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Such is known to have been, in a very brief outline, the manner of the Catholic Church in these early years of the third century. Such was the undisputed manner of the Church, as a Christian or an inquiring pagan would have been acquainted with it in the years 160-200 and onwards.
I have purposely chosen this moment, because it is the moment in which Christian evidence first emerges upon any considerable scale. Many of the points I have set down are, of course, demonstrably anterior to the third century. I mean by "demonstrably" anterior, proved in earlier documentary testimony. That ritual and doctrine firmly fixed are long anterior to the time in which you find them rooted is obvious to common sense. But there are documents as well.
Thus, we have Justin Martyr. He was no less than sixty years older than Tertullian. He was as near to the Crucifixion as my generation is to the Reform Bill—and he gave us a full description of the Mass.
We have the letters of St. Ignatius. He was a much older man than St. Justin—perhaps forty or fifty years older. He stood to the generations contemporary with Our Lord as I stand to the generation of Gladstone, Bismarck, and, early as he is, he testifies fully to the organization of the Church with its Bishops, the Eucharistic Doctrine, and the Primacy in it of the Roman See.
The literature remaining to us from the early first century and a half after the Crucifixion is very scanty. The writings of what are called "Apostolic" times—that is, documents proceeding immediately from men who could remember the time of Our Lord, form not only in their quantity (and that is sufficiently remarkable), but in their quality, too, a far superior body of evidence to what we possess from the next generation. We have more in the New Testament than we have in the writings of these men who came just after the death of the Apostles. But what does remain is quite convincing. There arose from the date of Our Lord's Ascension into heaven, from, say, A. D. 30 or so, before the death of Tiberius and a long lifetime after the Roman organization of Gaul, a definite, strictly ruled and highly individual Society, with fixed doctrines, special mysteries, and a strong discipline of its own. With a most vivid and distinct personality, unmistakeable. And this Society was, and is, called "The Church."
I would beg the reader to note with precision both the task upon which we are engaged and the exact dates with which we are dealing, for there is no matter in which history has been more grievously distorted by religious bias.
The task upon which we are engaged is the judgment of a portion of history as it was. I am not writing here from a brief. I am concerned to set forth a fact. I am acting as a witness or a copier, not as an advocate or lawyer. And I say that the conclusion we can establish with regard to the Christian community on these main lines is the conclusion to which any man must come quite independently of his creed. He will deny these facts only if he has such bias against the Faith as interferes with his reason. A man's belief in the mission of the Catholic Church, his confidence in its divine origin, do not move him to these plain historical conclusions any more than they move him to his conclusions upon the real existence, doctrine and organization of contemporary Mormonism. Whether the Church told the truth is for philosophy to discuss: What the Church in fact was is plain history. The Church may have taught nonsense. Its organization may have been a clumsy human thing. That would not affect the historical facts.
By the year 200 the Church was—everywhere, manifestly and in ample evidence throughout the Roman world—what I have described, and taught the doctrines I have just enumerated: but it stretches back one hundred and seventy years before that date and it has evidence to its title throughout that era of youth.
To see that the state of affairs everywhere widely apparent in A.D. 200 was rooted in the very origins of the institution one hundred and seventy years before, to see that all this mass of ritual, doctrine and discipline starts with the first third of the first century, and the Church was from its birth the Church, the reader must consider the dates.
We know that we have in the body of documents contained in the "canon" which the Church has authorized as the "New Testament," documents proceeding from men who were contemporaries with the origin of the Christian religion. Even modern scholarship with all its love of phantasy is now clear upon so obvious a point. The authors of the Gospels, the Acts, and the Epistles, Clement also, and Ignatius also (who had conversed with the Apostles) may have been deceived, they may have been deceiving. I am not here concerned with that point. The discussion of it belongs to another province of argument altogether. But they were contemporaries of the things they said they were contemporaries of. In other words, their writings are what is called "authentic."
If I read in the four Gospels (not only the first three) of such and such a miracle, I believe it or I disbelieve it. But I am reading the account of a man who lived at the time when the miracle is said to have happened. If you read (in Ignatius' seven certainly genuine letters) of Episcopacy and of the Eucharist, you may think him a wrong-headed enthusiast. But you know that you are reading the work of a man who personally witnessed the beginnings of the Church; you know that the customs, manners, doctrines and institutions he mentions or takes for granted, were certainly those of his time, that is, of the origin of Catholicism, though you may think the customs silly and the doctrines nonsense.
St. Ignatius talking about the origin and present character of the Catholic Church is exactly in the position—in the matter of dates—of a man of our time talking about the rise and present character of the Socialists or of the rise and present character of Leopold's Kingdom of Belgium, of United Italy, the modern. He is talking of what is, virtually, his own time.
Well, there comes after this considerable body of contemporary documentary evidence (evidence contemporary, that is, with the very spring and rising of the Church and proceeding from its first founders), a gap which is somewhat more than the long lifetime of a man.
This gap is with difficulty bridged. The vast mass of its documentary evidence has, of course, perished, as has the vast mass of all ancient writing. The little preserved is mainly preserved in quotations and fragments. But after this gap, from somewhat before the year 200, we come to the beginning of a regular series, and a series increasing in volume, of documentary evidence. Not, I repeat, of evidence to the truth of supernatural doctrines, but of evidence to what these doctrines and their accompanying ritual and organization were: evidence to the way in which the Church was constituted, to the way in which she regarded her mission, to the things she thought important, to the practice of her rites.
That is why I have taken the early third century as the moment in which we can first take a full historical view of the Catholic Church in being, and this picture is full of evidence to the state of the Church in its origins three generations before.
I say, again, it is all-important for the reader who desires a true historical picture to seize the sequence of the dates with which we are dealing, their relation to the length of human life and therefore to the society to which they relate.
It is all-important because the false history which has had its own way for so many years is based upon two false suggestions of the first magnitude. The first is the suggestion that the period between the Crucifixion and the full Church of the third century was one in which vast changes could proceed unobserved, and vast perversions of original ideas be rapidly developed; the second is that the space of time during which those changes are supposed to have taken place was sufficient to account for them.
It is only because those days are remote from ours that such suggestions can be made. If we put ourselves by an effort of the imagination into the surroundings of that period, we can soon discover how false these suggestions are.
The period was not one favorable to the interruption of record. It was one of a very high culture. The proportion of curious, intellectual, and skeptical men which that society contained was perhaps greater than in any other period with which we are acquainted. It was certainly greater than it is today. Those times were certainly less susceptible to mere novel assertion than are the crowds of our great cities under the influence of the modern press. It was a period astonishingly alive. Lethargy and decay had not yet touched the world of the Empire. It built, read, traveled, discussed, and, above all, criticized, with an enormous energy.
In general, it was no period during which alien fashions could rise within such a community as the Church without their opponents being immediately able to combat them by an appeal to the evidence of the immediate past. The world in which the Church arose was one; and that world was intensely vivid. Anyone in that world who saw such an institution as Episcopacy (for instance) or such a doctrine as the Divinity of Christ to be a novel corruption of originals could have, and would have, protested at once. It was a world of ample record and continual communication.
Granted such a world let us take the second point and see what was the distance in mere time between this early third century of which I speak and what is called the Apostolic period; that is, the generation which could still remember the origins of the Church in Jerusalem and the preaching of the Gospel in Grecian, Italian, and perhaps African cities. We are often told that changes "gradually crept in;" that "the imperceptible effect of time" did this or that. Let us see how these vague phrases stand the test of confrontation with actual dates.
Let us stand in the years 200-210, consider a man then advanced in years, well read and traveled, and present in those first years of the third century at the celebration of the Eucharist. There were many such men who, if they had been able to do so, would have reproved novelties and denounced perverted tradition. That none did so is a sufficient proof that the main lines of Catholic government and practice had developed unbroken and unwarped from at least his own childhood. But an old man who so witnessed the constitution of the Church and its practices as I have described them in the year 200, would correspond to that generation of old people whom we have with us today; the old people who were born in the late twenties and thirties of the nineteenth century; the old people who can just remember the English Reform Bill, and who were almost grown up during the troubles of 1848 and the establishment of the second Empire in Paris: the old people in the United States who can remember as children the election of Van Buren to the office of President: the old people whose birth was not far removed from the death of Thomas Jefferson, and who were grown men and women when gold was first discovered in California.
Well, pursuing that parallel, consider next the persecution under Nero. It was the great event to which the Christians would refer as a date in the early history of the Church. It took place in Apostolic times. It affected men who, though aged, could easily remember Judea in the years connected with Our Lord's mission and His Passion. St. Peter lived to witness, in that persecution, to the Faith. St. John survived it. It came not forty years later than the day of Pentecost. But the persecution under Nero was to an old man such as I have supposed assisting at the Eucharist in the early part of the third century, no further off than the Declaration of Independence is from the old people of our generation. An old man in the year 200 could certainly remember many who had themselves been witnesses of the Apostolic age, just as an old man today remembers well men who saw the French Revolution and the Napoleonic wars. The old people who had surrounded his childhood would be to St. Paul, St. Peter and St. John what the old people who survived, say, to 1845, would have been to Jefferson, to Lafayette, or to the younger Pitt. They could have seen and talked to that first generation of the Church as the corresponding people surviving in the early nineteenth century could have seen and talked with the founders of the United States.
It is quite impossible to imagine that the Eucharistic Sacrifice, the Rite of Initiation (Baptism in the name of the Trinity), the establishment of an Episcopacy, the fierce defence of unity and orthodoxy, and all those main lines of Catholicism which we find to be the very essence of the Church in the early third century, could have risen without protest. They cannot have come from an innocent, natural, uncivilized perversion of an original so very recent and so open to every form of examination.
That there should have been discussion as to the definition and meaning of undecided doctrines is natural, and fits in both with the dates and with the atmosphere of the period and with the character of the subject. But that a whole scheme of Christian government and doctrine should have developed in contradiction of Christian origins and yet without protest in a period so brilliantly living, full of such rapid intercommunication, and, above all, so brief, is quite impossible.
That is what history has to say of the early Church in the Roman Empire. The Gospels, the Acts, the Canonical Epistles and those of Clement and Ignatius may tell a true or a false story; their authors may have written under an illusion or from a conscious self-deception; or they may have been supremely true and immutably sincere. But they are contemporary. A man may respect their divine origin or he may despise their claims to instruct the human race; but that the Christian body from its beginning was not "Christianity" but a Church and that that Church was identically one with what was already called long before the third century [Footnote: The Muratorian Fragment is older than the third century, and St. Ignatius, who also uses the word Catholic, was as near to the time of the Gospels as I am to the Crimean War.] the Catholic Church, is simply plain history, as plain and straightforward as the history, let us say, of municipal institutions in contemporary Gaul. It is history indefinitely better proved, and therefore indefinitely more certain than, let us say, modern guesswork on imaginary "Teutonic Institutions" before the eighth century or the still more imaginary "Aryan" origins of the European race, or any other of the pseudo-scientific hypotheses which still try to pass for historical truth.
So much for the Catholic Church in the early third century when first we have a mass of evidence upon it. It is a highly disciplined, powerful growing body, intent on unity, ruled by bishops, having for its central doctrine the Incarnation of God in an historical Person, Jesus Christ, and for its central rite a Mystery, the transformation of Bread and Wine by priests into the Body and Blood which the faithful consume.
This "State within the States" by the year 200 already had affected the Empire: in the next generation it permeated the Empire; it was already transforming European civilization. By the year 200 the thing was done. As the Empire declined the Catholic Church caught and preserved it.
What was the process of that decline?
To answer such a question we have next to observe three developments that followed: (1) The great increase of barbarian hired soldiery within the Empire; (2) The weakening of the central power as compared with the local power of the small and increasingly rich class of great landowners; (3) The rise of the Catholic Church from an admitted position (and soon a predominating position) to complete mastery over all society.
All these three phenomena developed together; they occupied about two hundred years—roughly from the year 300 to the year 500. When they had run their course the Western Empire was no longer governed as one society from one Imperial centre. The chance heads of certain auxiliary forces in the Roman Army, drawn from barbaric recruitment, had established themselves in the various provinces and were calling themselves "Kings." The Catholic Church was everywhere the religion of the great majority; it had everywhere alliance with, and often the use of, the official machinery of government and taxation which continued unbroken. It had become, far beyond all other organisms in the Roman State, the central and typical organism which gave the European world its note. This process is commonly called "The Fall of the Roman Empire;" what was that "fall?" What really happened in this great transformation?
III
WHAT WAS THE "FALL" OF THE ROMAN EMPIRE?
That state of society which I have just described, the ordered and united society of the Roman Empire, passed into another and very different state of society: the society of what are called "The Dark Ages."
From these again rose, after another 600 years of adventures and perils, the great harvest of medival civilization. Hardly had the Roman Empire turned in its maturity to accept the fruit of its long development (I mean the Catholic Church), when it began to grow old and was clearly about to suffer some great transition. But that transition, which threatened to be death, proved in the issue not death at all, but a mixture of Vision and Change.
The close succession of fruit and decay in society is what one expects from the analogy of all living things: at the close of the cycle it is death that should come. A plant, just after it is most fruitful, falls quickly. So, one might imagine, should the long story of Mediterranean civilization have proceeded. When it was at its final and most complete stage, one would expect some final and complete religion which should satisfy its long search and solve its ancient riddles: but after such a discovery, after the fruit of such a maturity had fully developed, one would expect an end.
Now it has been the singular fortune of our European civilization that an end did not come. Dissolution was in some strange way checked. Death was averted. And the more closely one looks into the unique history of that salvation—the salvation of all that could be saved in a most ancient and fatigued society—the more one sees that this salvation was effected by no agency save that of the Catholic Church. Everything else, after, say, 250 A.D., the empty fashionable philosophies, the barbarians filling the army, the current passions and the current despair, made for nothing but ruin.
There is no parallel to this survival in all the history of mankind. Every other great civilization has, after many centuries of development, either fallen into a fixed and sterile sameness or died and disappeared. There is nothing left of Egypt, there is nothing left of Assyria. The Eastern civilizations remain, but remain immovable; or if they change can only vulgarly copy external models.
But the civilization of Europe—the civilization, that is, of Rome and of the Empire—had a third fortune differing both from death and from sterility: it survived to a resurrection. Its essential seeds were preserved for a Second Spring.
For five or six hundred years men carved less well, wrote verse less well, let roads fall slowly into ruin, lost or rather coarsened the machinery of government, forgot or neglected much in letters and in the arts and in the sciences. But there was preserved, right through that long period, not only so much of letters and of the arts as would suffice to bridge the great gulf between the fifth century and the eleventh, but also so much of what was really vital in the mind of Europe as would permit that mind to blossom again after its repose. And the agency, I repeat, which effected this conservation of the seeds, was the Catholic Church.
It is impossible to understand this truth, indeed it is impossible to make any sense at all of European history, if we accept that story of the decline which is currently put forward in anti-Catholic academies, and which has seemed sufficient to anti-Catholic historians.
Their version is, briefly, this: The Roman Empire, becoming corrupt and more vicious through the spread of luxury and through a sort of native weakness to be discovered in the very blood of the Mediterranean, was at last invaded and overwhelmed by young and vigorous tribes of Germans. These brought with them all the strength of those native virtues which later rejected the unity of Christendom and began the modern Protestant societies—which are already nearly atheist and very soon will be wholly so.
A generic term has been invented by these modern and false historians whose version I am here giving; the vigorous, young, uncorrupt, and virtuous tribes which are imagined to have broken through the boundaries of the effete Empire and to have rejuvenated it, are grouped together as "Teutonic:" a German strain very strong numerically, superior also to what was left of Roman civilization in virile power, is said to have come in and to have taken over the handling of affairs. One great body of these Germans, the Franks, are said to have taken over Gaul; another (the Goths, in their various branches) Italy and Spain. But most complete, most fruitful, and most satisfactory of all (they tell us) was the eruption of these vigorous and healthy pagans into the outlying province of Britain, which they wholly conquered, exterminating its original inhabitants and colonizing it with their superior stock.
"It was inevitable" (the anti-Catholic historian proceeds to admit) "that the presence of uncultured though superior men should accelerate the decline of arts in the society which they thus conquered. It is further to be deplored that their simpler and native virtues were contaminated by the arts of the Roman clergy and that in some measure the official religion of Rome captured their noble souls; for that official religion permitted the poison of the Roman decline to affect all the European mind—even the German mind—for many centuries. But at the same time this evil effect was counter-balanced by the ineradicable strength and virtues of the Northern barbaric blood. This sacred Teutonic blood it was which brought into Western Europe the subtlety of romantic conceptions, the true lyric touch in poetry, the deep reverence which was (till recently) the note of their religion, the love of adventure in which the old civilization was lacking, and a vast respect for women. At the same time their warrior spirit evolved the great structure of feudalism, the chivalric model and the whole military ideal of medival civilization.
"Is it to be wondered at that when great new areas of knowledge were opened up in the later fifteenth century by suddenly expanded travel, by the printing press, and by an unexpected advance in physical science, the emancipation of the European mind should have brought this pure and barbaric stock to its own again?
"In proportion as Teutonic blood was strong, in that proportion was the hierarchy of the Catholic Church and the hold upon men of Catholic tradition, shaken in the early sixteenth century; and before that century had closed the manly stirp of North Germany, Holland, Scandinavia and England, had developed the Protestant civilization a society advancing, healthy, and already the master of all rivals; destined soon to be, if it be not already, supreme."
Such is not an exaggerated summary of what the anti-Catholic school of history gave us from German and from English universities (with the partial aid of anti-Catholic academic forces within Catholic countries) during the first two-thirds of the nineteenth century.
There went with this strange way of rewriting history a flood of wild hypotheses presented as fact. Thus Parliaments (till lately admired) were imagined—and therefore stated—to be Teutonic, non-Roman, therefore non-Catholic in origin. The gradual decline of slavery was attributed to the same miraculous powers in the northern pagans; and in general whatever thing was good in itself or was consonant with modern ideas, was referred back to this original source of good in the business of Europe: the German tribes.
Meanwhile the religious hatred these false historians had of civilization, that is, of Roman tradition and the Church, showed itself in a hundred other ways: the conquest of Spain by the Mohammedans was represented by them as the victory of a superior people over a degraded and contemptible one: the Reconquest of Spain by our race over the Asiatics as a disaster: its final triumphant instrument, the Inquisition, which saved Spain from a Moorish ravage was made out a monstrosity. Every revolt, however obscure, against the unity of European civilization in the Middle Ages (notably the worst revolt of all, the Albigensian), was presented as a worthy uplifting of the human mind against conditions of bondage. Most remarkable of all, the actual daily life of Catholic Europe, the habit, way of thought and manner of men, during the period of unity—from, say, the eighth century to the fifteenth—was simply omitted!
At the moment when history was struggling to become a scientific study, this school of self-pleasing fairy tales held the field. When at last history did become a true scientific study, this school collapsed. But it yet retains, as an inheritance from its old hegemony, a singular power in the lower and more popular forms of historical writing; and where the English language is spoken it is, even today, almost the only view of European development which the general student can obtain.
It will be noted at the outset that the whole of the fantastic picture which this old and now discredited theory presented, is based upon a certain conception of what happened at the breakdown of the Roman Empire.
Unless these barbaric German tribes did come in and administrate, unless they really were very considerable in number, unless their character in truth was what this school postulated it to be—vigorous, young, virtuous and all the rest of it—unless there did indeed take place a struggle between this imaginary great German nation and the Mediterranean civilization, in which the former won and ruled as conquerors over subject peoples; unless these primary axioms have some historical truth in them, the theory which is deduced from them has no historical value whatsoever.
A man may have a preference, as a Protestant or merely as an inhabitant of North Germany or Scandinavia, for the type of man who originally lived his degraded life outside the Roman Empire. He may, as an anti-Catholic of any kind, hope that civilization was decadent through Catholicism at the end of the united Roman Empire, and it may please him to imagine that the coincidence of what was originally barbaric with what is now Protestant German Europe is a proof of the former's original prowess. Nay, he may even desire that the non-Catholic and non-traditional type in our civilization shall attain to a supremacy which it certainly has not yet reached. [Footnote: I wrote that phrase before the break up of Prussia and at a moment when Prussia was still the idol of Oxford.] But the whole thing is only a pleasant (or unpleasant) dream, something to imagine and not something to discover, unless we have a solid historical foundation for the theory: to wit, the destruction of the Roman Empire in the way which, and by the men whom, the theory presupposes.
The validity of the whole scheme depends upon our answer to the question, "What was the fall of the Roman Empire?"
If it was a conquest such as we have just seen postulated, and a conquest actuated by the motives of men so described, then this old anti-Catholic school, though it could not maintain its exaggerations (though, for instance, it could not connect representative institutions with the German barbarians) would yet be substantially true.
Now the moment documents began to be seriously examined and compared, the moment modern research began to approach some sort of finality in the study of that period wherein the United Roman Empire of the West was replaced by sundry local Kingdoms, students of history thenceforward (and in proportion to their impartiality) became more and more convinced that the whole of this anti-Catholic attitude reposed upon nothing more than assertion.
There was no conquest of effete Mediterranean peoples by vigorous barbarians. The vast number of barbarians who lived as slaves within the Empire, the far smaller number who were pressed or hired into the military service of the Empire, the still smaller number which entered the Empire as marauders, during the weakness of the Central Government towards its end, were not of the sort which this anti-Catholic theory, mistaking its desires for realities, pre-supposed.
The barbarians were not "Germans" (a term difficult to define), they were of very mixed stocks which, if we go by speech (a bad guide to race) were some of them Germanic, some Slav, some even Mongol, some Berber, some of the old unnamed races: the Picts, for instance, and the dark men of the extreme North and West.
They had no conspicuous respect for women of the sort which should produce the chivalric ideal.
They were not free societies, but slave-owning societies.
They did not desire, attempt, or even dream, the destruction of the Imperial power: that misfortune—which was gradual and never complete—in so far as it came about at all, came about in spite of the barbarians and not by their conscious effort.
They were not numerous; on the contrary, they were but handfuls of men, even when they appeared as successful pillagers and raiders over the frontiers. When they came in large numbers, they were wiped out.
They did not introduce any new institutions or any new ideas.
Again, you do not find, in that capital change from the old civilization to the Dark Ages, that the rise of legend and of the romantic and adventurous spirit (the sowing of the modern seed) coincides with places where the great mass of barbaric slaves are settled, or where the fewer barbaric pillagers or the regular barbaric soldiers in the Roman Army pass. Romance appears hundreds of years later, and it appears more immediately and earliest in connection with precisely those districts in which the passage of the few Teutonic, Slavonic and other barbarians had been least felt.
There is no link between barbaric society and the feudalism of the Middle Ages; there is no trace of such a link. There is, on the contrary, a very definite and clearly marked historical sequence between Roman civilization and the feudal system, attested by innumerable documents which, once read and compared in their order, leave no sort of doubt that feudalism and the medival civilization repose on purely Roman origins.
In a word, the gradual cessation of central Imperial rule in Western Europe, the failure of the power and habit of one united organization seated in Rome to color, define and administrate the lives of men, was an internal revolution; it did not come from without. It was a change from within; it was nothing remotely resembling an external, still less a barbaric, conquest from without.
All that happened was that Roman civilization having grown very old, failed to maintain that vigorous and universal method of local government subordinated to the capital, which it had for four or five hundred years supported. The machinery of taxation gradually weakened; the whole of central bureaucratic action weakened; the greater men in each locality began to acquire a sort of independence, and sundry soldiers benefited by the slow (and enormous) change, occupied the local "palaces" as they were called, of Roman administration, secured such revenues as the remains of Roman taxation could give them, and, conversely, had thrust upon them so much of the duty of government as the decline of civilization could still maintain. That is what happened, and that is all that happened.
As an historical phenomenon it is what I have called it—enormous. It most vividly struck the imagination of men. The tremors and the occasional local cataclysms which were the symptoms of this change of base from the old high civilization to the Dark Ages, singularly impressed the numerous and prolific writers of the time. Their terrors, their astonishment, their speculations as to the result, have come down to us highly emphasized. We feel after all those centuries the shock which was produced on the literary world of the day by Alaric's sack of Rome, or by the march of the Roman auxiliary troops called "Visigoths" through Gaul into Spain, or by the appearance of the mixed horde called—after their leaders—"Vandals" in front of Hippo in Africa. But what we do not feel, what we do not obtain from the contemporary documents, what was a mere figment of the academic brain in the generation now just passing away, is that anti-Catholic and anti-civilized bias which would represent the ancient civilization as conquered by men of another and of a better stock who have since developed the supreme type of modern civilization, and whose contrast with the Catholic world and Catholic tradition is at once applauded as the principle of life in Europe and emphasized as the fundamental fact in European history.
The reader will not be content with a mere affirmation, though the affirmation is based upon all that is worth counting in modern scholarship. He will ask what, then, did really happen? After all, Alaric did sack Rome. The Kings of the Franks were Belgian chieftains, probably speaking (at first) Flemish as well as Latin. Those of the Burgundians were probably men who spoke that hotchpotch of original barbaric, Celtic and Roman words later called "Teutonic dialects," as well as Latin. The military officers called (from the original recruitment of their commands) "Goths," both eastern and western, were in the same case. Even that mixed mass of Slav, Berber, escaped slaves and the rest which, from original leaders was called in North Africa "Vandal," probably had some considerable German nucleus.
The false history has got superficial ground to work upon. Many families whose origins came from what is now German-speaking Central Europe ruled in local government during the transition, and distinct though small tribes, mainly German in speech, survived for a short time in the Empire. Like all falsehood, the falsehood of the "Teutonic theory" could not live without an element of truth to distort, and it is the business of anyone who is writing true history, even in so short an essay as this, to show what that ground was and how it has been misrepresented.
In order to understand what happened we must first of all clearly represent to ourselves the fact that the structure upon which our united civilization had in its first five centuries reposed, was the Roman Army. By which I do not mean that the number of soldiers was very large compared with the civilian population, but that the organ which was vital in the State, the thing that really counted, the institution upon which men's minds turned, and which they thought of as the foundation of all, was the military institution.
The original city-state of the Mediterranean broke down a little before the beginning of our era.
When (as always ultimately happens in a complex civilization of many millions) self-government had broken down, and when it was necessary, after the desperate faction fights which that breakdown had produced, to establish a strong centre of authority, the obvious and, as it were, necessary person to exercise that authority (in a State constituted as was the Roman State) was the Commander-in-Chief of the army; all that the word "Emperor"—the Latin word Imperator—means, is a commander-in-chief.
It was the Army which made and unmade Emperors; it was the Army which designed and ordered and even helped to construct the great roads of the Empire. It was in connection with the needs of the Army that those roads were traced. It was the Army which secured (very easily, for peace was popular) the civil order of the vast organism. It was the Army especially which guarded its frontiers against the uncivilized world without; upon the edge of the Sahara and of the Arabian desert; upon the edge of the Scotch mountains; upon the edge of the poor, wild lands between the Rhine and Elbe. On those frontiers the garrisons made a sort of wall within which wealth and right living could accumulate, outside which small and impoverished bodies of men destitute of the arts (notably of writing) save in so far as they rudely copied the Romans or were permeated by adventurous Roman commerce, lived under conditions which, in the Celtic hills, we can partially appreciate from the analogy of ancient Gaul and from tenacious legends, but of which in the German and Slavonic sand-plains, marshes and woods we know hardly anything at all.
Now this main instrument, the Roman Army—the instrument remember, which not only preserved civil functions, but actually created the master of all civic functions, the Government—went through three very clear stages of change in the first four centuries of the Christian era—up to the year A.D. 400 or so. And it is the transformation of the Roman Army during the first four centuries which explains the otherwise inexplicable change in society just afterwards, in the fifth and sixth centuries—that is, from 400 to 600 A.D. The turn from the full civilization of Rome to the beginning of the Dark Ages.
In its first stage, during the early Empire, just as the Catholic Church was founded and was beginning to grow, the Roman Army was still theoretically an army of true Roman citizens. [Footnote: A soldier was still technically a citizen up to the very end. The conception of a soldier as a citizen, the impossibility, for instance, of his being a slave, was in the very bones of Roman thought. Even when the soldiers were almost entirely recruited from barbarians, that is, from slave stock, the soldiers themselves were free citizens always.]
As a matter of fact the Army was already principally professional, and it was being recruited even in this first stage very largely from the territories Rome had conquered.
Thus we have Csar raising a Gallic legion almost contemporaneous with his conquest of Gaul. But for a long time after, well into the Christian era, the Army was conceived of in men's minds as a sort of universal institution rooted in the citizenship which men were still proud to claim throughout the Empire, and which belonged only to a minority of its inhabitants; for the majority were slaves.
In the second phase (which corresponded with the beginning of a decline in letters and in the arts, which carries us through the welter of civil wars in the third century and which introduces the remodeled Empire at their close) the Army was becoming purely professional and at the same time drawn from whatever was least fortunate in Roman society. The recruitment of it was treated much after the fashion of a tax; the great landed proprietors (who, by a parallel development in the decline, were becoming the chief economic feature in the Roman State) were summoned to send a certain number of recruits from their estates.
Slaves would often be glad to go, for, hard as were the conditions of military service, it gave them civic freedom, certain honors, a certain pay, and a future for their children. The poorer freed men would also go at the command of their lord (though only of course a certain proportion—for the conscription was very light compared with modern systems, and was made lighter by renlistment, long service, absence of reserves, and the use of veterans).
During this second stage, while the Army was becoming less and less civic, and more and more a profession for the destitute and the unfortunate, the unpopularity and the ignorance of military service among the rest of the population, was increasing. The average citizen grew more and more divorced from the Army and knew less and less of its conditions. He came to regard it partly as a necessary police force or defence of his frontiers, partly as a nuisance to him at home. He also came to regard it as something with which he had nothing to do. It lived a life separate from himself. It governed (through the power of the Emperor, its chief); it depended on, and also supported or re-made, the Imperial Court. But it was external, at the close of the Empire, to general society.
Recruiting was meanwhile becoming difficult, and the habit grew up of offering the hungry tribes outside the pale of the Empire the advantage of residence within it on condition that they should serve as Roman soldiers.
The conception of territories within the Empire which were affiliated and allied to it rather than absorbed by it, was a very ancient one. That conception had lost reality so far as the old territories it had once affected were concerned; but it paved the way for the parallel idea of troops affiliated and allied to the Roman Army, part of that army in discipline and organization, yet possessed of considerable freedom within their own divisions.
Here we have not only a constant and increasing use of barbaric troops drafted into the regular corps, but also whole bodies which were more and more frequently accepted "en bloc" and, under their local leaders, as auxiliaries to the Roman forces.
Some such bodies appear to have been settled upon land on the frontiers, to others were given similar grants at very great distances from the frontiers. Thus we have a small body of German barbarians settled at Rennes in Brittany. And, again, within the legions (who were all technically of Roman citizenship and in theory recruited from the full civilization of Rome), the barbarian who happened to find himself within that civilization tended more than did his non-barbarian fellow citizen (or fellow slave) to accept military service. He would nearly always be poorer; he would, unless his experience of civilization was a long one, feel the hardship of military service less; and in this second phase, while the army was becoming more sedentary (more attached, that is, to particular garrisons), more permanent, more of an hereditary thing handed on from father to son, and distinguished by the large element of what we call "married quarters," it was also becoming more and more an army of men who, whether as auxiliaries or as true Roman soldiers, were in blood, descent, and to some extent in manners and less in language, barbarians. There were negroes, there were probably Celts, there were Slavs, Mongols of the Steppes, more numerous Germans, and so forth.
In the third stage, which is the stage that saw the great convulsion of the fifth century, the army though not yet wholly barbaric, had already become in its most vital part, barbaric. It took its orders, of course, wholly from the Roman State, but great groups within it were only partly even Latin-speaking or Greek-speaking, and were certainly regarded both by themselves and by their Roman masters as non-Roman in manners and in blood.
It must most clearly be emphasized that not only no such thought as an attack upon the Empire entered the heads of these soldiers, but that the very idea of it would have been inconceivable to them. Had you proposed it they would not even have known what you meant. That a particular section of the army should fight against a particular claimant to the Empire (and therefore and necessarily in favor of some other claimant) they thought natural enough; but to talk of an attack upon the Empire itself would have seemed to them like talking of an attack upon bread and meat, air, water and fire. The Empire was the whole method and meaning of their lives.
At intervals the high and wealthy civilization of the Roman Empire was, of course, subjected to attempted pillage by small and hungry robber bands without its boundaries, but that had nothing to do with the barbaric recruitment of the Roman Army save when such bands were caught and incorporated. The army was always ready at a moment's order to cut such foreign raiders to pieces—and always did so successfully.
The portion of the Army chosen to repel, cut up, and sell into slavery a marauding band of Slavs or Germans or Celts, always had Celts or Slavs or Germans present in large numbers among its own soldiery. But no tie of blood interfered with the business. To consider such a thing would have been inconceivable to the opponents on either side. The distinction was not between speech and speech, still less between vague racial customs. It was a distinction between the Imperial Service on the one side, against the outer, unrecognized, savage on the other.
As the machinery of Government grew weak through old age, and as the recruitment of the Army from barbarians and the large proportion of auxiliary regular forces began to weaken that basis of the whole State, the tendency of pillaging bands to break in past the frontiers into the cultivated lands and the wealth of the cities, grew greater and greater; but it never occurred to them to attack the Empire as such. All they wanted was permission to enjoy the life which was led within it, and to abandon the wretched conditions to which they were compelled outside its boundaries.
Sometimes they were transformed from pillagers to soldiers by an offer extended by the Roman authorities; more often they snatched a raid when there was for the moment no good garrison in their neighborhood. Then a Roman force would march against them, and if they were not quick at getting away would cut them to pieces. But with the progress of the central decline the attacks of these small bands on the frontiers became more frequent. Frontier towns came to regard such attacks as a permanent peril and to defend themselves against them. Little groups of raiders would sometimes traverse great districts from end to end, and whether in the form of pirates from the sea or of war bands on land, the ceaseless attempts to enjoy or to loot (but principally to enjoy) the conditions that civilization offered, grew more and more persistent.
It must not be imagined, of course, that civilization had not occasionally to suffer then, as it had had to suffer at intervals for a thousand years past, the attacks of really large and organized barbaric armies. [Footnote: For instance, a century and a half before the breakdown of central Government, the Goths, a barbaric group, largely German, had broken in and ravaged in a worse fashion than their successors in the fifth century.] Thus in the year 404, driven by the pressure of an Eastern invasion upon their own forests, a vast barbaric host under one Radagasius pushed into Italy. The men bearing arms alone were estimated (in a time well used to soldiery and to such estimates) at 200,000.
But those 200,000 were wiped out. The barbarians were always wiped out when they attempted to come as conquerors. Stilicho (a typical figure, for he was himself of barbarian descent, yet in the regular Roman service) cut to pieces one portion of them, the rest surrendered and were sold off and scattered as slaves.
Immediately afterwards you have a violent quarrel between various soldiers who desire to capture the Imperial power. The story is fragmentary and somewhat confused: now one usurper is blamed, and now another, but the fact common to all is that with the direct object of usurping power a Roman General calls in barbarian bands of pillagers (all sorts of small groups, Franks, Suevians, Vandals) to cross the Rhine into Gaul, not as barbarian "conquerors," but as allies, to help in a civil war.
The succeeding generation has left us ample evidence of the results. It presents us with documents that do not give a picture of a ruined province by any means; only of a province which has been traversed in certain directions by the march of barbarian robber bands, who afterwards disappeared, largely in fighting among themselves.
We have, later, the very much more serious business of the Mongol Attila and his Huns, leading the great outer mass of Germans and Slavs into the Empire on an enormous raid. In the middle of the fifth century, fifty years after the destruction of Radagasius, these Asiatics, leading more numerous other barbaric dependents of theirs from the Germanies and the eastern Slavonic lands, penetrated for two brief moments into Northern Italy and Eastern Gaul. The end of that business—infinitely graver though it was than the raids that came before it—is just what one might have expected. The regular and auxiliary disciplined forces of the Empire destroy the barbarian power near Chalons, and the last and worst of the invasions is wiped out as thoroughly as had been all the others.
In general, the barbaric eruptions into the Empire failed wholly as soon as Imperial troops could be brought up to oppose them.
What, then, were the supposed barbaric successes? What was the real nature of the action of Alaric, for instance, and his sack of Rome; and how, later, do we find local "kings" in the place of the Roman Governors?
The real nature of the action of men like Alaric is utterly different from the imaginary picture with which the old picturesque popular history recently provided us. That false history gives us the impression of a barbarian Chieftain gathering his Clan to a victorious assault on Rome. Consider the truth upon Alaric and contrast it with this imaginary picture.
Alaric was a young noble of Gothic blood, but from birth a Roman; at eighteen years of age he was put by the Court in command of a small Roman auxiliary force originally recruited from the Goths. He was as much a Roman officer, as incapable of thinking of himself in any other terms than those of the Roman Army, as any other one of his colleagues about the throne. He had his commission from the Emperor Theodosius, and when Theodosius marched into Gaul against the usurper Eugenius, he counted Alaric's division as among the most faithful of his Army.
It so happened, moreover, that those few original auxiliaries—mainly Goths by race—were nearly all destroyed in the campaign. Alaric survived. The remnant of his division was recruited, we know not how, but probably from all kinds of sources, to its old strength. It was still called "Gothic," though now of the most mixed origin, and it was still commanded by himself in his character of a Roman General.
Alaric, after this service to the Emperor, was rewarded by further military dignities in the Roman military hierarchy. He was ambitious of military titles and of important command, as are all soldiers.
Though still under twenty years of age and only a commander of auxiliaries, he asks for the title of Magister Militum, with the dignity which accompanied that highest of military posts. The Emperor refuses it. One of the Ministers thereupon begins to plot with Alaric, and suggests to him that he might gather other auxiliary troops under his command, and make things uncomfortable for his superiors. Alaric rebels, marches through the Balkan Peninsula into Thessaly and Greece, and down into the Peloponesus; the regulars march against him (according to some accounts) and beat him back into Albania.
There ends his first adventure. It is exactly like that of a hundred other Roman generals in the past, and so are his further adventures. He remains in Albania at the head of his forces, and makes peace with the Government—still enjoying a regular commission from the Emperor.
He next tries a new adventure to serve his ambition in Italy, but his army is broken to pieces at Pollentia by the armies in Italy—under a general, by the way, as barbaric in mere descent as was Alaric, but, like Alaric, wholly Roman in training and ideas.
The whole thing is a civil war between various branches of the Roman service, and is motived, like all the Roman civil wars for hundreds of years before, by the ambitions of generals.
Alaric does not lose his commission even after his second adventure; he begins to intrigue between the Western and Eastern heads of the Roman Empire. The great invasion under Radagasius interrupts this civil war. That invasion was for Alaric, of course, as for any other Roman officer, an invasion of barbaric enemies. That these enemies should be called by this or that barbaric name is quite indifferent to him. They come from outside the Empire and are therefore, in his eyes, cattle. He helps to destroy them, and destroyed they are—promptly and thoroughly.
When the brief invasion was over, Alaric had the opportunity to renew the civil wars within the Empire, and asked for certain arrears of pay that were due to him. Stilicho, the great rival general (himself, by the way, a Vandal in descent), admitted Alaric's right to arrears of pay, but just at that moment there occurred an obscure palace intrigue which was based, like all the real movements of the time, on differences of religion, not of race. Stilicho, suspected of attempting to restore paganism, is killed. In the general confusion certain of the families of the auxiliaries garrisoned in Italy are massacred by the non-military population. As Alaric is a general in partial rebellion against the Imperial authority, these auxiliaries join him.
The total number of Alaric's men was at this moment very small; they were perhaps 30,000. There was no trace of nationality about them. They were simply a body of discontented soldiers; they had not come from across the frontier; they were not invaders; they were part of the long established and regular garrisons of the Empire; and, for that matter, many garrisons and troops of equally barbaric origin, sided with the regular authorities in the quarrel. Alaric marches on Rome with this disaffected Roman Army, claiming that he has been defrauded of his due in salary, and leaning upon the popularity of the dead Stilicho, whose murder he says he will avenge. His thirty thousand claim the barbarian slaves within the city, and certain sums of money which had been, the pretext and motive of his rebellion.
As a result of this action the Emperor promises Alaric his regular salary as a general, and a district which he may not only command, but plant with his few followers. Even in the height of his success, Alaric again demands the thing which was nearest his heart, the supreme and entirely Roman title of Magister Militum, the highest post in the hierarchy of military advancement. But the Emperor again refuses to give that. Alaric again marches on Rome, a Roman officer followed by a rebellious Roman Army. He forces the Senate to make Attalus nominal Emperor of the West, and Attalus to give him the desired title, his very craving for which is most significant of the Roman character of the whole business. Alaric then quarrels with his puppet, deprives him of the insignia of the Empire, and sends them to Honorius; quarrels again with Honorius, renters Rome and pillages it, marches to Southern Italy, dies, and his small army is dismembered.
There is the story of Alaric as it appears from documents and as it was in reality. There is the truth underlying the false picture with which most educated men were recently provided by the anti-Roman bias of recent history.
Certainly the story of Alaric's discontent with his salary and the terms of his commission, his raiding marches, his plunder of the capital, shows how vastly different was the beginning of the fifth century from the society of three hundred years before. It is symptomatic of the change, and it could only have been possible at a moment when central government was at last breaking down. But it is utterly different in motive and in social character from the vague customary conception of a vast barbarian "invasion," led by a German "war lord" pouring over the Alps and taking Roman society and its capital by storm. It has no relation to such a picture.
If all this be true of the dramatic adventure of Alaric, which has so profoundly affected the imagination of mankind, it is still truer of the other contemporary events which false history might twist into a "conquest" of the Empire by the barbarian.
There was no such conquest. All that happened was an internal transformation of Roman society, in which the chief functions of local government fell to the heads of local auxiliary forces in the Roman Army. As these auxiliary forces were now mainly barbaric, so were the personalities of the new local governors.
I have only dealt with the particular case of Alaric because it is the most familiar, and the most generally distorted: a test, as it were, of my theme.
But what is true of him is true of all other auxiliaries in the Armies—even of the probably Slavonic Vandals. These did frankly loot a province—North Africa—and they (and they alone of the auxiliary troops) did revolt against the Imperial system and defy it for a century: but the Vandals themselves were already, before their adventure, a part of the Imperial forces; they were but a nucleus for a mixed host made up of all the varied elements of rebellion present in the country; and their experiment in separation went down at last forever before the Imperial armies. Meanwhile the North African society on which the rebels lived, and which, with their various recruits—Moors, escaped slaves, criminals—they maladministered and half ruined, was and remained Roman.
In the case of local Italian government the case is quite clear. There was never any question of "invasion" or "conquest."
Odoacer held a regular Roman commission; he was a Roman soldier: Theodoric supplanted him by leave of, and actually under orders from, the Emperor. The last and greatest example, the most permanent, Gaul, tells the same story. The Burgundians are auxiliaries regularly planted after imploring the aid of the Empire and permission to settle. Clovis, the Belgian Fleming, fights no Imperial Army. His forebears were Roman officials: his little band of perhaps 8,000 men was victorious in a small and private civil war which made him Master in the North over other rival generals. He defended the Empire against the Eastern barbaric German tribes. He rejoiced in the titles of Consul and Patrician.
There was no destruction of Roman society, there was no breach of continuity in the main institutions of what was now the Western Christian world; there was no considerable admixture (in these local civil wars) of German, Slav, or outer Celtic blood—no appreciable addition at least to the large amount of such blood which, through the numerous soldiers and much more numerous slaves, had already been incorporated with the population of the Roman world.
But in the course of this transformation in the fifth and sixth centuries local government did fall into the hands of those who happened to command the main local forces of the Roman Army, and these were by descent barbarian because the Army had become barbarian in its recruitment.
Why local government gradually succeeded the old centralized Imperial Government, and how, in consequence, there slowly grew up the modern nations, we will next examine.
IV
THE BEGINNING OF THE NATIONS
European civilization, which the Catholic Church has made and makes, is by that influence still one. Its unity now (as for three hundred years past) is suffering from the grievous and ugly wound of the Reformation. The earlier wounds have been healed; that modern wound we hope may still be healed—we hope so because the alternative is death. At any rate unity, wounded or unwounded, is still the mark of Christendom.
That unity today falls into national groups. Those of the West in particular are highly differentiated. Gaul (or France as we now call it) is a separate thing. The Iberian or Spanish Peninsula (though divided into five particular, and three main, regions, each with its language, of which one, Portugal, is politically independent of the rest) is another. The old European and Roman district of North Africa is but partially re-occupied by European civilization. Italy has quite recently appeared as another united national group. The Roman province of England has (south of the border) formed one united nation for a longer period than any of the others. To England Scotland has been added.
How did these modern nations arise in the transformation of the Roman Empire from its old simple pagan condition to one complex Christian civilization? How came there to be also nations exterior to the Empire; old nations like Ireland, new nations like Poland? We must be able to answer this question if we are to understand, not only that European civilization has been continuous (that is, one in time as well as one in spirit and in place), but also if we are to know why and how that continuity was preserved. For one we are and will be, all Europeans. The moment something threatens our common morals from within, we face it, however tardily. We have forgotten what it is to feel a threat from without: but it may come.
We are already familiar with the old popular and false explanation of the rise of the European nations. This explanation tells us that great numbers of vigorous barbarians entered the Roman Empire, conquered it, established themselves as masters, and parceled out its various provinces.
We have seen that such a picture is fantastic and, when it is accepted, destroys a man's historic sense of Europe.
We have seen that the barbarians who burst through the defence of civilization at various times (from before the beginnings of recorded history; through the pagan period prefacing Our Lord's birth; during the height of the Empire proper, in the third century; again in the fourth and the fifth) never had the power to affect that civilization seriously, and therefore were invariably conquered and easily absorbed. It was in the natural course of things this should be so.
I say "in the natural course of things." Dreadful as the irruption of barbarians into civilized places must always be, even on a small scale, the conquest of civilization by barbarians is always and necessarily impossible. Barbarians may have the weight to destroy the civilization they enter, and in so doing to destroy themselves with it. But it is inconceivable that they should impose their view and manner upon civilized men. Now to impose one's view and manner, dare leges (to give laws), is to conquer.
Moreover, save under the most exceptional conditions, a civilized army with its training, discipline and scientific traditions of war, can always ultimately have the better of a horde. In the case of the Roman Empire the armies of civilization did, as a fact, always have the better of the barbarian hordes. Marius had the better of the barbarians a hundred years before Our Lord was born, though their horde was not broken until it had suffered the loss of 200,000 dead. Five hundred years later the Roman armies had the better of another similar horde of barbarians, the host of Radagasius, in their rush upon Italy; and here again the vast multitude lost some 200,000 killed or sold into slavery. We have seen how the Roman generals, Alaric and the others, destroyed them.
But we have also seen that within the Roman Army itself certain auxiliary troops (which may have preserved to some slight extent traces of their original tribal character, and probably preserved for a generation or so a mixture of Roman speech, camp slang, and the original barbaric tongues) assumed greater and greater importance in the Roman Army towards the end of the imperial period—that is, towards the end of the fourth, and in the beginning of the fifth, centuries (say, 350-450).
We have seen why these auxiliary forces continued to increase in importance within the Roman Army, and we have seen how it was only as Roman soldiers, and as part of the regular forces of civilization, that they had that importance, or that their officers and generals, acting as Roman officers and generals, could play the part they did.
The heads of these auxiliary forces were invariably men trained as Romans. They knew of no life save that civilized life which the Empire enjoyed. They regarded themselves as soldiers and politicians of the State in which—not against which—they warred. They acted wholly within the framework of Roman things. The auxiliaries had no memory or tradition of a barbaric life beyond the Empire, though their stock in some part sprang from it; they had no liking for barbarism, and no living communication with it. The auxiliary soldiers and their generals lived and thought entirely within those imperial boundaries which guarded paved roads, a regular and stately architecture, great and populous cities, the vine, the olive, the Roman law and the bishoprics of the Catholic Church. Outside was a wilderness with which they had nothing to do.
Armed with this knowledge (which puts an end to any fantastic theory of barbarian "conquest"), let us set out to explain that state of affairs which a man born, say, a hundred years after the last of the mere raids into the Empire was destroyed under Radagasius, would have observed in middle age.
Sidonius Apollinaris, the famous Bishop of Clermont-Ferrand, lived and wrote his classical work at such a date after Alaric's Roman adventure and Radagasius' defeat that the life of a man would span the distance between them; it was a matter of nearly seventy years between those events and his maturity. A grandson of his would correspond to such a spectator as we are imagining; a grandson of that generation might be born before the year 500. Such a man would have stood towards Radagasius' raid, the last futile irruption of the barbarian, much as men, old today, in England, stand to the Indian Mutiny and the Crimean War, to the second Napoleon in France, to the Civil War in the United States. Had a grandson of Sidonius traveled in Italy, Spain and Gaul in his later years, this is what he would have seen:
In all the great towns Roman life was going on as it had always gone on, so far as externals were concerned. The same Latin speech, now somewhat degraded, the same dress, the same division into a minority of free men, a majority of slaves, and a few very rich masters round whom not only the slaves but the mass of the free men also were grouped as dependents.
In every city, again, he would have found a Bishop of the Catholic Church, a member of that hierarchy which acknowledged its centre and headship to be at Rome. Everywhere religion, and especially the settlement of divisions and doubts in religion, would have been the main popular preoccupation. And everywhere save in Northern Gaul he would have perceived small groups of men, wealthy, connected with government, often bearing barbaric names, and sometimes (perhaps) still partly acquainted with barbaric tongues. Now these few men were as a rule of a special set in religion. They were called Arians; heretics who differed in religion from the mass of their fellow citizens very much as the minority of Protestants in an Irish county today differ from the great mass of their Catholic fellows; and that was a point of capital importance.
The little provincial courts were headed by men who, though Christian (with the Mass, the Sacraments and all Christian things), were yet out of communion with the bulk of their officials, and all their taxpayers. They had inherited that odd position from an accident in the Imperial history. At the moment when their grandfathers had received Baptism the Imperial Court had supported this heresy. They had come, therefore, by family tradition, to regard their separate sect (with its attempt to rationalize the doctrine of the Incarnation) as a "swagger." They thought it an odd title to eminence. And this little vanity had two effects. It cut them off from the mass of their fellow citizens in the Empire. It made their tenure of power uncertain and destined to disappear very soon at the hands of men in sympathy with the great Catholic body—the troops led by the local governors of Northern France.
We shall return to this matter of Arianism. But just let us follow the state of society as our grandson of Sidonius would have seen it at the beginning of the Dark Ages.
The armed forces he might have met upon the roads as he traveled would have been rare; their accoutrements, their discipline, their words of command, were still, though in a degraded form, those of the old Roman Army. There had been no breach in the traditions of that Army or in its corporate life. Many of the bodies he met would still have borne the old imperial insignia.
The money which he handled and with which he paid his bills at the inns, was stamped with the effigy of the reigning Emperor at Byzantium, or one of his predecessors, just as the traveler in a distant British colony today, though that province is virtually independent, will handle coins stamped with the effigies of English Kings. But though the coinage was entirely imperial, he would, upon a passport or a receipt for toll and many another official document he handled, often see side by side with and subordinate to the imperial name, the name of the chief of the local government.
This phrase leads me to a feature in the surrounding society which we must not exaggerate, but which made it very different from that united and truly "Imperial" form of government which had covered all civilization two hundred to one hundred years before.
The descendants of those officers who from two hundred to one hundred years before had only commanded regular or auxiliary forces in the Roman Army, were now seated as almost independent local administrators in the capitals of the Roman provinces.
They still thought of themselves, in 550, say, as mere provincial powers within the one great Empire of Rome. But there was now no positive central power remaining in Rome to control them. The central power was far off in Constantinople. It was universally accepted, but it made no attempt to act.
Let us suppose our traveler to be concerned in some commerce which brought him to the centres of local government throughout the Western Empire. Let him have to visit Paris, Toledo, Ravenna, Arles. He has, let us say, successfully negotiated some business in Spain, which has necessitated his obtaining official documents. He must, that is, come into touch with officials and with the actual Government in Spain. Two hundred years before he would have seen the officials of, and got his papers from, a government directly dependent upon Rome. The name of the Emperor alone would have appeared on all the papers and his effigy on the seals. Now, in the sixth century, the papers are made out in the old official way and (of course) in Latin, all the public forces are still Roman, all the civilization has still the same unaltered Roman character; has anything changed at all?
Let us see.
To get his papers in the Capital he will be directed to the "Palatium." This word does not mean "Palace."
When we say "palace" today we mean the house in which lives the real or nominal ruler of a monarchical state. We talk of Buckingham Palace, St. James' Palace, the Palace in Madrid, and so on.
But the original word Palatium had a very different meaning in late Roman society. It signified the official seat of Government, and in particular the centre from which the writs for Imperial taxation were issued, and to which the proceeds of that taxation were paid. The name was originally taken from the Palatine Hill in Rome, on which the Csars had their private house. As the mask of private citizenship was gradually thrown off by the Emperors, six hundred to five hundred years before, and as the commanders-in-chief of the Roman Army became more and more true and absolute sovereigns, their house became more and more the official centre of the Empire.
The term "Palatium" thus became consecrated to a particular use. When the centre of Imperial power was transferred to Byzantium the word "Palatium" followed it; and at last it was applied to local centres as well as to the Imperial city. In the laws of the Empire then, in its dignities and honors, in the whole of its official life, the Palatium means the machine of government, local or imperial. Such a traveler as we have imagined in the middle of the sixth century comes, then, to that Spanish Palatium from which, throughout the five centuries of Imperial rule, the Spanish Peninsular had been locally governed. What would he find?
He would find, to begin with, a great staff of clerks and officials, of exactly the same sort as had always inhabited the place, drawing up the same sort of documents as they had drawn up for generations, using certain fixed formul, and doing everything in the Latin tongue. No local dialect was yet of the least importance. But he would also find that the building was used for acts of authority, and that these acts were performed in the name of a certain person (who was no longer the old Roman Governor) and his Council. It was this local person's name, rather than the Emperor's, which usually—or at any rate more and more frequently—appeared on the documents.
Let us look closely at this new person seated in authority over Spain, and at his Council: for from such men as he, and from the districts they ruled, the nations of our time and their royal families were to spring.
The first thing that would be noticed on entering the presence of this person who governed Spain, would be that he still had all the insignia and manner of Roman Government.
He sat upon a formal throne as the Emperor's delegate had sat: the provincial delegate of the Emperor. On official occasions he would wear the official Roman garments: the orb and the sceptre were already his symbols (we may presume) as they had been those of the Emperor and the Emperor's local subordinates before him. But in two points this central official differed from the old local Governor whom he exactly succeeded, and upon whose machinery of taxation he relief for power.
These two points were, first, that he was surrounded by a very powerful and somewhat jealous body of Great Men; secondly, that he did not habitually give himself an imperial Roman title, but was called Rex.
Let us consider these points separately.
As to the first point, the Emperor in Byzantium, and before that in Rome or at Ravenna, worked, as even absolute power must work, through a multitude of men. He was surrounded by high dignitaries, and there devolved from him a whole hierarchy of officials, with the most important of whom he continually consulted. But the Emperor had not been officially and regularly bound in with such a Council. His formul of administration were personal formul. Now and then he mentioned his great officials, but he only mentioned them if he chose.
This new local person, who had been very gradually and almost unconsciously substituted for the old Roman Governors, the Rex, was, on the contrary, a part of his own Council, and all his formul of administration mentioned the Council as his coadjutors and assessors in administration. This was necessary above all (a most important point) in anything that regarded the public funds.
It must not be imagined for a moment that the Rex issued laws or edicts, or (what was much more common and much more vital) levied taxation under the dominion of, or subject to the consent of, these great men about him. On the contrary, he spoke as absolutely as ever the Imperial Governors had done in the past, and indeed he could not do otherwise because the whole machinery he had inherited presupposed absolute power. But some things were already said to be done "with" these great men: and it is of capital importance that we should note this word "with." The phrases of the official documents from that time run more and more in one of half-a-dozen regular formul, all of which are based upon this idea of the Council and are in general such words as these: "So and so, Rex, ordered and commanded (with his chief men) that so and so ... should be done."
As to the second point: we note the change of title. The authority of the Palatium is a Rex; not a Legate nor a Governor, nor a man sent from the Emperor, nor a man directly and necessarily nominated by him, but a Rex. Now what is the meaning of that word Rex?
It is usually translated by our word "King." But it does not here mean anything like what our word "King" means when we apply it today—or as we have applied it for many centuries. It does not mean the ruler of a large independent territory. It means a combination of two things when it is used to name these local rulers in the later Roman Empire. It means (1) The chieftain of an auxiliary group of soldiers who holds an Imperial commission: and it means (2) That man acting as a local governor.
Centuries and centuries before, indeed a thousand years before, the word Rex had meant the chieftain of the little town and petty surrounding district of Rome or of some similar neighboring and small state. It had in the Latin language always retained some such connotation. The word "Rex" was often used in Latin literature as we use the word "King" in English: i.e., to describe the head of a state great or small. But as applied to the local rulers of the fifth century in Western Europe, it was not so used. It meant, as I have said, Chieftain or Chief officer of auxiliaries. A Rex was not then, in Spain, or in Gaul, a King in our modern sense of the word: he was only the military head of a particular armed force. He was originally the commander (hereditary or chosen or nominated by the Emperor) of an auxiliary force serving as part of the Roman Army. Later, when these troops—originally recruited perhaps from some one barbaric district—changed by slow degrees into a body half police, half noble, their original name would extend to the whole local army. The "Rex" of, say, Batavian auxiliaries, the commander of the Batavian Corps, would probably be a man of Batavian blood, with hereditary position and would be called "Rex Bataviorum." Afterwards, when the recruiting was mixed, he still kept that title and later still, when the Batavii, as such, had disappeared, his fixed title would remain.
There was no similarity possible between the word Rex and the word Imperator, any more than there is between the words "Miners' Union" or "Trade Conference" and the word "England." There was, of course, no sort of equality. A Roman General in the early part of the process planning a battle would think of a Rex as we think of a Divisionary General. He might say: "I shall put my regulars here in the centre. My auxiliaries (Huns or Goths or Franks or what not) I shall put here. Send for their 'Rex' and I will give him his orders."
A Rex in this sense was a subject and often an unimportant subject of the Imperator or Emperor: the Imperator being, as we remember, the Commander-in-Chief of the Roman Army, upon which institution the Roman State or Empire or civilization had depended for so many centuries.
When the Roman Army began to add to itself auxiliary troops (drilled of course after the Roman fashion and forming one body with the Roman forces, but contracted for "in bulk," as it were) the chieftains of these barbaric and often small bodies were called in the official language, Reges. Thus Alaric, a Roman officer and nothing more, was the Rex of his officially appointed auxiliary force; and since the nucleus of that force had once been a small body of Goths, and since Alaric held his position as an officer of that auxiliary force because he had once been, by inheritance, a chieftain of the Goths, the word Rex was attached to his Imperial Commission in the Roman Army, and there was added to it the name of that particular barbaric tribe with which his command had originally been connected. He was Rex of the Roman auxiliary troops called "Goths." The "Rex" in Spain was "Rex Gotorum," not "Rex Hispani"—that was altogether a later idea. The Rex in Northern France was not Rex Galli, he was "Rex Francorum." In each case he was the Rex of the particular auxiliary troop from which his ancestors—sometimes generations before—had originally drawn their Imperial Commission and their right to be officers in the Roman Army.
Thus you will have the Rex Francorum, or King of the Franks, so styled in the Palatium at Paris, as late as, say, 700 A.D. Not because any body of "Franks" still survived as a separate corps—they had been but a couple of regiments or so [Footnote: We have documentary record. The greater part of the Frankish auxiliaries under Clovis were baptized with their General. They came to 4,000 men.] two hundred years before and had long disappeared—but because the original title had derived from a Roman auxiliary force of Franks.
In other words, the old Roman local legislative and taxing power, the reality of which lay in the old surviving Roman machinery of a hierarchy of officials with their titles, writs, etc., was vested in the hands of a man called "Rex," that is, "Commander" of such and such an auxiliary force; Commander of the Franks, for instance, or Commander of the Goths. He still commanded in the year 550 a not very large military force on which local government depended, and in this little army the barbarians were still probably predominant because, as we have seen, towards the end of the Empire the stuff of the army had become barbaric and the armed force was mainly of barbaric recruitment. But that small military force was also, and as certainly, very mixed indeed; many a slave or broken Roman freedman would enlist, for it had privileges and advantages of great value; [Footnote: Hence the "leges" or codes specially regulating the status of these Roman troops and called in documents the laws of the "Goths" or "Burgundians," as the case may he. There is a trace of old barbaric customs in some of these, sometimes of an exclusive rule of marriage; but the mass of them are obviously Roman privileges.] no one cared in the least whether the members of the armed forces which sustained society were Roman, Gallic, Italian or German in racial origin. They were of all races and origins. Very shortly after—by, say, 600, at latest—the Army had become a universal rough levy of all sorts and kinds, and the restriction of race was forgotten save in a few customs still clinging by hereditary right to certain families and called their "laws." |
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