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In the sixth chapter of the work, Morphology comes into the foreground once more. Darwin first goes back, however, to the argument based on the great difference between the mental powers of the highest animals and those of man. That this is only quantitative, not qualitative, he has already shown. Very instructive in this connection is the reference to the enormous difference in mental powers in another class. No one would draw from the fact that the cochineal insect (Coccus) and the ant exhibit enormous differences in their mental powers, the conclusion that the ant should therefore be regarded as something quite distinct, and withdrawn from the class of insects altogether.
Darwin next attempts to establish the SPECIFIC genealogical tree of man, and carefully weighs the differences and resemblances between the different families of the Primates. The erect position of man is an adaptive character, just as are the various characters referable to aquatic life in the seals, which, notwithstanding these, are ranked as a mere family of the Carnivores. The following utterance is very characteristic of Darwin ("Descent of Man", page 231.): "If man had not been his own classifier, he would never have thought of founding a separate order for his own reception." In numerous characters not mentioned in systematic works, in the features of the face, in the form of the nose, in the structure of the external ear, man resembles the apes. The arrangement of the hair in man has also much in common with the apes; as also the occurrence of hair on the forehead of the human embryo, the beard, the convergence of the hair of the upper and under arm towards the elbow, which occurs not only in the anthropoid apes, but also in some American monkeys. Darwin here adopts Wallace's explanation of the origin of the ascending direction of the hair in the forearm of the orang,—that it has arisen through the habit of holding the hands over the head in rain. But this explanation cannot be maintained when we consider that this disposition of the hair is widely distributed among the most different mammals, being found in the dog, in the sloth, and in many of the lower monkeys.
After further careful analysis of the anatomical characters Darwin reaches the conclusion that the New World monkeys (Platyrrhine) may be excluded from the genealogical tree altogether, but that man is an offshoot from the Old World monkeys (Catarrhine) whose progenitors existed as far back as the Miocene period. Among these Old World monkeys the forms to which man shows the greatest resemblance are the anthropoid apes, which, like him, possess neither tail nor ischial callosities. The platyrrhine and catarrhine monkeys have their primitive ancestor among extinct forms of the Lemuridae. Darwin also touches on the question of the original home of the human race and supposes that it may have been in Africa, because it is there that man's nearest relatives, the gorilla and the chimpanzee, are found. But he regards speculation on this point as useless. It is remarkable that, in this connection, Darwin regards the loss of the hair-covering in man as having some relation to a warm climate, while elsewhere he is inclined to make sexual selection responsible for it. Darwin recognises the great gap between man and his nearest relatives, but similar gaps exist at other parts of the mammalian genealogical tree: the allied forms have become extinct. After the extermination of the lower races of mankind, on the one hand, and of the anthropoid apes on the other, which will undoubtedly take place, the gulf will be greater than ever, since the baboons will then bound it on the one side, and the white races on the other. Little weight need be attached to the lack of fossil remains to fill up this gap, since the discovery of these depends upon chance. The last part of the chapter is devoted to a discussion of the earlier stages in the genealogy of man. Here Darwin accepts in the main the genealogical tree, which had meantime been published by Haeckel, who traces the pedigree back through Monotremes, Reptiles, Amphibians, and Fishes, to Amphioxus.
Then follows an attempt to reconstruct, from the atavistic characters, a picture of our primitive ancestor who was undoubtedly an arboreal animal. The occurrence of rudiments of parts in one sex which only come to full development in the other is next discussed. This state of things Darwin regards as derived from an original hermaphroditism. In regard to the mammary glands of the male he does not accept the theory that they are vestigial, but considers them rather as not fully developed.
The last chapter of Part I deals with the question whether the different races of man are to be regarded as different species, or as sub-species of a race of monophyletic origin. The striking differences between the races are first emphasised, and the question of the fertility or infertility of hybrids is discussed. That fertility is the more usual is shown by the excessive fertility of the hybrid population of Brazil. This, and the great variability of the distinguishing characters of the different races, as well as the fact that all grades of transition stages are found between these, while considerable general agreement exists, tell in favour of the unity of the races and lead to the conclusion that they all had a common primitive ancestor.
Darwin therefore classifies all the different races as sub-species of ONE AND THE SAME SPECIES. Then follows an interesting inquiry into the reasons for the extinction of human races. He recognises as the ultimate reason the injurious effects of a change of the conditions of life, which may bring about an increase in infantile mortality, and a diminished fertility. It is precisely the reproductive system, among animals also, which is most susceptible to changes in the environment.
The final section of this chapter deals with the formation of the races of mankind. Darwin discusses the question how far the direct effect of different conditions of life, or the inherited effects of increased use or disuse may have brought about the characteristic differences between the different races. Even in regard to the origin of the colour of the skin he rejects the transmitted effects of an original difference of climate as an explanation. In so doing he is following his tendency to exclude Lamarckian explanations as far as possible. But here he makes gratuitous difficulties from which, since natural selection fails, there is no escape except by bringing in the principle of sexual selection, to which, he regarded it as possible, skin-colouring, arrangement of hair, and form of features might be traced. But with his characteristic conscientiousness he guards himself thus: "I do not intend to assert that sexual selection will account for all the differences between the races." ("Descent of Man", page 308.)
I may be permitted a remark as to Darwin's attitude towards Lamarck. While, at an earlier stage, when he was engaged in the preliminary labours for his immortal work, "The Origin of Species", Darwin expresses himself very forcibly against the views of Lamarck, speaking of Lamarckian "nonsense," ("Life and Letters", Vol. II. page 23.), and of Lamarck's "absurd, though clever work" (Loc. cit. page 39.) and expressly declaring, "I attribute very little to the direct action of climate, etc." (Loc. cit. (1856), page 82.) yet in later life he became more and more convinced of the influence of external conditions. In 1876, that is, two years after the appearance of the second edition of "The Descent of Man", he writes with his usual candid honesty: "In my opinion the greatest error which I have committed, has been not allowing sufficient weight to the direct action of the environment, i.e. food, climate, etc. independently of natural selection." (Ibid. Vol. III. page 159.) It is certain from this change of opinion that, if he had been able to make up his mind to issue a third edition of "The Descent of Man", he would have ascribed a much greater influence to the effect of external conditions in explaining the different characters of the races of man than he did in the second edition. He would also undoubtedly have attributed less influence to sexual selection as a factor in the origin of the different bodily characteristics, if indeed he would not have excluded it altogether.
In Part III of the "Descent" two additional chapters are devoted to the discussion of sexual selection in relation to man. These may be very briefly referred to. Darwin here seeks to show that sexual selection has been operative on man and his primitive progenitor. Space fails me to follow out his interesting arguments. I can only mention that he is inclined to trace back hairlessness, the development of the beard in man, and the characteristic colour of the different human races to sexual selection. Since bareness of the skin could be no advantage, but rather a disadvantage, this character cannot have been brought about by natural selection. Darwin also rejected a direct influence of climate as a cause of the origin of the skin-colour. I have already expressed the opinion, based on the development of his views as shown in his letters, that in a third edition Darwin would probably have laid more stress on the influence of external environment. He himself feels that there are gaps in his proofs here, and says in self-criticism: "The views here advanced, on the part which sexual selection has played in the history of man, want scientific precision." ("Descent of Man", page 924.) I need here only point out that it is impossible to explain the graduated stages of skin-colour by sexual selection, since it would have produced races sharply defined by their colour and not united to other races by transition stages, and this, it is well known, is not the case. Moreover, the fact established by me ("Die Hautfarbe des Menschen", "Mitteilungen der Anthropologischen Gesellschaft in Wien", Vol. XXXIV. pages 331-352.), that in all races the ventral side of the trunk is paler than the dorsal side, and the inner surface of the extremities paler than the outer side, cannot be explained by sexual selection in the Darwinian sense.
With this I conclude my brief survey of the rich contents of Darwin's book. I may be permitted to conclude by quoting the magnificent final words of "The Descent of Man": "We must, however, acknowledge, as it seems to me, that man, with all his noble qualities, with sympathy which feels for the most debased, with benevolence which extends not only to other men but to the humblest living creature, with his god-like intellect which has penetrated into the movements and constitution of the solar system—with all these exalted powers—Man still bears in his bodily frame the indelible stamp of his lowly origin." (Ibid. page 947.)
What has been the fate of Darwin's doctrines since his great achievement? How have they been received and followed up by the scientific and lay world? And what do the successors of the mighty hero and genius think now in regard to the origin of the human race?
At the present time we are incomparably more favourably placed than Darwin was for answering this question of all questions. We have at our command an incomparably greater wealth of material than he had at his disposal. And we are more fortunate than he in this respect, that we now know transition-forms which help to fill up the gap, still great, between the lowest human races and the highest apes. Let us consider for a little the more essential additions to our knowledge since the publication of "The Descent of Man".
Since that time our knowledge of animal embryos has increased enormously. While Darwin was obliged to content himself with comparing a human embryo with that of a dog, there are now available the youngest embryos of monkeys of all possible groups (Orang, Gibbon, Semnopithecus, Macacus), thanks to Selenka's most successful tour in the East Indies in search of such material. We can now compare corresponding stages of the lower monkeys and of the Anthropoid apes with human embryos, and convince ourselves of their great resemblance to one another, thus strengthening enormously the armour prepared by Darwin in defence of his view on man's nearest relatives. It may be said that Selenka's material fils up the blanks in Darwin's array of proofs in the most satisfactory manner.
The deepening of our knowledge of comparative anatomy also gives us much surer foundations than those on which Darwin was obliged to build. Just of late there have been many workers in the domain of the anatomy of apes and lemurs, and their investigations extend to the most different organs. Our knowledge of fossil apes and lemurs has also become much wider and more exact since Darwin's time: the fossil lemurs have been especially worked up by Cope, Forsyth Major, Ameghino, and others. Darwin knew very little about fossil monkeys. He mentions two or three anthropoid apes as occurring in the Miocene of Europe ("Descent of Man", page 240.), but only names Dryopithecus, the largest form from the Miocene of France. It was erroneously supposed that this form was related to Hylobates. We now know not only a form that actually stands near to the gibbon (Pliopithecus), and remains of other anthropoids (Pliohylobates and the fossil chimpanzee, Palaeopithecus), but also several lower catarrhine monkeys, of which Mesopithecus, a form nearly related to the modern Sacred Monkeys (a species of Semnopithecus) and found in strata of the Miocene period in Greece, is the most important. Quite recently, too, Ameghino's investigations have made us acquainted with fossil monkeys from South America (Anthropops, Homunculus), which, according to their discoverer, are to be regarded as in the line of human descent.
What Darwin missed most of all—intermediate forms between apes and man—has been recently furnished. (E. Dubois, as is well known, discovered in 1893, near Trinil in Java, in the alluvial deposits of the river Bengawan, an important form represented by a skull-cap, some molars, and a femur. His opinion—much disputed as it has been—that in this form, which he named Pithecanthropus, he has found a long-desired transition-form is shared by the present writer. And although the geological age of these fossils, which, according to Dubois, belong to the uppermost Tertiary series, the Pliocene, has recently been fixed at a later date (the older Diluvium)), the MORPHOLOGICAL VALUE of these interesting remains, that is, the intermediate position of Pithecanthropus, still holds good. Volz says with justice ("Das geologische Alter der Pithecanthropus-Schichten bei Trinil, Ost-Java". "Neues Jahrb. f.Mineralogie". Festband, 1907.), that even if Pithecanthropus is not THE missing link, it is undoubtedly A missing link.
As on the one hand there has been found in Pithecanthropus a form which, though intermediate between apes and man, is nevertheless more closely allied to the apes, so on the other hand, much progress has been made since Darwin's day in the discovery and description of the older human remains. Since the famous roof of a skull and the bones of the extremities belonging to it were found in 1856 in the Neandertal near Dusseldorf, the most varied judgments have been expressed in regard to the significance of the remains and of the skull in particular. In Darwin's "Descent of Man" there is only a passing allusion to them ("Descent of Man", page 82.) in connection with the discussion of the skull-capacity, although the investigations of Schaaffhausen, King, and Huxley were then known. I believe I have shown, in a series of papers, that the skull in question belongs to a form different from any of the races of man now living, and, with King and Cope, I regard it as at least a different species from living man, and have therefore designated it Homo primigenius. The form unquestionably belongs to the older Diluvium, and in the later Diluvium human forms already appear, which agree in all essential points with existing human races.
As far back as 1886 the value of the Neandertal skull was greatly enhanced by Fraipont's discovery of two skulls and skeletons from Spy in Belgium. These are excellently described by their discoverer ("La race humaine de Neanderthal ou de Canstatt en Belgique". "Arch. de Biologie", VII. 1887.), and are regarded as belonging to the same group of forms as the Neandertal remains. In 1899 and the following years came the discovery by Gorjanovic-Kramberger of different skeletal parts of at least ten individuals in a cave near Krapina in Croatia. (Gorjanovic-Kramberger "Der diluviale Mensch von Krapina in Kroatien", 1906.) It is in particular the form of the lower jaw which is different from that of all recent races of man, and which clearly indicates the lowly position of Homo primigenius, while, on the other hand, the long-known skull from Gibraltar, which I ("Studien zur Vorgeschichte des Menschen", 1906, pages 154 ff.) have referred to Homo primigenius, and which has lately been examined in detail by Sollas ("On the cranial and facial characters of the Neandertal Race". "Trans. R. Soc." London, vol. 199, 1908, page 281.), has made us acquainted with the surprising shape of the eye-orbit, of the nose, and of the whole upper part of the face. Isolated lower jaws found at La Naulette in Belgium, and at Malarnaud in France, increase our material which is now as abundant as could be desired. The most recent discovery of all is that of a skull dug up in August of this year (1908) by Klaatsch and Hauser in the lower grotto of the Le Moustier in Southern France, but this skull has not yet been fully described. Thus Homo primigenius must also be regarded as occupying a position in the gap existing between the highest apes and the lowest human races, Pithecanthropus, standing in the lower part of it, and Homo primigenius in the higher, near man. In order to prevent misunderstanding, I should like here to emphasise that in arranging this structural series—anthropoid apes, Pithecanthropus, Homo primigenius, Homo sapiens—I have no intention of establishing it as a direct genealogical series. I shall have something to say in regard to the genetic relations of these forms, one to another, when discussing the different theories of descent current at the present day. ((Since this essay was written Schoetensack has discovered near Heidelberg and briefly described an exceedingly interesting lower jaw from rocks between the Pliocene and Diluvial beds. This exhibits interesting differences from the forms of lower jaw of Homo primigenius. (Schoetensack "Der Unterkiefer des Homo heidelbergensis". Leipzig, 1908.) G.S.))
In quite a different domain from that of morphological relationship, namely in the physiological study of the blood, results have recently been gained which are of the highest importance to the doctrine of descent. Uhlenhuth, Nuttall, and others have established the fact that the blood-serum of a rabbit which has previously had human blood injected into it, forms a precipitate with human blood. This biological reaction was tried with a great variety of mammalian species, and it was found that those far removed from man gave no precipitate under these conditions. But as in other cases among mammals all nearly related forms yield an almost equally marked precipitate, so the serum of a rabbit treated with human blood and then added to the blood of an anthropoid ape gives ALMOST as marked a precipitate as in human blood; the reaction to the blood of the lower Eastern monkeys is weaker, that to the Western monkeys weaker still; indeed in this last case there is only a slight clouding after a considerable time and no actual precipitate. The blood of the Lemuridae (Nuttall) gives no reaction or an extremely weak one, that of the other mammals none whatever. We have in this not only a proof of the literal blood-relationship between man and apes, but the degree of relationship with the different main groups of apes can be determined beyond possibility of mistake.
Finally, it must be briefly mentioned that in regard to remains of human handicraft also, the material at our disposal has greatly increased of late years, that, as a result of this, the opinions of archaeologists have undergone many changes, and that, in particular, their views in regard to the age of the human race have been greatly influenced. There is a tendency at the present time to refer the origin of man back to Tertiary times. It is true that no remains of Tertiary man have been found, but flints have been discovered which, according to the opinion of most investigators, bear traces either of use, or of very primitive workmanship. Since Rutot's time, following Mortillet's example, investigators have called these "eoliths," and they have been traced back by Verworn to the Miocene of the Auvergne, and by Rutot even to the upper Oligocene. Although these eoliths are even nowadays the subject of many different views, the preoccupation with them has kept the problem of the age of the human race continually before us.
Geology, too, has made great progress since the days of Darwin and Lyell, and has endeavoured with satisfactory results to arrange the human remains of the Diluvial period in chronological order (Penck). I do not intend to enter upon the question of the primitive home of the human race; since the space at my disposal will not allow of my touching even very briefly upon all the departments of science which are concerned in the problem of the descent of man. How Darwin would have rejoiced over each of the discoveries here briefly outlined! What use he would have made of the new and precious material, which would have prevented the discouragement from which he suffered when preparing the second edition of "The Descent of Man"! But it was not granted to him to see this progress towards filling up the gaps in his edifice of which he was so painfully conscious.
He did, however, have the satisfaction of seeing his ideas steadily gaining ground, notwithstanding much hostility and deep-rooted prejudice. Even in the years between the appearance of "The Origin of Species" and of the first edition of the "Descent", the idea of a natural descent of man, which was only briefly indicated in the work of 1859, had been eagerly welcomed in some quarters. It has been already pointed out how brilliantly Huxley contributed to the defence and diffusion of Darwin's doctrines, and how in "Man's Place in Nature" he has given us a classic work as a foundation for the doctrine of the descent of man. As Huxley was Darwin's champion in England, so in Germany Carl Vogt, in particular, made himself master of the Darwinian ideas. But above all it was Haeckel who, in energy, eagerness for battle, and knowledge may be placed side by side with Huxley, who took over the leadership in the controversy over the new conception of the universe. As far back as 1866, in his "Generelle Morphologie", he had inquired minutely into the question of the descent of man, and not content with urging merely the general theory of descent from lower animal forms, he drew up for the first time genealogical trees showing the close relationships of the different animal groups; the last of these illustrated the relationships of Mammals, and among them of all groups of the Primates, including man. It was Haeckel's genealogical trees that formed the basis of the special discussion of the relationships of man, in the sixth chapter of Darwin's "Descent of Man".
In the last section of this essay I shall return to Haeckel's conception of the special descent of man, the main features of which he still upholds, and rightly so. Haeckel has contributed more than any one else to the spread of the Darwinian doctrine.
I can only allow myself a few words as to the spread of the theory of the natural descent of man in other countries. The Parisian anthropological school, founded and guided by the genius of Broca, took up the idea of the descent of man, and made many notable contributions to it (Broca, Manouvrier, Mahoudeau, Deniker and others). In England itself Darwin's work did not die. Huxley took care of that, for he, with his lofty and unprejudiced mind, dominated and inspired English biology until his death on June 29, 1895. He had the satisfaction shortly before his death of learning of Dubois' discovery, which he illustrated by a humorous sketch. ("Life and Letters of Thomas Henry Huxley", Vol. II. page 394.) But there are still many followers in Darwin's footsteps in England. Keane has worked at the special genealogical tree of the Primates; Keith has inquired which of the anthropoid apes has the greatest number of characters in common with man; Morris concerns himself with the evolution of man in general, especially with his acquisition of the erect position. The recent discoveries of Pithecanthropus and Homo primigenius are being vigorously discussed; but the present writer is not in a position to form an opinion of the extent to which the idea of descent has penetrated throughout England generally.
In Italy independent work in the domain of the descent of man is being produced, especially by Morselli; with him are associated, in the investigation of related problems, Sergi and Giuffrida-Ruggeri. From the ranks of American investigators we may single out in particular the eminent geologist Cope, who championed with much decision the idea of the specific difference of Homo neandertalensis (primigenius) and maintained a more direct descent of man from the fossil Lemuridae. In South America too, in Argentina, new life is stirring in this department of science. Ameghino in Buenos Ayres has awakened the fossil primates of the Pampas formation to new life; he even believes that in Tetraprothomo, represented by a femur, he has discovered a direct ancestor of man. Lehmann-Nitsche is working at the other side of the gulf between apes and men, and he describes a remarkable first cervical vertebra (atlas) from Monte Hermoso as belonging to a form which may bear the same relation to Homo sapiens in South America as Homo primigenius does in the Old World. After a minute investigation he establishes a human species Homo neogaeus, while Ameghino ascribes this atlas vertebra to his Tetraprothomo.
Thus throughout the whole scientific world there is arising a new life, an eager endeavour to get nearer to Huxley's problema maximum, to penetrate more deeply into the origin of the human race. There are to-day very few experts in anatomy and zoology who deny the animal descent of man in general. Religious considerations, old prejudices, the reluctance to accept man, who so far surpasses mentally all other creatures, as descended from "soulless" animals, prevent a few investigators from giving full adherence to the doctrine. But there are very few of these who still postulate a special act of creation for man. Although the majority of experts in anatomy and zoology accept unconditionally the descent of man from lower forms, there is much diversity of opinion among them in regard to the special line of descent.
In trying to establish any special hypothesis of descent, whether by the graphic method of drawing up genealogical trees or otherwise, let us always bear in mind Darwin's words ("Descent of Man", page 229.) and use them as a critical guiding line: "As we have no record of the lines of descent, the pedigree can be discovered only by observing the degrees of resemblance between the beings which are to be classed." Darwin carries this further by stating "that resemblances in several unimportant structures, in useless and rudimentary organs, or not now functionally active, or in an embryological condition, are by far the most serviceable for classification." (Loc. cit.) It has also to be remembered that NUMEROUS separate points of agreement are of much greater importance than the amount of similarity or dissimilarity in a few points.
The hypotheses as to descent current at the present day may be divided into two main groups. The first group seeks for the roots of the human race not among any of the families of the apes—the anatomically nearest forms—nor among their very similar but less specialised ancestral forms, the fossil representatives of which we can know only in part, but, setting the monkeys on one side, it seeks for them lower down among the fossil Eocene Pseudo-lemuridae or Lemuridae (Cope), or even among the primitive pentadactylous Eocene forms, which may either have led directly to the evolution of man (Adloff), or have given rise to an ancestral form common to apes and men (Klaatsch (Klaatsch in his last publications speaks in the main only of an ancestral form common to men and anthropoid apes.), Giuffrida-Ruggeri). The common ancestral form, from which man and apes are thus supposed to have arisen independently, may explain the numerous resemblances which actually exist between them. That is to say, all the characters upon which the great structural resemblance between apes and man depends must have been present in their common ancestor. Let us take an example of such a common character. The bony external ear-passage is in general as highly developed in the lower Eastern monkeys and the anthropoid apes as in man. This character must, therefore, have already been present in the common primitive form. In that case it is not easy to understand why the Western monkeys have not also inherited the character, instead of possessing only a tympanic ring. But it becomes more intelligible if we assume that forms with a primitive tympanic ring were the original type, and that from these were evolved, on the one hand, the existing New World monkeys with persistent tympanic ring, and on the other an ancestral form common to the lower Old World monkeys, the anthropoid apes and man. For man shares with these the character in question, and it is also one of the "unimportant" characters required by Darwin. Thus we have two divergent lines arising from the ancestral form, the Western monkeys (Platyrrhine) on the one hand, and an ancestral form common to the lower Eastern monkeys, the anthropoid apes, and man, on the other. But considerations similar to those which showed it to be impossible that man should have developed from an ancestor common to him and the monkeys, yet outside of and parallel with these, may be urged also against the likelihood of a parallel evolution of the lower Eastern monkeys, the anthropoid apes, and man. The anthropoid apes have in common with man many characters which are not present in the lower Old World monkeys. These characters must therefore have been present in the ancestral form common to the three groups. But here, again, it is difficult to understand why the lower Eastern monkeys should not also have inherited these characters. As this is not the case, there remains no alternative but to assume divergent evolution from an indifferent form. The lower Eastern monkeys are carrying on the evolution in one direction—I might almost say towards a blind alley—while anthropoids and men have struck out a progressive path, at first in common, which explains the many points of resemblance between them, without regarding man as derived directly from the anthropoids. Their many striking points of agreement indicate a common descent, and cannot be explained as phenomena of convergence.
I believe I have shown in the above sketch that a theory which derives man directly from lower forms without regarding apes as transition-types leads ad absurdum. The close structural relationship between man and monkeys can only be understood if both are brought into the same line of evolution. To trace man's line of descent directly back to the old Eocene mammals, alongside of, but with no relation to these very similar forms, is to abandon the method of exact comparison, which, as Darwin rightly recognised, alone justifies us in drawing up genealogical trees on the basis of resemblances and differences. The farther down we go the more does the ground slip from beneath our feet. Even the Lemuridae show very numerous divergent conditions, much more so the Eocene mammals (Creodonta, Condylarthra), the chief resemblance of which to man consists in the possession of pentadactylous hands and feet! Thus the farther course of the line of descent disappears in the darkness of the ancestry of the mammals. With just as much reason we might pass by the Vertebrates altogether, and go back to the lower Invertebrates, but in that case it would be much easier to say that man has arisen independently, and has evolved, without relation to any animals, from the lowest primitive form to his present isolated and dominant position. But this would be to deny all value to classification, which must after all be the ultimate basis of a genealogical tree. We can, as Darwin rightly observed, only infer the line of descent from the degree of resemblance between single forms. If we regard man as directly derived from primitive forms very far back, we have no way of explaining the many points of agreement between him and the monkeys in general, and the anthropoid apes in particular. These must remain an inexplicable marvel.
I have thus, I trust, shown that the first class of special theories of descent, which assumes that man has developed, parallel with the monkeys, but without relation to them, from very low primitive forms cannot be upheld, because it fails to take into account the close structural affinity of man and monkeys. I cannot but regard this hypothesis as lamentably retrograde, for it makes impossible any application of the facts that have been discovered in the course of the anatomical and embryological study of man and monkeys, and indeed prejudges investigations of that class as pointless. The whole method is perverted; an unjustifiable theory of descent is first formulated with the aid of the imagination, and then we are asked to declare that all structural relations between man and monkeys, and between the different groups of the latter, are valueless,—the fact being that they are the only true basis on which a genealogical tree can be constructed.
So much for this most modern method of classification, which has probably found adherents because it would deliver us from the relationship to apes which many people so much dislike. In contrast to it we have the second class of special hypotheses of descent, which keeps strictly to the nearest structural relationships. This is the only basis that justifies the drawing up of a special hypothesis of descent. If this fundamental proposition be recognised, it will be admitted that the doctrine of special descent upheld by Haeckel, and set forth in Darwin's "Descent of Man", is still valid to-day. In the genealogical tree, man's place is quite close to the anthropoid apes; these again have as their nearest relatives the lower Old World monkeys, and their progenitors must be sought among the less differentiated Platyrrhine monkeys, whose most important characters have been handed on to the present day New World monkeys. How the different genera are to be arranged within the general scheme indicated depends in the main on the classificatory value attributed to individual characters. This is particularly true in regard to Pithecanthropus, which I consider as the root of a branch which has sprung from the anthropoid ape root and has led up to man; the latter I have designated the family of the Hominidae.
For the rest, there are, as we have said, various possible ways of constructing the narrower genealogy within the limits of this branch including men and apes, and these methods will probably continue to change with the accumulation of new facts. Haeckel himself has modified his genealogical tree of the Primates in certain details since the publication of his "Generelle Morphologie" in 1866, but its general basis remains the same. (Haeckel's latest genealogical tree is to be found in his most recent work, "Unsere Ahnenreihe". Jena, 1908.) All the special genealogical trees drawn up on the lines laid down by Haeckel and Darwin—and that of Dubois may be specially mentioned—are based, in general, on the close relationship of monkeys and men, although they may vary in detail. Various hypotheses have been formulated on these lines, with special reference to the evolution of man. "Pithecanthropus" is regarded by some authorities as the direct ancestor of man, by others as a side-track failure in the attempt at the evolution of man. The problem of the monophyletic or polyphyletic origin of the human race has also been much discussed. Sergi (Sergi G. "Europa", 1908.) inclines towards the assumption of a polyphyletic origin of the three main races of man, the African primitive form of which has given rise also to the gorilla and chimpanzee, the Asiatic to the Orang, the Gibbon, and Pithecanthropus. Kollmann regards existing human races as derived from small primitive races (pigmies), and considers that Homo primigenius must have arisen in a secondary and degenerative manner.
But this is not the place, nor have I the space to criticise the various special theories of descent. One, however, must receive particular notice. According to Ameghino, the South American monkeys (Pitheculites) from the oldest Tertiary of the Pampas are the forms from which have arisen the existing American monkeys on the one hand, and on the other, the extinct South American Homunculidae, which are also small forms. From these last, anthropoid apes and man have, he believes, been evolved. Among the progenitors of man, Ameghino reckons the form discovered by him (Tetraprothomo), from which a South American primitive man, Homo pampaeus, might be directly evolved, while on the other hand all the lower Old World monkeys may have arisen from older fossil South American forms (Clenialitidae), the distribution of which may be explained by the bridge formerly existing between South America and Africa, as may be the derivation of all existing human races from Homo pampaeus. (See Ameghino's latest paper, "Notas preliminares sobre el Tetraprothomo argentinus", etc. "Anales del Museo nacional de Buenos Aires", XVI. pages 107-242, 1907.) The fossil forms discovered by Ameghino deserve the most minute investigation, as does also the fossil man from South America of which Lehmann-Nitsche ("Nouvelles recherches sur la formation pampeenne et l'homme fossile de la Republique Argentine". "Rivista del Museo de la Plata", T. XIV. pages 193-488.) has made a thorough study.
It is obvious that, notwithstanding the necessity for fitting man's line of descent into the genealogical tree of the Primates, especially the apes, opinions in regard to it differ greatly in detail. This could not be otherwise, since the different Primate forms, especially the fossil forms, are still far from being exhaustively known. But one thing remains certain,—the idea of the close relationship between man and monkeys set forth in Darwin's "Descent of Man". Only those who deny the many points of agreement, the sole basis of classification, and thus of a natural genealogical tree, can look upon the position of Darwin and Haeckel as antiquated, or as standing on an insufficient foundation. For such a genealogical tree is nothing more than a summarised representation of what is known in regard to the degree of resemblance between the different forms.
Darwin's work in regard to the descent of man has not been surpassed; the more we immerse ourselves in the study of the structural relationships between apes and man, the more is our path illumined by the clear light radiating from him, and through his calm and deliberate investigation, based on a mass of material in the accumulation of which he has never had an equal. Darwin's fame will be bound up for all time with the unprejudiced investigation of the question of all questions, the descent of the human race.
VIII. CHARLES DARWIN AS AN ANTHROPOLOGIST. By Ernst Haeckel.
Professor of Zoology in the University of Jena.
The great advance that anthropology has made in the second half of the nineteenth century is due in the first place, to Darwin's discovery of the origin of man. No other problem in the whole field of research is so momentous as that of "Man's place in nature," which was justly described by Huxley (1863) as the most fundamental of all questions. Yet the scientific solution of this problem was impossible until the theory of descent had been established.
It is now a hundred years since the great French biologist Jean Lamarck published his "Philosophie Zoologique". By a remarkable coincidence the year in which that work was issued, 1809, was the year of the birth of his most distinguished successor, Charles Darwin. Lamarck had already recognised that the descent of man from a series of other Vertebrates—that is, from a series of Ape-like Primates—was essentially involved in the general theory of transformation which he had erected on a broad inductive basis; and he had sufficient penetration to detect the agencies that had been at work in the evolution of the erect bimanous man from the arboreal and quadrumanous ape. He had, however, few empirical arguments to advance in support of his hypothesis, and it could not be established until the further development of the biological sciences—the founding of comparative embryology by Baer (1828) and of the cell-theory by Schleiden and Schwann (1838), the advance of physiology under Johannes Muller (1833), and the enormous progress of palaeontology and comparative anatomy between 1820 and 1860—provided this necessary foundation. Darwin was the first to coordinate the ample results of these lines of research. With no less comprehensiveness than discrimination he consolidated them as a basis of a modified theory of descent, and associated with them his own theory of natural selection, which we take to be distinctive of "Darwinism" in the stricter sense. The illuminating truth of these cumulative arguments was so great in every branch of biology that, in spite of the most vehement opposition, the battle was won within a single decade, and Darwin secured the general admiration and recognition that had been denied to his forerunner, Lamarck, up to the hour of his death (1829).
Before, however, we consider the momentous influence that Darwinism has had in anthropology, we shall find it useful to glance at its history in the course of the last half century, and notice the various theories that have contributed to its advance. The first attempt to give extensive expression to the reform of biology by Darwin's work will be found in my "Generelle Morphologie" (1866) ("Generelle Morphologie der Organismen", 2 vols., Berlin, 1866.) which was followed by a more popular treatment of the subject in my "Naturliche Schopfungsgeschichte" (1868) (English translation; "The History of Creation", London, 1876.), a compilation from the earlier work. In the first volume of the "Generelle Morphologie" I endeavoured to show the great importance of evolution in settling the fundamental questions of biological philosophy, especially in regard to comparative anatomy. In the second volume I dealt broadly with the principle of evolution, distinguishing ontogeny and phylogeny as its two coordinate main branches, and associating the two in the Biogenetic Law. The Law may be formulated thus: "Ontogeny (embryology or the development of the individual) is a concise and compressed recapitulation of phylogeny (the palaeontological or genealogical series) conditioned by laws of heredity and adaptation." The "Systematic introduction to general evolution," with which the second volume of the "Generelle Morphologie" opens, was the first attempt to draw up a natural system of organisms (in harmony with the principles of Lamarck and Darwin) in the form of a hypothetical pedigree, and was provisionally set forth in eight genealogical tables.
In the nineteenth chapter of the "Generelle Morphologie"—a part of which has been republished, without any alteration, after a lapse of forty years—I made a critical study of Lamarck's theory of descent and of Darwin's theory of selection, and endeavoured to bring the complex phenomena of heredity and adaptation under definite laws for the first time. Heredity I divided into conservative and progressive: adaptation into indirect (or potential) and direct (or actual). I then found it possible to give some explanation of the correlation of the two physiological functions in the struggle for life (selection), and to indicate the important laws of divergence (or differentiation) and complexity (or division of labour), which are the direct and inevitable outcome of selection. Finally, I marked off dysteleology as the science of the aimless (vestigial, abortive, atrophied, and useless) organs and parts of the body. In all this I worked from a strictly monistic standpoint, and sought to explain all biological phenomena on the mechanical and naturalistic lines that had long been recognised in the study of inorganic nature. Then (1866), as now, being convinced of the unity of nature, the fundamental identity of the agencies at work in the inorganic and the organic worlds, I discarded vitalism, teleology, and all hypotheses of a mystic character.
It was clear from the first that it was essential, in the monistic conception of evolution, to distinguish between the laws of conservative and progressive heredity. Conservative heredity maintains from generation to generation the enduring characters of the species. Each organism transmits to its descendants a part of the morphological and physiological qualities that it has received from its parents and ancestors. On the other hand, progressive heredity brings new characters to the species—characters that were not found in preceding generations. Each organism may transmit to its offspring a part of the morphological and physiological features that it has itself acquired, by adaptation, in the course of its individual career, through the use or disuse of particular organs, the influence of environment, climate, nutrition, etc. At that time I gave the name of "progressive heredity" to this inheritance of acquired characters, as a short and convenient expression, but have since changed the term to "transformative heredity" (as distinguished from conservative). This term is preferable, as inherited regressive modifications (degeneration, retrograde metamorphisis, etc.) come under the same head.
Transformative heredity—or the transmission of acquired characters—is one of the most important principles in evolutionary science. Unless we admit it most of the facts of comparative anatomy and physiology are inexplicable. That was the conviction of Darwin no less than of Lamarck, of Spencer as well as Virchow, of Huxley as well as Gegenbaur, indeed of the great majority of speculative biologists. This fundamental principle was for the first time called in question and assailed in 1885 by August Weismann of Freiburg, the eminent zoologist to whom the theory of evolution owes a great deal of valuable support, and who has attained distinction by his extension of the theory of selection. In explanation of the phenomena of heredity he introduced a new theory, the "theory of the continuity of the germ-plasm." According to him the living substance in all organisms consists of two quite distinct kinds of plasm, somatic and germinal. The permanent germ-plasm, or the active substance of the two germ-cells (egg-cell and sperm-cell), passes unchanged through a series of generations, and is not affected by environmental influences. The environment modifies only the soma-plasm, the organs and tissues of the body. The modifications that these parts undergo through the influence of the environment or their own activity (use and habit), do not affect the germ-plasm, and cannot therefore be transmitted.
This theory of the continuity of the germ-plasm has been expounded by Weismann during the last twenty-four years in a number of able volumes, and is regarded by many biologists, such as Mr Francis Galton, Sir E. Ray Lankester, and Professor J. Arthur Thomson (who has recently made a thoroughgoing defence of it in his important work "Heredity" (London, 1908.)), as the most striking advance in evolutionary science. On the other hand, the theory has been rejected by Herbert Spencer, Sir W. Turner, Gegenbaur, Kolliker, Hertwig, and many others. For my part I have, with all respect for the distinguished Darwinian, contested the theory from the first, because its whole foundation seems to me erroneous, and its deductions do not seem to be in accord with the main facts of comparative morphology and physiology. Weismann's theory in its entirety is a finely conceived molecular hypothesis, but it is devoid of empirical basis. The notion of the absolute and permanent independence of the germ-plasm, as distinguished from the soma-plasm, is purely speculative; as is also the theory of germinal selection. The determinants, ids, and idants, are purely hypothetical elements. The experiments that have been devised to demonstrate their existence really prove nothing.
It seems to me quite improper to describe this hypothetical structure as "Neodarwinism." Darwin was just as convinced as Lamarck of the transmission of acquired characters and its great importance in the scheme of evolution. I had the good fortune to visit Darwin at Down three times and discuss with him the main principles of his system, and on each occasion we were fully agreed as to the incalculable importance of what I call transformative inheritance. It is only proper to point out that Weismann's theory of the germ-plasm is in express contradiction to the fundamental principles of Darwin and Lamarck. Nor is it more acceptable in what one may call its "ultradarwinism"—the idea that the theory of selection explains everything in the evolution of the organic world. This belief in the "omnipotence of natural selection" was not shared by Darwin himself. Assuredly, I regard it as of the utmost value, as the process of natural selection through the struggle for life affords an explanation of the mechanical origin of the adapted organisation. It solves the great problem: how could the finely adapted structure of the animal or plant body be formed unless it was built on a preconceived plan? It thus enables us to dispense with the teleology of the metaphysician and the dualist, and to set aside the old mythological and poetic legends of creation. The idea had occurred in vague form to the great Empedocles 2000 years before the time of Darwin, but it was reserved for modern research to give it ample expression. Nevertheless, natural selection does not of itself give the solution of all our evolutionary problems. It has to be taken in conjunction with the transformism of Lamarck, with which it is in complete harmony.
The monumental greatness of Charles Darwin, who surpasses every other student of science in the nineteenth century by the loftiness of his monistic conception of nature and the progressive influence of his ideas, is perhaps best seen in the fact that not one of his many successors has succeeded in modifying his theory of descent in any essential point or in discovering an entirely new standpoint in the interpretation of the organic world. Neither Nageli nor Weismann, neither De Vries nor Roux, has done this. Nageli, in his "Mechanisch-Physiologische Theorie der Abstammungslehre" (Munich, 1884.), which is to a great extent in agreement with Weismann, constructed a theory of the idioplasm, that represents it (like the germ-plasm) as developing continuously in a definite direction from internal causes. But his internal "principle of progress" is at the bottom just as teleological as the vital force of the Vitalists, and the micellar structure of the idioplasm is just as hypothetical as the "dominant" structure of the germ-plasm. In 1889 Moritz Wagner sought to explain the origin of species by migration and isolation, and on that basis constructed a special "migration-theory." This, however, is not out of harmony with the theory of selection. It merely elevates one single factor in the theory to a predominant position. Isolation is only a special case of selection, as I had pointed out in the fifteenth chapter of my "Natural history of creation". The "mutation-theory" of De Vries ("Die Mutationstheorie", Leipzig, 1903.), that would explain the origin of species by sudden and saltatory variations rather than by gradual modification, is regarded by many botanists as a great step in advance, but it is generally rejected by zoologists. It affords no explanation of the facts of adaptation, and has no causal value.
Much more important than these theories is that of Wilhelm Roux ("Der Kampf der Theile im Organismus", Leipzig, 1881.) of "the struggle of parts within the organism, a supplementation of the theory of mechanical adaptation." He explains the functional autoformation of the purposive structure by a combination of Darwin's principle of selection with Lamarck's idea of transformative heredity, and applies the two in conjunction to the facts of histology. He lays stress on the significance of functional adaptation, which I had described in 1866, under the head of cumulative adaptation, as the most important factor in evolution. Pointing out its influence in the cell-life of the tissues, he puts "cellular selection" above "personal selection," and shows how the finest conceivable adaptations in the structure of the tissue may be brought about quite mechanically, without preconceived plan. This "mechanical teleology" is a valuable extension of Darwin's monistic principle of selection to the whole field of cellular physiology and histology, and is wholly destructive of dualistic vitalism.
The most important advance that evolution has made since Darwin and the most valuable amplification of his theory of selection is, in my opinion, the work of Richard Semon: "Die Mneme als erhaltendes Prinzip im Wechsel des organischen Geschehens" (Leipzig, 1904.). He offers a psychological explanation of the facts of heredity by reducing them to a process of (unconscious) memory. The physiologist Ewald Hering had shown in 1870 that memory must be regarded as a general function of organic matter, and that we are quite unable to explain the chief vital phenomena, especially those of reproduction and inheritance, unless we admit this unconscious memory. In my essay "Die Perigenesis der Plastidule" (Berlin, 1876.) I elaborated this far-reaching idea, and applied the physical principle of transmitted motion to the plastidules, or active molecules of plasm. I concluded that "heredity is the memory of the plastidules, and variability their power of comprehension." This "provisional attempt to give a mechanical explanation of the elementary processes of evolution" I afterwards extended by showing that sensitiveness is (as Carl Nageli, Ernst Mach, and Albrecht Rau express it) a general quality of matter. This form of panpsychism finds its simplest expression in the "trinity of substance."
To the two fundamental attributes that Spinoza ascribed to substance—Extension (matter as occupying space) and Cogitation (energy, force)—we now add the third fundamental quality of Psychoma (sensitiveness, soul). I further elaborated this trinitarian conception of substance in the nineteenth chapter of my "Die Lebenswunder" (1904) ("Wonders of Life", London, 1904.), and it seems to me well calculated to afford a monistic solution of many of the antitheses of philosophy.
This important Mneme-theory of Semon and the luminous physiological experiments and observations associated with it not only throw considerable light on transformative inheritance, but provide a sound physiological foundation for the biogenetic law. I had endeavoured to show in 1874, in the first chapter of my "Anthropogenie" (English translation; "The Evolution of Man", 2 volumes, London, 1879 and 1905.), that this fundamental law of organic evolution holds good generally, and that there is everywhere a direct causal connection between ontogeny and phylogeny. "Phylogenesis is the mechanical cause of ontogenesis"; in other words, "The evolution of the stem or race is—in accordance with the laws of heredity and adaptation—the real cause of all the changes that appear, in a condensed form, in the development of the individual organism from the ovum, in either the embryo or the larva."
It is now fifty years since Charles Darwin pointed out, in the thirteenth chapter of his epoch-making "Origin of Species", the fundamental importance of embryology in connection with his theory of descent:
"The leading facts in embryology, which are second to none in importance, are explained on the principle of variations in the many descendants from some one ancient progenitor, having appeared at a not very early period of life, and having been inherited at a corresponding period." ("Origin of Species" (6th edition), page 396.)
He then shows that the striking resemblance of the embryos and larvae of closely related animals, which in the mature stage belong to widely different species and genera, can only be explained by their descent from a common progenitor. Fritz Muller made a closer study of these important phenomena in the instructive instance of the Crustacean larva, as given in his able work "Fur Darwin" (1864). (English translation; "Facts and Arguments for Darwin", London, 1869.) I then, in 1872, extended the range so as to include all animals (with the exception of the unicellular Protozoa) and showed, by means of the theory of the Gastraea, that all multicellular, tissue-forming animals—all the Metazoa—develop in essentially the same way from the primary germ-layers. I conceived the embryonic form, in which the whole structure consists of only two layers of cells, and is known as the gastrula, to be the ontogenetic recapitulation, maintained by tenacious heredity, of a primitive common progenitor of all the Metazoa, the Gastraea. At a later date (1895) Monticelli discovered that this conjectural ancestral form is still preserved in certain primitive Coelenterata—Pemmatodiscus, Kunstleria, and the nearly-related Orthonectida.
The general application of the biogenetic law to all classes of animals and plants has been proved in my "Systematische Phylogenie". (3 volumes, Berlin, 1894-96.) It has, however, been frequently challenged, both by botanists and zoologists, chiefly owing to the fact that many have failed to distinguish its two essential elements, palingenesis and cenogenesis. As early as 1874 I had emphasised, in the first chapter of my "Evolution of Man", the importance of discriminating carefully between these two sets of phenomena:
"In the evolutionary appreciation of the facts of embryology we must take particular care to distinguish sharply and clearly between the primary, palingenetic evolutionary processes and the secondary, cenogenetic processes. The palingenetic phenomena, or embryonic RECAPITULATIONS, are due to heredity, to the transmission of characters from one generation to another. They enable us to draw direct inferences in regard to corresponding structures in the development of the species (e.g. the chorda or the branchial arches in all vertebrate embryos). The cenogenetic phenomena, on the other hand, or the embryonic VARIATIONS, cannot be traced to inheritance from a mature ancestor, but are due to the adaptation of the embryo or the larva to certain conditions of its individual development (e.g. the amnion, the allantois, and the vitelline arteries in the embryos of the higher vertebrates). These cenogenetic phenomena are later additions; we must not infer from them that there were corresponding processes in the ancestral history, and hence they are apt to mislead."
The fundamental importance of these facts of comparative anatomy, atavism, and the rudimentary organs, was pointed out by Darwin in the first part of his classic work, "The Descent of Man and Selection in Relation to Sex" (1871). ("Descent of Man" (Popular Edition), page 927.) In the "General summary and conclusion" (chapter XXI.) he was able to say, with perfect justice: "He who is not content to look, like a savage, at the phenomena of nature as disconnected, cannot any longer believe that man is the work of a separate act of creation. He will be forced to admit that the close resemblance of the embryo of man to that, for instance, of a dog—the construction of his skull, limbs, and whole frame on the same plan with that of other mammals, independently of the uses to which the parts may be put—the occasional reappearance of various structures, for instance of several muscles, which man does not normally possess, but which are common to the Quadrumana—and a crowd of analogous facts—all point in the plainest manner to the conclusion that man is the co-descendant with other mammals of a common progenitor."
These few lines of Darwin's have a greater scientific value than hundreds of those so-called "anthropological treatises," which give detailed descriptions of single organs, or mathematical tables with series of numbers and what are claimed to be "exact analyses," but are devoid of synoptic conclusions and a philosophical spirit.
Charles Darwin is not generally recognised as a great anthropologist, nor does the school of modern anthropologists regard him as a leading authority. In Germany, especially, the great majority of the members of the anthropological societies took up an attitude of hostility to him from the very beginning of the controversy in 1860. "The Descent of Man" was not merely rejected, but even the discussion of it was forbidden on the ground that it was "unscientific."
The centre of this inveterate hostility for thirty years—especially after 1877—was Rudolph Virchow of Berlin, the leading investigator in pathological anatomy, who did so much for the reform of medicine by his establishment of cellular pathology in 1858. As a prominent representative of "exact" or "descriptive" anthropology, and lacking a broad equipment in comparative anatomy and ontogeny, he was unable to accept the theory of descent. In earlier years, and especially during his splendid period of activity at Wurzburg (1848-1856), he had been a consistent free-thinker, and had in a number of able articles (collected in his "Gesammelte Abhandlungen") ("Gesammelte Abhandlungen zur wissenschaftlichen Medizin", Berlin, 1856.) upheld the unity of human nature, the inseparability of body and spirit. In later years at Berlin, where he was more occupied with political work and sociology (especially after 1866), he abandoned the positive monistic position for one of agnosticism and scepticism, and made concessions to the dualistic dogma of a spiritual world apart from the material frame.
In the course of a Scientific Congress at Munich in 1877 the conflict of these antithetic views of nature came into sharp relief. At this memorable Congress I had undertaken to deliver the first address (September 18th) on the subject of "Modern evolution in relation to the whole of science." I maintained that Darwin's theory not only solved the great problem of the origin of species, but that its implications, especially in regard to the nature of man, threw considerable light on the whole of science, and on anthropology in particular. The discovery of the real origin of man by evolution from a long series of mammal ancestors threw light on his place in nature in every aspect, as Huxley had already shown in his excellent lectures of 1863. Just as all the organs and tissues of the human body had originated from those of the nearest related mammals, certain ape-like forms, so we were bound to conclude that his mental qualities also had been derived from those of his extinct primate ancestor.
This monistic view of the origin and nature of man, which is now admitted by nearly all who have the requisite acquaintance with biology, and approach the subject without prejudice, encountered a sharp opposition at that time. The opposition found its strongest expression in an address that Virchow delivered at Munich four days afterwards (September 22nd), on "The freedom of science in the modern State." He spoke of the theory of evolution as an unproved hypothesis, and declared that it ought not to be taught in the schools, because it was dangerous to the State. "We must not," he said, "teach that man has descended from the ape or any other animal." When Darwin, usually so lenient in his judgment, read the English translation of Virchow's speech, he expressed his disapproval in strong terms. But the great authority that Virchow had—an authority well founded in pathology and sociology—and his prestige as President of the German Anthropological Society, had the effect of preventing any member of the Society from raising serious opposition to him for thirty years. Numbers of journals and treatises repeated his dogmatic statement: "It is quite certain that man has descended neither from the ape nor from any other animal." In this he persisted till his death in 1902. Since that time the whole position of German anthropology has changed. The question is no longer whether man was created by a distinct supernatural act or evolved from other mammals, but to which line of the animal hierarchy we must look for the actual series of ancestors. The interested reader will find an account of this "battle of Munich" (1877) in my three Berlin lectures (April, 1905) ("Der Kampf um die Entwickelungs-Gedanken". (English translation; "Last Words on Evolution", London, 1906.))
The main points in our genealogical tree were clearly recognised by Darwin in the sixth chapter of the "Descent of Man". Lowly organised fishes, like the lancelet (Amphioxus), are descended from lower invertebrates resembling the larvae of an existing Tunicate (Appendicularia). From these primitive fishes were evolved higher fishes of the ganoid type and others of the type of Lepidosiren (Dipneusta). It is a very small step from these to the Amphibia:
"In the class of mammals the steps are not difficult to conceive which led from the ancient Monotremata to the ancient Marsupials; and from these to the early progenitors of the placental mammals. We may thus ascend to the Lemuridae; and the interval is not very wide from these to the Simiadae. The Simiadae then branched off into two great stems, the New World and Old World monkeys; and from the latter, at a remote period, Man, the wonder and glory of the Universe, proceeded." ("Descent of Man" (Popular Edition), page 255.)
In these few lines Darwin clearly indicated the way in which we were to conceive our ancestral series within the vertebrates. It is fully confirmed by all the arguments of comparative anatomy and embryology, of palaeontology and physiology; and all the research of the subsequent forty years has gone to establish it. The deep interest in geology which Darwin maintained throughout his life and his complete knowledge of palaeontology enabled him to grasp the fundamental importance of the palaeontological record more clearly than anthropologists and zoologists usually do.
There has been much debate in subsequent decades whether Darwin himself maintained that man was descended from the ape, and many writers have sought to deny it. But the lines I have quoted verbatim from the conclusion of the sixth chapter of the "Descent of Man" (1871) leave no doubt that he was as firmly convinced of it as was his great precursor Jean Lamarck in 1809. Moreover, Darwin adds, with particular explicitness, in the "general summary and conclusion" (chapter XXI.) of that standard work ("Descent of Man", page 930.):
"By considering the embryological structure of man—the homologies which he presents with the lower animals,—the rudiments which he retains,—and the reversions to which he is liable, we can partly recall in imagination the former condition of our early progenitors; and can approximately place them in their proper place in the zoological series. We thus learn that man is descended from a hairy, tailed quadruped, probably arboreal in its habits, and an inhabitant of the Old World. This creature, if its whole structure had been examined by a naturalist, would have been classed amongst the Quadrumana, as surely as the still more ancient progenitor of the Old and New World monkeys."
These clear and definite lines leave no doubt that Darwin—so critical and cautious in regard to important conclusions—was quite as firmly convinced of the descent of man from the apes (the Catarrhinae, in particular) as Lamarck was in 1809 and Huxley in 1863.
It is to be noted particularly that, in these and other observations on the subject, Darwin decidedly assumes the monophyletic origin of the mammals, including man. It is my own conviction that this is of the greatest importance. A number of difficult questions in regard to the development of man, in respect of anatomy, physiology, psychology, and embryology, are easily settled if we do not merely extend our progonotaxis to our nearest relatives, the anthropoid apes and the tailed monkeys from which these have descended, but go further back and find an ancestor in the group of the Lemuridae, and still further back to the Marsupials and Monotremata. The essential identity of all the Mammals in point of anatomical structure and embryonic development—in spite of their astonishing differences in external appearance and habits of life—is so palpably significant that modern zoologists are agreed in the hypothesis that they have all sprung from a common root, and that this root may be sought in the earlier Palaeozoic Amphibia.
The fundamental importance of this comparative morphology of the Mammals, as a sound basis of scientific anthropology, was recognised just before the beginning of the nineteenth century, when Lamarck first emphasised (1794) the division of the animal kingdom into Vertebrates and Invertebrates. Even thirteen years earlier (1781), when Goethe made a close study of the mammal skeleton in the Anatomical Institute at Jena, he was intensely interested to find that the composition of the skull was the same in man as in the other mammals. His discovery of the os intermaxillare in man (1784), which was contradicted by most of the anatomists of the time, and his ingenious "vertebral theory of the skull," were the splendid fruit of his morphological studies. They remind us how Germany's greatest philosopher and poet was for many years ardently absorbed in the comparative anatomy of man and the mammals, and how he divined that their wonderful identity in structure was no mere superficial resemblance, but pointed to a deep internal connection. In my "Generelle Morphologie" (1866), in which I published the first attempts to construct phylogenetic trees, I have given a number of remarkable theses of Goethe, which may be called "phyletic prophecies." They justify us in regarding him as a precursor of Darwin.
In the ensuing forty years I have made many conscientious efforts to penetrate further along that line of anthropological research that was opened up by Goethe, Lamarck, and Darwin. I have brought together the many valuable results that have constantly been reached in comparative anatomy, physiology, ontogeny, and palaeontology, and maintained the effort to reform the classification of animals and plants in an evolutionary sense. The first rough drafts of pedigrees that were published in the "Generelle Morphologie" have been improved time after time in the ten editions of my "Naturaliche Schopfungsgeschichte" (1868-1902). (English translation; "The History of Creation", London, 1876.) A sounder basis for my phyletic hypotheses, derived from a discriminating combination of the three great records—morphology, ontogeny, and palaeontology—was provided in the three volumes of my "Systematische Phylogenie" (Berlin, 1894-96.) (1894 Protists and Plants, 1895 Vertebrates, 1896 Invertebrates). In my "Anthropogenie" (Leipzig, 1874, 5th edition 1905. English translation; "The Evolution of Man", London, 1905.) I endeavoured to employ all the known facts of comparative ontogeny (embryology) for the purpose of completing my scheme of human phylogeny (evolution). I attempted to sketch the historical development of each organ of the body, beginning with the most elementary structures in the germ-layers of the Gastraea. At the same time I drew up a corrected statement of the most important steps in the line of our ancestral series.
At the fourth International Congress of Zoology at Cambridge (August 26th, 1898) I delivered an address on "Our present knowledge of the Descent of Man." It was translated into English, enriched with many valuable notes and additions, by my friend and pupil in earlier days Dr Hans Gadow (Cambridge), and published under the title: "The Last Link; our present knowledge of the Descent of Man". (London, 1898.) The determination of the chief animal forms that occur in the line of our ancestry is there restricted to thirty types, and these are distributed in six main groups.
The first half of this "Progonotaxis hominis," which has no support from fossil evidence, comprises three groups: (i) Protista (unicellular organisms, 1-5: (ii) Invertebrate Metazoa (Coelenteria 6-8, Vermalia 9-11): (iii) Monorrhine Vertebrates (Acrania 12-13, Cyclostoma 14-15). The second half, which is based on fossil records, also comprises three groups: (iv) Palaeozoic cold-blooded Craniota (Fishes 16-18, Amphibia 19, Reptiles 20: (v) Mesozoic Mammals (Monotrema 21, Marsupialia 22, Mallotheria 23): (vi) Cenozoic Primates (Lemuridae 24-25, Tailed Apes 26-27, Anthropomorpha 28-30). An improved and enlarged edition of this hypothetic "Progonotaxis hominis" was published in 1908, in my essay "Unsere Ahnenreihe". ("Festschrift zur 350-jahrigen Jubelfeier der Thuringer Universitat Jena". Jena, 1908.)
If I have succeeded in furthering, in some degree, by these anthropological works, the solution of the great problem of Man's place in nature, and particularly in helping to trace the definite stages in our ancestral series, I owe the success, not merely to the vast progress that biology has made in the last half century, but largely to the luminous example of the great investigators who have applied themselves to the problem, with so much assiduity and genius, for a century and a quarter—I mean Goethe and Lamarck, Gegenbaur and Huxley, but, above all, Charles Darwin. It was the great genius of Darwin that first brought together the scattered material of biology and shaped it into that symmetrical temple of scientific knowledge, the theory of descent. It was Darwin who put the crown on the edifice by his theory of natural selection. Not until this broad inductive law was firmly established was it possible to vindicate the special conclusion, the descent of man from a series of other Vertebrates. By his illuminating discovery Darwin did more for anthropology than thousands of those writers, who are more specifically titled anthropologists, have done by their technical treatises. We may, indeed, say that it is not merely as an exact observer and ingenious experimenter, but as a distinguished anthropologist and far-seeing thinker, that Darwin takes his place among the greatest men of science of the nineteenth century.
To appreciate fully the immortal merit of Darwin in connection with anthropology, we must remember that not only did his chief work, "The Origin of Species", which opened up a new era in natural history in 1859, sustain the most virulent and widespread opposition for a lengthy period, but even thirty years later, when its principles were generally recognised and adopted, the application of them to man was energetically contested by many high scientific authorities. Even Alfred Russel Wallace, who discovered the principle of natural selection independently in 1858, did not concede that it was applicable to the higher mental and moral qualities of man. Dr Wallace still holds a spiritualist and dualist view of the nature of man, contending that he is composed of a material frame (descended from the apes) and an immortal immaterial soul (infused by a higher power). This dual conception, moreover, is still predominant in the wide circles of modern theology and metaphysics, and has the general and influential adherence of the more conservative classes of society.
In strict contradiction to this mystical dualism, which is generally connected with teleology and vitalism, Darwin always maintained the complete unity of human nature, and showed convincingly that the psychological side of man was developed, in the same way as the body, from the less advanced soul of the anthropoid ape, and, at a still more remote period, from the cerebral functions of the older vertebrates. The eighth chapter of the "Origin of Species", which is devoted to instinct, contains weighty evidence that the instincts of animals are subject, like all other vital processes, to the general laws of historic development. The special instincts of particular species were formed by adaptation, and the modifications thus acquired were handed on to posterity by heredity; in their formation and preservation natural selection plays the same part as in the transformation of every other physiological function. The higher moral qualities of civilised man have been derived from the lower mental functions of the uncultivated barbarians and savages, and these in turn from the social instincts of the mammals. This natural and monistic psychology of Darwin's was afterwards more fully developed by his friend George Romanes in his excellent works "Mental Evolution in Animals" and "Mental Evolution in Man". (London, 1885; 1888.)
Many valuable and most interesting contributions to this monistic psychology of man were made by Darwin in his fine work on "The Descent of Man and Selection in Relation to Sex", and again in his supplementary work, "The Expression of the Emotions in Man and Animals". To understand the historical development of Darwin's anthropology one must read his life and the introduction to "The Descent of Man". From the moment that he was convinced of the truth of the principle of descent—that is to say, from his thirtieth year, in 1838—he recognised clearly that man could not be excluded from its range. He recognised as a logical necessity the important conclusion that "man is the co-descendant with other species of some ancient, lower, and extinct form." For many years he gathered notes and arguments in support of this thesis, and for the purpose of showing the probable line of man's ancestry. But in the first edition of "The Origin of Species" (1859) he restricted himself to the single line, that by this work "light would be thrown on the origin of man and his history." In the fifty years that have elapsed since that time the science of the origin and nature of man has made astonishing progress, and we are now fairly agreed in a monistic conception of nature that regards the whole universe, including man, as a wonderful unity, governed by unalterable and eternal laws. In my philosophical book "Die Weltratsel" (1899) ("The Riddle of the Universe", London, 1900.) and in the supplementary volume "Die Lebenswunder" (1904) "The Wonders of Life", London, (1904.), I have endeavoured to show that this pure monism is securely established, and that the admission of the all-powerful rule of the same principle of evolution throughout the universe compels us to formulate a single supreme law—the all-embracing "Law of Substance," or the united laws of the constancy of matter and the conservation of energy. We should never have reached this supreme general conception if Charles Darwin—a "monistic philosopher" in the true sense of the word—had not prepared the way by his theory of descent by natural selection, and crowned the great work of his life by the association of this theory with a naturalistic anthropology.
IX. SOME PRIMITIVE THEORIES OF THE ORIGIN OF MAN.
By J.G. FRAZER. Fellow of Trinity College, Cambridge.
On a bright day in late autumn a good many years ago I had ascended the hill of Panopeus in Phocis to examine the ancient Greek fortifications which crest its brow. It was the first of November, but the weather was very hot; and when my work among the ruins was done, I was glad to rest under the shade of a clump of fine holly-oaks, to inhale the sweet refreshing perfume of the wild thyme which scented all the air, and to enjoy the distant prospects, rich in natural beauty, rich too in memories of the legendary and historic past. To the south the finely-cut peak of Helicon peered over the low intervening hills. In the west loomed the mighty mass of Parnassus, its middle slopes darkened by pine-woods like shadows of clouds brooding on the mountain-side; while at its skirts nestled the ivy-mantled walls of Daulis overhanging the deep glen, whose romantic beauty accords so well with the loves and sorrows of Procne and Philomela, which Greek tradition associated with the spot. Northwards, across the broad plain to which the hill of Panopeus descends, steep and bare, the eye rested on the gap in the hills through which the Cephissus winds his tortuous way to flow under grey willows, at the foot of barren stony hills, till his turbid waters lose themselves, no longer in the vast reedy swamps of the now vanished Copaic Lake, but in the darkness of a cavern in the limestone rock. Eastward, clinging to the slopes of the bleak range of which the hill of Panopeus forms part, were the ruins of Chaeronea, the birthplace of Plutarch; and out there in the plain was fought the disastrous battle which laid Greece at the feet of Macedonia. There, too, in a later age East and West met in deadly conflict, when the Roman armies under Sulla defeated the Asiatic hosts of Mithridates. Such was the landscape spread out before me on one of those farewell autumn days of almost pathetic splendour, when the departing summer seems to linger fondly, as if loth to resign to winter the enchanted mountains of Greece. Next day the scene had changed: summer was gone. A grey November mist hung low on the hills which only yesterday had shone resplendent in the sun, and under its melancholy curtain the dead flat of the Chaeronean plain, a wide treeless expanse shut in by desolate slopes, wore an aspect of chilly sadness befitting the battlefield where a nation's freedom was lost.
But crowded as the prospect from Panopeus is with memories of the past, the place itself, now so still and deserted, was once the scene of an event even more ancient and memorable, if Greek story-tellers can be trusted. For here, they say, the sage Prometheus created our first parents by fashioning them, like a potter, out of clay. (Pausanias X. 4.4. Compare Apollodorus, "Bibliotheca", I. 7. 1; Ovid, "Metamorph." I. 82 sq.; Juvenal, "Sat". XIV. 35. According to another version of the tale, this creation of mankind took place not at Panopeus, but at Iconium in Lycaonia. After the original race of mankind had been destroyed in the great flood of Deucalion, the Greek Noah, Zeus commanded Prometheus and Athena to create men afresh by moulding images out of clay, breathing the winds into them, and making them live. See "Etymologicum Magnum", s.v. "'Ikonion", pages 470 sq. It is said that Prometheus fashioned the animals as well as men, giving to each kind of beast its proper nature. See Philemon, quoted by Stobaeus, "Florilegium" II. 27. The creation of man by Prometheus is figured on ancient works of art. See J. Toutain, "Etudes de Mythologie et d'Histoire des Religions Antiques" (Paris, 1909), page 190. According to Hesiod ("Works and Days", 60 sqq.) it was Hephaestus who at the bidding of Zeus moulded the first woman out of moist earth.) The very spot where he did so can still be seen. It is a forlorn little glen or rather hollow behind the hill of Panopeus, below the ruined but still stately walls and towers which crown the grey rocks of the summit. The glen, when I visited it that hot day after the long drought of summer, was quite dry; no water trickled down its bushy sides, but in the bottom I found a reddish crumbling earth, a relic perhaps of the clay out of which the potter Prometheus moulded the Greek Adam and Eve. In a volume dedicated to the honour of one who has done more than any other in modern times to shape the ideas of mankind as to their origin it may not be out of place to recall this crude Greek notion of the creation of the human race, and to compare or contrast it with other rudimentary speculations of primitive peoples on the same subject, if only for the sake of marking the interval which divides the childhood from the maturity of science.
The simple notion that the first man and woman were modelled out of clay by a god or other superhuman being is found in the traditions of many peoples. This is the Hebrew belief recorded in Genesis: "The Lord God formed man of the dust of the ground, and breathed into his nostrils the breath of life; and man became a living soul." (Genesis ii.7.) To the Hebrews this derivation of our species suggested itself all the more naturally because in their language the word for "ground" (adamah) is in form the feminine of the word for man (adam). (S.R. Driver and W.H.Bennett, in their commentaries on Genesis ii. 7.) From various allusions in Babylonian literature it would seem that the Babylonians also conceived man to have been moulded out of clay. (H. Zimmern, in E. Schrader's "Die Keilinschriften und das Alte Testament" 3 (Berlin, 1902), page 506.) According to Berosus, the Babylonian priest whose account of creation has been preserved in a Greek version, the god Bel cut off his own head, and the other gods caught the flowing blood, mixed it with earth, and fashioned men out of the bloody paste; and that, they said, is why men are so wise, because their mortal clay is tempered with divine blood. (Eusebius, "Chronicon", ed. A. Schoene, Vol. I. (Berlin, 1875), col. 16.) In Egyptian mythology Khnoumou, the Father of the gods, is said to have moulded men out of clay. (G. Maspero, "Histoire Ancienne des Peuples de l'Orient Classique", I. (Paris, 1895), page 128.) We cannot doubt that such crude conceptions of the origin of our race were handed down to the civilised peoples of antiquity by their savage or barbarous forefathers. Certainly stories of the same sort are known to be current among savages and barbarians.
Thus the Australian blacks in the neighbourhood of Melbourne said that Pund-jel, the creator, cut three large sheets of bark with his big knife. On one of these he placed some clay and worked it up with his knife into a proper consistence. He then laid a portion of the clay on one of the other pieces of bark and shaped it into a human form; first he made the feet, then the legs, then the trunk, the arms, and the head. Thus he made a clay man on each of the two pieces of bark; and being well pleased with them he danced round them for joy. Next he took stringy bark from the Eucalyptus tree, made hair of it, and stuck it on the heads of his clay men. Then he looked at them again, was pleased with his work, and again danced round them for joy. He then lay down on them, blew his breath hard into their mouths, their noses, and their navels; and presently they stirred, spoke, and rose up as full-grown men. (R. Brough Smyth, "The Aborigines of Victoria" (Melbourne, 1878), I. 424. This and many of the following legends of creation have been already cited by me in a note on Pausanias X. 4. 4 ("Pausanias's Description of Greece, translated with a Commentary" (London, 1898), Vol V. pages 220 sq.).) The Maoris of New Zealand say that Tiki made man after his own image. He took red clay, kneaded it, like the Babylonian Bel, with his own blood, fashioned it in human form, and gave the image breath. As he had made man in his own likeness he called him Tiki-ahua or Tiki's likeness. (R. Taylor "Te Ika A Maui, or New Zealand and its Inhabitants", Second Edition (London, 1870), page 117. Compare E. Shortland, "Maori Religion and Mythology" (London, 1882), pages 21 sq.) A very generally received tradition in Tahiti was that the first human pair was made by Taaroa, the chief god. They say that after he had formed the world he created man out of red earth, which was also the food of mankind until bread-fruit was produced. Further, some say that one day Taaroa called for the man by name, and when he came he made him fall asleep. As he slept, the creator took out one of his bones (ivi) and made a woman of it, whom he gave to the man to be his wife, and the pair became the progenitors of mankind. This narrative was taken down from the lips of the natives in the early years of the mission to Tahiti. The missionary who records it observes: "This always appeared to me a mere recital of the Mosaic account of creation, which they had heard from some European, and I never placed any reliance on it, although they have repeatedly told me it was a tradition among them before any foreigner arrived. Some have also stated that the woman's name was Ivi, which would be by them pronounced as if written "Eve". "Ivi" is an aboriginal word, and not only signifies a bone, but also a widow, and a victim slain in war. Notwithstanding the assertion of the natives, I am disposed to think that "Ivi", or Eve, is the only aboriginal part of the story, as far as it respects the mother of the human race. (W. Ellis, "Polynesian Researches", Second Edition (London, 1832), I. 110 sq. "Ivi" or "iwi" is the regular word for "bone" in the various Polynesian languages. See E. Tregear, "The Maori-Polynesian Comparative Dictionary" (Wellington, New Zealand, 1891), page 109.) However, the same tradition has been recorded in other parts of Polynesia besides Tahiti. Thus the natives of Fakaofo or Bowditch Island say that the first man was produced out of a stone. After a time he bethought him of making a woman. So he gathered earth and moulded the figure of a woman out of it, and having done so he took a rib out of his left side and thrust it into the earthen figure, which thereupon started up a live woman. He called her Ivi (Eevee) or "rib" and took her to wife, and the whole human race sprang from this pair. (G. Turner, "Samoa" (London, 1884), pages 267 sq.) The Maoris also are reported to believe that the first woman was made out of the first man's ribs. (J.L. Nicholas, "Narrative of a Voyage to New Zealand" (London, 1817), I. 59, who writes "and to add still more to this strange coincidence, the general term for bone is 'Hevee'.") This wide diffusion of the story in Polynesia raises a doubt whether it is merely, as Ellis thought, a repetition of the Biblical narrative learned from Europeans. In Nui, or Netherland Island, it was the god Aulialia who made earthen models of a man and woman, raised them up, and made them live. He called the man Tepapa and the woman Tetata. (G. Turner, "Samoa", pages 300 sq.) |
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