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Definitions
by Henry Seidel Canby
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In any case, these answers, which make up the sum of most writing about Conrad, do not define him. To say that an author is a stylist is about as helpful as to say that he is a thinker. And Conrad would have had his reputation if he had migrated to Kansas instead of to the English sea.

In point of fact, much may be said, and with justice, against Conrad's style. It misses occasionally the English idiom, and sometimes English grammar, which is a trivial criticism. It offends more frequently against the literary virtues of conciseness and economy, which is not a trivial criticism. Conrad, like the writers of Elizabethan prose (whom he resembles in ardency and in freshness), too often wraps you in words, stupefies you with gorgeous repetition, goes about and about and about, trailing phrases after him, while the procession of narrative images halts. He can be as prolix in his brooding descriptions as Meredith with his intellectual vaudeville. Indeed, many give him lip service solely because they like to be intoxicated, to be carried away, by words. A slight change of taste, such as that which has come about since Meredith was on every one's tongue, will make such defects manifest. Meredith lives in spite of his prolixities, and so will Conrad, but neither because they are perfect English stylists.

I am sure also that Conrad, at his very best, is not so good as Melville, at his best, in nautical narrative; as Melville in, say, the first day of the final chase of Moby Dick; I question whether he is as good in sea narrative as Cooper in the famous passage of Paul Jones's ship through the shoals. Such comparisons are, of course, rather futile. They differentiate among excellences, where taste is a factor. Nevertheless, it is belittling to a man who, above almost all others in our language, has brooded upon the mysteries of the mind's action, to say that he is great because he describes so well the sea.

We must seek elsewhere for a definition of the peculiar qualities of Conrad. And without a definition it is easy to admire but hard to estimate and understand him.

I believe, first of all, that Conrad has remained much more a Slav than he, or any of us, have been willing to admit. A friend of mine, married to a Slav, told me of her husband, how, with his cab at the door, and dinner waiting somewhere, he would sit brooding (so he said) over the wrongs of his race. It is dangerous to generalize in racial characteristics, but no one will dispute a tendency to brood as a characteristic of the Slav. The Russian novels are full of characters who brood, and of brooding upon the characters and their fates. The structure of the Russian story is determined not by events so much as by the results of passionate brooding upon the situation in which the imagined characters find themselves.

So it is with Conrad, always and everywhere. In "Nostromo" he broods upon the destructive power of a fixed idea; in "The Rescue" upon the result of flinging together elemental characters of the kind that life keeps separate; in "Youth" upon the illusions, more real than reality, of youth. No writer of our race had ever the patience to sit like an Eastern mystic over his scene, letting his eye fill with each slightest detail of it, feeling its contours around and above and beneath, separating each detail of wind and water, mood and emotion, memory and hope, and returning again and again to the task of description, until every impression was gathered, every strand of motive threaded to its source.

Henry James, you will say, was even more patient. Yes, but James did not brood. His work was active analysis, cutting finer and finer until the atom was reached. His mind was Occidental. He wished to know why the wheels went round. Conrad's, in this respect, is Oriental. He wants to see what things essentially are. Henry James refines but seldom repeats. Conrad, in such a story as "Gaspar Ruiz" for example, or in "Chance," gives the impression of not caring to understand if only he can fully picture the mind that his brooding imagination draws further and further from its sheath. It is incredible, to one who has not counted, how many times he raises the same situation to the light—the Garibaldean and Nostromo, Mrs. Travers marveling at her knowledge of Lingard's heart—turns it, opens it a little further, and puts it back while he broods on. Here is the explanation of Conrad's prolixity; here the reason why among all living novelists he is least a slave to incident, best able to let his story grow as slowly as life, and still hold the reader's interest. As we read Conrad we also brood; we read slowly where elsewhere we read fast. Turns of style, felicities of description, as of the tropic ocean, or the faces of women, have their chance. And, of course, the excellence, the charm of Conrad's style is that in its nuances, its slow winding paragraphs, its pausing sentences, and constant suggestion of depths beyond depths, it is the perfect expression of the brooding mind that grasps its meaning by the repetition of images that drop like pebbles, now here, now there, in a fathomless pool.

This is to define Conrad in space, but not in time. In time, he may be Slav or English, but certainly is modern of the moderns. The tribute of admiration and imitation from the youth of his own period alone might prove this. But it is easier to prove than to describe his modernity. To say that he takes the imagination afield into the margins of the world, where life still escapes standardization and there are fresh aspects of beauty, is to fail to differentiate him from Kipling or Masefield. To say that he strikes below the act and the will into realms of the sub- conscious, and studies the mechanism as well as the results of emotion, is but to place him, where indeed he belongs, among the many writers who have learned of Henry James or moved in parallels beside him.

To get a better perspective of Conrad's essential modernity I should like to propose a more cogent comparison, and a more illuminating contrast, with a man whose achievements were in Conrad's own province, who challenges and rewards comparison, Herman Melville.

It may be that others have set "Moby Dick" beside the works of Conrad. Some one must have done it, so illuminating in both directions is the result. Here are two dreamers who write of the sea and strange men, of the wild elements and the mysterious in man; two authors who, a half century apart, sail the same seas and come home to write not so much of them as what they dream when they remember their experiences. Each man, as he writes, transcends the sea, sublimates it into a vapor of pure imagination, in which he clothes his idea of man, and so doing gives us not merely great literature, but sea narrative and description unsurpassed:

And thus, through the serene tranquillities of the tropical seas, among waves whose hand-clappings were suspended by exceeding rapture, Moby Dick moved on, still withholding from sight the full terrors of his submerged trunk, entirely hiding the wretched hideousness of his jaw.

Melville, writer of vivid descriptions of the South Seas, "Typee," "Omoo," which were perfect of their kind, but still only superlative travel books, distinguished in style but seldom lifting beyond autobiography, began another reminiscent narrative in "Moby Dick." In spite of his profound intellectual growth away from the cool and humorous youth who paddled the Marquesan lake with primitive beauties beside him, he seems to have meant in "The White Whale" to go back to his earlier manner, to write an accurate though highly personal account of the whaler's life, and to that end had assembled a mass of information upon the sperm whale to add to his own memories. Very literally the story begins as an autobiography; even the elemental figure of the cannibal, Queequeg, with his incongruous idol and harpoon in a New Bedford lodging house, does not warn of what is to come. But even before the Pequod leaves sane Nantucket an undercurrent begins to sweep through the narrative. This brooding captain, Ahab (for Melville also broods, though with characteristic difference), and his ivory leg, those warning voices in the mist, the strange crew of all races and temperaments—the civilized, the barbarous, and the savage—in their ship, which is a microcosm, hints that creep in of the white whale whose nature is inimical to man and arouses passions deeper than gain or revenge—all this prepares the reader for something more than incident. From the mood of Defoe one passes, by jerks and reversions, to the atmosphere of "The Ancient Mariner" and of "Manfred."

When Conrad could not manage his story he laid it aside, sometimes for twenty years, as with "The Rescue." But Melville was a wilder soul, a greater man, and probably a greater artist, but a lesser craftsman. He lost control of his book. He loaded his whaling story with casks of natural history, deck loaded it with essays on the moral nature of man, lashed to its sides dramatic dialogues on the soul, built up a superstructure of symbolism and allegory, until the tale foundered and went down, like the Pequod. And then it emerged again a dream ship searching for a dream whale, manned by fantastic and terrible dreams; and every now and then, as dreams will, it takes on an appearance of reality more vivid than anything in life, more real than anything in Conrad— the meeting with the Rachel and her captain seeking his drowned son, the rising of Moby Dick with the dead Parsee bound to his terrible flank, the grim dialogues of Ahab....

In this bursting of bounds, in these epic grandeurs in the midst of confusion, and vivid realities mingled with untrammeled speculation, lies the secret of Melville's purpose, and, by contrast, the explanation of Conrad's modern effect beside him. Melville, friend of Hawthorne and transcendentalist philosopher on his own account, sees nature as greater and more terrible than man. He sees the will of man trying to control the universe, but failing; crushed if uncowed by the unmeasured power of an evil nature, which his little spirit, once it loses touch with the will of God, vainly encounters. Give man eyes only in the top of his head, looking heavenward, says Ahab, urging the blacksmith, who makes him a new leg buckle, to forge a new creature complete. He writes of man at the beginning of the age of science, aware of the vast powers of material nature, fretting that his own body is part of them, desirous to control them by mere will, fighting his own moral nature as did Ahab in his insensate pursuit of Moby Dick, and destroyed by his own ambitions, even as Ahab, the Pequod, and all her crew went down before the lashings and charges of the white whale.

"Oh, Life," says Ahab, "here I am, proud as a Greek god, and yet standing debtor to this blockhead [the carpenter] for a bone to stand on!... I owe for the flesh in the tongue I brag with." And yet as they approach the final waters "the old man's purpose intensified itself. His firm lips met like the lips of a vise; the Delta of his forehead's veins swelled like overladen brooks; in his very sleep his ringing cry ran through the vaulted hull: 'Stern all! The white whale spouts thick blood!'"

Conrad comes at the height of the age of science. The seas for him are full of dark mysteries, but these mysteries are only the reflections of man. Man dominates the earth and sea, man conquers the typhoon, intelligent man subdues the savage wills of the barbarians of the shallows, man has learned to master all but his own heart. The center of gravity shifts from without to within. The philosopher, reasoning of God and of nature, gives place to the psychologist brooding over an organism that is seat of God and master of the elements. Melville is centrifugal, Conrad centripetal. Melville's theme is too great for him; it breaks his story, but the fragments are magnificent. Conrad's task is easier because it is more limited; his theme is always in control. He broods over man in a world where nature has been conquered, although the mind still remains inexplicable. The emphasis shifts from external symbols of the immensities of good and evil to the behavior of personality under stress. Melville is a moral philosopher, Conrad a speculative psychologist.

The essentially modern quality of Conrad lies in this transference of wonder from nature to the behavior of man, the modern man for whom lightning is only electricity and wind the relief of pressure from hemisphere to hemisphere. Mystery lies in the personality now, not in the blind forces that shape and are shaped by it. It is the difference, in a sense, between Hawthorne, who saw the world as shadow and illusion, symbolizing forces inimical to humanity, and Hardy, who sees in external nature the grim scientific fact of environment. It is a difference between eras more marked in Conrad than in many of his contemporaries, because, like Melville, Hawthorne, and Poe, he avoids the plain prose of realism and sets his romantic heroes against the great powers of nature—tempests, the earthquake, solitude, and grandeur. Thus the contrast is marked by the very resemblance of romantic setting. For Conrad's tempests blow only to beat upon the mind whose behavior he is studying; his moral problems are raised only that he may study their effect upon man.

If, then, we are to estimate Conrad's work, let us begin by defining him in these terms. He is a Slav who broods by racial habit as well as by necessity of his theme. He is a modern who accepts the growing control of physical forces by the intellect and turns from the mystery of nature to brood upon personality. From this personality he makes his stories. External nature bulks large in them, because it is when beat upon by adversity, brought face to face with the elemental powers, and driven into strange efforts of will by the storms without that man's personality reaches the tensest pitch. Plot of itself means little to Conrad and that is why so few can tell with accuracy the stories of his longer novels. His characters are concrete. They are not symbols of the moral nature, like Melville's men, but they are nevertheless phases of personality and therefore they shift and dim from story to story, like lanterns in a wood. Knowing their hearts to the uttermost, and even their gestures, one nevertheless forgets sometimes their names, the ends to which they come, the tales in which they appear. The same phase, indeed, appears under different names in several stories.

Melville crossed the shadow line in his pursuit of the secret of man's relation to the universe; only magnificent fragments of his imagination were salvaged for his books. Conrad sails on an open sea, tamed by wireless and conquered by steel. Mystery for him lies not beyond the horizon, but in his fellow passengers. On them he broods. His achievement is more complete than Melville's; his scope is less. When the physicists have resolved, as apparently they soon will do, this earthy matter where now with our implements and our machinery we are so much at home, into mysterious force as intangible as will and moral desire, some new transcendental novelist will assume Melville's task. The sea, earth, and sky, and the creatures moving therein again will become symbols, and the pursuit of Moby Dick be renewed. But now, for a while, science has pushed back the unknown to the horizon and given us a little space of light in the darkness of the universe. There the ego is for a time the greatest mystery. It is an opportunity for the psychologists and, while we are thinking less of the soul, they have rushed to study the mechanics of the brain. It was Conrad's opportunity also to brood upon the romance of personality at the moment of man's greatest victory over dark external force.



THE NOVELIST OF PITY

To those interested in the meaning of the generation that has now left us quivering on the beach of after war, Thomas Hardy's books are so engrossing that to write of them needs no pretext; yet the recent publication of an anniversary edition with all his prefaces included is a welcome excuse for what I propose to make, not so much an essay as a record of a sudden understanding. Long familiarity with Hardy's novels had led to an afternoon of conversation with the author himself in the mildness of old age. But he remained for me a still inexplicable figure, belonging to an earlier century, yet in other respects so clearly abreast, if not ahead, of the emotions of our own times, that at eighty he saw the young men beginning to follow him. It was a reading of "The Dynasts," in the tall, red volumes of the new edition, that suddenly and unexpectedly seemed to give me a key.

The danger, so I had thought and think, is that Hardy bids fair to become a legendary figure with an attribute, as is the way with such figures, better known than the man himself. "Hardy, oh, yes, the pessimist" threatens to become all the schoolboy knows and all he needs to know of him, and his alleged philosophy of gloom is already overshadowing the man's intense interest in strong and appealing life. It has been the fate of many a great artist to get a nickname, like a boy, and never be rid of it.

I do not wish by any ingenious fabrication to prove that Hardy was not a pessimist. He is the father of the English school that refuse to be either deists or moralists, and, like them, pushes his stories to an end that is often bitter. His temperament is cast in that brooding, reflective mood that concerns itself less readily with jollity than with grief, and is therefore ever slanting toward pessimism. This, even his style indicates. Like the somber Hawthorne's, his style is brooding, adumbrative, rather than incisive or brilliant, and it often limps among the facts of his story like a man in pain. Indeed, Hardy is seldom a stylist, except when his mood is somber; therefore it is by his sadder passages that we remember him. Yet the most important fact about Hardy is not that he is pessimistic.

His manner of telling a story, however, helps to confirm the popular impression. Hardy's plots are a series of accidents, by which the doom of some lovely or aspiring spirit comes upon it by the slow drift of misfortune. Tess, Grace, Eustacia, Jude—it is clear enough to what joys and sorrows their natures make them liable. But the master prepares for them trivial error, unhappy coincidence, unnecessary misfortune, until it is not surprising if the analytic mind insists that he is laboring some thesis of pessimism to be worked out by concrete example.

Nevertheless, this is incomplete definition, and it is annoying that the dean of letters in our tongue should be subjected to a sophomoric formula in which the emphasis is wrongly placed. The critics, in general, have defined this pessimism, stopped there, and said, this is Hardy. But youth that does not like pessimism reads Hardy avidly. More light is needed.

Mr. Hardy himself does not suggest the simple and melancholy pessimist. A mild old man, gentleness is the first quality one feels in him, but at eighty he still waxed his mustache tips, and his eyes lit eagerly. I remember how earnestly he denied knowledge of science, piqued, I suppose, by the omniscient who had declared that his art consisted of applying the results of scientific inquiry to the study of simple human nature. If his treatment of nature was scientific, as I affirmed, his wife agreed, and he did not deny, then, he implied, his knowledge came by intuition, not by theory. The war was still on when I talked with him. It had lifted him to poetry at first, but by 1918 no longer interested him vitally. "It is too mechanical," he said. His novels, where fate seems to operate mechanically sometimes, he was willing that day to set aside as nil. Poetry, he thought, was the only proper form of expression. The novel was too indirect; too wasteful of time and space in its attempt to come at real issues. Yet these real issues, it appeared as we talked, were not theories. Ideas, he said, if emphasized, destroy art. Writers, he thought, in the future would give up pure fiction (serious writers, I suppose he meant). Poetry would be their shorthand; they would by intenser language cut short to their end.

What was his end? Not mechanical, scientific theories, that was clear. Not mere realistic description of life. He told me he had little faith in mere observation, except for comic or quaint characterization. He had seldom if ever studied a serious character from a model. One woman he invented entirely (was it Tess?) and she was thought to be his best. What, then, was this essence which the novelist, growing old, would convey now in concentrated form by poetry which to him, so he said, was story- telling in verse.

It is easier to understand what he meant if one thinks how definitely Hardy belongs to his age, the latter nineteenth century, in spite of his reachings forward. On the one hand, his very gentleness is characteristic of a period that was above all others humane, On the other, his somber moods sprang from a generation that was the first to understand the implications of the struggle for life in the animal world all about them. They, to be sure, deduced from what they saw a vague theory of evolution in which the best (who were themselves) somehow were to come out best in the end. He, though gentle as they were, deduced nothing so cheerful, saw rather the terrible discrepancies between fact and theory, so that his very gentleness made him pessimistic, where Browning was optimistic. Then, like Hawthorne in the generation before him, Hardy went back to an earlier, simpler life than his own, and there made his inquiries. Hawthorne, who did not accept the theology of Puritanism, was yet strangely troubled by the problem of sin. Hardy, accepting the implacability of evolution without its easy optimism, was intensely moved to pity. This is his open secret.

The clearest statement is in his poetry, where again and again, in our conversation that day, he seemed to be placing it—most of all, I think, in "The Dynasts."

"The Dynasts" was published too soon. We English speakers, in 1904-1906, were beginning to read plays again, under the stimulus of a dramatic revival, and the plays we read were successful on the stage. As I recollect the criticism of "The Dynasts," much of it at least was busied with the form of the drama, its great length and unwieldiness. We thought of it not as a dramatic epic, but as a dramatized novel—a mistake. We thought that Hardy was taking the long way around, when in truth he had found a short cut to his issues. That "The Dynasts," considering the vastness of its Napoleonic subject, was far more concise, more direct, clearer than his novels, did not become manifest, although the sharper- eyed may have seen it.

In "The Dynasts" I find all of Hardy. The Immanent Will is God, as Hardy conceives Him, neither rational nor entirely conscious, frustrating His own seeming ends, without irony and without compassion, and yet perhaps evolving like His world, clearing like men's visions, moving towards consistency. The Sinister Angel and the Ironic Angel are moods well known to Hardy, but not loved by him. The Spirit of the Years that sees how poor human nature collides with accident, or the inevitable, and is bruised, is Hardy's reasoned philosophy. The Spirit of Pities (not always, as he says, logical or consistent) is Hardy's own desire, his will, his faint but deep-felt hope. I quote, from the very end of the great spectacle, some lines in which the Spirits, who have watched the confused tragedy of the Napoleonic age, sum up their thoughts:



AFTER SCENE

SPIRIT OF THE YEARS

Thus doth the Great Foresightless mechanize Its blank entrancement now as evermore Its ceaseless artistries in circumstance.... Yet seems this vast and singular confection Wherein our scenery glints of scantest size, Inutile all—so far as reasonings tell.

SPIRIT OF PITIES

Thou arguest still the Inadvertent Mind. But, even so, shall blankness be for aye?...

SPIRIT OF THE YEARS

What wouldst have hoped and had the Will to be?...

SEMI-CHORUS I OF THE PITIES

Nay;—shall not Its blindness break? Yea, must not Its heart awake, Promptly tending To its mending In a genial germing purpose, and for loving-kindness' sake?

SEMI-CHORUS II

Should It never Curb or cure Aught whatever Those endure

Whom It quickens, Let them darkle To extinction Swift and sure,

CHORUS

But—a stirring thrills the air Like to sounds of joyance there That the rages Of the ages

Shall be cancelled, and Deliverance offered From the darts that were,

Consciousness the Will informing, till It fashions all things fair!

The Spirit of the Years (which is another name for Hardy's reflections upon life and history) planned in sad conviction of the "blank entrancement" of the Great Foresightless Will, those sad narratives in which innocence, as in "Tess of the d'Ubervilles," is crushed, or vivid personality frustrated, as in "The Return of the Native." It is the Spirit of Pities in Hardy which wrote the stories. Philosophy constructed them, but pity worked them out.

The characters that Hardy loved—Grace, Marty South, Jude, Tess— are life, brooding, intense, potential, and lovely, struggling against a fate which they help to draw upon themselves, but which is, nevertheless, not necessary, not rational. The cruelty of this fate he assumes and depicts, but the stories are not told to describe it. It is his creatures that get the color, the interest; they are valuable to us, and would be to him, whatever the truth of his philosophy. But because he loves life, the living thing, even the lizard in the woods, he broods upon their frustrations.

Pessimistic Hardy is, as any gentle heart would be who chose to study misfortune; yet pessimist is not the right term for him. Realist he is clearly, in the philosophic sense of one who is willing to view things as they are without prejudice. I seek a term for a mild spirit who sees clearly that the sufferer is more intelligible than his fate, and so is pitiful even when most ruthless in the depiction of misfortune. Pity for the individual, not despair of the race, is his motive. And pity makes his gentle style, pity makes him regardless of artifice, and gives his often clumsy novels an undercurrent which sweeps them beyond technical masterpieces whose only merit is sharpness of thought. It is instructive to compare the relative fortunes of Hardy and Meredith, once always bracketed—the apostle of pity in comparison with the most subtle and brilliant mind of his time. Hardy has outranked him.

Already it begins to appear that the inconsistent, half-conscious Will that was the sum and substance of Hardy's pessimism was given certain attributes of gloom that scarcely belonged to it. The ruthless struggle for life by which the fittest for the circumstances of the moment, and by no means the best, survive at the expense of the others is no longer conceived as the clear law of human life. Science, with the rediscovery of Mendelism and its insistence upon psychological factors has submitted important qualifications to this deduction which Hardy, in common with others intellectually honest of his age, was forced to make. But it is not Hardy's philosophy, sound or unsound, that counts in his art? except in so far as it casts the plan of his stories, or sometimes, as in "Tess," or "The Woodlanders," gives too much play to cruel accident, and therefore an air of unreality to the tenser moments of the plots. Our critical emphasis in the past has been wrong. It should, to follow Hardy's own words, be set not upon the idea, the suggested explanation of misfortune, but upon the living creatures in his novels and poems alike. It is the characters he wrought in pity, and, it would appear, in hope, that make him a great man in our modern world, although only once did he pass beyond the bounds of his primitive Wessex. The novelist of pity and its poet, not the spokesman for pessimism, is the title I solicit for him.



HENRY JAMES

It has always surprised Europeans that Henry James, the most intellectual of modern novelists, should have been an American; for most Europeans believe, as does Lowes Dickinson, that we are an intelligent but an unintellectual race. Was the fact so surprising after all? The most thoroughgoing pessimists come from optimistic communities. Henry James, considered as a literary phenomenon, represented a sensitive mind's reaction against the obviousness of the life that one finds in most American "best sellers." I suppose that he reacted too far. I feel sure of it when he is so unobvious that I cannot understand him. And yet every American writer must feel a little proud that there was one of our race who could make the great refusal of popularity, sever, with those intricate pen strokes of his, the bonds of interest that might have held the "general reader," and write just as well as he knew how.

Whether his novels and short stories gained by this heroic "highbrowism," is another question. Certainly they did not always do so. To get a million of readers is no sure sign of greatness; but to find only thousands, as did Henry James in his later books, is to be deplored. In "Daisy Miller" and "The Bostonians" he was a popular novelist of the best kind, a novelist who drew the best people to be his readers. But men read "The Golden Bowl" and "The Wings of the Dove" because they were skilful rather than because they were interesting. They were novelists' novels, like the professional matinees that "stars" give on Tuesday afternoons for the benefit of rivals and imitators in art.

But to stop here would be to misunderstand totally the greatest craftsman that has come out of America. The flat truth is that Henry James was not a novelist at all, at least in the good, old- fashioned sense that we usually give to the word. He was primarily a critic; the greatest American critic since Poe. Sometimes he criticized literature with supreme success, as in his "Notes on Novelists" of 1914; but ordinarily he criticized life. His later novels are one-fifth story, one-fifth character creation, and the rest pure criticism of life.

There is a curious passage in his "A Small Boy and Others"-the biography of the youth of William James and himself-telling how as a child in the hotels and resorts of Europe he spent his time in looking on at what was happening about him. He never got into the game very far, because he preferred to think about it. That is what Henry James did all his life long. He looked on, thought about life with that wonderfully keen, and subtle, and humorous mind of his, turned it into criticism; then fitted the results with enough plot to make them move,—and there was a so-called novel. Every one knows how in his last edition he rewrote some of his early stories to make them more subtle. It would have been amusing if he had seen fit to rewrite them altogether as critical essays upon international life! I wonder how much they would have suffered by the change.

This is why so many readers have been very proud of Henry James, and yet unable to defend him successfully against critics who pulled out handfuls of serpentine sentences from his latest novel, asking, "Do you call this fiction?" It was not fiction, not fiction at least as she used to be written; it was subtle, graceful, cunning analysis of life. Fiction is synthesis— building up, making a Becky Sharp, inventing a Meg Merrilies, constructing a plot. Criticism is analysis—taking down, Henry James was not so good at putting together as at taking to pieces. He was able in one art, but in the other he was great.

The current tendency to make every new figure in world literature conform to Greatness of a recognized variety or be dismissed, is unfortunate and misleading. We are to be congratulated that the greatness of Henry James was of a peculiar and irregular kind, a keen, inventing greatness, American in this if in nothing else. Unnumbered writers of the day, of whom Mr. Kipling is not the least eminent, have profited by his influence, and learned from him to give the final, subtle thought its final form. If that form in his own case was tortuous, intricate, difficult, why so was the thought. If it makes hard reading, his subject at least got hard thinking. Before you condemn that curious style of his-so easy to parody, so hard to imitate—ask whether such refinement of thought as his could be much more simply expressed. Sometimes he could have been simpler, undoubtedly; it was his fault that he did not care to be; but that "plain American" would usually have served his purpose, is certainly false.

Henry James must yield first honors as a novelist, it may be, to others of his century if not of his generation. As a writer, above all as a writer of fine, imaginative criticism of the intellect as it moves through the complexities of modern civilization, he yields to no one of our time. Whether he has earned his distinction as an American writer I do not know, although I am inclined to believe that he is more American than the critics suspect; but as a master of English, and as a great figure in the broad sweep of international English literature, his place is secure.

Samuel Butler's "Erewhon" has passed safely into the earthly paradise of the so-called classics. It has been recommended by distinguished men of letters, reprinted and far more widely read than on its first appearance; it has passed, by quotation and reference, into contemporary literature, and been taught in college classes. "Erewhon Revisited," written thirty years after "Erewhon," is less well known.

Mr. Moreby Acklom (whose name, let me assure the suspicious reader, is his own and not an Erewhonian inversion), in a most informing preface to a new edition, makes two assertions which may serve as my excuse for again endeavoring to explain the fascination for our generation of the work of Samuel Butler. College professors, he avers, have an antipathy for Samuel Butler; the chief interest of Butler, he further states, was in theology. Now I am a college professor without antipathy to Samuel Butler, with, on the contrary, the warmest admiration for his sardonic genius. And furthermore Butler's antipathy for college professors, which is supposed to have drawn their fire in return, is based upon a ruling passion far deeper than his accidental interest in theology, a passion that gives the tone and also the key to the best of his writings and which brought him into conflict with the "vested interests" of his times. It is his passion for honest thinking. If Butler's mark had been theology merely, his books would have passed with the interest in his target. He would be as difficult reading to-day as Swift in his "Tale of a Tub."

Like most of the great satirists of the world, Butler's saeva indignatio was aroused by the daily conflicts between reason and stupidity, between candor and disingenuousness, with all their mutations of hypocrisy, guile, deceit, and sham. In "Erewhon" it was human unreason, as a clever youth sees it, that he was attacking. We remember vividly the beautiful Erewhonians, who knew disease to be sin, but believed vice to be only disease. We remember the "straighteners" who gave moral medicine to the ethically unwell, the musical banks, the hypothetical language, the machines that threatened to master men, as in the war of 1914- 1918 and in the industrial system of to-day they have mastered men and made them their slaves. There was a youthful vigor in "Erewhon," a joyous negligence as to where the blow should fall, a sense of not being responsible for the world the author flicked with his lash, which saved the book from the condemnation that would have been its fate had the Victorians taken it seriously. It was an uneven book, beginning with vivid narrative in the best tradition of Defoe, losing itself finally in difficult argument, and cut short in mid-career.

"Erewhon Revisited" is much better constructed. The old craftsman has profited by his years of labor in the British Museum. He has a story to tell, and tells it, weighting it with satire judiciously, as a fisherman weights his set line. If his tale becomes unreal it is only when he knows the author is ready to hear the author in person. If the Erewhon of his first visit does not fit his new conception he ruthlessly changes it. One misses the satiric tours de force of the first "Erewhon." There is nothing so brilliant as the chapters on disease and machines which for fifty years since life has been illustrating. But "Erewhon Revisited" is a finished book; it has artistic unity.

And why does Butler revisit Erewhon? Not because he was trained as a priest and must have an excuse to rediscuss theology, although the story of the book suggests this explanation. Higgs, the mysterious stranger of "Erewhon," who escaped by a balloon, has become a subject for myth. In Erewhon he is declared the child of the sun. Miracles gather about the supreme miracle of his air-born departure. His "Sayings," a mixture of Biblical quotation and homely philosophy, strained through Erewhonian intellects, become a new ethics and a new theology. His clothes are adopted for national wear (although through uncertainty as to how to put them on one part of the kingdom goes with buttons and pockets behind). Sunchildism becomes the state religion. The musical banks, which had been trading in stale idealism, take it over and get new life; and the professors of Bridgeford, the intellectuals of the kingdom, capitalize it, as we say to-day, and thus tighten their grip on the public's mind and purse.

Butler's purpose is transparent. It is not, as Longmans, who refused the work, believed, to attack Christianity. It is rather to expose the ease with which a good man and his message (Higgs brought with him to Erewhon evangelical Christianity) can become miraculous, can become an instrument for politics and a cause of sham. Indeed, Butler says in so many words to the Anglicans of his day: "Hold fast to your Christianity, for false as it is it is better than what its enemies would substitute; but go easy with the miraculous, the mythical, the ritualistic. These 'tamper with the one sure and everlasting word of God revealed to us by human experience.'"

All this is permanent enough, but I cannot believe, as most commentators do, that it is the heart of the book; or if it is the heart of the book, it is not its fire. The satiric rage of Butler, who in the person of Higgs returns to Erewhon to find himself deified, does not fall upon the fanatic worshipers of the sunchild, nor even upon the musical banks who have grown strong through his cult. It kindles for the ridiculous Hanky and Panky, professors respectively of worldly wisdom and worldly unwisdom at Bridgeford, and hence, according to Mr. Acklom, the antipathy toward Butler of all college professors.

But it is not because they are professors that Butler hates Hanky and Panky; it is because they represent that guaranteed authority which in every civilization can and does exploit the passions and the weaknesses of human nature for its own material welfare. Butler had been conducting a lifelong warfare against scholars who defended the status quo of the church and against scientists who were consolidating a strategic (and remunerative) position for themselves in the universities. He saw, or thought he saw, English religion milked for the benefit of Oxford and Cambridge graduates needful of "livings"; and Darwinism and the new sciences generally being swept into the maw of the same professionally intellectual class. A free lance himself, with a table in the British Museum, some books and a deficit instead of an income from his intellectual labors, he attacked the vested interests of his world.

He exposed the dangers which wait upon all miraculous religions, the shams which they give birth to. But not because he was obsessed with theology. If he had lived in the nineteen hundreds he would have studied, I think, sociology and economics instead of theology and biology. He would have attacked, in England, the House of Lords instead of Oxford, and had an eye for the intellectuals who are beginning to sway the mighty power of the labor unions. He would have been a Radical-Conservative and voted against both the British Labor party and the Coalition. In America he would have lashed the trusts, execrated the Anti-Saloon League, admired and been exasperated by Mr. Wilson, hated the Republican party, and probably have voted for it lest worse follow its defeat. He would have been, in short, a liberal of a species very much needed just now in America, a bad party man, destructive rather than constructive, no leader, but a satirist when, God knows, we need one for the clearing of our mental atmosphere.

And unless I am wrong throughout this brief analysis, Samuel Butler, who mentally and spiritually is essentially our contemporary, would not, if he were writing now, concern himself with theology at all, but with the shams and unreasons which are the vested tyrannies set over us to-day. Erewhon, when we last hear of it, is about to become a modern colonial state. Its concern is with an army and with economics. Chow-Bok, the savage, now become a missionary bishop, is about to administer its ecclesiastical system. Its spiritual problems no longer center upon the validity of miraculous tradition and the logic of a theological code. But the vested interests (represented by Pocus, the son of Hanky) remain. These Butler would attack in the needed fashion. These remain the enemy.



VII

CONCLUSION

DEFINING THE INDEFINABLE

I am well aware that literature or even such an inconsiderable part of literature as this gay book on my desk or the poem on the printed page, as a whole is indefinable. Every critic of literature from Aristotle down has let some of it slip between his fingers. If he describes the cunning form of a play or a story, then the passion in it, or the mood behind it, eludes him. If he defines the personality of the writer, the art which makes all the difference between feeling and expression escapes definition. No ten philosophers yet agree as to whether beauty is an absolute quality, or simply an attribute of form, whether a poem is beautiful because it suggests and approaches an archetype, or whether it is beautiful because it perfectly expresses its subject.

And yet when the ambition to explain and describe and define everything is humbly set aside there remains a good honest job for the maker of definitions, and it is a job that can be done. I may not be able to tell what art is, but I can tell what it isn't. I may fail to make a formula for literature, but I can try at least to tell what Thomas Hardy has chiefly accomplished, define Conrad's essential quality, point out the nature of romantic naturalism, and distinguish between sentiment and sentimentality. And if such things were ever worth doing they are worth doing now.

Only a prophet dares say that we are at the beginning of a great creative period in the United States, but any open-eyed observer can see that an era of American literary criticism is well under way. The war, which confused and afterward dulled our thinking, stirred innumerable critical impulses, which are coming to the surface, some like bubbles and others like boils, but some as new creations of the American intellect. The new generation has shown itself acrimoniously critical. It slaps tradition and names its novels and poetry as Adam named the animals in the garden, out of its own imagination. The war shook it loose from convention, and like a boy sent away to college, its first impulse is to disown the Main Street that bore it. Youth of the 90's admired its elders and imitated them unsuccessfully. Youth of the nineteen twenties imitates France and Russia of the 70's, and contemporary England. It may eventually do more than the 90's did with America; in the meantime, while it flounders in the attempt to create, it is at least highly critical. Furthermore, the social unrest, beginning before the war and likely to outlast our time, has made us all more critical of literature. Mark Twain's "Yankee in King Arthur's Court" turned the milk of Tennyson's aristocratic "Idylls" sour. The deep drawn undercurrent of socialistic thinking urges us toward a new consideration of all earlier writing, to see what may be its social significance. The "churl," the "hind," the "peasant," the "first servant" and "second countryman," who were the mere transitions of earlier stories now are central in literature. They come with a challenge, and when we read Galsworthy, Wells, Sinclair, Dreiser, Hardy's "The Dynasts," Bennett—we are conscious of criticizing life as we read. The pale cast of thought has sicklied modern pages. The more serious works of art are also literary criticism. Again, there is the mingling of the peoples, greatest of course in America. Our aliens used to be subservient to the national tradition. They went about becoming rich Americans and regarded the Anglo-American culture as a natural phenomenon, like the climate, to which after a while they would accustom themselves. Their children were born in it. But now it is different. The Jews particularly, who keep an Oriental insistence upon logic even longer than a racial appearance, have passed the acquisitive stage and begin to throw off numerous intellectuals, as much at home in English as their fellow Americans, but critical of the American emotions, and the American way of thinking, as only a brain formed by different traditions can be. Soon the Mediterranean races domiciled here will pass into literary expressiveness. It is as impossible that we should not have criticism of the national tradition expressed in our literature as that an international congress should agree upon questions of ethics or religion.

And of course the new internationalism, which is far more vigorous than appears on the surface, favors such criticism. The war brought America and Europe two thousand miles closer, and the habit of interest in what Europeans are thinking, once acquired, is not likely to be lost. No American writer of promise can hope now to escape comparison with the literatures of Western Europe, and comparison means a new impulse to criticism.

Fundamental, creative criticism—like Sainte-Beuve's, Matthew Arnold's, Walter Pater's, like Dryden's, Brunetiere's, De Gourmont's, or Croce's—will presumably come. The conditions, both of publication and of audience, are ripe for it now in the United States. But there is a good deal of spade work in the study of literature to be done first, and still more education of the reading American mind. One reason why Lowell was not a great critic was because his scholarship was defective, or, to put it more fairly, because the scholarship of his contemporaries, with whose knowledge he might have buttressed his own, was incomplete. And if a twentieth century Sainte-Beuve should begin to write for general American readers, it is doubtful whether they would accept his premises. Says the intellectual, why should he write for the general public? I answer that if he writes for coteries only, if he is disdainful of the intelligent multitude, he will never understand them, and so will not comprehend the national literature which it is his function to stimulate, interpret, and guide.

The spade work of criticism is research, investigation into the facts of literature and into its social background. The scholar is sometimes, but not often, a critic. He finds out what happened, and often why it happened. He analyzes, but he does not usually make a synthesis. He writes history, but he cannot prophesy, and criticism is prophecy implied or direct. Few outside the universities realize the magnitude of American research into literature, even into American literature, which has been relatively neglected. A thousand spades have been at work for a generation. We are getting the facts, or we are learning how to get them.

But before we may expect great criticism we must educate our public, and ourselves, in that clear vision of what is and what is not, which from Aristotle down has been the preliminary to criticism. A humble, but a useful, way to begin is by definition.

I use definition in no pedantic sense. I mean, in general, logical definition where the class or genus of the thing to be described—whether best-selling novel or sentimental tendency—is first made clear, and then its differentia, its differences from the type analyzed out and assorted. But this process in literature cannot be as formal as logic. Good literature cannot be bound by formulas. Yet when a poem charged with hot emotion, or a story that strays into new margins of experience, is caught and held until one can compare it with others, see the curve on which it is moving, guess its origin and its aim, forever after it becomes easier to understand, more capable of being thought about and appreciated. And when the current of taste of some new generation that overflows conventions and washes forward, or backward, into regions long unlaved, is viewed as a current, its direction plotted, its force estimated, its quality compared, why that is definition, and some good will come of it.

Some general definition of that intellectual emotion which we call good reading is especially needed in America. Most of us, if we are native born, have been educated by a set of literary conventions arranged in convenient categories. That is more or less true of all literary education, but it is particularly true in the United States, where the formal teaching of English literature per se began, where, as nowhere else in the world, there was a great and growing population eager to become literate and with no literary traditions behind it. The student from a bookless home learned to think of his literature as primarily something to be studied; the teacher who had to teach thousands like him was forced to reduce living literature to dead categories in order that a little of it at least should be taught. Thousands of Americans, therefore, of our generation emerged from their training with a set of literary definitions which they assumed to be true and supposed to be culture. Only true definitions of what literature really is can break up such fossilized defining.

On the other hand, that large proportion of our best reading population which is not native in its traditions offers a different but equally important problem. How can the son of a Russian Jew, whose father lived in a Russian town, who himself has been brought up in clamorous New York, understand Thoreau, let us say, or John Muir, or Burroughs, or Willa Cather, without some defining of the nature of the American environment and the relation between thought and the soil? How is an intelligent German-American, whose cultural tradition has been thoroughly Teutonic, to make himself at home in a literature whose general character, like its language, is English, without some defining of the Anglo-American tradition? Lincoln must be defined for him; Milton must be defined for him; most of all perhaps Franklin must be defined for him. I have chosen elementary examples, but my meaning should be sufficiently clear.

And the American critic—by which I mean you, O discriminating reader, as well as the professional who puts pen to paper—is equally in need of the art of definition. The books we read and write are on different planes of absolute excellence or unworthiness. There is—to take the novel—the story well calculated to pass a pleasant hour but able to pass nothing else; there is the story with a good idea in it and worth reading for the idea only; there is the story worthless as art but usefully catching some current phase of experience; and there is the fine novel which will stand any test for insight, skill, and truth. Now it is folly to apply a single standard to all these types of story. It can be done, naturally, but it accomplishes nothing except to eliminate all but the shining best. That is a task for history. In the year in which we live—and it is sometimes necessary to remind the austerer critic that we always live in the present—there are a hundred books, of poetry, of essays, of biography, of fiction, which are by no means of the first rank and yet are highly important, if only as news of what the world, in our present, is thinking and feeling. They cannot be judged, all of them, on the top plane of perfect excellence; and if we judge them all on any other plane, good, better, best get inextricably mixed.

For example, consider once more a novel which at the moment of this writing is a best-seller, and which with reference to its popularity I have discussed in an earlier essay. I mean Mr. Hutchinson's "If Winter Comes." This book is essentially the tragedy of a good and honest soul thrown by harsh circumstance into an environment which is bound to crush him. He has the wrong wife, he has the wrong business associates, the girl he loves is separated from him by moral barriers. If he breaks through these he injures irreparably his own sense of what is due to his God and his fellow man. His instincts of charity, humor, and love rebound upon him. He is too Christian for England, and too guileless for life. This is a worthy theme, and yet if we judge this novel on the highest plane it fails miserably. For Mr. Hutchinson stacks the cards. He gives his hero his way and his salvation, after much suffering, by a series of lucky accidents. He destroys the problem he creates, by forging an answer.

But this novel should not be finally judged on the highest plane. It is not a tragedy, it is a romance. It belongs on the plane below, the plane of stories told to meet the secret desires of humanity, which have little to do with reality, and are quite oblivious to fact. On this plane "If Winter Comes" ranks highly, for it is poignantly told, there is life in its characters, and truth in the best of its scenes. Definition saves us from calling a good novel great; it spares us the unnecessary error of calling a good and readable story bad because it is not a triumph of consistent art.

It is hard enough in all conscience to see that a given book is good for this but not good for that; may be praised for its plot, but certainly has not character enough to get long life. But when the difficulty of adjusting standards is increased by the irresponsible hullabaloo of commercial appreciation, no wonder that sensible people estimate foolishly, and critics of standing are induced to write for publication remarks that some day will (or should) make them sick. For the publishers' "blurb" confuses all standards. Every book is superlative in everything. And the hack reviewer, when he likes a book, likes everything and applies Shakespearian adjectives and Tolstoyan attributes to creatures of dust and tinsel, or blunders helplessly into dispraise of scholarship, restraint, subtlety, taste, originality—anything that he does not understand.

There is no help except to set books upon their planes and assort them into their categories—which is merely to define them before beginning to criticize. This is elementary work as I have said, which may lead the critic only so far as the threshold, and cannot always give the reader that complete and sympathetic comprehension of what he has read which is the final object of literary criticism. However, in an age when overemphasis has been commercialized, and where the powerful forces of print can be mobilized and sent charging everywhere to bowl down contrary opinions, it is indispensable.

Scholarly books have been dispraised because they were not exciting; fine novels have been sneered at because they were hard to read; cheap stories have been proclaimed great because they wore a pretense of seriousness; sentimentality has been welcomed because it was warm hearted; indecency has been condemned for immorality; immorality has slipped through as romance; daring has been mistaken for novelty; painstaking dulness, for careful art; self-revelation, for world knowledge; pretty writing, for literature; violence, for strength; and warped and unhealthy egoism for the wise sincerity which is the soul of literature. In all such instances definition is the prophylactic, and often the cure.

Writers, most of all, need to define their tasks. I do not mean their technical problems merely, although I cannot conceive that a dramatist or playwright, who has his subject well in mind, can possibly be hurt by thinking out his methods with the most scrupulous care. Lubbock's recent book on "The Craft of Fiction" has emphasized an art of approach and point of view in the great novelists which was thoroughly conscious, even though they may never have tried to formulate it in words. I mean particularly the defining of their themes, their objectives. Many modern novels of the better class, and a great many modern poems, seem to me awash and wallowing like derelicts on the high seas. They are successful enough in this, excellent in that, but they get nowhere, because the writers had felt the emotion that made them, or suffered the experience, but never defined it in terms of all emotion, all experience, never considered its end. The three dots...of modern literature are significant. We break off our efforts, partly no doubt because we seek effects of impressionism, more often because imagination went no further. Near things are sharp and expressed with remarkable vividness, ultimate objectives are blurred, which is to say, they lack definition.

May the shades of Dr. Johnson, Charles Lamb, Emerson, and all great individualists protect us from bad definitions, and especially from rigid or formal ones! Bad definitions destroy themselves, for if they are thoroughly bad no one believes them, and if they contain those pleasing half truths which a generation loves to suckle upon, why then after their vogue they will wither into nothingness. Such definitions are of the letter, and die by it, but stiff, clumsy definitions kill the spirit. To define a great man by a rigid formula is to sink to the lowest practice of the worst class rooms. To define a tendency so sharply that it cannot flow without breaking the definition, is a lecturer's trick for which audiences should stone him. Solemn generalizations which squat upon a book like an ostrich on a goose egg and hatch out vast moral philosophies are to be dreaded like the devil, as are, equally, the critics with pet theories, who, having defined them, make everything from a squib to an epic fit their definition.

Definitions which classify without margins are a special evil: the division into literature and journalism for example, with no allowance for interlocking; or the confident separation of all books into categories of good or bad. Wholesale definitions are also objectionable, where having defined a poem as magazine verse, or a collection of articles as a magazine, or a book as a sex story, or a man as a journalist, or a tendency as erratic or erotic, you think you have said something. May the muse of clear thinking, and the little humorous gods who keep the sense of proportion balancing, protect us from these also.

It occurs to me that I have made but a lame attempt to define definition. This, however, is as it should be. For definition, in the sense in which I am using it, like literature, has much of the indefinable. It is a tool merely, or better still, because broader, a device by which the things we enjoy and that profit us may be placed in perspective, ranged, compared, sorted, and distinguished. It is what Arnold meant by seeing steadily and seeing whole. It is the scientist's microscope that defines relationship, and equally the painter's brush that by a touch reveals the hidden shapes of nature and the blend of colors. It is, like these instruments, a means and not an end. May pedants, scholiasters, formalists, and dilettantes take to heart this final description of literary definition!

Quite unconsciously for the most part, but occasionally with purpose aforethought, the essays in this book have been written as literary definitions. Its unity lies in the attempt, which at least has been sincere, to grasp, turn, study in a serious, humorous, ironical, anything but a flippant mood, the living forms of literature as they have risen into consciousness and challenged definition.

THE END.

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