electors were also chosen in all the eleven States except New York. The States exercised their constitutional discretion: in some the electors were chosen by the legislatures, in others by general ticket, and in others by districts. In one thing they agreed: when quorums of both houses were obtained, so that the votes could be counted, April 6, 1789, it was found that every elector had cast a ballot for George Washington. On April 30 he took the oath of office in Federal Hall on Wall Street, New York, and Maclay records for the benefit of posterity that "he was dressed in deep brown, with metal buttons with an eagle on them, white stockings, a bag, and sword." As the presidency was an entirely new office, there was much difficulty and some squabbling over the details of his place. The question of title was raised; and it was understood that Washington would have liked to be called "His High Mightiness, the President of the United States and Protector of their Liberties." No action was taken, and the simple title of "Mr. President" was by common consent adopted.

[Sidenote: Executive departments.] [Sidenote: Treasury Department.]

The duties of the President were clearly defined by the Constitution. It now became necessary to make some provision for subordinate executive officers. Here for the first time the importance of the legislation of the First Congress is visible. They had it in their power to put flesh and blood upon the dry bones of the Constitution: they might surround the President with a vigorous, active, and well-centred body of subordinates; or they might go back to the practice of the old Congress, and create executive officers who should be practically the servants of Congress. They resolved to trust the President. The first executive department to be established was the Department of Foreign Affairs, of which the name was a little latter changed to the Department of State. In due time Thomas Jefferson was appointed Secretary of State; among his successors have been John Marshall, James Madison, James Monroe, John Quincy Adams, Henry Clay, Martin Van Buren, Daniel Webster, John C. Calhoun, James Buchanan, and William H, Seward. The War Department bill passed August 7, and Henry Knox, who had been the head of the army under the old system, was reappointed. In establishing the Treasury Department a strong effort was made to create a Secretary of the Treasury as an agent of Congress rather than as the officer of the President. The details of the office were therefore carefully regulated by the statute, and specific duties were assigned to the Secretary. He was, however, appointed by the President, and the question was raised whether he was also removable by the President. The Senate insisted that the removal should not be valid without its approval; the House insisted that the President should be unrestrained by the casting vote of the Vice-President the latter system was adopted. The first Secretary of the Treasury was Alexander Hamilton.

[Sidenote: Relations with Congress.]

Then came the question of the relations of cabinet officers to Congress. Maclay records that on August 22, 1790, the President appeared in the Senate with Knox, and intimated that the Secretary of War would explain a proposed Indian treaty. The only remark that Knox seems to have made was: "Not till Saturday next;" but Maclay was convinced that he was there "to overawe the timid and neutral part of the Senate." With some displeasure, the Senate referred the matter to a committee. Hamilton desired an opportunity to address the House; but it was not accorded, nor does it appear that the privilege has ever been granted to any cabinet officer. Knox's speech is the nearest approach to the Parliamentary system which has been known in Congress.

75. ORGANIZATION OF THE COURTS (1789-1793).

[Sidenote: The Judiciary Act.]

By the Constitution there was to be a supreme court and such inferior courts as Congress should create. By the Act of Sept. 24, 1789 the federal judicial system was organized substantially as it now stands. Following the precedent of some of the States, two grades of inferior courts were created,—the district and the circuit. The judicial business of the country was small, and for the time being the supreme justices were to hold the circuit courts. Prosecuting officers and marshals were appointed, and here is to be found the germ of the present system of limited terms for public officials: they were to have commissions which should run four years; it seems to have been tacitly understood that they would be reappointed. A few brief clauses defined the manner in which suits could be appealed from the State courts to the national. This statute has made it possible to apply federal law in the same way throughout the Union: errors of construction, and divergencies of judgment involving the national Constitution, laws, and treaties, are corrected through this power of appeal to one central supreme tribunal. A little later an Act was passed defining crimes against the United States. The courts were speedily organized, and John Jay of New York was made the first chief justice.

[Sidenote: Important decisions.]

For a few years no important decisions were made by the court; but in February, 1793, a suit was entertained against the State of Georgia; soon after, one was entered against the State of Massachusetts. Georgia replied by passing a statute punishing with death any United States marshal who might attempt to serve a process upon her. Massachusetts urged the passing of an eleventh constitutional amendment; it was duly adopted in 1798, and prohibited suits before a federal court against a State, by a citizen of another State or of a foreign country.

76. REVENUE AND PROTECTION (1789-1792).

[Sidenote: Revenue scheme.]

The first necessity of the new government was to lay the taxes authorized under the new Constitution for its own support, for the payment of interest, and eventually for sinking the principal of the public debt. Two days after the House organized, Madison introduced a scheme, which eventually passed into the first tariff act. On May 13, 1789, after agreeing to a duty on "looking-glasses and brushes," it was moved to lay a tax of ten dollars each on imported slaves. A Georgia member protested against the tax as intended for the benefit of Virginia, and "hoped gentlemen would have some feeling for others;" the proposition failed.

[Sidenote: Question of protection.]

Another amendment, however, raised the most important political question connected with taxation. April 9, 1789, a Pennsylvania member wished to increase the list of dutiable articles, so as "to encourage the productions of our country and to protect our infant manufactures." A South Carolina member at once objected. Two days later a petition from Baltimore manufacturers asked Congress to impose on "all foreign articles which can be made in America such duties as will give a just and decided preference to our labors." New England opposed the proposed duties because molasses, hemp, and flax were included; molasses was a "raw material" for the manufacture of rum; and hemp and flax were essential for the cordage of New England ships. Lee of Virginia moved to strike out the duty on steel, since a supply could not be furnished within the United States, and he thought it an "oppressive, though indirect, tax on agriculture."

[Sidenote: The first tariff.]

The act as passed July 4, 1789, bore the title of "An Act for the encouragement and protection of manufactures;" yet the highest ad valorem duty was fifteen per cent. To be sure, the high rates of freight at that time afforded a very large additional protection; but no general revenue act ever passed by Congress has imposed so low a scale of duties.

[Sidenote: Hamilton's scheme.]

By the time the revenue had begun to come in under this Act, Secretary Hamilton had worked out in his mind a general financial system, intended to raise the credit and to strengthen the authority of the Union. The first step was to provide a sufficient revenue to pay running expenses and interest. Finding that the first tariff produced too little revenue, in 1790 and again in 1792 it was slightly increased, at Hamilton's suggestion. The second part of his scheme was to lay an excise, an internal duty upon distilled spirits. In 1791 a tax, in its highest form but twenty-five cents a gallon, was laid on spirits distilled from foreign or domestic materials. The actual amount of revenue from this source was always small; but Hamilton expected that the people in the interior would thus become accustomed to federal officers and to federal law. The effect of the revenue Acts was quickly visible: in 1792 the annual revenue of the government had risen to $3,600,000.

77. NATIONAL AND STATE DEBTS (1789, 1790).

[Sidenote: The debt funded.]

The third part of Hamilton's scheme was to fund the national debt into one system of bonds, and to pay the interest. When he assumed control of the Treasury he found, as nearly as could be calculated, ten millions of foreign debt with about two millions of accrued interest, and twenty-nine millions of domestic debt with eleven millions of accrued interest,—a total of more than fifty-two millions. So far as there was any sale for United States securities they had fallen to about twenty-five per cent of their par value. Jan. 14, 1790, Hamilton submitted one of a series of elaborate financial reports; it called on Congress to make such provision for principal and interest as would restore confidence. By this time an opposition had begun to rise against the great secretary, and Madison proposed to inquire in each case what the holder of a certificate of debt had paid for it; he was to be reimbursed in that amount, and the balance of the principal was to be paid to the original holder. Hamilton pointed out that in order to place future loans the Treasury must assure the public that bonds would be paid in full to the person holding a legal title. Congress accepted Hamilton's view, and an act was passed by which the interest was to be promptly paid, and an annual sum to be set apart for the redemption of the principal. The securities of the United States instantly began to rise, and in 1793 they were quoted at par. The credit of the government was reestablished.

[Sidenote: Assumption proposed.]

Now came a fourth part of Hamilton's scheme, upon which he laid great stress: he proposed that the outstanding State debts should likewise be taken over by the general government. The argument was that the States had incurred their debts for the common purpose of supporting the Revolution. There was strong opposition, particularly from States like Virginia, which had extinguished the greater part of their own debt. The House showed a bare majority in favor of the assumption project; on the appearance of members from North Carolina, which had just entered the Union, that majority was, on April 12, 1790, reversed.

[Sidenote: The seat of government.] [Sidenote: Compromise.]

Meanwhile the old question of the permanent seat of the federal government had been revived, and, as in the days of the Confederation, it seemed impossible to agree. It was expected that the capital would lie somewhere in the Northern States; at one time Germantown was all but selected. The Virginia members suddenly took fire, and Lee declared that "he was averse to sound alarms or introduce terror into the House, but if they were well founded he thought it his duty;" and Jackson of Georgia declared that "this will blow the coals of sedition and injure the Union." The matter was laid over until the middle of 1790. It was evident that the friends of assumption were in a small minority, and the friends of a Northern capital in a small majority. Hamilton worked upon Jefferson to secure a compromise. The matter was adjusted at Jefferson's table: a few Northern votes were obtained for a Southern capital, and two Virginia members agreed to vote for assumption. By very narrow majorities it was therefore agreed that the national capital should be placed on the Potomac River, and that State debts amounting to $21,500,000 should be assumed. A few months later the President selected the site of the present national capital, and in due time the debts were taken up.

78. UNITED STATES BANK (1791, 1792).

[Sidenote: A bank proposed.]

Having thus reorganized the finances of the country, Hamilton now proposed the fifth part of his scheme,—the establishment of a national bank. In a report of Dec. 14, 1790, he presented the subject to the attention of Congress. He urged that it would benefit the public by offering an investment, that it would aid the government in making loans and by collecting taxes, and that its notes would be a useful currency. Hamilton drafted a bill, which was an adaptation of the charter of the Bank of England. The capital of $10,000,000, and the management of the bank, were to be private; but the government was to be a stockholder, and to have the right of requiring periodical statements of the bank's condition.

The Senate passed the bill without a division, substantially as drawn by Hamilton. Apparently it was on the point of going through the House, when Smith of South Carolina objected, and Jackson of Georgia declared that he had never seen a bank bill in the State of Georgia; "nor will they ever benefit the farmers of that State or of New York;" and he called it an unconstitutional monopoly.

[Sidenote: The question of implied powers.]

After a week's debate on the question whether the bank was authorized by the Constitution, it passed the House by a vote of 39 to 20, and was sent to the President. He called for the opinions of the members of his cabinet in writing, and the answers submitted by Hamilton and Jefferson are still among the most important documents on the construction of the Constitution. Jefferson's standpoint was simply that, since the Constitution nowhere expressly authorized the creation of a bank, Congress had gone beyond its powers. Hamilton asserted that if the bank were "necessary and proper to carry out any of the specific powers, such as taxation and the borrowing of money, then Congress might create a bank, or any other public institution, to serve its ends." The President accepted Hamilton's view, and the act was signed. The capital of the bank was speedily subscribed, and it immediately entered on a prosperous and useful career.

79. SLAVERY QUESTIONS (1789-1798).

[Sidenote: Anti-slavery memorials.]

The question of the extent of the powers of Congress had already once been raised. On February 11 and 12, 1790, there were presented to Congress two memorials, the one the "Address of the People called Quakers, in their Annual Assembly convened;" the other the "Memorial of the Pennsylvania Society for Promoting the Abolition of Slavery." These memorials asked Congress to "exert upright endeavors, to the full extent of your power, to remove every obstruction to public righteousness," particularly in the matter of slavery. The motion to commit instantly roused Southern members. Jackson of Georgia said that "any extraordinary attention of Congress to the petition would hold their property in jeopardy." The matter was sent to a subcommittee, composed chiefly of Southern members. On March 8th that committee reported the principles under which Congress acted during the next seventy years. They said that Congress had no power to interfere with slavery or the treatment of slaves within the States; they might pass laws regulating the slave-trade, but could not then stop the importation of slaves from foreign countries into the United States. Another resolution, to the effect that Congress would exercise its powers for the humane principles of the memorial, was struck out by the House. The anti-slavery organizations from which these memorials had proceeded kept up a brisk fusillade of petitions. In some cases the House refused to receive them, but Congress did pass several laws reducing the evils of the slave-trade.

[Sidenote: Fugitive slaves.]

In 1793 the question came up, how fugitive slaves should be restored if they had fled and taken refuge in another State. An act was passed by which the United States assumed authority in the matter; the claimant was simply to satisfy any national or State magistrate that he was entitled to the person claimed. The act had hardly gone into effect before a fugitive was apprehended in Massachusetts. Josiah Quincy, who was employed to defend him, tells us that he "heard a noise, and turning round he saw the constables lying sprawling on the floor, and a passage opening through the crowd, through which the fugitive was taking his departure, without stopping to hear the opinion of the court." From the very first, therefore, we find in vigorous action the paraphernalia of the later anti- slavery movement,—societies, petitions, laws, and deliberate violation of laws.

80. THE SUCCESS OF THE NEW GOVERNMENT.

[Sidenote: The government established.]

The end of Washington's first administration in March, 1793, saw the government completely organized, and accepted throughout the Union. The distinction between friends and opponents of the Constitution had entirely disappeared. There was no longer any suggestion of substantial amendment. Two Congresses had gone through their work, and had accustomed the people to a national legislature. The President had made appointments, sent ambassadors, commanded the army, and vetoed bills, and yet there was no fear of a monarchy. The national courts were in regular and undisturbed session. The Union was complete, and two new States, Vermont and Kentucky, had been admitted.

This remarkable success was due in considerable part to the personal influence of a few men. Washington's great popularity and his disinterested use of his new powers had taken away a multitude of fears. The skill of Hamilton had built up a successful financial system. In Congress Madison had been efficient in working out the details of legislation. Washington, with his remarkable judgment of men, had selected an able staff of officials, representing all the sections of the country.

[Sidenote: Prosperity]

Yet, as Washington himself had said, "Influence is not government." One of the chief elements of the Union's strength was that it pressed lightly upon the people. For the first time in the history of America there was an efficient system of import duties. They were almost the sole form of taxation, and, like all indirect taxes, their burden was not felt. Above all, the commercial benefits of the new Union were seen from North to South. Trade between the States was absolutely unhampered, and a brisk interchange of products went on. The country was prosperous; its shipping increased, and foreign trade was also growing steadily.

[Sidenote: Relations with the States.]

So far the Union had met no violent resistance either from insurgents or from the States. In the Virginia convention of 1788 Patrick Henry had said: "I never will give up that darling word 'requisitions;' my country may give it up, the majority may wrest it from me, but I never will give it up till my grave." Nevertheless, when the requisitions on the States were given up, the chief cause of dispute in the Union was removed. Up to this time the only distinctly sectional legislation had been the assumption of the State debts and the fixing of the national capital; and these two had been set off against each other. If peace continued, there was every prospect of a healthy growth of national spirit.



CHAPTER VIII.

FEDERAL SUPREMACY (1793-1801).

81. REFERENCES.

BIBLIOGRAPHIES.—W. E. Foster, References to Presidential Administrations, 1-8; Justin Winsor, Narrative and Critical History, VII. 294-314, 319, 320, 329-336, 454-456, 513-519; Channing and Hart, Guide, secs. 162, 166.

HISTORICAL MAPS.—Nos. 1, 4, this volume (Epoch Maps, Nos. 7, 9); MacCoun, Historical Geography; Scribner, Statistical Atlas, Plate 13; J. Morse, American Geography.

GENERAL ACCOUNTS.—J. B McMaster, United States, II. 89-557; H. Von Holst, Constitutional History, I. 112-167; J. Schouler, United States, I. 221-501; R. Hildreth, United States, IV. 411-704; V. 25-418; T. Pitkin, United States, II. 356-500 (to 1797); George Tucker, United States, I. 504-628, II. 21-145; Bryant and Gay, Popular History, IV. 123-144; Bradford, Constitutional History, 125-201.

SPECIAL HISTORIES.—Standard lives of Washington, especially Sparks, Marshall, and Irving; C. F. Adams, Life of John Adams; Henry Adams, Albert Gallatin; H. C. Lodge, Washington, II. 129-269; J. T. Morse, Jefferson, 146-208, and John Adams, 241-310; G. Pellew, John Jay, 262-339; S. H. Gay, Madison, 193-251; George Gibbs, Administrations of Washington and Adams, I., II.; W. H. Trescott, Diplomatic History; T. Lyman, Diplomacy; J. C. Hamilton, Republic, V., VI.

CONTEMPORARY ACCOUNTS.—Thomas Jefferson, Anas (Works, IX. 185-203); William Sullivan, Familiar Letters on Public Characters, 48-187 (written in reply to Jefferson); Works of Washington, Jefferson, Fisher Ames, John Jay, Rufus King, Arthur St. Clair, John Adams, Madison, and Gallatin; Abigail Adams, Letters; W. Winterbotham, Historical View (1795); T. Cooper, Some Information respecting America (1793, 1794); Rochefoucault- Liancourt, Voyage dans les Etats-Unis (1795-1797) (also in translation); J. Weld, Travels through the States (1795-1797); newspapers, especially General Advertiser and Aurora, Boston Gazette.—Reprints in Alexander Johnston, American Orations, I.; American History told by Contemporaries, III.

82. FORMATION OF POLITICAL PARTIES (1792-1794).

[Sidenote: Origin of parties.]

During the four uneventful years from 1789 to 1793 two political parties had been slowly developed. Some writers have imagined that these two parties were a survival of the Revolutionary Whigs and Tories; some have traced them back to the debate on the assumption of State debts. John Adams, years later, went to the heart of the matter when he said: "You say our divisions began with Federalism and anti-Federalism. Alas! they began with human nature." The foundation for the first two great national parties was a difference of opinion as to the nature and proper functions of the new government.

During the second Congress, from 1791 to 1793, arose an opposition to Hamilton which gradually consolidated into a party. It came chiefly from the Southern and Middle States, and represented districts in which there was little capital or trade. Arrayed among his supporters were most of the representatives from New England, and many from the Middle States and South Carolina: they represented the commercial interests of the country; they desired to see the debt funded and the State debts assumed; they began to act together as another party.

[Sidenote: Hamilton and Jefferson.]

The final form taken by these two parties depended much upon the character of their leaders. Hamilton, a man of great personal force and of strong aristocratic feeling, represented the principle of authority, of government framed and administered by a select few for the benefit of their fellows. Jefferson, an advocate of popular government extended to a point never before reached, declared that his party was made up of those "who identified themselves with the people, have confidence in them, cherish and consider them as the most honest and safe, although not the most wise depositary of the public interest." Between two such men controversies were certain to arise. In May, 1792, Jefferson wrote that Hamilton had introduced speculation and a dangerous construction of the constitution; and Hamilton wrote that Jefferson was at the head of a hostile faction dangerous to the Union. Washington attempted to make himself an arbiter of this quarrel, but was unable to reconcile the two men. They both urged him to accept a second term for the presidency, and he was again unanimously elected in 1792. The quarrel between the two great chiefs had by this time got abroad. Hamilton was said to be a monarchist. His administration of the Treasury was attacked, and an investigation was held early in 1793; but no one was able to find any irregularity.

[Sidenote: Party names.]

By this time the followers of Jefferson had begun to take upon themselves the name of Republicans. They held that the government ought to raise and spend as little money as possible; beyond that they rested upon the principles first definitely stated in Jefferson's opinion on the bank (sec. 96) that Congress was confined in its powers to the letter of the Constitution; and that the States were the depositary of most of the powers of government. The other party took upon itself the name of Federal, or Federalist, which had proved so valuable in the struggle over the Constitution. Among its most eminent members were Hamilton, John Jay, Vice-President John Adams, and President Washington.

[Sidenote: Newspaper organs.]

Both parties now began to set in motion new political machinery. The "Gazette of the United States" became the recognized mouthpiece of the Federalists, and the "National Gazette," edited by Philip Freneau, translating clerk in Jefferson's department, began to attack Hamilton and other leading Federalists, and even the President. At a cabinet meeting Washington complained that "that rascal Freneau sent him three copies of his paper every day, as though he thought he would become a distributer of them. He could see in this nothing but an impudent design to insult him."

83. WAR BETWEEN FRANCE AND ENGLAND (1793).

[Sidenote: French Revolution.] [Sidenote: War.]

So far the parties had been little more than personal followings; the mighty movements in Europe were now to crystallize them. Early in 1789 a revolution had come about in France; in 1791 a constitution was put in force under which the king became a limited monarch; in 1792 war broke out between France and a Prussian-Austrian alliance. Disasters on the frontier were followed by the overthrow of the monarchy, and in January, 1793, Louis the Sixteenth was executed. The anarchical movement, once begun, hurried on until the government of France fell into the hands of men controlled by the populace of Paris. On Feb. 3, 1793, the French Republic declared war against England: the issue was instantly accepted. As the two powers were unable conveniently to reach each other on land, great efforts were made on both sides to fit out fleets. The colonies of each power were exposed to attack, and colonial trade was in danger.

[Sidenote: Interest of America.]

From the first the sympathy of the United States had naturally been with France. The republic seemed due to American example; Jefferson was our minister at Paris in 1789, and saw his favorite principles of human liberty extending to Europe. The excesses of the Revolution, however, startled the Federalists, who saw in them a sufficient proof that Jefferson's "people" could not be trusted. The war brought up the question of the treaty of 1778 with France, by which the Americans bound themselves to guarantee the colonial possessions of France in case of defensive war.

[Sidenote: Danger to America.]

For the United States to enter the war as ally of either side meant to lose most of the advantages gained by the new Constitution: the Indians on the frontier had opposed and defeated a large body of United States troops; the revenue of the country derived from imports would cease as soon as war was declared; American ships would be exposed to capture on every sea. Trade with the West Indies, which proceeded irregularly and illegally, was now likely to be broken up altogether. The question was no longer one of international law, but of American politics: the Democrats were inclined to aid France, by war or by indirect aid,—such as we had received from France at the beginning of the Revolutionary War; the Federalists leaned toward England, because they wished English trade, and because they feared the spread of anarchical principles in America.

84. AMERICAN NEUTRALITY (1793).

[Sidenote: Neutrality proclamation.]

On April 5, 1793, the news of the outbreak of war was received at Philadelphia. Washington at once summoned his cabinet for the most important discussion which it had yet held. Was the United States to consider itself bound to enter the war and to defend the French West Indies against Great Britain? Should the President declare that the United States stood neutral in this contest? The question was new. For the first time in history there was an independent American power,—a nation so far removed by distance and by interest from European conflicts that it might reasonably ask that it should not be drawn into the struggle. Hamilton was inclined to hold the treaties abrogated by the change of government in France; Jefferson insisted that they were binding; both agreed that the President ought to issue a proclamation announcing that the United States would take no part on either side. The neutrality proclamation, issued April 22, was therefore an announcement to the world that the United States stood outside the European system, and might continue friendly relations with both belligerent powers.

[Sidenote: Genet's mission.]

This attitude was anything but what France had expected. On April 8 a French minister, Genet, landed in Charleston, armed with a quantity of blank commissions for privateers. He was a man twenty-eight years old, whose diplomatic experience had culminated in the disruption of one of the weaker neighbors of France. He had no doubt that the sympathy of the American people was with his country. He proposed, therefore, to act as though he stood upon his own soil: men were enlisted; privateers were commissioned; prizes were taken in American waters and brought into American ports for condemnation. Genet advanced northward in a kind of triumphal procession. Throughout the South and West, Democratic clubs were organized, modelled on the French Jacobin and other revolutionary clubs.

[Sidenote: Genet and Washington.]

He reached Philadelphia, to be confronted by the Neutrality Proclamation and by the firmness of the President. His privateers were checked. He does not appear to have demanded of the United States a fulfilment of the treaty of 1778, but he did ask for advance payment of money due to France, and for other favors. To his chagrin, Congress was not to meet until December, and he insisted in vain that there should be an extra session. In July Genet proceeded to fit out a captured British vessel, the "Little Sarah," as a privateer; and, contrary to the remonstrances of the government and his own implied promise, she was sent to sea. Encouraged by this success, he determined to make a public appeal to the people to override the President. His purpose was made known, and his career was at an end. When the United States asked for his recall, it was cheerfully accorded by the French government. In three months Genet had contrived to offend the principal officers of government and to insult the nation. The current of feeling was thus set toward England.

85. THE JAY TREATY (1794-1796).

[Sidenote: American grievances.] [Sidenote: Neutral rights.]

Once more the English government neglected the favorable moment for securing the friendship of the United States. The grievances so much resented under the Confederation (sec. 56) were continued: the Western posts were still occupied by the British; American vessels still paid unreasonable duties in British ports; the West India trade was still withheld. The war at once led to new aggressions. France and England throughout sought to limit American commerce by capturing vessels for violations of four disputed principles of international law. The first was that provisions are "contraband of war," and hence that American vessels carrying breadstuffs, the principal export of the United States, were engaged in an unlawful trade: the United States insisted that only military stores were "contraband of war." The second limiting principle was that, after notice of the blockade of a port, vessels bound to it might be taken anywhere on the high seas: the United States held that the notice had no validity unless there was an actual blockading force outside the port. The third principle was the so-called "Rule of 1756," that where a European country forbade trade with its colonies in time of peace it should not open it to neutrals in time of war: the United States denied the right of Great Britain to interfere in their trade with the French and Spanish colonies. The fourth principle was that a ship might be captured if it had upon it goods which were the property of an enemy. The United States asserted that "Free ships make free goods," that a neutral vessel was not subject to capture, no matter whose property she carried.

[Sidenote: Aggressions on the United States.] [Sidenote: Impressment.] [Sidenote: Danger of war.]

On May 9, 1793, the French ordered the capture of vessels loaded with provisions, although expressly excepted by the treaty of 1778. On June 8 the British issued a similar order; and in November the rule of 1756 was again put in force by the British government. Captures at once began by both powers; but the British cruisers were more numerous, did more damage, and thus inclined public sentiment in the United States against England. The pacific Jefferson now came forward as the defender of American interests: Sept. 16, 1793, he sent to Congress a report in which he set forth the aggressions upon American commerce, and recommended a policy of retaliation. Meantime a new grievance had arisen, which was destined to be a cause of the War of 1812. In time of war the commanders of British naval vessels were authorized to "impress" British seamen, even out of British merchant vessels. The search of American merchantmen on the same errand at once began, and was felt by the United States government to be humiliating to the national dignity. The whole country was outraged by the frequent seizure of native Americans, on the pretext that they were English born. Public feeling rose until on March 26, 1794, a temporary embargo was laid, forbidding vessels to depart from American ports. On April 17, a motion was introduced to cut off commercial intercourse with Great Britain. On April 19, therefore, the President appointed John Jay, Chief Justice of the United States, as a special envoy to make a last effort to adjust matters in England. Nevertheless, the non-inter course bill passed the House, and was defeated only by Adams's casting vote in the Senate.

[Sidenote: Jay's Treaty.]

Fortunately it was a time when communication with Europe was slow. Not until June did Jay reach England. A treaty was negotiated on November 19, but was not received by Washington until after the adjournment of Congress in March, 1795. The treaty had indeed removed some old grievances: the posts were to be evacuated; commissions were to settle the northeast boundary, and to adjust the claims for the British debts; but Jay got no indemnity for the negroes carried away by the British in 1783. The commercial clauses were far less favorable: the discriminating taxes against American shipping were at last withdrawn; but Jay was unable to secure any suitable guarantee for neutral trade, and could obtain no promise to refrain from searching American merchantmen, or seizing English-born sailors found thereon. Above all, the West India trade, which the United States so much desired, was granted only with the proviso that it should be carried on in vessels of less than seventy tons burden. In return for these meagre concessions, granted only for twelve years, the United States agreed not to export to any part of the world "molasses, sugar, coffee, cocoa, or cotton."

[Sidenote: Excitement in the United States.]

A special session of the Senate was summoned in June, 1795. and with great difficulty the necessary two-thirds majority was obtained. The twelfth article, containing the West India and the export clauses, was particularly objectionable, and the Senate struck it out. During the remainder of the year there was the fiercest popular opposition; the commercial and ship-building interest felt that it had been betrayed; Jay was burned in effigy; Hamilton was stoned at a public meeting; State legislatures declared the treaty unconstitutional. Washington was attacked so fiercely that he said the language used "could scarcely be applied to a Nero, to a notorious defaulter, or even to a common pickpocket." When Congress met in 1795 an effort was made to prevent the necessary appropriations for carrying out the treaty. It was only the great personal popularity of Washington that saved the country from a repudiation of the treaty and a war with England. Once in force, the treaty was found moderately favorable. Our commerce increased, and captures were much diminished.

86. THE WHISKEY REBELLION (1794).

[Sidenote: The excise unpopular.] [Sidenote: Outbreak.]

During this year of excitement a serious outbreak had occurred in Pennsylvania. Ever since the first Excise Act in 1791 (sec. 76), there had been determined opposition to the collection of the whiskey tax. The people of southwestern Pennsylvania were three hundred miles from tide- water; and whiskey was the only commodity of considerable value, in small bulk, with which they could purchase goods. The tax, therefore, affected the whole community. In 1792 the policy pursued at the beginning of the Revolution was brought into action: mobs and public meetings began to intimidate the tax-collectors. In 1794 the difficulties broke out afresh, and on July 17 the house of Inspector-General Neville was attacked by a band of armed men; one man was killed, and the house was burned. Great popular mass meetings followed, and a few days later the United States mail was robbed.

[Sidenote: Suppression.]

As this violence was directed against the revenue laws, Hamilton made it his special task to suppress it. On September 25 the President called out the militia from Pennsylvania, New Jersey, Maryland, and Virginia. Hamilton himself accompanied the troops, fifteen thousand in number; they marched over the mountains, and reached the disaffected country at the end of October. The insurgents made no stand in the field, and the troops returned, after making a few arrests.

The matter now went to the courts. Six persons were indicted for treason, of whom two, Vigol and Mitchell, were convicted. They were rough and ignorant men, who had been led into the outbreak without understanding their own responsibility, and Washington pardoned them both. In July, 1795, a general amnesty was proclaimed.

[Sidenote: Effect.]

The effect of the whole movement was to make it evident throughout the nation that the United States had at its disposal a military force sufficient to put down any ordinary insurrection. In his message on the subject on Nov. 19, 1794, Washington alluded to "combinations of men who have disseminated suspicions, jealousies, and accusations of the whole government." The Senate applied these words to "self-created societies." The allusion was to the Democratic clubs, founded in 1793 when Genet came to the country (sec. 84), and still in existence. The effect of Washington's criticism was to break down the societies and to check a movement which looked toward resistance to all constituted government. The opposition were compelled to take a less objectionable party name, and began to call themselves Republicans.

87. ELECTION OF JOHN ADAMS (1796).

[Sidenote: Washington retires.] [Sidenote: Nominations.]

On Sept. 17, 1796, Washington, in a public address, announced that he should not accept a re-election. The presidency had been irksome to Washington, and the personal attacks upon himself had grieved him; but he retired with the admiration and respect of the whole country. The selection of a successor at once became a party question. Jefferson, who had resigned the office of Secretary of State at the end of 1793, was the natural leader of the Republicans. John Adams, then Vice-President, had the largest Federalist following; but Hamilton hoped, by an electoral trick, to bring T. Pinckney, the candidate for Vice-President, in over his head. Adams candidly expressed his opinion of this intrigue: "That must be a sordid people indeed, a people destitute of a sense of honor, equity, and character, that could submit to be governed and see hundreds of its most meritorious public men governed by a Pinckney under an elective government."

[Sidenote: Adams and Jefferson.]

The danger was not, however, from Pinckney, but from Jefferson. When the votes were counted it was found that Adams had received the vote of the Northern States, with Delaware and a part of Maryland; but that Jefferson had received almost the whole vote of the South and of Pennsylvania. Adams became President by a vote of seventy-one, and Jefferson Vice-President by a vote of sixty-eight. The two men had been associated in early years, and were not unfriendly to each other. There was even a hint that Jefferson was to be taken into the cabinet. As soon as the administration began, all confidence between them was at an end. The same set of elections decided the membership of Congress to serve from 1797 to 1799; the Senate remained decidedly Federalist; in the House the balance of power was held by a few moderate Republicans.

[Sidenote: Adams's cabinet.]

Adams considered himself the successor to the policy of Washington, and committed the serious mistake of taking over his predecessor's cabinet. Hamilton retired in 1795; he had been replaced by his friend and admirer, Oliver Wolcott; the Secretary of State was Timothy Pickering of Pennsylvania: both these men looked upon Hamilton as their party chief. The administration began, therefore, with divided counsels, and with jealousy in the President's official household.

88. BREACH WITH FRANCE (1795-1798).

[Sidenote: Monroe's mission.]

While the war-cloud with England was gathering and disappearing, new complications had arisen with France. The Jay treaty was received by that power as an insult, partly because it was favorable to her rival, partly because it removed the danger of war between England and the United States. In 1795 the first period of the Revolution was over, and an efficient government was constituted, with an executive directory of five. James Monroe, appointed minister to France, had begun his mission in September, 1794, just after the fall of Robespierre; he appeared in the National Convention, and the president of that body adjured him to "let this spectacle complete the annihilation of an impious coalition of tyrants." During Jay's negotiations he continued to assure the French of the friendship of America, although the Directory speedily declared that Jay's treaty had released France from the treaty of 1778. As Monroe made no effort to push the American claims for captured vessels, he was recalled in disgrace in 1796, and C. C. Pinckney was appointed as his successor.

[Sidenote: Pinckney rebuffed.]

Three weeks after his inauguration Adams received a despatch from Pinckney announcing that he had been treated as a suspected foreigner, and that official notice had been given that the Directory would not receive another minister from the United States until the French grievances had been redressed. A special session of Congress was at once summoned, and the President declared that "the action of France ought to be repelled with a decision which shall convince France and the world that we are not a degraded people, humiliated under a colonial spirit of fear and sense of inferiority." Headstrong behavior on the President's part would have immediately brought on war; but he had already made up his mind to send a special mission to France. In June, 1797, John Marshall and Elbridge Gerry, a Republican, but a personal friend of the President, were sent out to join Pinckney in a final representation.

[Sidenote: X. Y. Z. affair.]

It was nearly a year before news of the result was received. On April 2, 1798, the President communicated the despatches revealing the so-called "X. Y. Z. affair." It appeared that the envoys on reaching Paris, in October, 1797, had been denied an official interview, but that three persons, whose names were clouded under the initials X. Y. Z., had approached them with vague suggestions of loans and advances; these were finally crystallized into a demand for fifty thousand pounds "for the pockets of the Directory." The despatch described one conversation. "'Gentlemen,' said X., 'you do not speak to the point. It is money. It is expected that you will offer money.' We said that we had spoken to that point very explicitly, that we had given an answer. 'No,' he replied, 'you have not. What is your answer?' We replied, 'It is No, no, no; not a sixpence.'" The President concluded with a ringing paragraph which summed up the indignation of the American people at this insult. "I will never send another minister to France without assurances that he will be received, respected, and honored as the representative of a great, free, powerful, and independent nation."

[Sidenote: Naval war with France.]

The Republican opposition in Congress was overwhelmed and almost silenced. A succession of statutes in April, May, and June hurried on military and naval preparations, and on July 7, 1798, American vessels of war were authorized to attack French cruisers. On Feb. 9, 1799, the "Constellation" took the French frigate "Insurgente," and American cruisers and privateers had the satisfaction of retaliating for the numerous captures of American vessels by preying on French commerce. Measures were taken to raise land forces; but here again the rift in the Federal party appeared. Washington was made titular commander-in-chief. It was expected that operations would be directed by the second in command, and Hamilton's friends insisted that he should receive that appointment. With great reluctance Adams granted the commission, the result of which was the resignation of Knox, who had been third on the list.

89. ALIEN AND SEDITION ACTS (1798).

[Sidenote: Triumph of the Federalists.] [Sidenote: Alien Act.]

For the first and last time in his administration John Adams found himself popular. From all parts of the country addresses were sent to the President approving his patriotic stand. The moderate Republicans in the House were swept away by the current, and thus there was built up a compact Federalist majority in both houses. It proceeded deliberately to destroy its own party. The newspapers had now reached an extraordinary degree of violence; attacks upon the Federalists, and particularly upon Adams, were numerous, and keenly felt. Many of the journalists were foreigners, Englishmen and Frenchmen. To the excited imagination of the Federalists, these men seemed leagued with France in an attempt to destroy the liberties of the country; to get rid of the most violent of these writers, and at the same time to punish American-born editors who too freely criticised the administration, seemed to them essential. This purpose they proposed to carry out by a series of measures known as the Alien and Sedition Acts. A naturalization law, requiring fourteen years residence, was hurried through. On April 25 a Federalist introduced a temporary Alien Act, for the removal of "such aliens born, not entitled by the constitution and laws to the rights of citizenship, as may be dangerous to its peace and safety." The opposition, headed by Albert Gallatin, made a strong appeal against legislation so unnecessary, sweeping, and severe. The Federalists replied in panic fear: "Without such an act," said one member, "an army might be imported, and could be excluded only after a trial." To the details of the bill there was even greater objection. It conferred upon the President the power to order the withdrawal of any alien; if he refused to go, he might be imprisoned at the President's discretion, Nevertheless, the act, limited to two years, was passed on June 25, 1798. Adams seems to have had little interest in it, and never made use of the powers thus conferred.

[Sidenote: Sedition Act.] [Sidenote: Sedition prosecutions.]

The Sedition Act was resisted with even greater stubbornness. It proposed to punish persons who should conspire to oppose measures of the government, or to intimidate any office-holder. The publishing of libels upon the government, or either house, or the President, was likewise made a crime. Against this proposition there were abundant arguments, on grounds both of constitutionality and expediency. It introduced the new principle of law that the United States should undertake the regulation of the press, which up to this time had been left solely to the States. That its main purpose was to silence the Republican journalists is plain from the argument of a leading Federalist: the "Aurora," a Republican organ, had said that "there is more safety and liberty to be found in Constantinople than in Philadelphia;" and the "Timepiece" had said of Adams that "to tears and execrations he added derision and contempt." It is impossible to agree with the member who quoted these extracts that "they are indeed terrible. They are calculated to freeze the blood in the veins." The Sedition Act was to expire in 1801. It was quickly put into operation, and one of the prosecutions was against Callender, known to be a friend of Jefferson; he was indicted and convicted for asserting among other things that "Mr. Adams has only completed the scene of ignominy which Mr. Washington began." So far from silencing the ribald journalists, the Act and its execution simply drew down worse criticism. On the other hand, the Federalist press, which had been hardly inferior in violence, was permitted to thunder unchecked. The Alien and Sedition Acts were party measures, passed for party purposes; they did not accomplish the purposes intended, and they did the party irreparable harm.

90. VIRGINIA AND KENTUCKY RESOLUTIONS (1798-1800).

[Sidenote: Danger of disunion.] [Sidenote: Madison's and Jefferson's resolutions.]

The elections of 1798 in the excited state of public feeling assured a Federalist majority in the Congress to sit from 1799 to 1801. The Republicans felt that their adversaries were using the power of the federal government to destroy the rights of the people. June 1, 1798, Jefferson wrote to a friend who thought that the time was come to withdraw from the Union; "If on the temporary superiority of one party the other is to resort to a scission of the Union, no federal government can exist." The remedy which lay in his mind was an appeal to the people through the State legislatures. In November and December, 1798, two series of resolutions were introduced,—one in the Virginia legislature, the other in the Kentucky legislature; the first drawn by Madison, and the second by Jefferson's own hand. They set forth that the Constitution was a compact to which the States were parties, and that "each party has an equal right to judge for itself as well of infractions as of the mode and measure of redress." The Alien and Sedition Acts and some other statutes were declared by Kentucky "not law ... void and of no effect;" and the other States were called upon to unite in so declaring them void, and in protesting to Congress. For the first time since the Constitution had been formed, a clear statement of the "compact" theory of government was now put forth. It was a reasonable implication from these resolutions that if the Federalist majority continued to override the Constitution, the States must take more decisive action; but the only distinct suggestion of an attack on the Union is found in a second series of Kentucky resolutions, passed in 1799, in which it is declared that "nullification ... of all unauthorized acts ... is the rightful remedy."

[Sidenote: Purpose of the resolutions.]

The constitutional doctrine in these resolutions was secondary. The real purpose was to arouse the public to the dangerous character of the Federalist legislation. Madison, many years afterward, explained that he meant only an appeal to the other States to unite in deprecation of the measures. The immediate effect was to set up a sort of political platform, about which the opponents of the Federalists might rally, and by the presentation of a definite issue to keep up the Republican organization against the electoral year 1800.

91. ELECTION OF 1800-1801.

[Sidenote: Peace with France.] [Sidenote: Breach in the party.]

The Alien and Sedition Acts had quickly destroyed all Adams's popularity in the Republican party; his later action deprived him of the united support of the Federalists. War with France was pleasing to them as an assertion of national dignity, as a protest against the growth of dangerous democracy in France, and as a step toward friendship or eventual alliance with England. Early in 1799 Talleyrand intimated that a minister would now be received from the American government. Without consulting his cabinet, with whom Adams was not on good terms, the President appointed an embassy to France. Early in 1800 they made a favorable treaty with France: better guarantees were secured for American neutral trade; the old treaties of 1778 were practically set aside; and the claims of American merchants for captures since 1793 were abandoned, This last action gave rise to the French Spoliation Claims, which remained unsettled for nearly a century thereafter, Adams's determination to make peace was statesmanlike and patriotic, but it gave bitter offence to the warlike Federalists. In May, 1800, Adams found his cabinet so out of sympathy that he removed Pickering, Secretary of State, and appointed John Marshall. This meant a formal breach between the Adams and the Hamilton wings of the party.

[Sidenote: Republicans successful.]

The campaign of 1800 thus began with the Federalists divided, and the Republicans hopeful. Hamilton was determined to force Adams from the headship, and prepared a pamphlet, for which materials were furnished by Oliver Wolcott, Secretary of the Treasury. Aaron Burr, a wily Republican leader, managed to get a copy, published it, and spread it broadcast. Adams was re-nominated by a caucus of Federalist members, and C. C. Pinckney was put on the ticket with him. Jefferson was, as in 1796, the candidate of his party for President. For Vice-President there was associated with him Burr, who was able to control the important vote of the State of New York. The result of this coalition was seen in May, 1800, when a New York legislature was elected with a Republican majority; and that legislature would, in the autumn, cast the vote of the State. The Federalists persevered, but South Carolina deserted them, so that both Jefferson and Burr received seventy-three votes, and Adams had only sixty- five. The Federalist supremacy was broken.

[Sidenote: Election by the House.]

Now arose an unexpected complication. There being a tie between Jefferson and Burr, the House of Representatives was called upon to decide between them, its vote being cast by States. Had the majority of the House been Republican, Jefferson would, of course, have received their votes; it was, however, Federalist, and the Federalists thought themselves entitled to choose that one of their enemies who was least likely to do them harm. Obscure intrigues were entered upon both with Jefferson and Burr. Neither would make definite promises, although Burr held out hopes of alliance with the Federalists. Hamilton now came forward with a letter in which he declared that of the two men Jefferson was less dangerous. "To my mind," said he, "a true estimate of Mr. Jefferson's character warrants the expectation of a temporizing rather than of a violent system." After a long struggle the deadlock was broken; Jefferson was chosen President of the United States, and Burr Vice-President.

92. CAUSES OF THE FALL OF THE FEDERALISTS.

[Sidenote: Unpopularity of the Federalists.] [Sidenote: Judiciary Act.]

The electoral majority was small; the Federalists preserved their organization, and had the prestige of twelve years of administration; it was impossible to realize that there never again would be a Federalist president. In the election of 1804, however, they received but fourteen electoral votes altogether (sec. 100). The reasons for this downfall are many, However popular the French war had been, the taxes made necessary by it had provoked great dissatisfaction; and in 1799 a little insurrection, the so-called Fries Rebellion, had broken out in Pennsylvania. The Sedition prosecutions were exceedingly unpopular, The last acts of the party left a violent resentment. In 1801, after it was known that there would be a Republican President with a large majority in both houses of Congress, the Federalists resolved to bolster up their power in the third department of government. A Judiciary Act was therefore passed, creating new courts, new judges, and new salaried officials. All the resulting appointments were made by Adams, and duly confirmed by the Senate, thus anticipating by many years any real needs of the country. A vacancy occurring in the chief-justiceship, Adams appointed John Marshall, one of the few Virginia Federalists; he had made his reputation as a politician and statesman: even Adams himself scarcely foresaw that he was to be the greatest of American jurists.

[Sidenote: Internal dissensions.]

Still more fatal were the internal dissensions in the party. In 1799 Washington died, and no man in the country possessed his moderating influence, The cabinet, by adhering to Hamilton and corresponding with him upon important public matters, had weakened the dignity of the President and of the party. In the election of 1800 Hamilton, besides his open attack on Adams, had again tried to reduce his vote sufficiently to bring Pinckney in over his head. Adams himself, although a man of strong national spirit, was in some respects too moderate for his party. Yet his own vanity and vehemence made him unfit to be a party leader.

[Sidenote: Republican theories.]

While these reasons may account for the defeat of the Federalists, they do not explain their failure to rise again. They had governed well: they had built up the credit of the country; they had taken a dignified and effective stand against the aggressions both of England and of France. Yet their theory was of a government by leaders. Jefferson, on the other hand, represented the rising spirit of democracy. It was not his protest against the over-government of the Federalists that made him popular, it was his assertion that the people at large were the best depositaries of power. Jefferson had taken hold of the "great wheel going uphill." He had behind him the mighty force of the popular will.



CHAPTER IX.

REPUBLICAN SUPREMACY (1801-1806).

93. REFERENCES.

BIBLIOGRAPHIES.—W. E. Foster, References to Presidential Administrations, 8-12; Justin Winsor, Narrative and Critical History, VII. 310, 315-320, 336-341, 418-420, 519-522, 527-547; H. B. Tompkins, Bibliotheca Jeffersoniana; Channing and Hart, Guide, secs. 167-171.

HISTORICAL MAPS.—Nos. 1 and 4, this volume (Epoch Maps, Nos. 7 and 9); Labberton, Atlas Nos. lxvi., lxvii.; MacCoun, Historical Geography; Scribner, Statistical Atlas, Plates 13, 14.

GENERAL ACCOUNTS.—J. B. McMaster, People of the United States, II. 538-635; III. 1-338; J. Schouler, United States, II. 1-194; Bryant and Gay, Popular History, 1. 144-184; H. Von Holst, Constitutional History, I. 168-226; R. Hildreth, United States, V. 419-686; VI. 25- 148; Geo. Tucker, United States, II. 146-348; Bradford, Constitutional History, I. 202-329.

SPECIAL HISTORIES.—Henry Adams, _United States_, I.-IV., _John Randolph_, 48-267, and _Life of Gallatin; J. T. Morse, _Jefferson_, 209-300; George Tucker, _Life of Jefferson_; H. S. Randall, _Life of Jefferson_; J. A. Stevens, _Gallatin_, 176-311; S. H. Gay, _Madison_, 252-282; lives of Burr, Gerry, Plumer, Pickering; T. Lyman, _Diplomacy_; J. C. Hamilton, _Republic_, VII.

CONTEMPORARY ACCOUNTS.—Works of Jefferson, Madison, and Gallatin; J. Q. Adams, Memoirs, I. 248-551; William Sullivan, Familiar Letters, 187- 289; Timothy Dwight, Character of Thomas Jefferson; S. G. Goodrich, Recollections, I. 106-137, 265-298; Basil Hall, Voyages and Travels; Timothy Dwight, Travels (1796-1813); Thomas Ashe, Travels (1806); John Mellish, Travels (1806-1811); John Davis, Travels (1798-1802); Isaac Weld, Travels; J. Stephens, War in Disguise.—Reprints in Mathew Carey, The Olive Branch; Henry Adams, Documents Relating to New England Federalism; American History told by Contemporaries, III.

94. THE POLITICAL REVOLUTION OF 1801.

[Sidenote: Character of Jefferson.]

To the mind of the Federalists the success of the Republicans, and particularly the elevation of Jefferson, meant a complete change in the government which they had been laboring to establish. Jefferson was to them the type of dangerous liberality in thought, in religion, and in government. In his tastes and his habits, his reading and investigation, Jefferson was half a century in advance of his contemporaries. Books and letters from learned men constantly came to him from Europe; he experimented in agriculture and science. Accused during his lifetime of being an atheist, he felt the attraction of religion, and, in fact, was not far removed from the beliefs held by the Unitarian branch of the Congregational Church in New England. Brought up in an atmosphere of aristocracy, in the midst of slaves and inferior white men, his political platform was confidence in human nature, and objection to privilege in every form. Although a poor speaker, and rather shunning than seeking society, he had such influence over those about him that no President has ever so dominated the two Houses of Congress.

[Sidenote: Jefferson's faults.]

Jefferson's great defect was a mistaken view of human nature: this showed itself in an unfortunate judgment of men, which led him to include among his friends worthless adventurers like Callender. As a student and a philosopher, he believed that mankind is moved by simple motives, in which self-interest is predominant: hence his disinclination to use force against insurrections; the people, if left to themselves, would, he believed, return to reason. Hence, also, his confidence in a policy of commercial restriction against foreign countries which ignored our neutral rights; this was set forth in his commercial report of 1793 (sec. 85), and later was the foundation of his disastrous embargo policy (sec. 103). He had entire confidence in his own judgment and statesmanship; his policy was his own, and was little affected by his advisers; and he ventured to measure himself in diplomacy against the two greatest men of his time,— William Pitt the younger and Napoleon Bonaparte.

[Sidenote: Moderate policy.]

Fortunately his administration began at a period when general peace seemed approaching. The treaty of Amiens in 1802 made a sort of armistice between France and Great Britain, and neutral commerce was relieved from capture. The national income was steadily rising (sec. 52), the Indians were quiet, the land dispute with Georgia—the last of the long series—was on the point of being settled, the States showed no sign of insubordination. In his inaugural address the new President took pains to reassure his fellow- citizens. "We have called by different names brethren of the same principle," said he; "we are all Republicans, we are all Federalists." Among the essential principles of government which he enumerated, appeared "absolute acquiescence in the decisions of the majority,—the vital principle of republics,—from which is no appeal but to force, the vital principle and immediate parent of despotism."

[Sidenote: Purpose to win the Federalists.]

The studied moderation of this address shows clearly the policy which Jefferson had in his mind. In a letter written about this time he says: "To restore that harmony which our predecessors so wickedly made it their object to break, to render us again one people, acting as one nation,... should be the object of every man really a patriot." Jefferson was determined to show the Federalists that there would be no violent change in his administration; he hoped thus to detach a part of their number so as to build up the Republican party in the Northern States. Even in forming his cabinet he avoided violent shocks; for some months he retained two members of Adams's cabinet; his Secretary of State was Madison, who in 1789 was as much inclined to Federalism as to Republicanism; and he shortly appointed as his Secretary of the Treasury Albert Gallatin, the Parliamentary leader of the party, but in financial principles and policy much like Hamilton.

95. JEFFERSON'S CIVIL SERVICE (1801-1803).

[Sidenote: Jefferson's principles.]

In a few weeks the disposition to conciliate was severely tried by the pressure of applicants for office. Jefferson's principles on this subject were summed up in a letter written March 24, 1801: "I will expunge the effects of Mr. A.'s indecent conduct in crowding nominations after he knew they were not for himself.... Some removals must be made for misconduct.... Of the thousands of officers, therefore, in the United States a very few individuals only, probably not twenty, will be removed: and these only for doing what they ought not to have done." Gallatin heartily supported him in this policy of moderation. Jefferson then laid down the additional principle that he would fill all vacancies with Republicans until the number of officeholders from each party was about equal. "That done, I shall return with joy to that state of things when the only questions concerning a candidate shall be, Is he honest? Is he capable? Is he faithful to the Constitution?"

[Sidenote: Political removals.]

Adams was promptly rebuked by the removal of twenty-four persons appointed in the two months previous. Other removals were made for what would now be called "offensive partisanship." Then came a third group of removals, in order, as Jefferson said, "to make some room for some participation for the Republicans." At the time he acknowledged that there had been sixteen cases,—in fact, there were many more; at the end of about two years after his inauguration, out of 334 officers occupying important places, 178 were new appointments, and of their predecessors at least 99 had been removed. These officers in many cases carried with them a staff of subordinates. It is safe to say that one half the persons who had been in the civil service of the United States in March, 1801, were out of it in March, 1805.

[Sidenote: Appointments.]

Nor did Jefferson adhere to his purpose to appoint Federalists and Republicans indiscriminately after the balance should have been reached. He appointed none but members of his own party; many Federalists in office came over to the Republicans; and by 1809 the civil service was practically filled with Republicans.

96. ATTACK ON THE JUDICIARY (1801-1805).

[Sidenote: Repeal of the Judiciary Act.]

Moderation in Jefferson's mind did not extend to the judiciary which had been forced upon the country by the Federalists in 1801. At his suggestion Breckenridge, in 1802, moved to repeal the recent Act, and thus to get rid at once of the new courts and of the incumbents. The Federalists protested that the Constitution was being destroyed. "I stand," said Gouverneur Morris, "in the presence of Almighty God and of the world, and I declare to you that if you lose this charter, never, no, never, will you get another. We are now, perhaps, arrived at the parting point." The repeal was plainly intended to remove the last bulwark of the Federalist party in the government. It was made more obnoxious by a clause suspending the sessions of the Supreme Court until February, 1803. It was passed by a majority of one in the Senate, and by a party vote of fifty-nine to thirty-two in the House. The President signed it, and all the new circuit judges and judicial officers were thus struck from the roll of the government.

[Sidenote: Impeachments.] [Sidenote: Marbury vs. Madison.]

The narrow majority in the Senate warned Jefferson not to proceed farther with such statutes; but the judiciary could be affected in another way. Several of the supreme and district judges were ardent Federalists, and had expressed strong political opinions from the bench. In February, 1803, the House impeached John Pickering, district judge in New Hampshire; his offence was drunkenness and violence on the bench; but the purpose to intimidate the other judges was unmistakable. Two of them accepted the issue. The Supreme Court had resumed its session only a few days, when, in 1803, Marshall made a decision in the case of Marbury vs. Madison. Marbury was one of Adams's "midnight appointments;" the suit was brought for his commission, which had not been delivered, and was retained by Madison when he became Secretary of State. Marshall decided that "to withhold his commission is an act deemed by the court not warranted by law, but violative of a legal vested right." Upon a technical point, however, the complaint was dismissed.

[Sidenote: Chase trial.] [Sidenote: Appointments.]

Further defiance came from another justice of the Supreme Court, Samuel Chase of Maryland. His prejudice against Callender on his trial for sedition had exasperated the Republicans (sec. 89), and on May 2, 1803, while the Pickering impeachment was impending, Chase harangued the grand jury as follows: "The independence of the national judiciary is already shaken to its foundation, and the virtue of the people alone can restore it.... Our republican constitution will sink into a mobocracy,... the worst of all possible governments." Pickering was convicted March 12, 1804, and on the same day the House impeached Chase. By this time the Republicans had overshot the mark, and notwithstanding Chase's gross partisanship, on March 1, 1805, the impeachment failed for want of a two-thirds vote. The only hope of controlling the Supreme Court was therefore to fill vacancies, as they occurred, with sound Republicans. Three such opportunities occurred in Jefferson's administration. To his great chagrin, the new judges showed themselves as independent, though not as aggressive, as Marshall.

97. THE POLICY OF RETRENCHMENT (1801-1809).

[Sidenote: Federal finance.]

Although the effort to check the power of the judiciary failed, in another direction Jefferson struck out a new and popular policy. Under the Federalists the taxes had increased from $3,600,000 in 1792 to $10,700,000 in 1800. This increase had been more than balanced by the growth of expenditures. The Indian and French wars had brought unexpected expenses upon the government, and the construction of a little navy was still going on, In 1793 the government spent $3,800,000. In 1800 it spent $10,800,000. Of this amount $6,000,000 went for the army and navy, and $3,000,000 for interest. The deficits had been obscured by a funding system under which payments to the sinking fund were practically made out of borrowed money, so that the debt had risen from $80,000,000 in 1793 to nearly $83,000,000, in 1800.

[Sidenote: Gallatin's finance.]

If peace could be guaranteed, a considerable part of the expenditure could be cut down; and thus taxes might be reduced, and still a surplus be left, out of which to pay instalments on the public debt. In his first annual message the President accordingly advised the reduction of the military and naval forces, and also of the civil officers. Gallatin proceeded to draw up a financial plan: the annual revenue was to be $10,800,000, military expenses were to be cut down to $2,500,000, and the civil expenses to about $1,000,000; the remainder, $7,300,000, was to be devoted to the reduction of the debt.

[Sidenote: Success of the system.]

Neither part of this scheme worked precisely as had been expected. The army indeed underwent what Jefferson called a "chaste reformation;" it was cut down from 4,000 to 2,500 men, to the great discontent of the officers. The number of vessels in commission was reduced from about twenty-five to seven, and the construction of vessels on the stocks was stopped, so that in 1802 less than $1,000,000 was spent on the navy. Nevertheless, the civil and miscellaneous expenses of the government grew steadily. Under the Federalist administration, the total expenditures in time of peace, exclusive of interest, had never been more than $3,000,000; in 1802 Gallatin spent $3,700,000, and in 1809 $7,500,000. The debt was, however, rapidly diminished, and in 1809 stood at only $45,000,000; nearly half of the interest charge was thus cut off, and for the first time the government found itself with more money than it knew how to use. The taxes had been reduced by a million and a half, by striking off the unpopular direct tax and excise; the loss was more than met by an unexpected increase in the revenue from customs, which in 1808 stood at $16,000,000,

[Sidenote: Drawbacks.]

To reach this result Jefferson and Gallatin deliberately neglected to make ordinary preparations against attack; fortifications were abandoned, skilled officers dismissed, ships allowed to decay at the wharves or on the stocks, and the accumulation of military material ceased. The only offset to this neglect was the creation of a military school at West Point in 1802, and the training gained by the naval wars against the Barbary powers.

98. BARBARY WARS (1801-1806).

[Sidenote: The navy.]

The Peace Establishment Act of March 3, 1801, authorized the President to sell all the vessels of the navy except thirteen frigates, of which only six were to be kept in commission; and the number of naval officers was reduced from five hundred to two hundred. "I shall really be chagrined," wrote Jefferson, "if the water in the Eastern Branch will not admit our laying up the whole seven there in time of peace, because they would be under the immediate eye of the department, and would require but one set of plunderers to take care of them." Events were too much for Jefferson's genial intention. Ever since the Middle Ages the petty Moorish powers on the north coast of Africa had made piracy on the Mediterranean trade their profession. In accordance with the custom of European nations, in 1787 the United States had bought a treaty of immunity with Morocco, and later with Algiers, Tripoli, and Tunis. Every payment to one of these nests of pirates incited the others to make increased demands. In May, 1800, the Pasha of Tripoli wrote to the President of the United States: "We could wish that these your expressions were followed by deeds, and not by empty words.... If only flattering words are meant, without performance, every one will act as he finds convenient." Receiving no satisfaction, he declared war upon the United States.

[Sidenote: The pirates subdued.]

One of the first acts of Jefferson's administration was, therefore, to despatch a squadron to blockade Tripoli, and in 1802 he was obliged to consent to a declaration of war by the United States. The frigates were unsuitable, and in 1803 Congress resumed the hated Federalist policy of building a navy. Four new vessels, of a small and handy type, were constructed, and under Commodore Preble, Tripoli was compelled in 1805 to make peace and to cease her depredations. The other Barbary powers were cowed by this exhibition of spirit, and for some years our commerce was undisturbed. The first result of the war was, therefore, that the corsairs were humbled. A far greater advantage to the United States was the skill in naval warfare gained by the officers of the navy. Thenceforward it was impossible to think of shutting the navy up in the Eastern Branch of the Potomac. Naval expenditures slowly increased, and seven years later the good effect was seen in the War of 1812.

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