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And it will be plain to any one who carefully studies Roman History, how much religion helped in disciplining the army, in uniting the people, in keeping good men good, and putting bad men to shame; so that had it to be decided to which prince, Romulus or Numa, Rome owed the greater debt, I think the balance must turn in favour of Numa; for when religion is once established you may readily bring in arms; but where you have arms without religion it is not easy afterwards to bring in religion. We see, too, that while Romulus in order to create a senate, and to establish his other ordinances civil and military, needed no support from Divine authority, this was very necessary to Numa, who feigned to have intercourse with a Nymph by whose advice he was guided in counselling the people. And this, because desiring to introduce in Rome new and untried institutions, he feared that his own authority might not effect his end. Nor, indeed, has any attempt ever been made to introduce unusual laws among a people, without resorting to Divine authority, since without such sanction they never would have been accepted. For the wise recognize many things to be good which do not bear such reasons on the face of them as command their acceptance by others; wherefore, wise men who would obviate these difficulties, have recourse to Divine aid. Thus did Lycurgus, thus Solon, and thus have done many besides who have had the same end in view.
The Romans, accordingly, admiring the prudence and virtues of Numa, assented to all the measures which he recommended. This, however, is to be said, that the circumstance of these times being deeply tinctured with religious feeling, and of the men with whom he had to deal being rude and ignorant, gave Numa better facility to carry out his plans, as enabling him to mould his subjects readily to any new impression. And, doubtless, he who should seek at the present day to form a new commonwealth, would find the task easier among a race of simple mountaineers, than among the dwellers in cities where society is corrupt; as the sculptor can more easily carve a fair statue from a rough block, than from the block which has been badly shaped out by another. But taking all this into account, I maintain that the religion introduced by Numa was one of the chief causes of the prosperity of Rome, since it gave rise to good ordinances, which in turn brought with them good fortune, and with good fortune, happy issues to whatsoever was undertaken.
And as the observance of the ordinances of religion is the cause of the greatness of a State, so their neglect is the occasion of its decline; since a kingdom without the fear of God must either fall to pieces, or must be maintained by the fear of some prince who supplies that influence not supplied by religion. But since the lives of princes are short, the life of this prince, also, and with it his influence, must soon come to an end; whence it happens that a kingdom which rests wholly on the qualities of its prince, lasts for a brief time only; because these qualities, terminating with his life, are rarely renewed in his successor. For as Dante wisely says:—
"Seldom through the boughs doth human worth renew itself; for such the will of Him who gives it, that to Him we may ascribe it."[1]
It follows, therefore, that the safety of a commonwealth or kingdom lies, not in its having a ruler who governs it prudently while he lives, but in having one who so orders things, that when he dies, the State may still maintain itself. And though it be easier to impose new institutions or a new faith on rude and simple men, it is not therefore impossible to persuade their adoption by men who are civilized, and who do not think themselves rude. The people of Florence do not esteem themselves rude or ignorant, and yet were persuaded by the Friar Girolamo Savonarola that he spoke with God. Whether in this he said truth or no, I take not on me to pronounce, since of so great a man we must speak with reverence; but this I do say, that very many believed him without having witnessed anything extraordinary to warrant their belief; his life, his doctrines, the matter whereof he treated, being sufficient to enlist their faith.
Let no man, therefore, lose heart from thinking that he cannot do what others have done before him; for, as I said in my Preface, men are born, and live, and die, always in accordance with the same rules.
[Footnote 1:
L'umana probitate: e questo vuole Quei che la da, perche da lui si chiami. Purg. vii. 121-123.]
CHAPTER XII.—That it is of much moment to make account of Religion; and that Italy, through the Roman Church, being wanting therein, has been ruined.
Princes and commonwealths that would save themselves from growing corrupted, should before all things keep uncorrupted the rites and ceremonies of religion, and always hold them in reverence; since we can have no surer sign of the decay of a province than to see Divine worship held therein in contempt. This is easily understood when it is seen on what foundation that religion rests in which a man is born. For every religion has its root in certain fundamental ordinances peculiar to itself.
The religion of the Gentiles had its beginning in the responses of the oracles and in the prognostics of the augurs and soothsayers. All their other ceremonies and observances depended upon these; because men naturally believed that the God who could forecast their future weal or woe, could also bring them to pass. Wherefore the temples, the prayers, the sacrifices, and all the other rites of their worship, had their origin in this, that the oracles of Delos, of Dodona, and others celebrated in antiquity, held the world admiring and devout. But, afterwards, when these oracles began to shape their answers to suit the interests of powerful men, and their impostures to be seen through by the multitude, men grew incredulous and ready to overturn every sacred institution. For which reason, the rulers of kingdoms and commonwealths should maintain the foundations of the faith which they hold; since thus it will be easy for them to keep their country religious, and, consequently, virtuous and united. To which end they should countenance and further whatsoever tells in favour of religion, even should they think it untrue; and the wiser they are, and the better they are acquainted with natural causes, the more ought they to do so. It is from this course having been followed by the wise, that the miracles celebrated even in false religions, have come to be held in repute; for from whatever source they spring, discreet men will extol them, whose authority afterwards gives them currency everywhere.
These miracles were common enough in Rome, and among others this was believed, that when the Roman soldiers were sacking the city of Veii, certain of them entered the temple of Juno and spoke to the statue of the goddess, saying, "Wilt thou come with us to Rome?" when to some it seemed that she inclined her head in assent, and to others that they heard her answer, "Yea." For these men being filled with religious awe (which Titus Livius shows us by the circumstance that, in entering the temple, they entered devoutly, reverently, and without tumult), persuaded themselves they heard that answer to their question, which, perhaps, they had formed beforehand in their minds. But their faith and belief were wholly approved of and confirmed by Camillus and by the other chief men of the city.
Had religion been maintained among the princes of Christendom on the footing on which it was established by its Founder, the Christian States and republics had been far more united and far more prosperous than they now are; nor can we have surer proof of its decay than in witnessing how those countries which are the nearest neighbours of the Roman Church, the head of our faith, have less devoutness than any others; so that any one who considers its earliest beginnings and observes how widely different is its present practice, might well believe its ruin or its chastisement to be close at hand.
But since some are of opinion that the welfare of Italy depends upon the Church of Rome, I desire to put forward certain arguments which occur to me against that view, and shall adduce two very strong ones, which, to my mind, admit of no answer. The first is, that, through the ill example of the Roman Court, the country has lost all religious feeling and devoutness, a loss which draws after it infinite mischiefs and disorders; for as the presence of religion implies every excellence, so the contrary is involved in its absence. To the Church, therefore, and to the priests, we Italians owe this first debt, that through them we have become wicked and irreligious. And a still greater debt we owe them for what is the immediate cause of our ruin, namely, that by the Church our country is kept divided. For no country was ever united or prosperous which did not yield obedience to some one prince or commonwealth, as has been the case with France and Spain. And the Church is the sole cause why Italy stands on a different footing, and is subject to no one king or commonwealth. For though she holds here her seat, and exerts her temporal authority, she has never yet gained strength and courage to seize upon the entire country, or make herself supreme; yet never has been so weak that when in fear of losing her temporal dominion, she could not call in some foreign potentate to aid her against any Italian State by which she was overmatched. Of which we find many instances, both in early times, as when by the intervention of Charles the Great she drove the Lombards, who had made themselves masters of nearly the whole country, out of Italy; and also in recent times, as when, with the help of France, she first stripped the Venetians of their territories, and then, with the help of the Swiss, expelled the French.
The Church, therefore, never being powerful enough herself to take possession of the entire country, while, at the same time, preventing any one else from doing so, has made it impossible to bring Italy under one head; and has been the cause of her always living subject to many princes or rulers, by whom she has been brought to such division and weakness as to have become a prey, not to Barbarian kings only, but to any who have thought fit to attack her. For this, I say, we Italians have none to thank but the Church. And were any man powerful enough to transplant the Court of Rome, with all the authority it now wields over the rest of Italy, into the territories of the Swiss (the only people who at this day, both as regards religion and military discipline, live like the ancients,) he would have clear proof of the truth of what I affirm, and would find that the corrupt manners of that Court had, in a little while, wrought greater mischief in these territories than any other disaster which could ever befall them.
CHAPTER XIII.—Of the use the Romans made of Religion in giving Institutions to their City, in carrying out their Enterprises, and in quelling Tumults.
Here it seems to me not out of place to cite instances of the Romans seeking assistance from religion in reforming their institutions and in carrying out their warlike designs. And although many such are related by Titus Livius, I content myself with mentioning the following only: The Romans having appointed tribunes with consular powers, all of them, save one, plebeians, it so chanced that in that very year they were visited by plague and famine, accompanied by many strange portents. Taking occasion from this, the nobles, at the next creation of tribunes, gave out that the gods were angry with Rome for lowering the majesty of her government, nor could be appeased but by the choice of tribunes being restored to a fair footing. Whereupon the people, smitten with religious awe, chose all the tribunes from the nobles. Again, at the siege of Veii, we find the Roman commanders making use of religion to keep the minds of their men well disposed towards that enterprise. For when, in the last year of the siege, the soldiers, disgusted with their protracted service, began to clamour to be led back to Rome, on the Alban lake suddenly rising to an uncommon height, it was found that the oracles at Delphi and elsewhere had foretold that Veii should fall that year in which the Alban lake overflowed. The hope of near victory thus excited in the minds of the soldiers, led them to put up with the weariness of the war, and to continue in arms; until, on Camillus being named dictator, Veii was taken after a ten years' siege. In these cases, therefore, we see religion, wisely used, assist in the reduction of this city, and in restoring the tribuneship to the nobles; neither of which ends could well have been effected without it.
One other example bearing on the same subject I must not omit. Constant disturbances were occasioned in Rome by the tribune Terentillus, who, for reasons to be noticed in their place, sought to pass a certain law. The nobles, in their efforts to baffle him, had recourse to religion, which they sought to turn to account in two ways. For first they caused the Sibylline books to be searched, and a feigned answer returned, that in that year the city ran great risk of losing its freedom through civil discord; which fraud, although exposed by the tribunes, nevertheless aroused such alarm in the minds of the commons that they slackened in their support of their leaders. Their other contrivance was as follows: A certain Appius Herdonius, at the head of a band of slaves and outlaws, to the lumber of four thousand, having seized the Capitol by night, an alarm was spread that were the Equians and Volscians, those perpetual enemies of the Roman name, then to attack the city, they might succeed in taking it. And when, in spite of this, the tribunes stubbornly persisted in their efforts to pass the law, declaring the act of Herdonius to be a device of the nobles and no real danger. Publius Rubetius, a citizen of weight and authority, came forth from the Senate House, and in words partly friendly and partly menacing, showed them the peril in which the city stood, and that their demands were unseasonable; and spoke to such effect that the commons bound themselves by oath to stand by the consul; in fulfilment of which engagement they aided the consul, Publius Valerius, to carry the Capitol by assault. But Valerius being slain in the attack, Titus Quintius was at once appointed in his place, who, to leave the people no breathing time, nor suffer their thoughts to revert to the Terentillian law, ordered them to quit Rome and march against the Volscians; declaring them bound to follow him by virtue of the oath they had sworn not to desert the consul. And though the tribunes withstood him, contending that the oath had been sworn to the dead consul and not to Quintius, yet the people under the influence of religious awe, chose rather to obey the consul than believe the tribunes. And Titus Livius commends their behaviour when he says: "That neglect of the gods which now prevails, had not then made its way nor was it then the practice for every man to interpret his oath, or the laws, to suit his private ends." The tribunes accordingly, fearing to lose their entire ascendency, consented to obey the consul, and to refrain for a year from moving in the matter of the Terentillian law; while the consuls, on their part, undertook that for a year the commons should not be called forth to war. And thus, with the help of religion, the senate were able to overcome a difficulty which they never could have overcome without it.
CHAPTER XIV.—That the Romans interpreted the Auspices to meet the occasion; and made a prudent show of observing the Rites of Religion even when forced to disregard them; and any who rashly slighted Religion they punished.
Auguries were not only, as we have shown above, a main foundation of the old religion of the Gentiles, but were also the cause of the prosperity of the Roman commonwealth. Accordingly, the Romans gave more heed to these than to any other of their observances; resorting to them in their consular comitia; in undertaking new enterprises; in calling out their armies; in going into battle; and, in short, in every business of importance, whether civil or military. Nor would they ever set forth on any warlike expedition, until they had satisfied their soldiers that the gods had promised them victory.
Among other means of declaring the auguries, they had in their armies a class of soothsayers, named by them pullarii, whom, when they desired to give battle, they would ask to take the auspices, which they did by observing the behaviour of fowls. If the fowls pecked, the engagement was begun with a favourable omen. If they refused, battle was declined. Nevertheless, when it was plain on the face of it that a certain course had to be taken, they take it at all hazards, even though the auspices were adverse; contriving, however, to manage matters so adroitly as not to appear to throw any slight on religion; as was done by the consul Papirius in the great battle he fought with the Samnites wherein that nation was finally broken and overthrown. For Papirius being encamped over against the Samnites, and perceiving that he fought, victory was certain, and consequently being eager to engage, desired the omens to be taken. The fowls refused to peck; but the chief soothsayer observing the eagerness of the soldiers to fight and the confidence felt both by them and by their captain, not to deprive the army of such an opportunity of glory, reported to the consul that the auspices were favourable. Whereupon Papirius began to array his army for battle. But some among the soothsayers having divulged to certain of the soldiers that the fowls had not pecked, this was told to Spurius Papirius, the nephew of the consul, who reporting it to his uncle, the latter straightway bade him mind his own business, for that so far as he himself and the army were concerned, the auspices were fair; and if the soothsayer had lied, the consequences were on his head. And that the event might accord with the prognostics, he commanded his officers to place the soothsayers in front of the battle. It so chanced that as they advanced against the enemy, the chief soothsayer was killed by a spear thrown by a Roman soldier; which, the consul hearing of, said, "All goes well, and as the Gods would have it, for by the death of this liar the army is purged of blame and absolved from whatever displeasure these may have conceived against it." And contriving, in this way to make his designs tally with the auspices, he joined battle, without the army knowing that the ordinances of religion had in any degree been disregarded.
But an opposite course was taken by Appius Pulcher, in Sicily, in the first Carthaginian war. For desiring to join battle, he bade the soothsayers take the auspices, and on their announcing that the fowls refused to feed, he answered, "Let us see, then, whether they will drink," and, so saying, caused them to be thrown into the sea. After which he fought and was defeated. For this he was condemned at Rome, while Papirius was honoured; not so much because the one had gained while the other had lost a battle, as because in their treatment of the auspices the one had behaved discreetly, the other with rashness. And, in truth, the sole object of this system of taking the auspices was to insure the army joining battle with that confidence of success which constantly leads to victory; a device followed not by the Romans only, but by foreign nations as well; of which I shall give an example in the following Chapter.
CHAPTER XV.—How the Samnites, as a last resource in their broken Fortunes, had recourse to Religion.
The Samnites, who before had met with many defeats at the hands of the Romans, were at last decisively routed by them in Etruria, where their armies were cut to pieces and their commanders slain. And because their allies also, such as the Etruscans, the Umbrians, and the Gauls, were likewise vanquished, they "_could now no longer_" as Livius tells us, "_either trust to their own strength or to foreign aid; yet, for all that, would not cease from hostilities, nor resign themselves to forfeit the liberty which they had_ unsuccessfully defended, preferring new defeats to an inglorious submission._" They resolved, therefore, to make a final effort; and as they knew that victory was only to be secured by inspiring their soldiers with a stubborn courage, to which end nothing could help so much as religion, at the instance of their high priest, Ovius Paccius, they revived an ancient sacrificial rite performed by them in the manner following. After offering solemn sacrifice they caused all the captains of their armies, standing between the slain victims and the smoking altars, to swear never to abandon the war. They then summoned the common soldiers, one by one, and before the same altars, and surrounded by a ring of many centurions with drawn swords, first bound them by oath never to reveal what they might see or hear; and then, after imprecating the Divine wrath, and reciting the most terrible incantations, made them vow and swear to the gods, as they would not have a curse light on their race and offspring, to follow wherever their captains led, never to turn back from battle, and to put any they saw turn back to death. Some who in their terror declined to swear, were forthwith slain by the centurions. The rest, warned by their cruel fate, complied. Assembling thereafter to the number of forty thousand, one-half of whom, to render their appearance of unusual splendour were clad in white, with plumes and crests over their helmets, they took up their ground in the neighbourhood of Aquilonia. But Papirius, being sent against them, bade his soldiers be of good cheer, telling them "_that feathers made no wounds, and that a Roman spear would pierce a painted shield;_" and to lessen the effect which the oath taken by the Samnites had upon the minds of the Romans, he said that such an oath must rather distract than strengthen those bound by it, since they had to fear, at once, their enemies, their comrades, and their Gods. In the battle which ensued, the Samnites were routed, any firmness lent them by religion or by the oath they had sworn, being balanced by the Roman valour, and the terror inspired by past defeats. Still we see that, in their own judgment, they had no other refuge to which to turn, nor other remedy for restoring their broken hopes; and this is strong testimony to the spirit which religion rightly used can arouse.
Some of the incidents which I have now been considering may be thought to relate rather to the foreign than to the domestic affairs of Rome, which last alone form the proper subject of this Book; nevertheless since the matter connects itself with one of the most important institutions of the Roman republic, I have thought it convenient to notice it here, so as not to divide the subject and be obliged to return to it hereafter.
CHAPTER XVI.—That a People accustomed to live under a Prince, if by any accident it become free, can hardly preserve that Freedom.
Should a people accustomed to live under a prince by any accident become free, as did the Romans on the expulsion of the Tarquins, we know from numberless instances recorded in ancient history, how hard it will be for it to maintain that freedom. And this is no more than we might expect. For a people in such circumstances may be likened to the wild animal which, though destined by nature to roam at large in the woods, has been reared in the cage and in constant confinement and which, should it chance to be set free in the open country, being unused to find its own food, and unfamiliar with the coverts where it might lie concealed, falls a prey to the first who seeks to recapture it. Even thus it fares with the people which has been accustomed to be governed by others; since ignorant how to act by itself either for attack or defence, and neither knowing foreign princes nor being known of them, it is speedily brought back under the yoke, and often under a heavier yoke than that from which it has just freed its neck. These difficulties will be met with, even where the great body of the citizens has not become wholly corrupted; but where the corruption is complete, freedom, as shall presently be shown, is not merely fleeting but impossible. Wherefore my remarks are to be taken as applying to those States only wherein corruption has as yet made no great progress, and in which there is more that is sound than unsound.
To the difficulties above noticed, another has to be added, which is, that a State in becoming free makes for itself bitter enemies but not warm friends. All become its bitter enemies who, drawing their support from the wealth of the tyrant, flourished under his government. For these men, when the causes which made them powerful are withdrawn, can no longer live contented, but are one and all impelled to attempt the restoration of the tyranny in hopes of regaining their former importance. On the other hand, as I have said, the State which becomes free does not gain for itself warm friends. For a free government bestows its honours and rewards in accordance with certain fixed rules, and on considerations of merit, without which none is honoured or rewarded. But when a man obtains only those honours or rewards which he seems to himself to deserve, he will never admit that he is under any obligation to those who bestow them. Moreover the common benefits that all derive from a free government, which consist in the power to enjoy what is our own, openly and undisturbed, in having to feel no anxiety for the honour of wife or child, nor any fear for personal safety, are hardly recognized by men while they still possess them, since none will ever confess obligation to him who merely refrains from injury. For these reasons, I repeat, a State which has recently become free, is likely to have bitter enemies and no warm friends.
Now, to meet these difficulties and their attendant disorders, there is no more potent, effectual, wholesome, and necessary remedy than to slay the sons of Brutus. They, as the historian tells us, were along with other young Romans led to conspire against their country, simply because the unusual privileges which they had enjoyed under the kings, were withheld under the consuls; so that to them it seemed as though the freedom of the people implied their servitude. Any one, therefore, who undertakes to control a people, either as their prince or as the head of a commonwealth, and does not make sure work with all who are hostile to his new institutions, founds a government which cannot last long. Undoubtedly those princes are to be reckoned unhappy, who, to secure their position, are forced to advance by unusual and irregular paths, and with the people for their enemies. For while he who has to deal with a few adversaries only, can easily and without much or serious difficulty secure himself, he who has an entire people against him can never feel safe and the greater the severity he uses the weaker his authority becomes; so that his best course is to strive to make the people his friends.
But since these views may seem to conflict with what I have said above, treating there of a republic and here of a prince, that I may not have to return to the subject again, I will in this place discuss it briefly. Speaking, then of those princes who have become the tyrants of their country, I say that the prince who seeks to gain over an unfriendly people should first of all examine what it is the people really desire, and he will always find that they desire two things: first, to be revenged upon those who are the cause of their servitude; and second, to regain their freedom. The first of these desires the prince can gratify wholly, the second in part. As regards the former, we have an instance exactly in point. Clearchus, tyrant of Heraclea, being in exile, it so happened that on a feud arising between the commons and the nobles of that city, the latter, perceiving they were weaker than their adversaries, began to look with favour on Clearchus, and conspiring with him, in opposition to the popular voice recalled him to Heraclea and deprived the people of their freedom. Clearchus finding himself thus placed between the arrogance of the nobles, whom he could in no way either satisfy or correct, and the fury of the people, who could not put up with the loss of their freedom, resolved to rid himself at a stroke from the harassment of the nobles and recommend himself to the people. Wherefore, watching his opportunity, he caused all the nobles to be put to death, and thus, to the extreme delight of the people, satisfied one of those desires by which they are possessed, namely, the desire for vengeance.
As for the other desire of the people, namely, to recover their freedom, the prince, since he never can content them in this, should examine what the causes are which make them long to be free; and he will find a very few of them desiring freedom that they may obtain power, but all the rest, whose number is countless, only desiring it that they may live securely. For in all republics, whatever the form of their government, barely forty or fifty citizens have any place in the direction of affairs; who, from their number being so small, can easily be reckoned with, either by making away with them, or by allowing them such a share of honours as, looking to their position, may reasonably content them. All those others whose sole aim it is to live safely, are well contented where the prince enacts such laws and ordinances as provide for the general security, while they establish his own authority; and when he does this, and the people see that nothing induces him to violate these laws, they soon begin to live happily and without anxiety. Of this we have an example in the kingdom of France, which enjoys perfect security from this cause alone, that its kings are bound to compliance with an infinity of laws upon which the well-being of the whole people depends. And he who gave this State its constitution allowed its kings to do as they pleased as regards arms and money; but provided that as regards everything else they should not interfere save as the laws might direct. Those rulers, therefore, who omit to provide sufficiently for the safety of their government at the outset, must, like the Romans, do so on the first occasion which offers; and whoever lets the occasion slip, will repent too late of not having acted as he should. The Romans, however, being still uncorrupted at the time when they recovered their freedom, were able, after slaying the sons of Brutus and getting rid of the Tarquins, to maintain it with all those safeguards and remedies which we have elsewhere considered. But had they already become corrupted, no remedy could have been found, either in Rome or out of it, by which their freedom could have been secured; as I shall show in the following Chapter.
CHAPTER XVII.—That a corrupt People obtaining Freedom can hardly preserve it.
I believe that if her kings had not been expelled, Rome must very soon have become a weak and inconsiderable State. For seeing to what a pitch of corruption these kings had come, we may conjecture that if two or three more like reigns had followed, and the taint spread from the head to the members, so soon as the latter became infected, cure would have been hopeless. But from the head being removed while the trunk was still sound, it was not difficult for the Romans to return to a free and constitutional government.
It may be assumed, however, as most certain, that a corrupted city living under a prince can never recover its freedom, even were the prince and all his line to be exterminated. For in such a city it must necessarily happen that one prince will be replaced by another, and that things will never settle down until a new lord be established; unless, indeed, the combined goodness and valour of some one citizen should maintain freedom, which, even then, will endure only for his lifetime; as happened twice in Syracuse, first under the rule of Dion, and again under that of Timoleon, whose virtues while they lived kept their city free, but on whose death it fell once more under a tyranny.
But the strongest example that can be given is that of Rome, which on the expulsion of the Tarquins was able at once to seize on liberty and to maintain it; yet, on the deaths of Caesar, Caligula, and Nero, and on the extinction of the Julian line, was not only unable to establish her freedom, but did not even venture a step in that direction. Results so opposite arising in one and the same city can only be accounted for by this, that in the time of the Tarquins the Roman people were not yet corrupted, but in these later times had become utterly corrupt. For on the first occasion, nothing more was needed to prepare and determine them to shake off their kings, than that they should be bound by oath to suffer no king ever again to reign in Rome; whereas, afterwards, the authority and austere virtue of Brutus, backed by all the legions of the East, could not rouse them to maintain their hold of that freedom, which he, following in the footsteps of the first Brutus, had won for them; and this because of the corruption wherewith the people had been infected by the Marian faction, whereof Caesar becoming head, was able so to blind the multitude that it saw not the yoke under which it was about to lay its neck.
Though this example of Rome be more complete than any other, I desire to instance likewise, to the same effect, certain peoples well known in our own days; and I maintain that no change, however grave or violent, could ever restore freedom to Naples or Milan, because in these States the entire body of the people has grown corrupted. And so we find that Milan, although desirous to return to a free form of government, on the death of Filippo Visconti, had neither the force nor the skill needed to preserve it.
Most fortunate, therefore, was it for Rome that her kings grew corrupt soon, so as to be driven out before the taint of their corruption had reached the vitals of the city. For it was because these were sound that the endless commotions which took place in Rome, so far from being hurtful, were, from their object being good, beneficial to the commonwealth. From which we may draw this inference, that where the body of the people is still sound, tumults and other like disorders do little hurt, but that where it has become corrupted, laws, however well devised, are of no advantage, unless imposed by some one whose paramount authority causes them to be observed until the community be once more restored to a sound and healthy condition.
Whether this has ever happened I know not, nor whether it ever can happen. For we see, as I have said a little way back, that a city which owing to its pervading corruption has once begun to decline, if it is to recover at all, must be saved not by the excellence of the people collectively, but of some one man then living among them, on whose death it at once relapses into its former plight; as happened with Thebes, in which the virtue of Epaminondas made it possible while he lived to preserve the form of a free Government, but which fell again on his death into its old disorders; the reason being that hardly any ruler lives so long as to have time to accustom to right methods a city which has long been accustomed to wrong. Wherefore, unless things be put on a sound footing by some one ruler who lives to a very advanced age, or by two virtuous rulers succeeding one another, the city upon their death at once falls back into ruin; or, if it be preserved, must be so by incurring great risks, and at the cost of much blood. For the corruption I speak of, is wholly incompatible with a free government, because it results from an inequality which pervades the State and can only be removed by employing unusual and very violent remedies, such as few are willing or know how to employ, as in another place I shall more fully explain.
CHAPTER XVIII.—How a Free Government existing in a corrupt City may be preserved, or not existing may be created.
I think it neither out of place, nor inconsistent with what has been said above, to consider whether a free government existing in a corrupt city can be maintained, or, not existing, can be introduced. And on this head I say that it is very difficult to bring about either of these results, and next to impossible to lay down rules as to how it may be done; because the measures to be taken must vary with the degree of corruption which prevails.
Nevertheless, since it is well to reason things out, I will not pass this matter by, but will assume, in the first place, the case of a very corrupt city, and then take the case of one in which corruption has reached a still greater height; but where corruption is universal, no laws or institutions will ever have force to restrain it. Because as good customs stand in need of good laws for their support, so laws, that they may be respected, stand in need of good customs. Moreover, the laws and institutions established in a republic at its beginning, when men were good, are no longer suitable when they have become bad; but while the laws of a city are altered to suit its circumstances, its institutions rarely or never change; whence it results that the introduction of new laws is of no avail, because the institutions, remaining unchanged, corrupt them.
And to make this plainer, I say that in Rome it was first of all the institutions of the State, and next the laws as enforced by the magistrates, which kept the citizens under control. The institutions of the State consisted in the authority of the people, the senate, the tribunes, and the consuls; in the methods of choosing and appointing magistrates; and in the arrangements for passing laws. These institutions changed little, if at all, with circumstances. But the laws by which the people were controlled, as for instance the law relating to adultery, the sumptuary laws, the law as to canvassing at elections, and many others, were altered as the citizens grew more and more corrupted. Hence, the institutions of the State remaining the same although from the corruption of the people no longer suitable, amendments in the laws could not keep men good, though they might have proved very useful if at the time when they were made the institutions had likewise been reformed.
That its original institutions are no longer adapted to a city that has become corrupted, is plainly seen in two matters of great moment, I mean in the appointment of magistrates and in the passing of laws. For the Roman people conferred the consulship and other great offices of their State on none save those who sought them; which was a good institution at first, because then none sought these offices save those who thought themselves worthy of them, and to be rejected was held disgraceful; so that, to be deemed worthy, all were on their best behaviour. But in a corrupted city this institution grew to be most mischievous. For it was no longer those of greatest worth, but those who had most influence, who sought the magistracies; while all who were without influence, however deserving, refrained through fear. This untoward result was not reached all at once, but like other similar results, by gradual steps. For after subduing Africa and Asia, and reducing nearly the whole of Greece to submission, the Romans became perfectly assured of their freedom, and seemed to themselves no longer to have any enemy whom they had cause to fear. But this security and the weakness of their adversaries led them in conferring the consulship, no longer to look to merit, but only to favour, selecting for the office those who knew best how to pay court to them, not those who knew best how to vanquish their enemies. And afterwards, instead of selecting those who were best liked, they came to select those who had most influence; and in this way, from the imperfection of their institutions, good men came to be wholly excluded.
Again, as to making laws, any of the tribunes and certain others of the magistrates were entitled to submit laws to the people; but before these were passed it was open to every citizen to speak either for or against them. This was a good system so long as the citizens were good, since it is always well that every man should be able to propose what he thinks may be of use to his country, and that all should be allowed to express their views with regard to his proposal; so that the people, having heard all, may resolve on what is best. But when the people grew depraved, this became a very mischievous institution; for then it was only the powerful who proposed laws, and these not in the interest of public freedom but of their own authority; and because, through fear, none durst speak against the laws they proposed, the people were either deceived or forced into voting their own destruction.
In order, therefore, that Rome after she had become corrupted might still preserve her freedom, it was necessary that, as in the course of events she had made new laws, so likewise she should frame new institutions, since different institutions and ordinances are needed in a corrupt State from those which suit a State which is not corrupted; for where the matter is wholly dissimilar, the form cannot be similar.
But since old institutions must either be reformed all at once, as soon as they are seen to be no longer expedient, or else gradually, as the imperfection of each is recognized, I say that each of these two courses is all but impossible. For to effect a gradual reform requires a sagacious man who can discern mischief while it is still remote and in the germ. But it may well happen that no such person is found in a city; or that, if found, he is unable to persuade others of what he is himself persuaded. For men used to live in one way are loath to leave it for another, especially when they are not brought face to face with the evil against which they should guard, and only have it indicated to them by conjecture. And as for a sudden reform of institutions which are seen by all to be no longer good, I say that defects which are easily discerned are not easily corrected, because for their correction it is not enough to use ordinary means, these being in themselves insufficient; but recourse must be had to extraordinary means, such as violence and arms; and, as a preliminary, you must become prince of the city, and be able to deal with it at your pleasure. But since the restoration of a State to new political life presupposes a good man, and to become prince of a city by violence presupposes a bad man, it can, consequently, very seldom happen that, although the end be good, a good man will be found ready to become a prince by evil ways, or that a bad man having become a prince will be disposed to act virtuously, or think of turning to good account his ill-acquired authority.
From all these causes comes the difficulty, or rather the impossibility, which a corrupted city finds in maintaining an existing free government, or in establishing a new one. So that had we to establish or maintain a government in that city, it would be necessary to give it a monarchical, rather than a popular form, in order that men too arrogant to be restrained by the laws, might in some measure be kept in check by a power almost absolute; since to attempt to make them good otherwise would be a very cruel or a wholly futile endeavour. This, as I have said, was the method followed by Cleomenes; and if he, that he might stand alone, put to death the Ephori; and if Romulus, with a like object, put to death his brother and Titus Tatius the Sabine, and if both afterwards made good use of the authority they thus acquired, it is nevertheless to be remembered that it was because neither Cleomenes nor Romulus had to deal with so corrupt a people as that of which I am now speaking, that they were able to effect their ends and to give a fair colour to their acts.
CHAPTER XIX.—After a strong Prince a weak Prince may maintain himself: but after one weak Prince no Kingdom can stand a second.
When we contemplate the excellent qualities of Romulus, Numa, and Tullus, the first three kings of Rome, and note the methods which they followed, we recognize the extreme good fortune of that city in having her first king fierce and warlike, her second peaceful and religious, and her third, like the first, of a high spirit and more disposed to war than to peace. For it was essential for Rome that almost at the outset of her career, a ruler should be found to lay the foundations of her civil life; but, after that had been done, it was necessary that her rulers should return to the virtues of Romulus, since otherwise the city must have grown feeble, and become a prey to her neighbours.
And here we may note that a prince who succeeds to another of superior valour, may reign on by virtue of his predecessor's merits, and reap the fruits of his labours; but if he live to a great age, or if he be followed by another who is wanting in the qualities of the first, that then the kingdom must necessarily dwindle. Conversely, when two consecutive princes are of rare excellence, we commonly find them achieving results which win for them enduring renown. David, for example, not only surpassed in learning and judgment, but was so valiant in arms that, after conquering and subduing all his neighbours, he left to his young son Solomon a tranquil State, which the latter, though unskilled in the arts of war, could maintain by the arts of peace, and thus happily enjoy the inheritance of his father's valour. But Solomon could not transmit this inheritance to his son Rehoboam, who neither resembling his grandfather in valour, nor his father in good fortune, with difficulty made good his right to a sixth part of the kingdom. In like manner Bajazet, sultan of the Turks, though a man of peace rather than of war, was able to enjoy the labours of Mahomet his father, who, like David, having subdued his neighbours, left his son a kingdom so safely established that it could easily be retained by him by peaceful arts. But had Selim, son to Bajazet, been like his father, and not like his grandfather, the Turkish monarchy must have been overthrown; as it is, he seems likely to outdo the fame of his grandsire.
I affirm it to be proved by these examples, that after a valiant prince a feeble prince may maintain himself; but that no kingdom can stand when two feeble princes follow in succession, unless, as in the case of France, it be supported by its ancient ordinances. By feeble princes, I mean such as are not valiant in war. And, to put the matter shortly, it may be said, that the great valour of Romulus left Numa a period of many years within which to govern Rome by peaceful arts; that after Numa came Tullus, who renewed by his courage the fame of Romulus; and that he in turn was succeeded by Ancus, a prince so gifted by nature that he could equally avail himself of the methods of peace or war; who setting himself at first to pursue the former, when he found that his neighbours judged him to be effeminate, and therefore held him in slight esteem, understood that to preserve Rome he must resort to arms and resemble Romulus rather than Numa. From whose example every ruler of a State may learn that a prince like Numa will hold or lose his power according as fortune and circumstances befriend him; but that the prince who resembles Romulus, and like him is fortified with foresight and arms, will hold his State whatever befall, unless deprived of it by some stubborn and irresistible force. For we may reckon with certainty that if Rome had not had for her third king one who knew how to restore her credit by deeds of valour, she could not, or at any rate not without great difficulty, have afterwards held her ground, nor could ever have achieved the great exploits she did.
And for these reasons Rome, while she lived under her kings, was in constant danger of destruction through a king who might be weak or bad.
CHAPTER XX.—That the consecutive Reigns of two valiant Princes produce great results: and that well-ordered Commonwealths are assured of a Succession of valiant Rulers by whom their Power and Growth are rapidly extended.
When Rome had driven out her kings, she was freed from those dangers to which, as I have said, she was exposed by the possible succession of a weak or wicked prince. For the chief share in the government then devolved upon the consuls, who took their authority not by inheritance, nor yet by craft or by ambitious violence, but by the free suffrages of their fellow-citizens, and were always men of signal worth; by whose valour and good fortune Rome being constantly aided, was able to reach the height of her greatness in the same number of years as she had lived under her kings. And since we find that two successive reigns of valiant princes, as of Philip of Macedon and his son Alexander, suffice to conquer the world, this ought to be still easier for a commonwealth, which has it in its power to choose, not two excellent rulers only, but an endless number in succession. And in every well ordered commonwealth provision will be made for a succession of this sort.
CHAPTER XXI.—That it is a great reproach to a Prince or to a Commonwealth to be without a national Army.
Those princes and republics of the present day who lack forces of their own, whether for attack or defence, should take shame to themselves, and should be convinced by the example of Tullus, that their deficiency does not arise from want of men fit for warlike enterprises, but from their own fault in not knowing how to make their subjects good soldiers. For after Rome had been at peace for forty years, Tullus, succeeding to the kingdom, found not a single Roman who had ever been in battle. Nevertheless when he made up his mind to enter on a war, it never occurred to him to have recourse to the Samnites, or the Etruscans, or to any other of the neighbouring nations accustomed to arms, but he resolved, like the prudent prince he was, to rely on his own countrymen. And such was his ability that, under his rule, the people very soon became admirable soldiers. For nothing is more true than that where a country, having men, lacks soldiers, it results from some fault in its ruler, and not from any defect in the situation or climate. Of this we have a very recent instance. Every one knows, how, only the other day, the King of England invaded the realm of France with an army raised wholly from among his own people, although from his country having been at peace for thirty years, he had neither men nor officers who had ever looked an enemy in the face. Nevertheless, he did not hesitate with such troops as he had, to attack a kingdom well provided with officers and excellent soldiers who had been constantly under arms in the Italian wars. And this was possible through the prudence of the English king and the wise ordinances of his kingdom, which never in time of peace relaxes its warlike discipline. So too, in old times, Pelopidas and Epaminondas the Thebans, after they had freed Thebes from her tyrants, and rescued her from thraldom to Sparta, finding themselves in a city used to servitude and surrounded by an effeminate people, scrupled not, so great was their courage, to furnish these with arms, and go forth with them to meet and to conquer the Spartan forces on the field. And he who relates this, observes, that these two captains very soon showed that warriors are not bred in Lacedaemon alone, but in every country where men are found, if only some one arise among them who knows how to direct them to arms; as we see Tullus knew how to direct the Romans. Nor could Virgil better express this opinion, or show by fitter words that he was convinced of its truth than, when he says:—
"To arms shall Tullus rouse His sluggish warriors."[1]
[Footnote 1: Residesque movebit Tullus in arma viros. Virg. Aen. vi. 814.]
CHAPTER XXII.—What is to be noted in the combat of the three Roman Horatii and the three Alban Curiatii.
It was agreed between Tullus king of Rome, and Metius king of Alba, that the nation whose champions were victorious in combat should rule over the other. The three Alban Curiatii were slain; one of the Roman Horatii survived. Whereupon the Alban king with all his people became subject to the Romans. The surviving Horatius returning victorious to Rome, and meeting his sister, wife to one of the dead Curiatii, bewailing the death of her husband, slew her; and being tried for this crime, was, after much contention, liberated, rather on the entreaties of his father than for his own deserts.
Herein three points are to be noted. First, that we should never peril our whole fortunes on the success of only a part of our forces. Second, that in a well-governed State, merit should never be allowed to balance crime. And third, that those are never wise covenants which we cannot or should not expect to be observed. Now, for a State to be enslaved is so terrible a calamity that it ought never to have been supposed possible that either of these kings or nations would rest content under a slavery resulting from the defeat of three only of their number. And so it appeared to Metius; for although on the victory of the Roman champions, he at once confessed himself vanquished, and promised obedience; nevertheless, in the very first expedition which he and Tullus undertook jointly against the people of Veii, we find him seeking to circumvent the Roman, as though perceiving too late the rash part he had played.
This is enough to say of the third point which I noted as deserving attention. Of the other two I shall speak in the next two Chapters.
CHAPTER XXIII.—That we should never hazard our whole Fortunes where we put not forth our entire Strength; for which reason to guard a Defile is often hurtful.
It was never judged a prudent course to peril your whole fortunes where you put not forth your whole strength; as may happen in more ways than one. One of these ways was that taken by Tullus and Metius, when each staked the existence of his country and the credit of his army on the valour and good fortune of three only of his soldiers, that being an utterly insignificant fraction of the force at his disposal. For neither of these kings reflected that all the labours of their predecessors in framing such institutions for their States, as might, with the aid of the citizens themselves, maintain them long in freedom, were rendered futile, when the power to ruin all was left in the hands of so small a number. No rasher step, therefore, could have been taken, than was taken by these kings.
A like risk is almost always incurred by those who, on the approach of an enemy, resolve to defend some place of strength, or to guard the defiles by which their country is entered. For unless room be found in this place of strength for almost all your army, the attempt to hold it will almost always prove hurtful. If you can find room, it will be right to defend your strong places; but if these be difficult of access, and you cannot there keep your entire force together, the effort to defend is mischievous. I come to this conclusion from observing the example of those who, although their territories be enclosed by mountains and precipices, have not, on being attacked by powerful enemies, attempted to fight on the mountains or in the defiles, but have advanced beyond them to meet their foes; or, if unwilling to advance, have awaited attack behind their mountains, on level and not on broken ground. The reason of which is, as I have above explained, that many men cannot be assembled in these strong places for their defence; partly because a large number of men cannot long subsist there, and partly because such places being narrow and confined, afford room for a few only; so that no enemy can there be withstood, who comes in force to the attack; which he can easily do, his design being to pass on and not to make a stay; whereas he who stands on the defensive cannot do so in force, because, from not knowing when the enemy may enter the confined and sterile tracts of which I speak, he may have to lodge himself there for a long time. But should you lose some pass which you had reckoned on holding, and on the defence of which your country and army have relied, there commonly follows such panic among your people and among the troops which remain to you, that you are vanquished without opportunity given for any display of valour, and lose everything without bringing all your resources into play.
Every one has heard with what difficulty Hannibal crossed the Alps which divide France from Lombardy, and afterwards those which separate Lombardy from Tuscany. Nevertheless the Romans awaited him, in the first instance on the banks of the Ticino, in the second on the plain of Arezzo, preferring to be defeated on ground which at least gave them a chance of victory, to leading their army into mountain fastnesses where it was likely to be destroyed by the mere difficulties of the ground. And any who read history with attention will find, that very few capable commanders have attempted to hold passes of this nature, as well for the reasons already given, as because to close them all were impossible. For mountains, like plains, are traversed not only by well-known and frequented roads, but also by many by-ways, which, though unknown to strangers, are familiar to the people of the country, under whose guidance you may always, and in spite of any opposition, be easily conducted to whatever point you please. Of this we have a recent instance in the events of the year 1515. For when Francis I. of France resolved on invading Italy in order to recover the province of Lombardy, those hostile to his attempt looked mainly to the Swiss, who it was hoped would stop him in passing through their mountains. But this hope was disappointed by the event. For leaving on one side two or three defiles which were guarded by the Swiss, the king advanced by another unknown pass, and was in Italy and upon his enemies before they knew. Whereupon they fled terror-stricken into Milan; while the whole population of Lombardy, finding themselves deceived in their expectation that the French would be detained in the mountains, went over to their side.
CHAPTER XXIV.—That well-ordered States always provide Rewards and Punishments for their Citizens; and never set off Deserts against Misdeeds.
The valour of Horatius in vanquishing the Curiatii deserved the highest reward. But in slaying his sister he had been guilty of a heinous crime. And so displeasing to the Romans was an outrage of this nature, that although his services were so great and so recent, they brought him to trial for his life. To one looking at it carelessly, this might seem an instance of popular ingratitude, but he who considers the matter more closely, and examines with sounder judgment what the ordinances of a State should be, will rather blame the Roman people for acquitting Horatius than for putting him on his trial. And this because no well-ordered State ever strikes a balance between the services of its citizens and their misdeeds; but appointing rewards for good actions and punishment for bad, when it has rewarded a man for acting well, will afterwards, should he act ill, chastise him, without regard to his former deserts. When these ordinances are duly observed, a city will live long in freedom, but when they are neglected, it must soon come to ruin. For when a citizen has rendered some splendid service to his country, if to the distinction which his action in itself confers, were added an over-weening confidence that any crime he might thenceforth commit would pass unpunished, he would soon become so arrogant that no civil bonds could restrain him.
Still, while we would have punishment terrible to wrongdoers, it is essential that good actions should be rewarded, as we see to have been the case in Rome. For even where a republic is poor, and has but little to give, it ought not to withhold that little; since a gift, however small, bestowed as a reward for services however great, will always be esteemed most honourable and precious by him who receives it. The story of Horatius Cocles and that of Mutius Scaevola are well known: how the one withstood the enemy on the bridge while it was being cut down, and the other thrust his hand into the fire in punishment of the mistake made when he sought the life of Porsenna the Etruscan king. To each of these two, in requital of their splendid deeds, two ploughgates only of the public land were given. Another famous story is that of Manlius Capitolinus, to whom, for having saved the Capitol from the besieging Gauls, a small measure of meal was given by each of those who were shut up with him during the siege. Which recompense, in proportion to the wealth of the citizens of Rome at that time, was thought ample; so that afterwards, when Manlius, moved by jealousy and malice, sought to arouse sedition in Rome, and to gain over the people to his cause, they without regard to his past services threw him headlong from that Capitol in saving which he had formerly gained so great a renown.
CHAPTER XXV.—That he who would reform the Institutions of a free State, must retain at least the semblance of old Ways.
Whoever takes upon him to reform the government of a city, must, if his measures are to be well received and carried out with general approval, preserve at least the semblance of existing methods, so as not to appear to the people to have made any change in the old order of things; although, in truth, the new ordinances differ altogether from those which they replace. For when this is attended to, the mass of mankind accept what seems as what is; nay, are often touched more nearly by appearances than by realities.
This tendency being recognized by the Romans at the very outset of their civil freedom, when they appointed two consuls in place of a single king, they would not permit the consuls to have more than twelve lictors, in order that the old number of the king's attendants might not be exceeded. Again, there being solemnized every year in Rome a sacrificial rite which could only be performed by the king in person, that the people might not be led by the absence of the king to remark the want of any ancient observance, a priest was appointed for the due celebration of this rite, to whom was given the name of Rex sacrificulus, and who was placed under the orders of the chief priest. In this way the people were contented, and had no occasion from any defect in the solemnities to desire the return of their kings. Like precautions should be used by all who would put an end to the old government of a city and substitute new and free institutions. For since novelty disturbs men's minds, we should seek in the changes we make to preserve as far as possible what is ancient, so that if the new magistrates differ from the old in number, in authority, or in the duration of their office, they shall at least retain the old names.
This, I say, should be seen to by him who would establish a constitutional government, whether in the form of a commonwealth or of a kingdom. But he who would create an absolute government of the kind which political writers term a tyranny, must renew everything, as shall be explained in the following Chapter.
CHAPTER XXVI.—A new Prince in a City or Province of which he has taken Possession, ought to make Everything new.
Whosoever becomes prince of a city or State, more especially if his position be so insecure that he cannot resort to constitutional government either in the form of a republic or a monarchy, will find that the best way to preserve his princedom is to renew the whole institutions of that State; that is to say, to create new magistracies with new names, confer new powers, and employ new men, and like David when he became king, exalt the humble and depress the great, "filling the hungry with good things, and sending the rich empty away." Moreover, he must pull down existing towns and rebuild them, removing their inhabitants from one place to another; and, in short, leave nothing in the country as he found it; so that there shall be neither rank, nor condition, nor honour, nor wealth which its possessor can refer to any but to him. And he must take example from Philip of Macedon, the father of Alexander, who by means such as these, from being a petty prince became monarch of all Greece; and of whom it was written that he shifted men from province to province as a shepherd moves his flocks from one pasture to another.
These indeed are most cruel expedients, contrary not merely to every Christian, but to every civilized rule of conduct, and such as every man should shun, choosing rather to lead a private life than to be a king on terms so hurtful to mankind. But he who will not keep to the fair path of virtue, must to maintain himself enter this path of evil. Men, however, not knowing how to be wholly good or wholly bad, choose for themselves certain middle ways, which of all others are the most pernicious, as shall be shown by an instance in the following Chapter.
CHAPTER XXVII.—That Men seldom know how to be wholly good or wholly bad.
When in the year 1505, Pope Julius II. went to Bologna to expel from that city the family of the Bentivogli, who had been princes there for over a hundred years, it was also in his mind, as a part of the general design he had planned against all those lords who had usurped Church lands, to remove Giovanpagolo Baglioni, tyrant of Perugia. And coming to Perugia with this intention and resolve, of which all men knew, he would not wait to enter the town with a force sufficient for his protection, but entered it unattended by troops, although Giovanpagolo was there with a great company of soldiers whom he had assembled for his defence. And thus, urged on by that impetuosity which stamped all his actions, accompanied only by his body-guard, he committed himself into the hands of his enemy, whom he forthwith carried away with him, leaving a governor behind to hold the town for the Church. All prudent men who were with the Pope remarked on his temerity, and on the pusillanimity of Giovanpagolo; nor could they conjecture why the latter had not, to his eternal glory, availed himself of this opportunity for crushing his enemy, and at the same time enriching himself with plunder, the Pope being attended by the whole College of Cardinals with all their luxurious equipage. For it could not be supposed that he was withheld by any promptings of goodness or scruples of conscience; because in the breast of a profligate living in incest with his sister, and who to obtain the princedom had put his nephews and kinsmen to death, no virtuous impulse could prevail. So that the only inference to be drawn was, that men know not how to be splendidly wicked or wholly good, and shrink in consequence from such crimes as are stamped with an inherent greatness or disclose a nobility of nature. For which reason Giovanpagolo, who thought nothing of incurring the guilt of incest, or of murdering his kinsmen, could not, or more truly durst not, avail himself of a fair occasion to do a deed which all would have admired; which would have won for him a deathless fame as the first to teach the prelates how little those who live and reign as they do are to be esteemed; and which would have displayed a greatness far transcending any infamy or danger that could attach to it.
CHAPTER XXVIII.—Whence it came that the Romans were less ungrateful to their Citizens than were the Athenians.
In the histories of all republics we meet with instances of some sort of ingratitude to their great citizens, but fewer in the history of Rome than of Athens, or indeed of any other republic. Searching for the cause of this, I am persuaded that, so far as regards Rome and Athens, it was due to the Romans having had less occasion than the Athenians to look upon their fellow-citizens with suspicion For, from the expulsion of her kings down to the times of Sylla and Marius, the liberty of Rome was never subverted by any one of her citizens; so that there never was in that city grave cause for distrusting any man, and in consequence making him the victim of inconsiderate injustice. The reverse was notoriously the case with Athens; for that city, having, at a time when she was most flourishing, been deprived of her freedom by Pisistratus under a false show of good-will, remembering, after she regained her liberty, her former bondage and all the wrongs she had endured, became the relentless chastiser, not of offences only on the part of her citizens, but even of the shadow of an offence. Hence the banishment and death of so many excellent men, and hence the law of ostracism, and all those other violent measures which from time to time during the history of that city were directed against her foremost citizens. For this is most true which is asserted by the writers on civil government, that a people which has recovered its freedom, bites more fiercely than one which has always preserved it.
And any who shall weigh well what has been said, will not condemn Athens in this matter, nor commend Rome, but refer all to the necessity arising out of the different conditions prevailing in the two States. For careful reflection will show that had Rome been deprived of her freedom as Athens was, she would not have been a whit more tender to her citizens. This we may reasonably infer from remarking what, after the expulsion of the kings, befell Collatinus and Publius Valerius; the former of whom, though he had taken part in the liberation of Rome, was sent into exile for no other reason than that he bore the name of Tarquin; while the sole ground of suspicion against the latter, and what almost led to his banishment, was his having built a house upon the Caelian hill. Seeing how harsh and suspicious Rome was in these two instances, we may surmise that she would have shown the same ingratitude as Athens, had she, like Athens, been wronged by her citizens at an early stage of her growth, and before she had attained to the fulness of her strength.
That I may not have to return to this question of ingratitude, I shall say all that remains to be said about it in my next Chapter.
CHAPTER XXIX.—Whether a People or a Prince is the more ungrateful.
In connection with what has been said above, it seems proper to consider whether more notable instances of ingratitude are supplied by princes or peoples. And, to go to the root of the matter, I affirm that this vice of ingratitude has its source either in avarice or in suspicion. For a prince or people when they have sent forth a captain on some important enterprise, by succeeding in which he earns a great name, are bound in return to reward him; and if moved by avarice and covetousness they fail to do so, or if, instead of rewarding, they wrong and disgrace him, they commit an error which is not only without excuse, but brings with it undying infamy. And, in fact, we find many princes who have sinned in this way, for the cause given by Cornelius Tacitus when he says, that "men are readier to pay back injuries than benefits, since to requite a benefit is felt to be a burthen, to return an injury a gain."[1]
When, however, reward is withheld, or, to speak more correctly, where offence is given, not from avarice but from suspicion, the prince or people may deserve some excuse; and we read of many instances of ingratitude proceeding from this cause. For the captain who by his valour has won new dominions for his prince, since while overcoming his enemies, he at the same time covers himself with glory and enriches his soldiers, must needs acquire such credit with his own followers, and with the enemy, and also with the subjects of his prince, as cannot be wholly agreeable to the master who sent him forth. And since men are by nature ambitious as well as jealous, and none loves to set a limit to his fortunes, the suspicion which at once lays hold of the prince when he sees his captain victorious, is sure to be inflamed by some arrogant act or word of the captain himself. So that the prince will be unable to think of anything but how to secure himself; and to this end will contrive how he may put his captain to death, or at any rate deprive him of the credit he has gained with the army and among the people; doing all he can to show that the victory was not won by his valour, but by good fortune, or by the cowardice of the enemy, or by the skill and prudence of those commanders who were with him at this or the other battle.
After Vespasian, who was then in Judaea, had been proclaimed emperor by his army, Antonius Primus, who commanded another army in Illyria, adopted his cause, and marching into Italy against Vitellius who had been proclaimed emperor in Rome, courageously defeated two armies under that prince, and occupied Rome; so that Mutianus, who was sent thither by Vespasian, found everything done to his hand, and all difficulties surmounted by the valour of Antonius. But all the reward which Antonius had for his pains, was, that Mutianus forthwith deprived him of his command of the army, and by degrees diminished his authority in Rome till none was left him. Thereupon Antonius went to join Vespasian, who was still in Asia; by whom he was so coldly received and so little considered, that in despair he put himself to death. And of cases like this, history is full. Every man living at the present hour knows with what zeal and courage Gonsalvo of Cordova, while conducting the war in Naples against the French, conquered and subdued that kingdom for his master Ferdinand of Aragon; and how his services were requited by Ferdinand coming from Aragon to Naples, and first of all depriving him of the command of the army, afterwards of the fortresses, and finally carrying him back with him to Spain, where soon after he died in disgrace.
This jealousy, then, is so natural to princes, that they cannot guard themselves against it, nor show gratitude to those who serving under their standard have gained great victories and made great conquests on their behalf. And if it be impossible for princes to free their minds from such suspicions, there is nothing strange or surprising that a people should be unable to do so. For as a city living under free institutions has two ends always before it, namely to acquire liberty and to preserve it, it must of necessity be led by its excessive passion for liberty to make mistakes in the pursuit of both these objects. Of the mistakes it commits in the effort to acquire liberty, I shall speak, hereafter, in the proper place. Of mistakes committed in the endeavour to preserve liberty are to be noted, the injuring those citizens who ought to be rewarded, and the suspecting those who should be trusted. Now, although in a State which has grown corrupt these errors occasion great evils, and commonly lead to a tyranny, as happened in Rome when Caesar took by force what ingratitude had denied him, they are nevertheless the cause of much good in the republic which has not been corrupted, since they prolong the duration of its free institutions, and make men, through fear of punishment, better and less ambitious. Of all peoples possessed of great power, the Romans, for the reasons I have given, have undoubtedly been the least ungrateful, since we have no other instance of their ingratitude to cite, save that of Scipio. For both Coriolanus and Camillus were banished on account of the wrongs which they inflicted on the commons; and though the former was not forgiven because he constantly retained ill will against the people, the latter was not only recalled, but for the rest of his life honoured as a prince. But the ingratitude shown towards Scipio arose from the suspicion wherewith the citizens came to regard him, which they had not felt in the case of the others, and which was occasioned by the greatness of the enemy whom he had overthrown, the fame he had won by prevailing in so dangerous and protracted a war, the suddenness of his victories, and, finally, the favour which his youth, together with his prudence and his other memorable qualities had gained for him. These qualities were, in truth, so remarkable that the very magistrates, not to speak of others, stood in awe of his authority, a circumstance displeasing to prudent citizens, as before unheard of in Rome. In short, his whole bearing and character were so much out of the common, that even the elder Cato, so celebrated for his austere virtue, was the first to declare against him, saying that no city could be deemed free which contained a citizen who was feared by the magistrates. And since, in this instance, the Romans followed the opinion of Cato, they merit that excuse which, as I have said already, should be extended to the prince or people who are ungrateful through suspicion.
In conclusion it is to be said that while this vice of ingratitude has its origin either in avarice or in suspicion, commonwealths are rarely led into it by avarice, and far seldomer than princes by suspicion, having, as shall presently be shown, far less reason than princes for suspecting.
[Footnote 1: Proclivius est injuriae quam beneficio vicem exsolvere, quia gratia oneri, ultio in quastu habetur. Tacit. Hist. iv. 2.]
CHAPTER XXX.—How Princes and Commonwealths may avoid the vice of Ingratitude; and how a Captain or Citizen may escape being undone by it.
That he may not be tormented by suspicion, nor show ungrateful, a prince should go himself on his wars as the Roman emperors did at first, as the Turk does now, and, in short, as all valiant princes have done and do. For when it is the prince himself who conquers, the glory and the gain are all his own; but when he is absent, since the glory is another's, it will seem to the prince that he profits nothing by the gain, unless that glory be quenched which he knew not how to win for himself; and when he thus becomes ungrateful and unjust, doubtless his loss is greater than his gain. To the prince, therefore, who, either through indolence or from want of foresight, sends forth a captain to conduct his wars while he himself remains inactive at home, I have no advice to offer which he does not already know. But I would counsel the captain whom he sends, since I am sure that he can never escape the attacks of ingratitude, to follow one or other of two courses, and either quit his command at once after a victory, and place himself in the hands of his prince, while carefully abstaining from every vainglorious or ambitious act, so that the prince, being relieved from all suspicion, may be disposed to reward, or at any rate not to injure him; or else, should he think it inexpedient for him to act in this way, to take boldly the contrary course, and fearlessly to follow out all such measures as he thinks will secure for himself, and not for his prince, whatever he has gained; conciliating the good-will of his soldiers and fellow-citizens, forming new friendships with neighbouring potentates, placing his own adherents in fortified towns, corrupting the chief officers of his army and getting rid of those whom he fails to corrupt, and by all similar means endeavouring to punish his master for the ingratitude which he looks for at his hands. These are the only two courses open; but since, as I said before, men know not how to be wholly good or wholly bad, it will never happen that after a victory a captain will quit his army and conduct himself modestly, nor yet that he will venture to use those hardy methods which have in them some strain of greatness; and so, remaining undecided, he will be crushed while he still wavers and doubts.
A commonwealth desiring to avoid the vice of ingratitude is, as compared with a prince, at this disadvantage, that while a prince can go himself on his expeditions, the commonwealth must send some one of its citizens. As a remedy, I would recommend that course being adopted which was followed by the Roman republic in order to be less ungrateful than others, having its origin in the nature of the Roman government. For the whole city, nobles and commons alike, taking part in her wars, there were always found in Rome at every stage of her history, so many valiant and successful soldiers, that by reason of their number, and from one acting as a check upon another, the nation had never ground to be jealous of any one man among them; while they, on their part, lived uprightly, and were careful to betray no sign of ambition, nor give the people the least cause to distrust them as ambitious; so that he obtained most glory from his dictatorship who was first to lay it down. Which conduct, as it excited no suspicion, could occasion no ingratitude.
We see, then, that the commonwealth which would have no cause to be ungrateful, must act as Rome did; and that the citizen who would escape ingratitude, must observe those precautions which were observed by Roman citizens.
CHAPTER XXXI.—That the Roman Captains were never punished with extreme severity for Misconduct; and where loss resulted to the Republic merely through their Ignorance or Want of Judgment, were not punished at all.
The Romans were not only, as has been said above, less ungrateful than other republics, but were also more lenient and more considerate than others in punishing the captains of their armies. For if these erred of set purpose, they chastised them with gentleness; while if they erred through ignorance, so far from punishing, they even honoured and rewarded them. And this conduct was well considered. For as they judged it of the utmost moment, that those in command of their armies should, in all they had to do, have their minds undisturbed and free from external anxieties, they would not add further difficulty and danger to a task in itself both dangerous and difficult, lest none should ever be found to act with valour. For supposing them to be sending forth an army against Philip of Macedon in Greece or against Hannibal in Italy, or against any other enemy at whose hands they had already sustained reverses, the captain in command of that expedition would be weighted with all the grave and important cares which attend such enterprises. But if to all these cares, had been added the example of Roman generals crucified or otherwise put to death for having lost battles, it would have been impossible for a commander surrounded by so many causes for anxiety to have acted with vigour and decision. For which reason, and because they thought that to such persons the mere ignominy of defeat was in itself punishment enough, they would not dishearten their generals by inflicting on them any heavier penalty.
Of errors committed not through ignorance, the following is an instance. Sergius and Virginius were engaged in the siege of Veii, each being in command of a division of the army, and while Sergius was set to guard against the approach of the Etruscans, it fell to Virginius to watch the town. But Sergius being attacked by the Faliscans and other tribes, chose rather to be defeated and routed than ask aid from Virginius, who, on his part, awaiting the humiliation of his rival, was willing to see his country dishonoured and an army destroyed, sooner than go unasked to his relief. This was notable misconduct, and likely, unless both offenders were punished, to bring discredit on the Roman name. But whereas another republic would have punished these men with death, the Romans were content to inflict only a money fine: not because the offence did not in itself deserve severe handling, but because they were unwilling, for the reasons already given, to depart in this instance from their ancient practice.
Of errors committed through ignorance we have no better example than in the case of Varro, through whose rashness the Romans were defeated by Hannibal at Cannae, where the republic well-nigh lost its liberty. But because he had acted through ignorance and with no evil design, they not only refrained from punishing him, but even treated him with distinction; the whole senate going forth to meet him on his return to Rome, and as they could not thank him for having fought, thanking him for having come back, and for not having despaired of the fortunes his country.
Again, when Papirius Cursor would have had Fabius put to death, because, contrary to his orders, he had fought with the Samnites, among the reasons pleaded by the father of Fabius against the persistency of the dictator, he urged that never on the occasion of the defeat of any of their captains had the Romans done what Papirius desired them to do on the occasion of a victory.
CHAPTER XXXII.—That a Prince or Commonwealth should not delay conferring Benefits until they are themselves in difficulties.
The Romans found it for their advantage to be generous to the commons at a season of danger, when Porsenna came to attack Rome and restore the Tarquins. For the senate, apprehending that the people might choose rather to take back their kings than to support a war, secured their adherence by relieving them of the duty on salt and of all their other burthens; saying that "the poor did enough for the common welfare in rearing their offspring." In return for which indulgence the commons were content to undergo war, siege, and famine. Let no one however, relying on this example, delay conciliating the people till danger has actually come; or, if he do, let him not hope to have the same good fortune as the Romans. For the mass of the people will consider that they have to thank not him, but his enemies, and that there is ground to fear that when the danger has passed away, he will take back what he gave under compulsion, and, therefore, that to him they lie under no obligation. And the reason why the course followed by the Romans succeeded, was that the State was still new and unsettled. Besides which, the people knew that laws had already been passed in their favour, as, for instance, the law allowing an appeal to the tribunes, and could therefore persuade themselves that the benefits granted them proceeded from the good-will entertained towards them by the senate, and were not due merely to the approach of an enemy. Moreover, the memory of their kings, by whom they had in many ways been wronged and ill-treated, was still fresh in their minds. But since like conditions seldom recur, it can only rarely happen that like remedies are useful. Wherefore, all, whether princes or republics, who hold the reins of government, ought to think beforehand of the adverse times which may await them, and of what help they may then stand in need; and ought so to live with their people as they would think right were they suffering under any calamity. And, whosoever, whether prince or republic, but prince more especially, behaves otherwise, and believes that after the event and when danger is upon him he will be able to win men over by benefits, deceives himself, and will not merely fail to maintain his place, but will even precipitate his downfall.
CHAPTER XXXIII.—When a Mischief has grown up in, or against a State, it is safer to temporize with than to meet it with Violence.
As Rome grew in fame, power, and dominion, her neighbours, who at first had taken no heed to the injury which this new republic might do them, began too late to see their mistake, and desiring to remedy what should have been remedied before, combined against her to the number of forty nations. Whereupon the Romans, resorting to a method usual with them in seasons of peril, appointed a dictator; that is, gave power to one man to decide without advice, and carry out his resolves without appeal. Which expedient, as it then enabled them to overcome the dangers by which they were threatened, so always afterwards proved most serviceable, when, at any time during the growth of their power, difficulties arose to embarrass their republic.
In connection with this league against Rome we have first to note, that when a mischief which springs up either in or against a republic, and whether occasioned by internal or external causes, has grown to such proportions that it begins to fill the whole community with alarm, it is a far safer course to temporize with it than to attempt to quell it by violence. For commonly those who make this attempt only add fuel to the flame, and hasten the impending ruin. Such disorders arise in a republic more often from internal causes than external, either through some citizen being suffered to acquire undue influence, or from the corruption of some institution of that republic, which had once been the life and sinew of its freedom; and from this corruption being allowed to gain such head that the attempt to check it is more dangerous than to let it be. And it is all the harder to recognize these disorders in their beginning, because it seems natural to men to look with favour on the beginnings of things. Favour of this sort, more than by anything else, is attracted by those actions which seem to have in them a quality of greatness, or which are performed by the young. For when in a republic some young man is seen to come forward endowed with rare excellence, the eyes of all the citizens are at once turned upon him, and all, without distinction, concur to do him honour; so that if he have one spark of ambition, the advantages which he has from nature, together with those he takes from this favourable disposition of men's minds, raise him to such a pitch of power, that when the citizens at last see their mistake it is almost impossible for them to correct it; and when they do what they can to oppose his influence the only result is to extend it. Of this I might cite numerous examples, but shall content myself with one relating to our own city.
Cosimo de' Medici, to whom the house of the Medici in Florence owes the origin of its fortunes, acquired so great a name from the favour wherewith his own prudence and the blindness of others invested him, that coming to be held in awe by the government, his fellow-citizens deemed it dangerous to offend him, but still more dangerous to let him alone. Nicolo da Uzzano, his cotemporary, who was accounted well versed in all civil affairs, but who had made a first mistake in not discerning the dangers which might grow from the rising influence of Cosimo, would never while he lived, permit a second mistake to be made in attempting to crush him; judging that such an attempt would be the ruin of the State, as in truth it proved after his death. For some who survived him, disregarding his counsels, combined against Cosimo and banished him from Florence. And so it came about that the partisans of Cosimo, angry at the wrong done him, soon afterwards recalled him and made him prince of the republic, a dignity he never would have reached but for this open opposition. The very same thing happened in Rome in the case of Caesar. For his services having gained him the good-will of Pompey and other citizens, their favour was presently turned to fear, as Cicero testifies where he says that "it was late that Pompey began to fear Caesar." This fear led men to think of remedies, and the remedies to which they resorted accelerated the destruction of the republic.
I say, then, that since it is difficult to recognize these disorders in their beginning, because of the false impressions which things produce at the first, it is a wiser course when they become known, to temporize with them than to oppose them; for when you temporize, either they die out of themselves, or at any rate the injury they do is deferred. And the prince who would suppress such disorders or oppose himself to their force and onset, must always be on his guard, lest he help where he would hinder, retard when he would advance, and drown the plant he thinks to water. He must therefore study well the symptoms of the disease; and, if he believe himself equal to the cure, grapple with it fearlessly; if not, he must let it be, and not attempt to treat it in any way. For, otherwise, it will fare with him as it fared with those neighbours of Rome, for whom it would have been safer, after that city had grown to be so great, to have sought to soothe and restrain her by peaceful arts, than to provoke her by open war to contrive new means of attack and new methods of defence. For this league had no other effect than to make the Romans more united and resolute than before, and to bethink themselves of new expedients whereby their power was still more rapidly advanced; among which was the creation of a dictator; for this innovation not only enabled them to surmount the dangers which then threatened them, but was afterwards the means of escaping infinite calamities into which, without it, the republic must have fallen.
CHAPTER XXXIV.—That the authority of the Dictator did good and not harm to the Roman Republic: and that it is not those Powers which are given by the free suffrages of the People, but those which ambitious Citizens usurp for themselves, that are pernicious to a State.
Those citizens who first devised a dictatorship for Rome have been blamed by certain writers, as though this had been the cause of the tyranny afterwards established there. For these authors allege that the first tyrant of Rome governed it with the title of Dictator, and that, but for the existence of the office, Caesar could never have cloaked his usurpation under a constitutional name. He who first took up this opinion had not well considered the matter, and his conclusion has been accepted without good ground. For it was not the name nor office of Dictator which brought Rome to servitude, but the influence which certain of her citizens were able to assume from the prolongation of their term of power; so that even had the name of Dictator been wanting in Rome, some other had been found to serve their ends, since power may readily give titles, but not titles power. We find, accordingly, that while the dictatorship was conferred in conformity with public ordinances, and not through personal influence, it was constantly beneficial to the city. For it is the magistracies created and the powers usurped in unconstitutional ways that hurt a republic, not those which conform to ordinary rule; so that in Rome, through the whole period of her history, we never find a dictator who acted otherwise than well for the republic. For which there were the plainest reasons. In the first place, to enable a citizen to work harm and to acquire undue authority, many circumstances must be present which never can be present in a State which is not corrupted. For such a citizen must be exceedingly rich, and must have many retainers and partisans, whom he cannot have where the laws are strictly observed, and who, if he had them, would occasion so much alarm, that the free suffrage of the people would seldom be in his favour. In the second place, the dictator was not created for life, but for a fixed term, and only to meet the emergency for which he was appointed. Power was indeed given him to determine by himself what measures the exigency demanded; to do what he had to do without consultation; and to punish without appeal. But he had no authority to do anything to the prejudice of the State, as it would have been to deprive the senate or the people of their privileges, to subvert the ancient institutions of the city, or introduce new. So that taking into account the brief time for which his office lasted, its limited authority, and the circumstance that the Roman people were still uncorrupted, it was impossible for him to overstep the just limits of his power so as to injure the city; and in fact we find that he was always useful to it. |
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