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4. I shall now advert to a very serious misapprehension of the principles of the subject, which has been committed by some of the writers against Hume's Essay on Miracles, and by Bishop Butler before them, in their anxiety to destroy what appeared to them a formidable weapon of assault against the Christian religion; and the effect of which is entirely to confound the doctrine of the Grounds of Disbelief. The mistake consists in overlooking the distinction between (what may be called) improbability before the fact and improbability after it; or (since, as Mr. Venn remarks, the distinction of past and future is not the material circumstance) between the improbability of a mere guess being right, and the improbability of an alleged fact being true.
Many events are altogether improbable to us, before they have happened, or before we are informed of their happening, which are not in the least incredible when we are informed of them, because not contrary to any, even approximate, induction. In the cast of a perfectly fair die, the chances are five to one against throwing ace, that is, ace will be thrown on an average only once in six throws. But this is no reason against believing that ace was thrown on a given occasion, if any credible witness asserts it; since though ace is only thrown once in six times, some number which is only thrown once in six times must have been thrown if the die was thrown at all. The improbability, then, or, in other words, the unusualness, of any fact, is no reason for disbelieving it, if the nature of the case renders it certain that either that or something equally improbable, that is, equally unusual, did happen. Nor is this all; for even if the other five sides of the die were all twos, or all threes, yet as ace would still, on the average, come up once in every six throws, its coming up in a given throw would be not in any way contradictory to experience. If we disbelieved all facts which had the chances against them beforehand, we should believe hardly any thing. We are told that A. B. died yesterday; the moment before we were so told, the chances against his having died on that day may have been ten thousand to one; but since he was certain to die at some time or other, and when he died must necessarily die on some particular day, while the preponderance of chances is very great against every day in particular, experience affords no ground for discrediting any testimony which may be produced to the event's having taken place on a given day.
Yet it has been considered by Dr. Campbell and others, as a complete answer to Hume's doctrine (that things are incredible which are contrary to the uniform course of experience), that we do not disbelieve, merely because the chances were against them, things in strict conformity to the uniform course of experience; that we do not disbelieve an alleged fact merely because the combination of causes on which it depends occurs only once in a certain number of times. It is evident that whatever is shown by observation, or can be proved from laws of nature, to occur in a certain proportion (however small) of the whole number of possible cases, is not contrary to experience; though we are right in disbelieving it, if some other supposition respecting the matter in question involves, on the whole, a less departure from the ordinary course of events. Yet on such grounds as this have able writers been led to the extraordinary conclusion, that nothing supported by credible testimony ought ever to be disbelieved.
5. We have considered two species of events, commonly said to be improbable; one kind which are in no way extraordinary, but which, having an immense preponderance of chances against them, are improbable until they are affirmed, but no longer; another kind which, being contrary to some recognized law of nature, are incredible on any amount of testimony except such as would be sufficient to shake our belief in the law itself. But between these two classes of events, there is an intermediate class, consisting of what are commonly termed Coincidences: in other words, those combinations of chances which present some peculiar and unexpected regularity, assimilating them, in so far, to the results of law. As if, for example, in a lottery of a thousand tickets, the numbers should be drawn in the exact order of what are called the natural numbers, 1, 2, 3, etc. We have still to consider the principles of evidence applicable to this case: whether there is any difference between coincidences and ordinary events, in the amount of testimony or other evidence necessary to render them credible.
It is certain that on every rational principle of expectation, a combination of this peculiar sort may be expected quite as often as any other given series of a thousand numbers; that with perfectly fair dice, sixes will be thrown twice, thrice, or any number of times in succession, quite as often in a thousand or a million throws, as any other succession of numbers fixed upon beforehand; and that no judicious player would give greater odds against the one series than against the other. Notwithstanding this, there is a general disposition to regard the one as much more improbable than the other, and as requiring much stronger evidence to make it credible. Such is the force of this impression, that it has led some thinkers to the conclusion, that nature has greater difficulty in producing regular combinations than irregular ones; or in other words, that there is some general tendency of things, some law, which prevents regular combinations from occurring, or at least from occurring so often as others. Among these thinkers may be numbered D'Alembert; who, in an Essay on Probabilities to be found in the fifth volume of his Melanges, contends that regular combinations, though equally probable according to the mathematical theory with any others, are physically less probable. He appeals to common sense, or, in other words, to common impressions; saying, if dice thrown repeatedly in our presence gave sixes every time, should we not, before the number of throws had reached ten (not to speak of thousands of millions), be ready to affirm, with the most positive conviction, that the dice were false?
The common and natural impression is in favor of D'Alembert: the regular series would be thought much more unlikely than an irregular. But this common impression is, I apprehend, merely grounded on the fact, that scarcely any body remembers to have ever seen one of these peculiar coincidences: the reason of which is simply that no one's experience extends to any thing like the number of trials, within which that or any other given combination of events can be expected to happen. The chance of sixes on a single throw of two dice being 1/36, the chance of sixes ten times in succession is 1 divided by the tenth power of 36; in other words, such a concurrence is only likely to happen once in 3,656,158,440,062,976 trials, a number which no dice-player's experience comes up to a millionth part of. But if, instead of sixes ten times, any other given succession of ten throws had been fixed upon, it would have been exactly as unlikely that in any individual's experience that particular succession had ever occurred; although this does not seem equally improbable, because no one would be likely to have remembered whether it had occurred or not, and because the comparison is tacitly made, not between sixes ten times and any one particular series of throws, but between all regular and all irregular successions taken together.
That (as D'Alembert says) if the succession of sixes was actually thrown before our eyes, we should ascribe it not to chance, but to unfairness in the dice, is unquestionably true. But this arises from a totally different principle. We should then be considering, not the probability of the fact in itself, but the comparative probability with which, when it is known to have happened, it may be referred to one or to another cause. The regular series is not at all less likely than the irregular one to be brought about by chance, but it is much more likely than the irregular one to be produced by design; or by some general cause operating through the structure of the dice. It is the nature of casual combinations to produce a repetition of the same event, as often and no oftener than any other series of events. But it is the nature of general causes to reproduce, in the same circumstances, always the same event. Common sense and science alike dictate that, all other things being the same, we should rather attribute the effect to a cause which if real would be very likely to produce it, than to a cause which would be very unlikely to produce it. According to Laplace's sixth theorem, which we demonstrated in a former chapter, the difference of probability arising from the superior efficacy of the constant cause, unfairness in the dice, would after a very few throws far outweigh any antecedent probability which there could be against its existence.
D'Alembert should have put the question in another manner. He should have supposed that we had ourselves previously tried the dice, and knew by ample experience that they were fair. Another person then tries them in our absence, and assures us that he threw sixes ten times in succession. Is the assertion credible or not? Here the effect to be accounted for is not the occurrence itself, but the fact of the witness's asserting it. This may arise either from its having really happened, or from some other cause. What we have to estimate is the comparative probability of these two suppositions.
If the witness affirmed that he had thrown any other series of numbers, supposing him to be a person of veracity, and tolerable accuracy, and to profess that he took particular notice, we should believe him. But the ten sixes are exactly as likely to have been really thrown as the other series. If, therefore, this assertion is less credible than the other, the reason must be, not that it is less likely than the other to be made truly, but that it is more likely than the other to be made falsely.
One reason obviously presents itself why what is called a coincidence, should be oftener asserted falsely than an ordinary combination. It excites wonder. It gratifies the love of the marvelous. The motives, therefore, to falsehood, one of the most frequent of which is the desire to astonish, operate more strongly in favor of this kind of assertion than of the other kind. Thus far there is evidently more reason for discrediting an alleged coincidence, than a statement in itself not more probable, but which if made would not be thought remarkable. There are cases, however, in which the presumption on this ground would be the other way. There are some witnesses who, the more extraordinary an occurrence might appear, would be the more anxious to verify it by the utmost carefulness of observation before they would venture to believe it, and still more before they would assert it to others.
6. Independently, however, of any peculiar chances of mendacity arising from the nature of the assertion, Laplace contends, that merely on the general ground of the fallibility of testimony, a coincidence is not credible on the same amount of testimony on which we should be warranted in believing an ordinary combination of events. In order to do justice to his argument, it is necessary to illustrate it by the example chosen by himself.
If, says Laplace, there were one thousand tickets in a box, and one only has been drawn out, then if an eye-witness affirms that the number drawn was 79, this, though the chances were 999 in 1000 against it, is not on that account the less credible; its credibility is equal to the antecedent probability of the witness's veracity. But if there were in the box 999 black balls and only one white, and the witness affirms that the white ball was drawn, the case according to Laplace is very different: the credibility of his assertion is but a small fraction of what it was in the former case; the reason of the difference being as follows:
The witnesses of whom we are speaking must, from the nature of the case, be of a kind whose credibility falls materially short of certainty; let us suppose, then, the credibility of the witness in the case in question to be 9/10; that is, let us suppose that in every ten statements which the witness makes, nine on an average are correct, and one incorrect. Let us now suppose that there have taken place a sufficient number of drawings to exhaust all the possible combinations, the witness deposing in every one. In one case out of every ten in all these drawings he will actually have made a false announcement. But in the case of the thousand tickets these false announcements will have been distributed impartially over all the numbers, and of the 999 cases in which No. 79 was not drawn, there will have been only one case in which it was announced. On the contrary, in the case of the thousand balls (the announcement being always either "black" or "white"), if white was not drawn, and there was a false announcement, that false announcement must have been white; and since by the supposition there was a false announcement once in every ten times, white will have been announced falsely in one-tenth part of all the cases in which it was not drawn, that is, in one-tenth part of 999 cases out of every thousand. White, then, is drawn, on an average, exactly as often as No. 79, but it is announced, without having been really drawn, 999 times as often as No. 79; the announcement, therefore, requires a much greater amount of testimony to render it credible.(205)
To make this argument valid it must of course be supposed, that the announcements made by the witness are average specimens of his general veracity and accuracy; or, at least, that they are neither more nor less so in the case of the black and white balls, than in the case of the thousand tickets. This assumption, however, is not warranted. A person is far less likely to mistake, who has only one form of error to guard against, than if he had 999 different errors to avoid. For instance, in the example chosen, a messenger who might make a mistake once in ten times in reporting the number drawn in a lottery, might not err once in a thousand times if sent simply to observe whether a ball was black or white. Laplace's argument, therefore, is faulty even as applied to his own case. Still less can that case be received as completely representing all cases of coincidence. Laplace has so contrived his example, that though black answers to 999 distinct possibilities, and white only to one, the witness has nevertheless no bias which can make him prefer black to white. The witness did not know that there were 999 black balls in the box and only one white; or if he did, Laplace has taken care to make all the 999 cases so undistinguishably alike, that there is hardly a possibility of any cause of falsehood or error operating in favor of any of them, which would not operate in the same manner if there were only one. Alter this supposition, and the whole argument falls to the ground. Let the balls, for instance, be numbered, and let the white ball be No. 79. Considered in respect of their color, there are but two things which the witness can be interested in asserting, or can have dreamed or hallucinated, or has to choose from if he answers at random, viz., black and white; but considered in respect of the numbers attached to them, there are a thousand; and if his interest or error happens to be connected with the numbers, though the only assertion he makes is about the color, the case becomes precisely assimilated to that of the thousand tickets. Or instead of the balls suppose a lottery, with 1000 tickets and but one prize, and that I hold No. 79, and being interested only in that, ask the witness not what was the number drawn, but whether it was 79 or some other. There are now only two cases, as in Laplace's example; yet he surely would not say that if the witness answered 79, the assertion would be in an enormous proportion less credible, than if he made the same answer to the same question asked in the other way. If, for instance (to put a case supposed by Laplace himself), he has staked a large sum on one of the chances, and thinks that by announcing its occurrence he shall increase his credit; he is equally likely to have betted on any one of the 999 numbers which are attached to black balls, and so far as the chances of mendacity from this cause are concerned, there will be 999 times as many chances of his announcing black falsely as white.
Or suppose a regiment of 1000 men, 999 Englishmen and one Frenchman, and that of these one man has been killed, and it is not known which. I ask the question, and the witness answers, the Frenchman. This was not only as improbable a priori, but is in itself as singular a circumstance, as remarkable a coincidence, as the drawing of the white ball; yet we should believe the statement as readily, as if the answer had been John Thompson. Because, though the 999 Englishmen were all alike in the point in which they differed from the Frenchman, they were not, like the 999 black balls, undistinguishable in every other respect; but being all different, they admitted as many chances of interest or error, as if each man had been of a different nation; and if a lie was told or a mistake made, the misstatement was as likely to fall on any Jones or Thompson of the set, as on the Frenchman.
The example of a coincidence selected by D'Alembert, that of sixes thrown on a pair of dice ten times in succession, belongs to this sort of cases rather than to such as Laplace's. The coincidence is here far more remarkable, because of far rarer occurrence, than the drawing of the white ball. But though the improbability of its really occurring is greater, the superior probability of its being announced falsely can not be established with the same evidence. The announcement "black" represented 999 cases, but the witness may not have known this, and if he did, the 999 cases are so exactly alike, that there is really only one set of possible causes of mendacity corresponding to the whole. The announcement "sixes not drawn ten times," represents, and is known by the witness to represent, a great multitude of contingencies, every one of which being unlike every other, there may be a different and a fresh set of causes of mendacity corresponding to each.
It appears to me, therefore, that Laplace's doctrine is not strictly true of any coincidences, and is wholly inapplicable to most; and that to know whether a coincidence does or does not require more evidence to render it credible than an ordinary event, we must refer, in every instance, to first principles, and estimate afresh what is the probability that the given testimony would have been delivered in that instance, supposing the fact which it asserts not to be true.
With these remarks we close the discussion of the Grounds of Disbelief; and along with it, such exposition as space admits, and as the writer has it in his power to furnish, of the Logic of Induction.
Book IV.
OF OPERATIONS SUBSIDIARY TO INDUCTION.
"Clear and distinct ideas are terms which, though familiar and frequent in men's mouths, I have reason to think every one who uses does not perfectly understand. And possibly it is but here and there one who gives himself the trouble to consider them so far as to know what he himself or others precisely mean by them; I have, therefore, in most places, chose to put determinate or determined, instead of clear and distinct, as more likely to direct men's thoughts to my meaning in this matter."—LOCKE'S Essay on the Human Understanding; Epistle to the Reader.
"Il ne peut y avoir qu'une methode parfaite, qui est la methode naturelle; on nomme ainsi un arrangement dans lequel les etres du meme genre seraient plus voisins entre eux que ceux de tous les autres genres; les genres du meme ordre, plus que ceux de tous les autres ordres; et ainsi de suite. Cette methode est l'ideal auquel l'histoire naturelle doit tendre; car il est evident que si l'on y parvenait, l'on aurait l'expression exacte et complete de la nature entiere."—CUVIER, Regne Animal, Introduction.
"Deux grandes notions philosophiques dominent la theorie fondamentale de la methode naturelle proprement dite, savoir la formation des groupes naturels, et ensuite leur succession hierarchique."—COMTE, Cours de Philosophie Positive, 42me lecon.
Chapter I.
Of Observation And Description.
1. The inquiry which occupied us in the two preceding Books, has conducted us to what appears a satisfactory solution of the principal problem of Logic, according to the conception I have formed of the science. We have found, that the mental process with which Logic is conversant, the operation of ascertaining truths by means of evidence, is always, even when appearances point to a different theory of it, a process of induction. And we have particularized the various modes of induction, and obtained a clear view of the principles to which it must conform, in order to lead to results which can be relied on.
The consideration of Induction, however, does not end with the direct rules for its performance. Something must be said of those other operations of the mind, which are either necessarily presupposed in all induction, or are instrumental to the more difficult and complicated inductive processes. The present Book will be devoted to the consideration of these subsidiary operations; among which our attention must first be given to those, which are indispensable preliminaries to all induction whatsoever.
Induction being merely the extension to a class of cases, of something which has been observed to be true in certain individual instances of the class; the first place among the operations subsidiary to induction, is claimed by Observation. This is not, however, the place to lay down rules for making good observers; nor is it within the competence of Logic to do so, but of the art of intellectual Education. Our business with observation is only in its connection with the appropriate problem of logic, the estimation of evidence. We have to consider, not how or what to observe, but under what conditions observation is to be relied on; what is needful, in order that the fact, supposed to be observed, may safely be received as true.
2. The answer to this question is very simple, at least in its first aspect. The sole condition is, that what is supposed to have been observed shall really have been observed; that it be an observation, not an inference. For in almost every act of our perceiving faculties, observation and inference are intimately blended. What we are said to observe is usually a compound result, of which one-tenth may be observation, and the remaining nine-tenths inference.
I affirm, for example, that I hear a man's voice. This would pass, in common language, for a direct perception. All, however, which is really perception, is that I hear a sound. That the sound is a voice, and that voice the voice of a man, are not perceptions but inferences. I affirm, again, that I saw my brother at a certain hour this morning. If any proposition concerning a matter of fact would commonly be said to be known by the direct testimony of the senses, this surely would be so. The truth, however, is far otherwise. I only saw a certain colored surface; or rather I had the kind of visual sensations which are usually produced by a colored surface; and from these as marks, known to be such by previous experience, I concluded that I saw my brother. I might have had sensations precisely similar, when my brother was not there. I might have seen some other person so nearly resembling him in appearance, as, at the distance, and, with the degree of attention which I bestowed, to be mistaken for him. I might have been asleep, and have dreamed that I saw him; or in a state of nervous disorder, which brought his image before me in a waking hallucination. In all these modes, many have been led to believe that they saw persons well known to them, who were dead or far distant. If any of these suppositions had been true, the affirmation that I saw my brother would have been erroneous; but whatever was matter of direct perception, namely the visual sensations, would have been real. The inference only would have been ill grounded; I should have ascribed those sensations to a wrong cause.
Innumerable instances might be given, and analyzed in the same manner, of what are vulgarly called errors of sense. There are none of them properly errors of sense; they are erroneous inferences from sense. When I look at a candle through a multiplying glass, I see what seems a dozen candles instead of one; and if the real circumstances of the case were skillfully disguised, I might suppose that there were really that number; there would be what is called an optical deception. In the kaleidoscope there really is that deception; when I look through the instrument, instead of what is actually there, namely a casual arrangement of colored fragments, the appearance presented is that of the same combination several times repeated in symmetrical arrangement round a point. The delusion is of course effected by giving me the same sensations which I should have had if such a symmetrical combination had really been presented to me. If I cross two of my fingers, and bring any small object, a marble for instance, into contact with both, at points not usually touched simultaneously by one object, I can hardly, if my eyes are shut, help believing that there are two marbles instead of one. But it is not my touch in this case, nor my sight in the other, which is deceived; the deception, whether durable or only momentary, is in my judgment. From my senses I have only the sensations, and those are genuine. Being accustomed to have those or similar sensations when, and only when, a certain arrangement of outward objects is present to my organs, I have the habit of instantly, when I experience the sensations, inferring the existence of that state of outward things. This habit has become so powerful, that the inference, performed with the speed and certainty of an instinct, is confounded with intuitive perceptions. When it is correct, I am unconscious that it ever needed proof; even when I know it to be incorrect, I can not without considerable effort abstain from making it. In order to be aware that it is not made by instinct but by an acquired habit, I am obliged to reflect on the slow process through which I learned to judge by the eye of many things which I now appear to perceive directly by sight; and on the reverse operation performed by persons learning to draw, who with difficulty and labor divest themselves of their acquired perceptions, and learn afresh to see things as they appear to the eye.
It would be easy to prolong these illustrations, were there any need to expatiate on a topic so copiously exemplified in various popular works. From the examples already given, it is seen sufficiently, that the individual facts from which we collect our inductive generalizations are scarcely ever obtained by observation alone. Observation extends only to the sensations by which we recognize objects; but the propositions which we make use of, either in science or in common life, relate mostly to the objects themselves. In every act of what is called observation, there is at least one inference—from the sensations to the presence of the object; from the marks or diagnostics, to the entire phenomenon. And hence, among other consequences, follows the seeming paradox, that a general proposition collected from particulars is often more certainly true than any one of the particular propositions from which, by an act of induction, it was inferred. For, each of those particular (or rather singular) propositions involved an inference, from the impression on the senses to the fact which caused that impression; and this inference may have been erroneous in any one of the instances, but can not well have been erroneous in all of them, provided their number was sufficient to eliminate chance. The conclusion, therefore, that is, the general proposition, may deserve more complete reliance than it would be safe to repose in any one of the inductive premises.
The logic of observation, then, consists solely in a correct discrimination between that, in a result of observation, which has really been perceived, and that which is an inference from the perception. Whatever portion is inference, is amenable to the rules of induction already treated of, and requires no further notice here; the question for us in this place is, when all which is inference is taken away what remains? There remains, in the first place, the mind's own feelings or states of consciousness, namely, its outward feelings or sensations, and its inward feelings—its thoughts, emotions, and volitions. Whether any thing else remains, or all else is inference from this; whether the mind is capable of directly perceiving or apprehending any thing except states of its own consciousness—is a problem of metaphysics not to be discussed in this place. But after excluding all questions on which metaphysicians differ, it remains true, that for most purposes the discrimination we are called upon practically to exercise is that between sensations or other feelings, of our own or of other people, and inferences drawn from them. And on the theory of Observation this is all which seems necessary to be said for the purposes of the present work.
3. If, in the simplest observation, or in what passes for such, there is a large part which is not observation but something else; so in the simplest description of an observation, there is, and must always be, much more asserted than is contained in the perception itself. We can not describe a fact, without implying more than the fact. The perception is only of one individual thing; but to describe it is to affirm a connection between it and every other thing which is either denoted or connoted by any of the terms used. To begin with an example, than which none can be conceived more elementary: I have a sensation of sight, and I endeavor to describe it by saying that I see something white. In saying this, I do not solely affirm my sensation; I also class it. I assert a resemblance between the thing I see, and all things which I and others are accustomed to call white. I assert that it resembles them in the circumstance in which they all resemble one another, in that which is the ground of their being called by the name. This is not merely one way of describing an observation, but the only way. If I would either register my observation for my own future use, or make it known for the benefit of others, I must assert a resemblance between the fact which I have observed and something else. It is inherent in a description, to be the statement of a resemblance, or resemblances.
We thus see that it is impossible to express in words any result of observation, without performing an act possessing what Dr. Whewell considers to be characteristic of Induction. There is always something introduced which was not included in the observation itself; some conception common to the phenomenon with other phenomena to which it is compared. An observation can not be spoken of in language at all without declaring more than that one observation; without assimilating it to other phenomena already observed and classified. But this identification of an object—this recognition of it as possessing certain known characteristics—has never been confounded with Induction. It is an operation which precedes all induction, and supplies it with its materials. It is a perception of resemblances, obtained by comparison.
These resemblances are not always apprehended directly, by merely comparing the object observed with some other present object, or with our recollection of an object which is absent. They are often ascertained through intermediate marks, that is, deductively. In describing some new kind of animal, suppose me to say that it measures ten feet in length, from the forehead to the extremity of the tail. I did not ascertain this by the unassisted eye. I had a two-foot rule which I applied to the object, and, as we commonly say, measured it; an operation which was not wholly manual, but partly also mathematical, involving the two propositions, Five times two is ten, and Things which are equal to the same thing are equal to one another. Hence, the fact that the animal is ten feet long is not an immediate perception, but a conclusion from reasoning; the minor premises alone being furnished by observation of the object. Nevertheless, this is called an observation, or a description of the animal, not an induction respecting it.
To pass at once from a very simple to a very complex example: I affirm that the earth is globular. The assertion is not grounded on direct perception; for the figure of the earth can not, by us, be directly perceived, though the assertion would not be true unless circumstances could be supposed under which its truth could be so perceived. That the form of the earth is globular is inferred from certain marks, as for instance from this, that its shadow thrown upon the moon is circular; or this, that on the sea, or any extensive plain, our horizon is always a circle; either of which marks is incompatible with any other than a globular form. I assert further, that the earth is that particular kind of a globe which is termed an oblate spheroid; because it is found by measurement in the direction of the meridian, that the length on the surface of the earth which subtends a given angle at its centre, diminishes as we recede from the equator and approach the poles. But these propositions, that the earth is globular, and that it is an oblate spheroid, assert, each of them, an individual fact; in its own nature capable of being perceived by the senses when the requisite organs and the necessary position are supposed, and only not actually perceived because those organs and that position are wanting. This identification of the earth, first as a globe, and next as an oblate spheroid, which, if the fact could have been seen, would have been called a description of the figure of the earth, may without impropriety be so called when, instead of being seen, it is inferred. But we could not without impropriety call either of these assertions an induction from facts respecting the earth. They are not general propositions collected from particular facts, but particular facts deduced from general propositions. They are conclusions obtained deductively, from premises originating in induction: but of these premises some were not obtained by observation of the earth, nor had any peculiar reference to it.
If, then, the truth respecting the figure of the earth is not an induction, why should the truth respecting the figure of the earth's orbit be so? The two cases only differ in this, that the form of the orbit was not, like the form of the earth itself, deduced by ratiocination from facts which were marks of ellipticity, but was got at by boldly guessing that the path was an ellipse, and finding afterward, on examination, that the observations were in harmony with the hypothesis. According to Dr. Whewell, however, this process of guessing and verifying our guesses is not only induction, but the whole of induction: no other exposition can be given of that logical operation. That he is wrong in the latter assertion, the whole of the preceding book has, I hope, sufficiently proved; and that the process by which the ellipticity of the planetary orbits was ascertained, is not induction at all, was attempted to be shown in the second chapter of the same Book.(206) We are now, however, prepared to go more into the heart of the matter than at that earlier period of our inquiry, and to show, not merely what the operation in question is not, but what it is.
4. We observed, in the second chapter, that the proposition "the earth moves in an ellipse," so far as it only serves for the colligation or connecting together of actual observations (that is, as it only affirms that the observed positions of the earth may be correctly represented by as many points in the circumference of an imaginary ellipse), is not an induction, but a description: it is an induction, only when it affirms that the intermediate positions, of which there has been no direct observation, would be found to correspond to the remaining points of the same elliptic circumference. Now, though this real induction is one thing, and the description another, we are in a very different condition for making the induction before we have obtained the description, and after it. For inasmuch as the description, like all other descriptions, contains the assertion of a resemblance between the phenomenon described and something else; in pointing out something which the series of observed places of a planet resembles, it points out something in which the several places themselves agree. If the series of places correspond to as many points of an ellipse, the places themselves agree in being situated in that ellipse. We have, therefore, by the same process which gave us the description, obtained the requisites for an induction by the Method of Agreement. The successive observed places of the earth being considered as effects, and its motion as the cause which produces them, we find that those effects, that is, those places, agree in the circumstance of being in an ellipse. We conclude that the remaining effects, the places which have not been observed, agree in the same circumstance, and that the law of the motion of the earth is motion in an ellipse.
The Colligation of Facts, therefore, by means of hypotheses, or, as Dr. Whewell prefers to say, by means of Conceptions, instead of being, as he supposes, Induction itself, takes its proper place among operations subsidiary to Induction. All Induction supposes that we have previously compared the requisite number of individual instances, and ascertained in what circumstances they agree. The Colligation of Facts is no other than this preliminary operation. When Kepler, after vainly endeavoring to connect the observed places of a planet by various hypotheses of circular motion, at last tried the hypotheses of an ellipse and found it answer to the phenomena; what he really attempted, first unsuccessfully and at last successfully, was to discover the circumstance in which all the observed positions of the planet agreed. And when he in like manner connected another set of observed facts, the periodic times of the different planets, by the proposition that the squares of the times are proportional to the cubes of the distances, what he did was simply to ascertain the property in which the periodic times of all the different planets agreed.
Since, therefore, all that is true and to the purpose in Dr. Whewell's doctrine of Conceptions might be fully expressed by the more familiar term Hypothesis; and since his Colligation of Facts by means of appropriate Conceptions, is but the ordinary process of finding by a comparison of phenomena, in what consists their agreement or resemblance; I would willingly have confined myself to those better understood expressions, and persevered to the end in the same abstinence which I have hitherto observed from ideological discussions; considering the mechanism of our thoughts to be a topic distinct from and irrelevant to the principles and rules by which the trustworthiness of the results of thinking is to be estimated. Since, however, a work of such high pretensions, and, it must also be said, of so much real merit, has rested the whole theory of Induction upon such ideological considerations, it seems necessary for others who follow to claim for themselves and their doctrines whatever position may properly belong to them on the same metaphysical ground. And this is the object of the succeeding chapter.
Chapter II.
Of Abstraction, Or The Formation Of Conceptions.
1. The metaphysical inquiry into the nature and composition of what have been called Abstract Ideas, or, in other words, of the notions which answer in the mind to classes and to general names, belongs not to Logic, but to a different science, and our purpose does not require that we should enter upon it here. We are only concerned with the universally acknowledged fact, that such notions or conceptions do exist. The mind can conceive a multitude of individual things as one assemblage or class; and general names do really suggest to us certain ideas or mental representations, otherwise we could not use the names with consciousness of a meaning. Whether the idea called up by a general name is composed of the various circumstances in which all the individuals denoted by the name agree, and of no others (which is the doctrine of Locke, Brown, and the Conceptualists); or whether it be the idea of some one of those individuals, clothed in its individualizing peculiarities, but with the accompanying knowledge that those peculiarities are not properties of the class (which is the doctrine of Berkeley, Mr. Bailey,(207) and the modern Nominalists); or whether (as held by Mr. James Mill) the idea of the class is that of a miscellaneous assemblage of individuals belonging to the class; or whether, finally, it be any one or any other of all these, according to the accidental circumstances of the case; certain it is, that some idea or mental conception is suggested by a general name, whenever we either hear it or employ it with consciousness of a meaning. And this, which we may call, if we please, a general idea, represents in our minds the whole class of things to which the name is applied. Whenever we think or reason concerning the class, we do so by means of this idea. And the voluntary power which the mind has, of attending to one part of what is present to it at any moment, and neglecting another part, enables us to keep our reasonings and conclusions respecting the class unaffected by any thing in the idea or mental image which is not really, or at least which we do not really believe to be common, to the whole class.(208)
There are, then, such things as general conceptions, or conceptions by means of which we can think generally; and when we form a set of phenomena into a class, that is, when we compare them with one another to ascertain in what they agree, some general conception is implied in this mental operation. And inasmuch as such a comparison is a necessary preliminary to Induction, it is most true that Induction could not go on without general conceptions.
2. But it does not therefore follow that these general conceptions must have existed in the mind previously to the comparison. It is not a law of our intellect, that in comparing things with each other and taking note of their agreement we merely recognize as realized in the outward world something that we already had in our minds. The conception originally found its way to us as the result of such a comparison. It was obtained (in metaphysical phrase) by abstraction from individual things. These things may be things which we perceived or thought of on former occasions, but they may also be the things which we are perceiving or thinking of on the very occasion. When Kepler compared the observed places of the planet Mars, and found that they agreed in being points of an elliptic circumference, he applied a general conception which was already in his mind, having been derived from his former experience. But this is by no means universally the case. When we compare several objects and find them to agree in being white, or when we compare the various species of ruminating animals and find them to agree in being cloven-footed, we have just as much a general conception in our minds as Kepler had in his: we have the conception of "a white thing," or the conception of "a cloven-footed animal." But no one supposes that we necessarily bring these conceptions with us, and superinduce them (to adopt Dr. Whewell's expression) upon the facts: because in these simple cases every body sees that the very act of comparison which ends in our connecting the facts by means of the conception, may be the source from which we derive the conception itself. If we had never seen any white object or had never seen any cloven-footed animal before, we should at the same time and by the same mental act acquire the idea, and employ it for the colligation of the observed phenomena. Kepler, on the contrary, really had to bring the idea with him, and superinduce it upon the facts; he could not evolve it out of them: if he had not already had the idea, he would not have been able to acquire it by a comparison of the planet's positions. But this inability was a mere accident; the idea of an ellipse could have been acquired from the paths of the planets as effectually as from any thing else, if the paths had not happened to be invisible. If the planet had left a visible track, and we had been so placed that we could see it at the proper angle, we might have abstracted our original idea of an ellipse from the planetary orbit. Indeed, every conception which can be made the instrument for connecting a set of facts, might have been originally evolved from those very facts. The conception is a conception of something; and that which it is a conception of, is really in the facts, and might, under some supposable circumstances, or by some supposable extension of the faculties which we actually possess, have been detected in them. And not only is this always in itself possible, but it actually happens in almost all cases in which the obtaining of the right conception is a matter of any considerable difficulty. For if there be no new conception required; if one of those already familiar to mankind will serve the purpose, the accident of being the first to whom the right one occurs, may happen to almost any body; at least in the case of a set of phenomena which the whole scientific world are engaged in attempting to connect. The honor, in Kepler's case, was that of the accurate, patient, and toilsome calculations by which he compared the results that followed from his different guesses, with the observations of Tycho Brahe; but the merit was very small of guessing an ellipse; the only wonder is that men had not guessed it before, nor could they have failed to do so if there had not existed an obstinate a priori prejudice that the heavenly bodies must move, if not in a circle, in some combination of circles.
The really difficult cases are those in which the conception destined to create light and order out of darkness and confusion has to be sought for among the very phenomena which it afterward serves to arrange. Why, according to Dr. Whewell himself, did the ancients fail in discovering the laws of mechanics, that is, of equilibrium and of the communication of motion? Because they had not, or at least had not clearly, the ideas or conceptions of pressure and resistance, momentum, and uniform and accelerating force. And whence could they have obtained these ideas except from the very facts of equilibrium and motion? The tardy development of several of the physical sciences, for example, of optics, electricity, magnetism, and the higher generalizations of chemistry, he ascribes to the fact that mankind had not yet possessed themselves of the Idea of Polarity, that is, the idea of opposite properties in opposite directions. But what was there to suggest such an idea, until, by a separate examination of several of these different branches of knowledge, it was shown that the facts of each of them did present, in some instances at least, the curious phenomenon of opposite properties in opposite directions? The thing was superficially manifest only in two cases, those of the magnet and of electrified bodies; and there the conception was encumbered with the circumstance of material poles, or fixed points in the body itself, in which points this opposition of properties seemed to be inherent. The first comparison and abstraction had led only to this conception of poles; and if any thing corresponding to that conception had existed in the phenomena of chemistry or optics, the difficulty now justly considered so great, would have been extremely small. The obscurity arose from the fact, that the polarities in chemistry and optics were distinct species, though of the same genus, with the polarities in electricity and magnetism; and that in order to assimilate the phenomena to one another, it was necessary to compare a polarity without poles, such for instance as is exemplified in the polarization of light, and the polarity with (apparent) poles, which we see in the magnet; and to recognize that these polarities, while different in many other respects, agree in the one character which is expressed by the phrase, opposite properties in opposite directions. From the result of such a comparison it was that the minds of scientific men formed this new general conception; between which, and the first confused feeling of an analogy between some of the phenomena of light and those of electricity and magnetism, there is a long interval, filled up by the labors and more or less sagacious suggestions of many superior minds.
The conceptions, then, which we employ for the colligation and methodization of facts, do not develop themselves from within, but are impressed upon the mind from without; they are never obtained otherwise than by way of comparison and abstraction, and, in the most important and the most numerous cases, are evolved by abstraction from the very phenomena which it is their office to colligate. I am far, however, from wishing to imply that it is not often a very difficult thing to perform this process of abstraction well, or that the success of an inductive operation does not, in many cases, principally depend on the skill with which we perform it. Bacon was quite justified in designating as one of the principal obstacles to good induction, general conceptions wrongly formed, "notiones temere a rebus abstractae;" to which Dr. Whewell adds, that not only does bad abstraction make bad induction, but that, in order to perform induction well, we must have abstracted well; our general conceptions must be "clear" and "appropriate" to the matter in hand.
3. In attempting to show what the difficulty in this matter really is, and how it is surmounted, I must beg the reader, once for all, to bear this in mind; that although, in discussing the opinions of a different school of philosophy, I am willing to adopt their language, and to speak, therefore, of connecting facts through the instrumentality of a conception, this technical phraseology means neither more nor less than what is commonly called comparing the facts with one another and determining in what they agree. Nor has the technical expression even the advantage of being metaphysically correct. The facts are not connected, except in a merely metaphorical acceptation of the term. The ideas of the facts may become connected, that is, we may be led to think of them together; but this consequence is no more than what may be produced by any casual association. What really takes place, is, I conceive, more philosophically expressed by the common word Comparison, than by the phrases "to connect" or "to superinduce." For, as the general conception is itself obtained by a comparison of particular phenomena, so, when obtained, the mode in which we apply it to other phenomena is again by comparison. We compare phenomena with each other to get the conception, and we then compare those and other phenomena with the conception. We get the conception of an animal (for instance) by comparing different animals, and when we afterward see a creature resembling an animal, we compare it with our general conception of an animal; and if it agrees with that general conception, we include it in the class. The conception becomes the type of comparison.
And we need only consider what comparison is, to see that where the objects are more than two, and still more when they are an indefinite number, a type of some sort is an indispensable condition of the comparison. When we have to arrange and classify a great number of objects according to their agreements and differences, we do not make a confused attempt to compare all with all. We know that two things are as much as the mind can easily attend to at a time, and we therefore fix upon one of the objects, either at hazard or because it offers in a peculiarly striking manner some important character, and, taking this as our standard, compare it with one object after another. If we find a second object which presents a remarkable agreement with the first, inducing us to class them together, the question instantly arises, in what particular circumstances do they agree? and to take notice of these circumstances is already a first stage of abstraction, giving rise to a general conception. Having advanced thus far, when we now take in hand a third object we naturally ask ourselves the question, not merely whether this third object agrees with the first, but whether it agrees with it in the same circumstances in which the second did? in other words, whether it agrees with the general conception which has been obtained by abstraction from the first and second? Thus we see the tendency of general conceptions, as soon as formed, to substitute themselves as types, for whatever individual objects previously answered that purpose in our comparisons. We may, perhaps, find that no considerable number of other objects agree with this first general conception; and that we must drop the conception, and beginning again with a different individual case, proceed by fresh comparisons to a different general conception. Sometimes, again, we find that the same conception will serve, by merely leaving out some of its circumstances; and by this higher effort of abstraction, we obtain a still more general conception; as in the case formerly referred to, the scientific world rose from the conception of poles to the general conception of opposite properties in opposite directions; or as those South-Sea islanders, whose conception of a quadruped had been abstracted from hogs (the only animals of that description which they had seen), when they afterward compared that conception with other quadrupeds, dropped some of the circumstances, and arrived at the more general conception which Europeans associate with the term.
These brief remarks contain, I believe, all that is well grounded in the doctrine, that the conception by which the mind arranges and gives unity to phenomena must be furnished by the mind itself, and that we find the right conception by a tentative process, trying first one and then another until we hit the mark. The conception is not furnished by the mind until it has been furnished to the mind; and the facts which supply it are sometimes extraneous facts, but more often the very facts which we are attempting to arrange by it. It is quite true, however, that in endeavoring to arrange the facts, at whatever point we begin, we never advance three steps without forming a general conception, more or less distinct and precise; and that this general conception becomes the clue which we instantly endeavor to trace through the rest of the facts, or rather, becomes the standard with which we thenceforth compare them. If we are not satisfied with the agreements which we discover among the phenomena by comparing them with this type, or with some still more general conception which by an additional stage of abstraction we can form from the type; we change our path, and look out for other agreements; we recommence the comparison from a different starting-point, and so generate a different set of general conceptions. This is the tentative process which Dr. Whewell speaks of; and which has not unnaturally suggested the theory, that the conception is supplied by the mind itself; since the different conceptions which the mind successively tries, it either already possessed from its previous experience, or they were supplied to it in the first stage of the corresponding act of comparison; so that, in the subsequent part of the process, the conception manifested itself as something compared with the phenomena, not evolved from them.
4. If this be a correct account of the instrumentality of general conceptions in the comparison which necessarily precedes Induction, we are now able to translate into our own language what Dr. Whewell means by saying that conceptions, to be subservient to Induction, must be "clear" and "appropriate."
If the conception corresponds to a real agreement among the phenomena; if the comparison which we have made of a set of objects has led us to class them according to real resemblances and differences; the conception which does this can not fail to be appropriate, for some purpose or other. The question of appropriateness is relative to the particular object we have in view. As soon as, by our comparison, we have ascertained some agreement, something which can be predicated in common of a number of objects; we have obtained a basis on which an inductive process is capable of being founded. But the agreements, or the ulterior consequences to which those agreements lead, may be of very different degrees of importance. If, for instance, we only compare animals according to their color, and class those together which are colored alike, we form the general conceptions of a white animal, a black animal, etc., which are conceptions legitimately formed; and if an induction were to be attempted concerning the causes of the colors of animals, this comparison would be the proper and necessary preparation for such an induction, but would not help us toward a knowledge of the laws of any other of the properties of animals; while if, with Cuvier, we compare and class them according to the structure of the skeleton, or, with Blainville, according to the nature of their outward integuments, the agreements and differences which are observable in these respects are not only of much greater importance in themselves, but are marks of agreements and differences in many other important particulars of the structure and mode of life of the animals. If, therefore, the study of their structure and habits be our object, the conceptions generated by these last comparisons are far more "appropriate" than those generated by the former. Nothing, other than this, can be meant by the appropriateness of a conception.
When Dr. Whewell says that the ancients, or the school-men, or any modern inquirers, missed discovering the real law of a phenomenon because they applied to it an inappropriate instead of an appropriate conception; he can only mean that in comparing various instances of the phenomenon, to ascertain in what those instances agreed, they missed the important points of agreement; and fastened upon such as were either imaginary, and not agreements at all, or, if real agreements, were comparatively trifling, and had no connection with the phenomenon, the law of which was sought.
Aristotle, philosophizing on the subject of motion, remarked that certain motions apparently take place spontaneously; bodies fall to the ground, flame ascends, bubbles of air rise in water, etc.; and these he called natural motions; while others not only never take place without external incitement, but even when such incitement is applied, tend spontaneously to cease; which, to distinguish them from the former, he called violent motions. Now, in comparing the so-called natural motions with one another, it appeared to Aristotle that they agreed in one circumstance, namely, that the body which moved (or seemed to move) spontaneously, was moving toward its own place; meaning thereby the place from whence it originally came, or the place where a great quantity of matter similar to itself was assembled. In the other class of motions, as when bodies are thrown up in the air, they are, on the contrary, moving from their own place. Now, this conception of a body moving toward its own place may justly be considered inappropriate; because, though it expresses a circumstance really found in some of the most familiar instances of motion apparently spontaneous, yet, first, there are many other cases of such motion, in which that circumstance is absent; the motion, for instance, of the earth and planets. Secondly, even when it is present, the motion, on closer examination, would often be seen not to be spontaneous; as, when air rises in water, it does not rise by its own nature, but is pushed up by the superior weight of the water which presses upon it. Finally, there are many cases in which the spontaneous motion takes place in the contrary direction to what the theory considers as the body's own place; for instance, when a fog rises from a lake, or when water dries up. The agreement, therefore, which Aristotle selected as his principle of classification, did not extend to all cases of the phenomenon he wanted to study, spontaneous motion; while it did include cases of the absence of the phenomenon, cases of motion not spontaneous. The conception was hence "inappropriate." We may add that, in the case in question, no conception would be appropriate; there is no agreement which runs through all the cases of spontaneous or apparently spontaneous motion and no others; they can not be brought under one law; it is a case of Plurality of Causes.(209)
5. So much for the first of Dr. Whewell's conditions, that conceptions must be appropriate. The second is, that they shall be "clear:" and let us consider what this implies. Unless the conception corresponds to a real agreement, it has a worse defect than that of not being clear: it is not applicable to the case at all. Among the phenomena, therefore, which we are attempting to connect by means of the conception, we must suppose that there really is an agreement, and that the conception is a conception of that agreement. In order, then, that it may be clear, the only requisite is, that we shall know exactly in what the agreement consists; that it shall have been carefully observed, and accurately remembered. We are said not to have a clear conception of the resemblance among a set of objects, when we have only a general feeling that they resemble, without having analyzed their resemblance, or perceived in what points it consists, and fixed in our memory an exact recollection of those points. This want of clearness, or, as it may be otherwise called, this vagueness in the general conception, may be owing either to our having no accurate knowledge of the objects themselves, or merely to our not having carefully compared them. Thus a person may have no clear idea of a ship because he has never seen one, or because he remembers but little, and that faintly, of what he has seen. Or he may have a perfect knowledge and remembrance of many ships of various kinds, frigates among the rest, but he may have no clear but only a confused idea of a frigate, because he has never been told, and has not compared them sufficiently to have remarked and remembered, in what particular points a frigate differs from some other kind of ship.
It is not, however, necessary, in order to have clear ideas, that we should know all the common properties of the things which we class together. That would be to have our conception of the class complete as well as clear. It is sufficient if we never class things together without knowing exactly why we do so—without having ascertained exactly what agreements we are about to include in our conception; and if, after having thus fixed our conception, we never vary from it, never include in the class any thing which has not those common properties, nor exclude from it any thing which has. A clear conception means a determinate conception; one which does not fluctuate, which is not one thing to-day and another to-morrow, but remains fixed and invariable, except when, from the progress of our knowledge, or the correction of some error, we consciously add to it or alter it. A person of clear ideas is a person who always knows in virtue of what properties his classes are constituted; what attributes are connoted by his general names.
The principal requisites, therefore, of clear conceptions, are habits of attentive observation, an extensive experience, and a memory which receives and retains an exact image of what is observed. And in proportion as any one has the habit of observing minutely and comparing carefully a particular class of phenomena, and an accurate memory for the results of the observation and comparison, so will his conceptions of that class of phenomena be clear; provided he has the indispensable habit (naturally, however, resulting from those other endowments), of never using general names without a precise connotation.
As the clearness of our conceptions chiefly depends on the carefulness and accuracy of our observing and comparing faculties, so their appropriateness, or rather the chance we have of hitting upon the appropriate conception in any case, mainly depends on the activity of the same faculties. He who by habit, grounded on sufficient natural aptitude, has acquired a readiness in accurately observing and comparing phenomena, will perceive so many more agreements, and will perceive them so much more rapidly than other people, that the chances are much greater of his perceiving, in any instance, the agreement on which the important consequences depend.
6. It is of so much importance that the part of the process of investigating truth, discussed in this chapter, should be rightly understood, that I think it is desirable to restate the results we have arrived at, in a somewhat different mode of expression.
We can not ascertain general truths, that is, truths applicable to classes, unless we have formed the classes in such a manner that general truths can be affirmed of them. In the formation of any class, there is involved a conception of it as a class, that is, a conception of certain circumstances as being those which characterize the class, and distinguish the objects composing it from all other things. When we know exactly what these circumstances are, we have a clear idea (or conception) of the class, and of the meaning of the general name which designates it. The primary condition implied in having this clear idea, is that the class be really a class; that it correspond to a real distinction; that the things it includes really do agree with one another in certain particulars, and differ, in those same particulars, from all other things. A person without clear ideas is one who habitually classes together, under the same general names, things which have no common properties, or none which are not possessed also by other things; or who, if the usage of other people prevents him from actually misclassing things, is unable to state to himself the common properties in virtue of which he classes them rightly.
But is it not the sole requisite of classification that the classes should be real classes, framed by a legitimate mental process? Some modes of classing things are more valuable than others for human uses, whether of speculation or of practice; and our classifications are not well made, unless the things which they bring together not only agree with each other in something which distinguishes them from all other things, but agree with each other and differ from other things in the very circumstances which are of primary importance for the purpose (theoretical or practical) which we have in view, and which constitutes the problem before us. In other words, our conceptions, though they may be clear, are not appropriate for our purpose, unless the properties we comprise in them are those which will help us toward what we wish to understand—i.e., either those which go deepest into the nature of the things, if our object be to understand that, or those which are most closely connected with the particular property which we are endeavoring to investigate.
We can not, therefore, frame good general conceptions beforehand. That the conception we have obtained is the one we want, can only be known when we have done the work for the sake of which we wanted it; when we completely understand the general character of the phenomena, or the conditions of the particular property with which we concern ourselves. General conceptions formed without this thorough knowledge, are Bacon's "notiones temere a rebus abstractae." Yet such premature conceptions we must be continually making up, in our progress to something better. They are an impediment to the progress of knowledge, only when they are permanently acquiesced in. When it has become our habit to group things in wrong classes—in groups which either are not really classes, having no distinctive points of agreement (absence of clear ideas), or which are not classes of which any thing important to our purpose can be predicated (absence of appropriate ideas); and when, in the belief that these badly made classes are those sanctioned by nature, we refuse to exchange them for others, and can not or will not make up our general conceptions from any other elements; in that case all the evils which Bacon ascribes to his "notiones temere abstractae" really occur. This was what the ancients did in physics, and what the world in general does in morals and politics to the present day.
It would thus, in my view of the matter, be an inaccurate mode of expression to say, that obtaining appropriate conceptions is a condition precedent to generalization. Throughout the whole process of comparing phenomena with one another for the purpose of generalization, the mind is trying to make up a conception; but the conception which it is trying to make up is that of the really important point of agreement in the phenomena. As we obtain more knowledge of the phenomena themselves, and of the conditions on which their important properties depend, our views on this subject naturally alter; and thus we advance from a less to a more "appropriate" general conception, in the progress of our investigations.
We ought not, at the same time, to forget that the really important agreement can not always be discovered by mere comparison of the very phenomena in question, without the aid of a conception acquired elsewhere; as in the case, so often referred to, of the planetary orbits.
The search for the agreement of a set of phenomena is in truth very similar to the search for a lost or hidden object. At first we place ourselves in a sufficiently commanding position, and cast our eyes round us, and if we can see the object it is well; if not, we ask ourselves mentally what are the places in which it may be hid, in order that we may there search for it: and so on, until we imagine the place where it really is. And here too we require to have had a previous conception, or knowledge, of those different places. As in this familiar process, so in the philosophical operation which it illustrates, we first endeavor to find the lost object or recognize the common attribute, without conjecturally invoking the aid of any previously acquired conception, or, in other words, of any hypothesis. Having failed in this, we call upon our imagination for some hypothesis of a possible place, or a possible point of resemblance, and then look to see whether the facts agree with the conjecture.
For such cases something more is required than a mind accustomed to accurate observation and comparison. It must be a mind stored with general conceptions, previously acquired, of the sorts which bear affinity to the subject of the particular inquiry. And much will also depend on the natural strength and acquired culture of what has been termed the scientific imagination; on the faculty possessed of mentally arranging known elements into new combinations, such as have not yet been observed in nature, though not contradictory to any known laws.
But the variety of intellectual habits, the purposes which they serve, and the modes in which they may be fostered and cultivated, are considerations belonging to the Art of Education: a subject far wider than Logic, and which this treatise does not profess to discuss. Here, therefore, the present chapter may properly close.
Chapter III.
Of Naming, As Subsidiary To Induction.
1. It does not belong to the present undertaking to dwell on the importance of language as a medium of human intercourse, whether for purposes of sympathy or of information. Nor does our design admit of more than a passing allusion to that great property of names, on which their functions as an intellectual instrument are, in reality, ultimately dependent; their potency as a means of forming, and of riveting, associations among our other ideas; a subject on which an able thinker(210) has thus written:
"Names are impressions of sense, and as such take the strongest hold on the mind, and of all other impressions can be most easily recalled and retained in view. They therefore serve to give a point of attachment to all the more volatile objects of thought and feeling. Impressions that when passed might be dissipated forever, are, by their connection with language, always within reach. Thoughts, of themselves, are perpetually slipping out of the field of immediate mental vision; but the name abides with us, and the utterance of it restores them in a moment. Words are the custodiers of every product of mind less impressive than themselves. All extensions of human knowledge, all new generalizations, are fixed and spread, even unintentionally, by the use of words. The child growing up learns, along with the vocables of his mother-tongue, that things which he would have believed to be different are, in important points, the same. Without any formal instruction, the language in which we grow up teaches us all the common philosophy of the age. It directs us to observe and know things which we should have overlooked; it supplies us with classifications ready made, by which things are arranged (as far as the light of by-gone generations admits) with the objects to which they bear the greatest total resemblance. The number of general names in a language, and the degree of generality of those names, afford a test of the knowledge of the era, and of the intellectual insight which is the birthright of any one born into it."
It is not, however, of the functions of Names, considered generally, that we have here to treat, but only of the manner and degree in which they are directly instrumental to the investigation of truth; in other words, to the process of induction.
2. Observation and Abstraction, the operations which formed the subject of the two foregoing chapters, are conditions indispensable to induction; there can be no induction where they are not. It has been imagined that Naming is also a condition equally indispensable. There are thinkers who have held that language is not solely, according to a phrase generally current, an instrument of thought, but the instrument; that names, or something equivalent to them, some species of artificial signs, are necessary to reasoning; that there could be no inference, and consequently no induction, without them. But if the nature of reasoning was correctly explained in the earlier part of the present work, this opinion must be held to be an exaggeration, though of an important truth. If reasoning be from particulars to particulars, and if it consist in recognizing one fact as a mark of another, or a mark of a mark of another, nothing is required to render reasoning possible, except senses and association; senses to perceive that two facts are conjoined; association, as the law by which one of those two facts raises up the idea of the other.(211) For these mental phenomena, as well as for the belief or expectation which follows, and by which we recognize as having taken place, or as about to take place, that of which we have perceived a mark, there is evidently no need of language. And this inference of one particular fact from another is a case of induction. It is of this sort of induction that brutes are capable; it is in this shape that uncultivated minds make almost all their inductions, and that we all do so in the cases in which familiar experience forces our conclusions upon us without any active process of inquiry on our part, and in which the belief or expectation follows the suggestion of the evidence with the promptitude and certainty of an instinct.(212)
3. But though inference of an inductive character is possible without the use of signs, it could never, without them, be carried much beyond the very simple cases which we have just described, and which form, in all probability, the limit of the reasonings of those animals to whom conventional language is unknown. Without language, or something equivalent to it, there could only be as much reasoning from experience as can take place without the aid of general propositions. Now, though in strictness we may reason from past experience to a fresh individual case without the intermediate stage of a general proposition, yet without general propositions we should seldom remember what past experience we have had, and scarcely ever what conclusions that experience will warrant. The division of the inductive process into two parts, the first ascertaining what is a mark of the given fact, the second whether in the new case that mark exists, is natural, and scientifically indispensable. It is, indeed, in a majority of cases, rendered necessary by mere distance of time. The experience by which we are to guide our judgments may be other people's experience, little of which can be communicated to us otherwise than by language; when it is our own, it is generally experience long past; unless, therefore, it were recorded by means of artificial signs, little of it (except in cases involving our intenser sensations or emotions, or the subjects of our daily and hourly contemplation) would be retained in the memory. It is hardly necessary to add, that when the inductive inference is of any but the most direct and obvious nature—when it requires several observations or experiments, in varying circumstances, and the comparison of one of these with another—it is impossible to proceed a step, without the artificial memory which words bestow. Without words, we should, if we had often seen A and B in immediate and obvious conjunction, expect B whenever we saw A; but to discover their conjunction when not obvious, or to determine whether it is really constant or only casual, and whether there is reason to expect it under any given change of circumstances, is a process far too complex to be performed without some contrivance to make our remembrance of our own mental operations accurate. Now, language is such a contrivance. When that instrument is called to our aid, the difficulty is reduced to that of making our remembrance of the meaning of words accurate. This being secured, whatever passes through our minds may be remembered accurately, by putting it carefully into words, and committing the words either to writing or to memory.
The function of Naming, and particularly of General Names, in Induction, may be recapitulated as follows. Every inductive inference which is good at all, is good for a whole class of cases; and, that the inference may have any better warrant of its correctness than the mere clinging together of two ideas, a process of experimentation and comparison is necessary; in which the whole class of cases must be brought to view, and some uniformity in the course of nature evolved and ascertained, since the existence of such a uniformity is required as a justification for drawing the inference in even a single case. This uniformity, therefore, may be ascertained once for all; and if, being ascertained, it can be remembered, it will serve as a formula for making, in particular cases, all such inferences as the previous experience will warrant. But we can only secure its being remembered, or give ourselves even a chance of carrying in our memory any considerable number of such uniformities, by registering them through the medium of permanent signs; which (being, from the nature of the case, signs not of an individual fact, but of a uniformity, that is, of an indefinite number of facts similar to one another) are general signs; universals; general names, and general propositions.
4. And here I can not omit to notice an oversight committed by some eminent thinkers; who have said that the cause of our using general names is the infinite multitude of individual objects, which, making it impossible to have a name for each, compels us to make one name serve for many.
This is a very limited view of the function of general names. Even if there were a name for every individual object, we should require general names as much as we now do. Without them we could not express the result of a single comparison, nor record any one of the uniformities existing in nature; and should be hardly better off in respect to Induction than if we had no names at all. With none but names of individuals (or, in other words, proper names), we might, by pronouncing the name, suggest the idea of the object, but we could not assert any proposition; except the unmeaning ones formed by predicating two proper names one of another. It is only by means of general names that we can convey any information, predicate any attribute, even of an individual, much more of a class. Rigorously speaking, we could get on without any other general names than the abstract names of attributes; all our propositions might be of the form "such an individual object possesses such an attribute," or "such an attribute is always (or never) conjoined with such another attribute." In fact, however, mankind have always given general names to objects as well as attributes, and indeed before attributes: but the general names given to objects imply attributes, derive their whole meaning from attributes; and are chiefly useful as the language by means of which we predicate the attributes which they connote. |
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